13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-03-31, filed 2024-11-05, with 7,424 holding rows worth $435,869,685,000.
- Accession
- 0001140361-24-045234
- Filer
- CIK 1000275
- Filed
- 2024-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, amendment of type restatement, 27,530 entries on the cover page, a total value of $435,869,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,869,685,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 4,320,000 | $3,372,000 | dollars as filed | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 46,500 | $3,365,000 | dollars as filed | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 418,357 | $3,363,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 360,000 | $3,359,000 | dollars as filed | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 35,114 | $3,358,000 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 207,671 | $3,347,000 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 47,505 | $3,345,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 68,199 | $3,341,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 46,144 | $3,335,000 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 55,000 | $3,334,000 | dollars as filed | call |
| INFORMATICA INC | 45674M101 | COM CL A | 94,905 | $3,322,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 208,992 | $3,319,000 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 30,000 | $3,315,000 | dollars as filed | put |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 30,000 | $3,315,000 | dollars as filed | call |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 93,878 | $3,313,000 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 74,311 | $3,312,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 66,715 | $3,308,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 59,514 | $3,305,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 184,520 | $3,305,000 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 45,486 | $3,299,000 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 3,875,000 | $3,284,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 214,727 | $3,272,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 261,939 | $3,271,000 | dollars as filed | |
| ISHARES TR | 46436E130 | IBONDS DEC 2033 | 128,276 | $3,269,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 252,064 | $3,269,000 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 144,127 | $3,268,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 123,859 | $3,265,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 30,000 | $3,263,000 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 142,155 | $3,262,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 205,229 | $3,261,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 58,693 | $3,260,000 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 126,862 | $3,260,000 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 25,000 | $3,257,000 | dollars as filed | call |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 143,213 | $3,253,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 75,000 | $3,251,000 | dollars as filed | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 81,346 | $3,251,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 97,864 | $3,248,000 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 60,813 | $3,243,000 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 42,800 | $3,238,000 | dollars as filed | put |
| Fidelity High Dividend ETF | 316092840 | SHS | 71,403 | $3,235,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 122,830 | $3,232,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 82,539 | $3,232,000 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 2,450,000 | $3,222,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717Y691 | CMN | 92,480 | $3,221,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 76,570 | $3,219,000 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 44,146 | $3,215,000 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 48,376 | $3,208,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 462,877 | $3,207,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 60,656 | $3,193,000 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 239,625 | $3,189,000 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 75,811 | $3,188,000 | dollars as filed | |
| CAPITAL GROUP CORE BALANCED | 14021D107 | SHS | 109,268 | $3,181,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 16,095 | $3,172,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 105,073 | $3,169,000 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 115,100 | $3,167,000 | dollars as filed | |
| PIMCO ETF TR | 72201R577 | ULTR SH GO AC FD | 31,287 | $3,164,000 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 50,919 | $3,162,000 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 200,000 | $3,162,000 | dollars as filed | put |
| OGE ENERGY CORP | 670837103 | COM | 92,118 | $3,159,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 127,259 | $3,151,000 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 47,719 | $3,146,000 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 43,376 | $3,144,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 77,461 | $3,143,000 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 30,807 | $3,136,000 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,500 | $3,133,000 | dollars as filed | call |
| ALLIENT INC | 019330109 | COM | 87,764 | $3,131,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 20,955 | $3,129,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 72,016 | $3,127,000 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 78,648 | $3,126,000 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,740 | $3,121,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 80,210 | $3,115,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 392,552 | $3,109,000 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 27,352 | $3,103,000 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 216,540 | $3,097,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 52,084 | $3,094,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 433,333 | $3,094,000 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 21,532 | $3,090,000 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 116,620 | $3,086,000 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 123,377 | $3,082,000 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 143,008 | $3,075,000 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 58,649 | $3,054,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 189,065 | $3,050,000 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 38,705 | $3,046,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 21,900 | $3,044,000 | dollars as filed | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 13,046 | $3,038,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D762 | CMN | 149,870 | $3,038,000 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 4,000,000 | $3,038,000 | dollars as filed | principal |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 257,627 | $3,035,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 100,000 | $3,022,000 | dollars as filed | put |
| HP INC COM | 40434L105 | Stock | 100,000 | $3,022,000 | dollars as filed | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 94,845 | $3,011,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 298,939 | $3,011,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 620,839 | $3,004,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 83,057 | $3,003,000 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 9,000 | $3,002,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 42,982 | $2,999,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 79,420 | $2,997,000 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 202,400 | $2,985,000 | dollars as filed | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 54,669 | $2,985,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D770 | STRUCTURED CR IN | 146,994 | $2,985,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 76,053 | $2,984,000 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 8,200 | $2,978,000 | dollars as filed | put |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 44,080 | $2,976,000 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 45,580 | $2,975,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 210,933 | $2,974,000 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 15,000 | $2,969,000 | dollars as filed | call |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 3,017,000 | $2,966,000 | dollars as filed | principal |
| SouthState Corp | 840441109 | Common Stock | 34,821 | $2,961,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 184,879 | $2,954,000 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 83,322 | $2,951,000 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 160,500 | $2,944,000 | dollars as filed | call |
| ROSS STORES INC COM | 778296103 | Stock | 20,000 | $2,935,000 | dollars as filed | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 32,280 | $2,928,000 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 31,386 | $2,927,000 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 141,648 | $2,922,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 247,155 | $2,910,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 46,948 | $2,907,000 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 25,000 | $2,906,000 | dollars as filed | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 243,359 | $2,904,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 75,399 | $2,903,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 113,204 | $2,900,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 62,143 | $2,899,000 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 98,276 | $2,898,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 2,358,000 | $2,887,000 | dollars as filed | principal |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 124,003 | $2,885,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 239,042 | $2,883,000 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 57,805 | $2,881,000 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 105,914 | $2,881,000 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 128,087 | $2,881,000 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 24,801 | $2,877,000 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 17,232 | $2,875,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 128,996 | $2,869,000 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 519,232 | $2,866,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 288,615 | $2,866,000 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 493,714 | $2,865,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 54,888 | $2,864,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 189,574 | $2,861,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 37,862 | $2,857,000 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 3,127,000 | $2,857,000 | dollars as filed | principal |
| CHART INDS INC | 16115Q308 | COM | 17,318 | $2,852,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 62,307 | $2,852,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 123,900 | $2,851,000 | dollars as filed | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 35,050 | $2,846,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 215,635 | $2,842,000 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 30,800 | $2,839,000 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 89,240 | $2,827,000 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 20,863 | $2,820,000 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 66,689 | $2,820,000 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 16,726 | $2,818,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 33,155 | $2,816,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 200,165 | $2,809,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 251,984 | $2,809,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 128,800 | $2,808,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 86,655 | $2,802,000 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 13,019 | $2,798,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 145,000 | $2,796,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 66,384 | $2,786,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 59,213 | $2,785,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 64,441 | $2,779,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 85,705 | $2,778,000 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 66,505 | $2,778,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 119,105 | $2,761,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 34,566 | $2,759,000 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 17,800 | $2,750,000 | dollars as filed | put |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 42,297 | $2,749,000 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 2,065,800 | $2,748,000 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 40,196 | $2,739,000 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 42,420 | $2,735,000 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 115,126 | $2,731,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 78,423 | $2,725,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 53,059 | $2,711,000 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,697,000 | $2,696,000 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 50,403 | $2,688,000 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 73,383 | $2,688,000 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 51,068 | $2,679,000 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 27,700 | $2,674,000 | dollars as filed | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 245,989 | $2,674,000 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 120,015 | $2,674,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 86,810 | $2,673,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 79,661 | $2,672,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 112,188 | $2,671,000 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 35,030 | $2,660,000 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 100,221 | $2,651,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 114,020 | $2,650,000 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 51,790 | $2,650,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 56,886 | $2,648,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 51,626 | $2,646,000 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 23,705 | $2,642,000 | dollars as filed | |
| American Express Company | 025816109 | COM | 11,600 | $2,641,000 | dollars as filed | call |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 84,917 | $2,641,000 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 27,648 | $2,640,000 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 187,674 | $2,638,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 55,129 | $2,637,000 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 68,690 | $2,632,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 85,969 | $2,630,000 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 38,010 | $2,630,000 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 17,192 | $2,627,000 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 111,893 | $2,626,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,123,000 | $2,615,000 | dollars as filed | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 160,000 | $2,614,000 | dollars as filed | put |
| ZIONS BANCORPORATION | 989701107 | COM | 60,217 | $2,613,000 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 77,917 | $2,613,000 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 16,360 | $2,611,000 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 33,200 | $2,606,000 | dollars as filed | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 45,100 | $2,599,000 | dollars as filed | call |
| CRA INTL INC | 12618T105 | COM | 17,379 | $2,599,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 132,731 | $2,597,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 268,193 | $2,596,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 89,132 | $2,595,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 2,811,000 | $2,590,000 | dollars as filed | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 110,252 | $2,586,000 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 42,914 | $2,585,000 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 50,742 | $2,581,000 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 2,336,000 | $2,570,000 | dollars as filed | principal |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 219,795 | $2,569,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 2,697,000 | $2,569,000 | dollars as filed | principal |
| PHINIA INC | 71880K101 | COMMON STOCK | 66,806 | $2,567,000 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 14,591 | $2,560,000 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 113,078 | $2,560,000 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 39,339 | $2,558,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 72,724 | $2,557,000 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 43,668 | $2,556,000 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 2,375,000 | $2,554,000 | dollars as filed | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 59,361 | $2,547,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 115,830 | $2,545,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 84,150 | $2,537,000 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15,641 | $2,534,000 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 145,586 | $2,534,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 51,712 | $2,529,000 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 25,778 | $2,528,000 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 97,825 | $2,524,000 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 156,752 | $2,524,000 | dollars as filed | |
| iShares AAA CLO Active ETF | 092528504 | COM | 48,739 | $2,522,000 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 154,862 | $2,517,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 33,486 | $2,516,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 58,758 | $2,515,000 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 334,899 | $2,515,000 | dollars as filed | |
| VANGUARD CALIF TAX FREE FDS | 922021605 | TAX EXEMPT BD FD | 25,000 | $2,512,000 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 14,476 | $2,510,000 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 87,801 | $2,508,000 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 22,283 | $2,504,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 27,997 | $2,504,000 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 98,603 | $2,503,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 225,764 | $2,498,000 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 38,911 | $2,497,000 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 31,005 | $2,496,000 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 32,769 | $2,494,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 46,382 | $2,493,000 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 31,064 | $2,492,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 40,079 | $2,491,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $2,483,000 | dollars as filed | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 27,216 | $2,471,000 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 55,540 | $2,470,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 67,686 | $2,467,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 48,994 | $2,466,000 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 12,000 | $2,463,000 | dollars as filed | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 58,039 | $2,463,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 113,068 | $2,461,000 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 68,008 | $2,457,000 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 69,764 | $2,454,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 44,837 | $2,454,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 37,500 | $2,451,000 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 40,000 | $2,447,000 | dollars as filed | call |
| TENNANT CO | 880345103 | COM | 20,036 | $2,436,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 49,262 | $2,433,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 5,749 | $2,432,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 100,000 | $2,430,000 | dollars as filed | put |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 2,419,000 | $2,430,000 | dollars as filed | principal |
| SLM CORP COM | 78442P106 | Stock | 111,461 | $2,429,000 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 156,170 | $2,424,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 71,080 | $2,423,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 50,228 | $2,415,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 75,000 | $2,411,000 | dollars as filed | put |
| ISHARES TR | 46435U697 | IBONDS DEC | 92,881 | $2,410,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 165,978 | $2,398,000 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 159,099 | $2,396,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 381,254 | $2,394,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 271,848 | $2,394,000 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,000 | $2,393,000 | dollars as filed | put |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 2,087,000 | $2,386,000 | dollars as filed | principal |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 241,582 | $2,382,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 50,725 | $2,374,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 15,000 | $2,373,000 | dollars as filed | call |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 20,539 | $2,371,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 75,710 | $2,371,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 36,898 | $2,369,000 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 25,673 | $2,367,000 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 144,652 | $2,365,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 46,727 | $2,362,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 38,884 | $2,361,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 35,008 | $2,359,000 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 80,154 | $2,359,000 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 53,724 | $2,358,000 | dollars as filed | |
| BALL CORP | 058498106 | COM | 35,000 | $2,358,000 | dollars as filed | put |
| BALL CORP | 058498106 | COM | 35,000 | $2,358,000 | dollars as filed | call |
| AGILYSYS INC | 00847J105 | COM | 27,940 | $2,354,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 25,163 | $2,353,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 54,962 | $2,352,000 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 13,078 | $2,347,000 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 69,594 | $2,347,000 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 6,482 | $2,344,000 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 64,311 | $2,342,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 93,028 | $2,342,000 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 220,000 | $2,334,000 | dollars as filed | call |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 110,663 | $2,331,000 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 20,000 | $2,325,000 | dollars as filed | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 127,500 | $2,322,000 | dollars as filed | call |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 1,765,000 | $2,319,000 | dollars as filed | principal |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 155,900 | $2,316,000 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 203,313 | $2,308,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 10,212 | $2,307,000 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 100,366 | $2,306,000 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 94,432 | $2,302,000 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 177,177 | $2,301,000 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 69,655 | $2,298,000 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 96,000 | $2,293,000 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 123,914 | $2,291,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 48,791 | $2,287,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 54,956 | $2,286,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 385,399 | $2,285,000 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 67,745 | $2,285,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 150,000 | $2,282,000 | dollars as filed | put |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 2,480,000 | $2,280,000 | dollars as filed | principal |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 104,800 | $2,280,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 90,327 | $2,279,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 191,630 | $2,278,000 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 102,500 | $2,276,000 | dollars as filed | put |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 279,279 | $2,255,000 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 96,378 | $2,254,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 91,880 | $2,249,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 51,400 | $2,248,000 | dollars as filed | put |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 45,850 | $2,246,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 78,988 | $2,246,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 145,133 | $2,238,000 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 133,203 | $2,236,000 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 39,523 | $2,225,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 19,183 | $2,225,000 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 125,230 | $2,217,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 61,705 | $2,214,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 103,879 | $2,206,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 121,025 | $2,205,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 23,816 | $2,202,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 75,901 | $2,201,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 392,955 | $2,197,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 394,286 | $2,196,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 142,043 | $2,192,000 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 24,101 | $2,186,000 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 13,587 | $2,184,000 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 336,010 | $2,184,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 44,754 | $2,183,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 73,384 | $2,181,000 | dollars as filed | |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 2,064,000 | $2,181,000 | dollars as filed | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 28,038 | $2,177,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 85,867 | $2,176,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 47,355 | $2,171,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 80,077 | $2,168,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 103,183 | $2,168,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 265,000 | $2,165,000 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 40,619 | $2,163,000 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 44,350 | $2,153,000 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 77,306 | $2,152,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 35,757 | $2,144,000 | dollars as filed | |
| SKYWEST INC COM | 830879102 | Stock | 30,998 | $2,142,000 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 128,959 | $2,139,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 454,863 | $2,138,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 71,551 | $2,135,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 47,683 | $2,128,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 43,102 | $2,128,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 33,726 | $2,126,000 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 69,695 | $2,120,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 45,891 | $2,120,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 159,887 | $2,119,000 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 43,028 | $2,118,000 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 44,050 | $2,114,000 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 29,110 | $2,112,000 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 177,486 | $2,112,000 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 14,601 | $2,110,000 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 243,141 | $2,107,000 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 151,153 | $2,105,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 97,174 | $2,105,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 133,913 | $2,100,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 20,000 | $2,098,000 | dollars as filed | put |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 27,928 | $2,095,000 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 20,000 | $2,092,000 | dollars as filed | call |
| SUNOPTA INC | 8676EP108 | COM | 303,921 | $2,087,000 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 40,588 | $2,085,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 71,371 | $2,084,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 537,024 | $2,084,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 63,528 | $2,084,000 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 646,853 | $2,083,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 141,932 | $2,081,000 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 127,400 | $2,081,000 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,246 | $2,080,000 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 196,806 | $2,078,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 79,983 | $2,076,000 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 25,000 | $2,074,000 | dollars as filed | put |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 55,356 | $2,073,000 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 56,915 | $2,073,000 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 200,612 | $2,072,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 122,565 | $2,070,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,126,000 | $2,070,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 92,356 | $2,069,000 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 85,573 | $2,068,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 46,656 | $2,067,000 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 104,971 | $2,065,000 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 56,173 | $2,065,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 310,000 | $2,065,000 | dollars as filed | call |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 95,972 | $2,058,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $2,057,000 | dollars as filed | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,148 | $2,055,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 115,080 | $2,046,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 83,693 | $2,041,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 44,459 | $2,037,000 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 253,394 | $2,036,000 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 23,138 | $2,036,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 21,165 | $2,033,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 238,633 | $2,028,000 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 104,362 | $2,023,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 55,796 | $2,020,000 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 45,369 | $2,019,000 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,000 | $2,018,000 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 26,686 | $2,002,000 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 63,066 | $2,000,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 100,000 | $1,999,000 | dollars as filed | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 23,400 | $1,997,000 | dollars as filed | call |
| LEGALZOOM COM INC | 52466B103 | COM | 149,071 | $1,989,000 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 71,721 | $1,982,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 35,823 | $1,975,000 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 23,567 | $1,974,000 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 42,379 | $1,973,000 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,724,000 | $1,971,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 96,095 | $1,965,000 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 122,427 | $1,963,000 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 130,000 | $1,960,000 | dollars as filed | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 157,026 | $1,959,000 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 39,206 | $1,953,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 92,039 | $1,949,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 37,959 | $1,945,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 49,768 | $1,945,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 250,000 | $1,943,000 | dollars as filed | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 87,867 | $1,943,000 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 20,976 | $1,942,000 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 23,954 | $1,942,000 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 56,000 | $1,942,000 | dollars as filed | call |
| PBF ENERGY INC | 69318G106 | CL A | 33,728 | $1,942,000 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 21,265 | $1,936,000 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 72,484 | $1,935,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 192,800 | $1,926,000 | dollars as filed | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 159,709 | $1,923,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 12,851 | $1,922,000 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 49,435 | $1,918,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 19,872 | $1,918,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 26,978 | $1,915,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 35,549 | $1,912,000 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,472 | $1,909,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 67,643 | $1,906,000 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 31,263 | $1,905,000 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 47,753 | $1,892,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 172,590 | $1,890,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 64,007 | $1,888,000 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 63,900 | $1,885,000 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 19,888 | $1,885,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 69,770 | $1,884,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 113,038 | $1,883,000 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 1,061,000 | $1,883,000 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 49,222 | $1,880,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 17,221 | $1,880,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,909,000 | $1,880,000 | dollars as filed | principal |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 45,746 | $1,879,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 73,173 | $1,878,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 58,473 | $1,871,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 31,669 | $1,870,000 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 280,663 | $1,867,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200,713 | $1,863,000 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 74,594 | $1,862,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 179,817 | $1,861,000 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 17,748 | $1,858,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 44,776 | $1,857,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 537,232 | $1,854,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 55,495 | $1,849,000 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 85,778 | $1,845,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 42,500 | $1,845,000 | dollars as filed | call |
| FLEX LNG LTD | G35947202 | SHS | 72,434 | $1,842,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 10,480 | $1,837,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 169,025 | $1,836,000 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 70,003 | $1,833,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 20,307 | $1,831,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 64,646 | $1,825,000 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 145,476 | $1,817,000 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 26,651 | $1,817,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 162,237 | $1,815,000 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 47,149 | $1,814,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 20,929 | $1,813,000 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,000 | $1,809,000 | dollars as filed | put |
| DIREXION SHS ETF TR | 25460G138 | DAILY 20+ YEAR T | 33,188 | $1,809,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 38,335 | $1,808,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 80,553 | $1,806,000 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 99,294 | $1,803,000 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 174,406 | $1,801,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 89,998 | $1,798,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-026188 | superseded | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045234 | this filing | 2024-11-05 | acceptance time not in the bulk data set |