13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-03-31, filed 2024-11-05, with 7,424 holding rows worth $435,869,685,000.
- Accession
- 0001140361-24-045234
- Filer
- CIK 1000275
- Filed
- 2024-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, amendment of type restatement, 27,530 entries on the cover page, a total value of $435,869,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,869,685,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERSHEY CO COM | 427866108 | Stock | 700 | $136,000 | dollars as filed | put |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 6,427 | $136,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 4,014 | $136,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 93,206 | $136,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,609 | $136,000 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,702 | $136,000 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,514 | $135,000 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 8,893 | $135,000 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 10,402 | $135,000 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 51,596 | $135,000 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 4,071 | $135,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 5,669 | $135,000 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,412 | $135,000 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M105 | COM | 7,915 | $134,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 6,808 | $134,000 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 160,000 | $134,000 | dollars as filed | principal |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,569 | $134,000 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 5,170 | $134,000 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,092 | $133,000 | dollars as filed | |
| CALERES INC | 129500104 | COM | 3,236 | $133,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 4,105 | $133,000 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 10,153 | $133,000 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 6,413 | $133,000 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 7,236 | $132,000 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,148 | $132,000 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,976 | $132,000 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,899 | $132,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,200 | $132,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 40,419 | $132,000 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 3,823 | $131,000 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 6,570 | $131,000 | dollars as filed | |
| FALCON S BEYOND GLOBAL INC A | 306121104 | COMMON STOCK | 12,766 | $131,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 10,023 | $131,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 26,890 | $131,000 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 3,709 | $130,000 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,287 | $130,000 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,823 | $130,000 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 3,596 | $130,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 7,376 | $130,000 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 42,940 | $129,000 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 11,300 | $129,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,827 | $129,000 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 30,000 | $128,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 5,945 | $128,000 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 5,511 | $128,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 13,566 | $128,000 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 4,535 | $127,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,261 | $127,000 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 3,347 | $127,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 6,303 | $127,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 10,624 | $127,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 2,734 | $127,000 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 55,138 | $126,000 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 2,788 | $125,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,000 | $125,000 | dollars as filed | call |
| JPMORGAN ACTIVE BOND ETF | 46654Q716 | COM | 2,377 | $125,000 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 9,279 | $125,000 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 22,700 | $125,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 3,888 | $125,000 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 60,476 | $125,000 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 3,318 | $124,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 2,484 | $124,000 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 19,483 | $123,000 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 5,152 | $123,000 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 1,705 | $123,000 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 64,300 | $123,000 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 40,138 | $123,000 | dollars as filed | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 11,143 | $123,000 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 16,740 | $122,000 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,425 | $122,000 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,063 | $122,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 3,880 | $122,000 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 11,884 | $121,000 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 17,073 | $121,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 28,219 | $121,000 | dollars as filed | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,663 | $121,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 3,308 | $121,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,994 | $121,000 | dollars as filed | |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 7,965 | $121,000 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,944 | $120,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,434 | $120,000 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 12,206 | $120,000 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 21,259 | $120,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 16,375 | $120,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 37,600 | $119,000 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 3,270 | $119,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 8,041 | $118,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 3,621 | $118,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 48,707 | $118,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 4,226 | $118,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 97,784 | $118,000 | dollars as filed | |
| CELULARITY INC | 151190204 | CL A NEW | 22,500 | $118,000 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 3,915 | $118,000 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,000 | $117,000 | dollars as filed | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 43,796 | $117,000 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 11,946 | $117,000 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,513 | $117,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 16,042 | $117,000 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 8,217 | $117,000 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,693 | $117,000 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 1,489 | $117,000 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,092 | $116,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 14,342 | $116,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 12,030 | $116,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,581 | $116,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,741 | $116,000 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,826 | $116,000 | dollars as filed | principal |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 8,899 | $116,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3,933 | $115,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 897 | $115,000 | dollars as filed | |
| OOMA INC | 683416101 | COM | 13,489 | $115,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 2,798 | $115,000 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 4,792 | $115,000 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 65,000 | $115,000 | dollars as filed | principal |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,813 | $114,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 44,036 | $114,000 | dollars as filed | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $114,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 46,578 | $113,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 4,208 | $113,000 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 75,891 | $113,000 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 5,950 | $113,000 | dollars as filed | principal |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 2,644 | $113,000 | dollars as filed | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 3,110 | $112,000 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,490 | $112,000 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 85,175 | $112,000 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 7,036 | $112,000 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,101 | $112,000 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 6,315 | $112,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 6,845 | $112,000 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 921 | $112,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 7,013 | $111,000 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,861 | $111,000 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 11,872 | $111,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,482 | $111,000 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 10,596 | $111,000 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 8,309 | $111,000 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 4,900 | $110,000 | dollars as filed | put |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 4,769 | $110,000 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 36,292 | $110,000 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,845 | $110,000 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 16,201 | $110,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,282 | $110,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1,725 | $110,000 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 2,600 | $109,000 | dollars as filed | put |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 25,600 | $109,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 4,222 | $109,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 78,884 | $109,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1,272 | $109,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 2,482 | $109,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 8,767 | $109,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 20,900 | $109,000 | dollars as filed | |
| TIDAL TRUST II | 88634T105 | CARBON CLCTV CLM | 5,575 | $108,000 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,419 | $107,000 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 7,539 | $106,000 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 14,399 | $106,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,002 | $106,000 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 128,000 | $106,000 | dollars as filed | principal |
| APOGEE THERAPEUTICS INC COM | 03770N101 | Stock | 1,568 | $105,000 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 3,350 | $105,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 4,100 | $105,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,362 | $105,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 2,658 | $104,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 67,957 | $104,000 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,145 | $104,000 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 2,563 | $104,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 14,163 | $104,000 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 24,394 | $104,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 9,376 | $103,000 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 6,263 | $103,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 11,031 | $103,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 17,693 | $102,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 51,724 | $102,000 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 557 | $102,000 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125784 | KOREA ACTIVE ETF | 3,880 | $102,000 | dollars as filed | |
| TIDAL TR II | 88636J824 | DEFIANCE R2000 E | 5,713 | $102,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 4,814 | $101,000 | dollars as filed | |
| iShares iBonds Dec. 2029 Municipal Bond ETF | 46436E163 | ETF | 4,000 | $101,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 5,597 | $101,000 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 5,826 | $101,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 4,433 | $101,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 4,988 | $100,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,177 | $100,000 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 3,665 | $100,000 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,640 | $100,000 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 10,051 | $100,000 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 8,116 | $100,000 | dollars as filed | |
| TIDAL TR II | 88636J832 | DEFIANCE S&P 500 | 5,642 | $100,000 | dollars as filed | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 3,681 | $100,000 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,658 | $99,000 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 6,780 | $99,000 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,859 | $99,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 2,220 | $99,000 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 1,573 | $98,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 22,231 | $98,000 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 3,600 | $98,000 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,717 | $98,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 2,937 | $98,000 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 2,886 | $98,000 | dollars as filed | |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 3,229 | $97,000 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC COM SHS | 042315705 | REIT | 4,867 | $97,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 3,800 | $97,000 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 7,830 | $97,000 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 4,914 | $97,000 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,469 | $97,000 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 4,186 | $97,000 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6,677 | $97,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 4,662 | $97,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,353 | $97,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 2,657 | $97,000 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,173 | $96,000 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 4,401 | $96,000 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 10,240 | $96,000 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,576 | $96,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 1,914 | $96,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 37,527 | $96,000 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 13,394 | $96,000 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 7,762 | $96,000 | dollars as filed | |
| PELAGOS INS CAP LTD | G3398L118 | COM | 4,876 | $95,000 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 3,104 | $95,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 28,312 | $94,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 3,825 | $94,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,754 | $94,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 4,432 | $94,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 17,770 | $94,000 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 5,945 | $93,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 7,772 | $93,000 | dollars as filed | |
| BIRKENSTOCK HOLDING PLC | M2029K104 | COM SHS | 1,986 | $93,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 13,722 | $93,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 4,435 | $93,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 3,155 | $93,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 6,295 | $92,000 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 15,100 | $92,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,401 | $92,000 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,744 | $92,000 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 6,850 | $91,000 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 1,778 | $91,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,486 | $91,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 40,000 | $91,000 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,009 | $91,000 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 182,617 | $91,000 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 1,290 | $90,000 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 7,280 | $90,000 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,277 | $90,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 19,100 | $90,000 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,731 | $90,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,466 | $90,000 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,400 | $90,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 7,405 | $90,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 10,753 | $89,000 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 3,983 | $89,000 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 5,474 | $88,000 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 7,300 | $88,000 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 7,386 | $88,000 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1,885 | $88,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,711 | $87,000 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 1,043 | $87,000 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,832 | $87,000 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,421 | $87,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 53,208 | $87,000 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 6,300 | $87,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,733 | $86,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 3,002 | $86,000 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 6,884 | $86,000 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,837 | $86,000 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 13,431 | $86,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,888 | $86,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 4,374 | $86,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,574 | $86,000 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 15,980 | $86,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 7,802 | $86,000 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 908 | $85,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 25,977 | $85,000 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 10,782 | $85,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,227 | $85,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 4,600 | $85,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 4,984 | $85,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 2,783 | $85,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,075 | $85,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 7,794 | $85,000 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 28,546 | $84,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 6,678 | $84,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 8,624 | $84,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 3,167 | $84,000 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 10,000 | $83,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 12,681 | $83,000 | dollars as filed | |
| MORGAN STANLEY DIRECT LENDIN | 61774A103 | Common Stock | 3,846 | $83,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 3,757 | $83,000 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,095 | $82,000 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,221 | $82,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 5,747 | $82,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 7,136 | $82,000 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 16,500 | $82,000 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 3,450 | $82,000 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 5,457 | $82,000 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 13,358 | $82,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y607 | SHOR DUR MUN ETF | 3,198 | $82,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,787 | $82,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 1,623 | $82,000 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 52,935 | $82,000 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 1,566 | $82,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 3,687 | $81,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 15,424 | $81,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,051 | $81,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 42,835 | $81,000 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,794 | $81,000 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 4,327 | $81,000 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 2,956 | $81,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 479 | $81,000 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,575 | $81,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 30,685 | $81,000 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 3,139 | $80,000 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,514 | $80,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 802 | $80,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 2,502 | $80,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,000 | $80,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,113 | $80,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 2,588 | $80,000 | dollars as filed | |
| Community West Bancshares | 204157101 | Common Stock | 5,200 | $80,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11,390 | $79,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 6,533 | $79,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 5,758 | $79,000 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 5,177 | $79,000 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 7,391 | $78,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 4,781 | $78,000 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,871 | $78,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 5,973 | $78,000 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 4,559 | $78,000 | dollars as filed | |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 3,000 | $78,000 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 32,700 | $78,000 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,380 | $78,000 | dollars as filed | principal |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 10,000 | $78,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 6,796 | $77,000 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 2,233 | $77,000 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,766 | $77,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 6,300 | $77,000 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 2,607 | $77,000 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 21,775 | $77,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,188 | $76,000 | dollars as filed | |
| KODIAK GAS SVCS INC | 50012A108 | COM | 2,776 | $76,000 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 2,309 | $76,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 4,909 | $76,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 3,280 | $76,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 20,821 | $76,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 55,400 | $76,000 | dollars as filed | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 2,946 | $76,000 | dollars as filed | |
| Fidelity Enhanced International ETF | 31609A404 | SHS | 2,643 | $75,000 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 9,073 | $75,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 20,526 | $75,000 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,521 | $75,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3,474 | $75,000 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 19,800 | $75,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 6,735 | $74,000 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 5,622 | $74,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 84,828 | $74,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 3,438 | $74,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,350 | $74,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 2,671 | $74,000 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 16,741 | $73,000 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,373 | $73,000 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 3,999 | $73,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 200 | $72,000 | dollars as filed | put |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 45,968 | $72,000 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,824 | $72,000 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 13,400 | $72,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,315 | $72,000 | dollars as filed | |
| AMPLIFY TRAVEL TECH ETF | 032108540 | ETF | 3,529 | $72,000 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,300 | $72,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 7,025 | $71,000 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,655 | $71,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 7,166 | $71,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5,106 | $71,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 9,068 | $70,000 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 1,680 | $70,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 7,069 | $70,000 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 1,947 | $70,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,172 | $70,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,959 | $70,000 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,152 | $70,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 1,392 | $70,000 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,494 | $69,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,698 | $69,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 4,875 | $69,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 2,065 | $69,000 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 10,139 | $69,000 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,000 | $69,000 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 7,600 | $69,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X848 | THB MID CAP ETF | 2,401 | $69,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 6,311 | $68,000 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 3,201 | $68,000 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 4,916 | $68,000 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 11,800 | $68,000 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 22,343 | $68,000 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 4,304 | $68,000 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 3,100 | $68,000 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 5,621 | $67,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 7,839 | $67,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 25,702 | $67,000 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 7,386 | $67,000 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,153 | $67,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,840 | $67,000 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 6,000 | $67,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 7,443 | $67,000 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,445 | $67,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 33,709 | $67,000 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,894 | $67,000 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 2,568 | $67,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,080 | $66,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 25,268 | $66,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 22,929 | $66,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 57,332 | $66,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 6,804 | $66,000 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,600 | $66,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 69,000 | $66,000 | dollars as filed | principal |
| WISDOMTREE INC | 97717P104 | COM | 7,102 | $65,000 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,715 | $65,000 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 4,258 | $65,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 61,033 | $65,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 2,713 | $65,000 | dollars as filed | |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 2,736 | $64,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 9,900 | $64,000 | dollars as filed | put |
| ROCKET LAB USA INC | 773122106 | COM | 15,482 | $64,000 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 12,540 | $64,000 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,703 | $64,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 4,870 | $64,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,611 | $64,000 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 2,845 | $64,000 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 525 | $64,000 | dollars as filed | principal |
| AVEPOINT INC COM CL A | 053604104 | Stock | 8,024 | $63,000 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 3,655 | $63,000 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 4,995 | $63,000 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 4,530 | $63,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,444 | $63,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,359 | $63,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,652 | $63,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 4,952 | $63,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 3,061 | $63,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 3,181 | $63,000 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 2,345 | $63,000 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 6,891 | $63,000 | dollars as filed | |
| EATON VANCE TOTAL RETURN BOND ETF | 61774R841 | ETF | 1,251 | $62,000 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 4,087 | $62,000 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,486 | $62,000 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 10,614 | $62,000 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 4,213 | $62,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,263 | $62,000 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 46,539 | $61,000 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,307 | $61,000 | dollars as filed | |
| Transformers | 26922B683 | AAM TRANSFORMERS | 1,814 | $61,000 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 25,995 | $61,000 | dollars as filed | |
| EA SERIES TRUST | 02072L326 | HONEYTREE US EQU | 2,000 | $61,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 3,706 | $61,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 5,510 | $61,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 6,727 | $61,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 4,661 | $60,000 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 17,973 | $60,000 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 2,446 | $60,000 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,701 | $60,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,587 | $60,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 551 | $60,000 | dollars as filed | |
| IVERSIFIED ENERGY COMPANY P | G2891G204 | SHS NEW | 5,007 | $60,000 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 4,519 | $59,000 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,237 | $59,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 1,239 | $59,000 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 5,272 | $59,000 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 9,923 | $59,000 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,155 | $59,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 4,654 | $59,000 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 421 | $58,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 13,225 | $58,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 2,296 | $58,000 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 4,802 | $58,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 18,600 | $58,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A403 | QIM US LARGE VOL | 2,089 | $58,000 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,518 | $58,000 | dollars as filed | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 1,197 | $57,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 5,243 | $57,000 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 38,419 | $57,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7,498 | $57,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,810 | $57,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 8,448 | $57,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 2,807 | $57,000 | dollars as filed | |
| NN INC | 629337106 | COM | 12,000 | $57,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 4,372 | $57,000 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,334 | $57,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,139 | $56,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 780 | $56,000 | dollars as filed | |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 1,632 | $56,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 9,439 | $56,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,546 | $56,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 1,571 | $56,000 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 4,263 | $56,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,479 | $56,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 1,865 | $56,000 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 3,110 | $56,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 52,400 | $56,000 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 5,503 | $55,000 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 2,800 | $55,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,145 | $55,000 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 4,431 | $55,000 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 5,469 | $55,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-026188 | superseded | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045234 | this filing | 2024-11-05 | acceptance time not in the bulk data set |