13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-03-31, filed 2024-11-05, with 7,424 holding rows worth $435,869,685,000.
- Accession
- 0001140361-24-045234
- Filer
- CIK 1000275
- Filed
- 2024-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, amendment of type restatement, 27,530 entries on the cover page, a total value of $435,869,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,869,685,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CACI INTL INC CL A | 127190304 | Stock | 35,433 | $13,423,000 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 87,457 | $13,405,000 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 93,054 | $13,389,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 233,802 | $13,385,000 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 438,095 | $13,370,000 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 52,679 | $13,327,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 153,434 | $13,321,000 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 311,296 | $13,318,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 107,900 | $13,302,000 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 363,400 | $13,299,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 11,085,000 | $13,296,000 | dollars as filed | principal |
| REGENCY CTRS CORP COM | 758849103 | REIT | 219,063 | $13,268,000 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 495,336 | $13,241,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 292,088 | $13,234,000 | dollars as filed | |
| KBHOME | 48666K109 | COM | 186,680 | $13,232,000 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 218,447 | $13,213,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 11,186,000 | $13,194,000 | dollars as filed | principal |
| FEDEX CORP COM | 31428X106 | Stock | 45,500 | $13,183,000 | dollars as filed | put |
| General Electric Company | 369604301 | COM | 75,000 | $13,165,000 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 436,440 | $12,992,000 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 126,597 | $12,991,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 414,396 | $12,987,000 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 92,259 | $12,964,000 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 888,453 | $12,945,000 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1,587,412 | $12,922,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 225,095 | $12,842,000 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 143,479 | $12,841,000 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 35,000 | $12,825,000 | dollars as filed | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 64,350 | $12,807,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 122,914 | $12,718,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 1,063,135 | $12,714,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 188,405 | $12,697,000 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 559,332 | $12,680,000 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 279,247 | $12,667,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 550,200 | $12,660,000 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 14,000 | $12,650,000 | dollars as filed | call |
| LYFT INC | 55087P104 | CL A COM | 651,000 | $12,597,000 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100,000 | $12,596,000 | dollars as filed | call |
| SYNCHRONYFINL | 87165B103 | STOK | 291,939 | $12,588,000 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 320,575 | $12,576,000 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 10,304,000 | $12,545,000 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 143,361 | $12,523,000 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 25,200 | $12,467,000 | dollars as filed | put |
| VIPER ENERGY INC | 927959106 | CL A | 323,356 | $12,436,000 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 247,153 | $12,411,000 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 96,625 | $12,376,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 7,245 | $12,351,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 227,000 | $12,328,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 137,200 | $12,251,000 | dollars as filed | |
| FRANKLIN INCOME FOCUS ETF INCOME FOCUS ETF | 35473P439 | ETF | 469,272 | $12,239,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 208,646 | $12,236,000 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 600,998 | $12,218,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 139,200 | $12,214,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 190,156 | $12,191,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 213,315 | $12,186,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 203,331 | $12,178,000 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 146,572 | $12,176,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 3,199,499 | $12,126,000 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 137,451 | $12,108,000 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 358,692 | $12,074,000 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200,222 | $12,069,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 328,672 | $12,069,000 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,687,436 | $12,065,000 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 1,010,123 | $12,051,000 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 376,504 | $12,022,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 826,092 | $12,011,000 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 270,099 | $12,006,000 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 283,736 | $11,996,000 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 257,647 | $11,982,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 206,451 | $11,959,000 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 600,180 | $11,951,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 426,735 | $11,949,000 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100,000 | $11,916,000 | dollars as filed | put |
| AES CORP COM | 00130H105 | Stock | 663,836 | $11,902,000 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 846,647 | $11,836,000 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 156,404 | $11,832,000 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 262,985 | $11,832,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 265,808 | $11,803,000 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 172,972 | $11,781,000 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 207,091 | $11,720,000 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 224,602 | $11,703,000 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 100,125 | $11,701,000 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 595,916 | $11,686,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,098,861 | $11,669,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 177,498 | $11,661,000 | dollars as filed | |
| TORO CO | 891092108 | COM | 126,606 | $11,601,000 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 400,000 | $11,600,000 | dollars as filed | put |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 707,659 | $11,599,000 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 38,536 | $11,593,000 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 106,426 | $11,526,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 270,382 | $11,510,000 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 133,931 | $11,502,000 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 187,658 | $11,496,000 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 74,385 | $11,464,000 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 26,009 | $11,463,000 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 216,900 | $11,448,000 | dollars as filed | call |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 140,000 | $11,432,000 | dollars as filed | put |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 355,836 | $11,422,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 285,446 | $11,390,000 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 115,613 | $11,377,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 149,442 | $11,371,000 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 222,112 | $11,349,000 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 157,374 | $11,342,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 929,269 | $11,329,000 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 224,914 | $11,313,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 333,710 | $11,276,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,553,408 | $11,260,000 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 199,151 | $11,241,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 159,594 | $11,206,000 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 62,319 | $11,203,000 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 111,766 | $11,191,000 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 90,844 | $11,178,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 148,916 | $11,147,000 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 76,272 | $11,108,000 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 258,422 | $11,099,000 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 121,217 | $11,087,000 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 172,020 | $11,078,000 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 665,600 | $11,076,000 | dollars as filed | put |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 11,244,000 | $11,064,000 | dollars as filed | principal |
| CENTERRA GOLD INC COM | 152006102 | Stock | 1,859,137 | $10,988,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 767,029 | $10,984,000 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 31,757 | $10,984,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 595,415 | $10,974,000 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 931,410 | $10,963,000 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 271,736 | $10,946,000 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 9,167 | $10,943,000 | dollars as filed | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 69,987 | $10,906,000 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 104,109 | $10,893,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 438,853 | $10,887,000 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 403,016 | $10,865,000 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 1,256,500 | $10,843,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 706,300 | $10,842,000 | dollars as filed | put |
| Comcast Corp | 20030N101 | COM | 250,000 | $10,838,000 | dollars as filed | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 136,703 | $10,835,000 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 941,184 | $10,805,000 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 10,867,000 | $10,671,000 | dollars as filed | principal |
| Accenture Plc Class A | G1151C101 | COM | 30,700 | $10,641,000 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 316,968 | $10,621,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 382,400 | $10,612,000 | dollars as filed | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 244,518 | $10,607,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 413,473 | $10,597,000 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 196,704 | $10,565,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 600,000 | $10,560,000 | dollars as filed | call |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 496,734 | $10,551,000 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 122,056 | $10,547,000 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 187,838 | $10,547,000 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 84,782 | $10,547,000 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 302,122 | $10,539,000 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 129,462 | $10,507,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 88,010 | $10,499,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 196,368 | $10,498,000 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 120,000 | $10,490,000 | dollars as filed | put |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 648,676 | $10,489,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 593,595 | $10,483,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 618,537 | $10,459,000 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,730,548 | $10,446,000 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 321,876 | $10,436,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 10,999,000 | $10,434,000 | dollars as filed | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 123,983 | $10,403,000 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 192,762 | $10,403,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 1,558,112 | $10,378,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,931,385 | $10,377,000 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 126,392 | $10,364,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 184,481 | $10,353,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 332,384 | $10,344,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 169,504 | $10,342,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 93,900 | $10,333,000 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 173,095 | $10,324,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 179,934 | $10,324,000 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 157,735 | $10,302,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 121,072 | $10,302,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 213,501 | $10,294,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 208,594 | $10,272,000 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 188,237 | $10,267,000 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,820,011 | $10,211,000 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 165,119 | $10,206,000 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 51,400 | $10,166,000 | dollars as filed | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 110,436 | $10,159,000 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 736,688 | $10,115,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 10,154,000 | $10,064,000 | dollars as filed | principal |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 153,908 | $10,062,000 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 25,531 | $10,053,000 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 118,306 | $10,032,000 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 135,584 | $10,023,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 275,908 | $10,023,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 7,067,000 | $10,013,000 | dollars as filed | principal |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 446,814 | $10,004,000 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 404,828 | $9,987,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 361,545 | $9,960,000 | dollars as filed | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 205,029 | $9,955,000 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 259,897 | $9,933,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 178,088 | $9,916,000 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 282,894 | $9,913,000 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 151,200 | $9,876,000 | dollars as filed | call |
| ARCOSA INC COM | 039653100 | Stock | 115,014 | $9,875,000 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 209,992 | $9,874,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 263,708 | $9,818,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 703,275 | $9,753,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 1,265,919 | $9,748,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 205,765 | $9,692,000 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 49,259 | $9,656,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 50,000 | $9,650,000 | dollars as filed | put |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 356,189 | $9,631,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 79,302 | $9,610,000 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 125,168 | $9,610,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 634,782 | $9,586,000 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 91,054 | $9,570,000 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 533,790 | $9,566,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 619,837 | $9,552,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,091,494 | $9,528,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 57,700 | $9,518,000 | dollars as filed | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 735,926 | $9,508,000 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 38,527 | $9,506,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 785,331 | $9,487,000 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 496,419 | $9,466,000 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 280,000 | $9,442,000 | dollars as filed | call |
| Morgan Stanley | 617446448 | COM | 100,000 | $9,416,000 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 297,490 | $9,403,000 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 87,686 | $9,380,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 183,491 | $9,336,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 348,404 | $9,281,000 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 40,386 | $9,277,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 865,546 | $9,253,000 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 526,380 | $9,243,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 250,301 | $9,241,000 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 67,764 | $9,230,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 135,831 | $9,220,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 231,169 | $9,220,000 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 159,351 | $9,219,000 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 123,372 | $9,219,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 186,901 | $9,213,000 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 730,386 | $9,181,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 329,569 | $9,159,000 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 48,000 | $9,137,000 | dollars as filed | call |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 192,385 | $9,134,000 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 185,550 | $9,123,000 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 116,590 | $9,114,000 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 140,975 | $9,105,000 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 607,701 | $9,103,000 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 142,772 | $9,095,000 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 294,858 | $9,091,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 353,599 | $9,084,000 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,053,277 | $9,079,000 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 311,000 | $9,078,000 | dollars as filed | call |
| Booking Holdings Inc. | 09857L108 | COM | 2,500 | $9,070,000 | dollars as filed | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 38,532 | $9,057,000 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 136,887 | $9,045,000 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 178,247 | $9,044,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 85,374 | $9,033,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 464,916 | $9,020,000 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 56,500 | $9,019,000 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 437,296 | $9,004,000 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 256,716 | $8,990,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,235,693 | $8,931,000 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 77,751 | $8,930,000 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 14,700 | $8,928,000 | dollars as filed | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 118,278 | $8,927,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 187,339 | $8,903,000 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 158,904 | $8,890,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 205,000 | $8,881,000 | dollars as filed | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,488,808 | $8,873,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y508 | CORE BOND ETF | 340,667 | $8,856,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 80,599 | $8,834,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 94,222 | $8,832,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 276,948 | $8,826,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 179,768 | $8,823,000 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 184,475 | $8,784,000 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 408,208 | $8,751,000 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 102,997 | $8,742,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 437,477 | $8,677,000 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 183,233 | $8,669,000 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 652,847 | $8,637,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 209,292 | $8,633,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 119,831 | $8,626,000 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 232,800 | $8,590,000 | dollars as filed | call |
| COHERENT CORP COM | 19247G107 | Stock | 141,084 | $8,552,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 182,364 | $8,550,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 116,541 | $8,539,000 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 299,829 | $8,537,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 203,139 | $8,530,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 432,654 | $8,505,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 47,182 | $8,497,000 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 111,066 | $8,476,000 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 271,031 | $8,475,000 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 213,230 | $8,473,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 122,500 | $8,468,000 | dollars as filed | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 130,006 | $8,459,000 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 100,055 | $8,457,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 155,474 | $8,447,000 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 14,585 | $8,437,000 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 431,828 | $8,429,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 9,392,000 | $8,424,000 | dollars as filed | principal |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 662,246 | $8,410,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 194,545 | $8,400,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 76,338 | $8,392,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 345,000 | $8,384,000 | dollars as filed | call |
| HEXCEL CORP NEW | 428291108 | COM | 114,570 | $8,347,000 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 45,219 | $8,344,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 158,767 | $8,343,000 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $8,337,000 | dollars as filed | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $8,337,000 | dollars as filed | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 79,022 | $8,318,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 122,568 | $8,312,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 289,728 | $8,309,000 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 206,767 | $8,309,000 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 492,768 | $8,307,000 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 36,678 | $8,296,000 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 66,978 | $8,289,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 257,097 | $8,269,000 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 424,226 | $8,247,000 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 180,500 | $8,245,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 196,322 | $8,236,000 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 60,233 | $8,222,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 144,878 | $8,211,000 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 121,340 | $8,205,000 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 463,695 | $8,202,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 71,227 | $8,198,000 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 227,193 | $8,196,000 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 201,604 | $8,183,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 291,132 | $8,175,000 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 103,083 | $8,173,000 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 175,450 | $8,159,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 41,070 | $8,148,000 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 407,327 | $8,145,000 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 93,952 | $8,117,000 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 42,752 | $8,105,000 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 132,427 | $8,104,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 105,000 | $8,103,000 | dollars as filed | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 486,791 | $8,095,000 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 149,913 | $8,089,000 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 218,213 | $8,086,000 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 10,600 | $8,081,000 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 221,089 | $8,079,000 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 414,093 | $8,070,000 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 119,631 | $8,052,000 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 247,872 | $8,048,000 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 217,800 | $8,039,000 | dollars as filed | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 57,036 | $8,014,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 722,269 | $7,995,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 119,752 | $7,985,000 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 186,311 | $7,974,000 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 363,191 | $7,967,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 272,948 | $7,957,000 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 172,332 | $7,954,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 166,689 | $7,952,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 664,882 | $7,952,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 167,423 | $7,943,000 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 183,551 | $7,933,000 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 386,898 | $7,928,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 91,980 | $7,923,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,800 | $7,912,000 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 188,500 | $7,909,000 | dollars as filed | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 667,590 | $7,904,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 94,432 | $7,889,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 96,862 | $7,881,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 419,813 | $7,873,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 118,572 | $7,868,000 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 240,397 | $7,866,000 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 32,444 | $7,863,000 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 159,005 | $7,860,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 83,600 | $7,857,000 | dollars as filed | put |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 668,652 | $7,856,000 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 70,393 | $7,855,000 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 213,559 | $7,854,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 1,144,429 | $7,839,000 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 100,000 | $7,817,000 | dollars as filed | call |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 129,923 | $7,813,000 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 183,504 | $7,812,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 138,674 | $7,812,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 92,126 | $7,801,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 101,739 | $7,795,000 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 239,030 | $7,784,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 305,116 | $7,778,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 209,725 | $7,726,000 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 103,383 | $7,721,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 264,025 | $7,717,000 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 112,397 | $7,712,000 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 40,000 | $7,705,000 | dollars as filed | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 239,243 | $7,701,000 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 36,583 | $7,694,000 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 472,268 | $7,689,000 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 250,000 | $7,680,000 | dollars as filed | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 134,269 | $7,670,000 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 10,000 | $7,624,000 | dollars as filed | call |
| ALCOA CORP COM | 013872106 | Stock | 225,000 | $7,603,000 | dollars as filed | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 567,191 | $7,577,000 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 391,076 | $7,566,000 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 413,334 | $7,543,000 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 111,227 | $7,535,000 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 32,390 | $7,517,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 251,749 | $7,497,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 252,054 | $7,488,000 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 226,939 | $7,478,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 207,948 | $7,463,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 109,777 | $7,455,000 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 629,195 | $7,431,000 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 192,098 | $7,429,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 218,589 | $7,425,000 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 197,287 | $7,380,000 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 70,799 | $7,376,000 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 449,000 | $7,373,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 162,702 | $7,369,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 114,173 | $7,368,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 92,644 | $7,343,000 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 100,000 | $7,329,000 | dollars as filed | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40,600 | $7,328,000 | dollars as filed | put |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 109,969 | $7,327,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 166,914 | $7,314,000 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 161,495 | $7,303,000 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250,000 | $7,298,000 | dollars as filed | put |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 111,174 | $7,294,000 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 114,100 | $7,292,000 | dollars as filed | call |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 495,000 | $7,281,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 411,079 | $7,272,000 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 879,289 | $7,254,000 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 167,085 | $7,245,000 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 25,000 | $7,244,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 115,518 | $7,233,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 453,326 | $7,213,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 7,182,000 | $7,208,000 | dollars as filed | principal |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 214,843 | $7,206,000 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 37,250 | $7,173,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 120,000 | $7,158,000 | dollars as filed | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 786,710 | $7,143,000 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 106,441 | $7,140,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 163,228 | $7,139,000 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 620,525 | $7,111,000 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 111,000 | $7,094,000 | dollars as filed | put |
| POWELL INDS INC | 739128106 | COM | 49,659 | $7,066,000 | dollars as filed | |
| TANGER INC | 875465106 | COM | 237,964 | $7,027,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 155,217 | $7,021,000 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 417,900 | $7,004,000 | dollars as filed | call |
| COHU INC | 192576106 | COM | 209,622 | $6,987,000 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 39,475 | $6,976,000 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 79,738 | $6,972,000 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 311,598 | $6,968,000 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 354,341 | $6,950,000 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 302,332 | $6,950,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 7,332,000 | $6,950,000 | dollars as filed | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 186,589 | $6,948,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 99,356 | $6,946,000 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 129,291 | $6,944,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 200,559 | $6,911,000 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 117,445 | $6,906,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 624,217 | $6,873,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 190,744 | $6,872,000 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,192 | $6,853,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 183,851 | $6,851,000 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 138,314 | $6,840,000 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 295,573 | $6,816,000 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 91,675 | $6,781,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 136,580 | $6,781,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 84,852 | $6,773,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 303,984 | $6,767,000 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 85,446 | $6,760,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 88,987 | $6,760,000 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 413,476 | $6,756,000 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 128,745 | $6,754,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 110,614 | $6,753,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 749,153 | $6,750,000 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 136,036 | $6,741,000 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 511,842 | $6,741,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 308,200 | $6,740,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 28,226 | $6,727,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 250,672 | $6,726,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 290,849 | $6,707,000 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 188,351 | $6,696,000 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 50,000 | $6,683,000 | dollars as filed | put |
| ACUSHNET HLDGS CORP | 005098108 | COM | 101,278 | $6,680,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 144,200 | $6,674,000 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 543,955 | $6,658,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 6,690,000 | $6,649,000 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 7,893,000 | $6,649,000 | dollars as filed | principal |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 167,118 | $6,623,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,737,000 | $6,616,000 | dollars as filed | principal |
| POPULAR INC | 733174700 | COM NEW | 75,104 | $6,615,000 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 283,600 | $6,611,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 130,235 | $6,608,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 277,154 | $6,604,000 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 99,736 | $6,596,000 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 125,471 | $6,569,000 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 50,400 | $6,563,000 | dollars as filed | call |
| S&P Global,Inc. | 78409V104 | COM | 15,400 | $6,552,000 | dollars as filed | put |
| CAMECO CORP COM | 13321L108 | Stock | 151,000 | $6,541,000 | dollars as filed | call |
| BORGWARNER INC COM | 099724106 | Stock | 187,811 | $6,525,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 48,358 | $6,520,000 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 147,748 | $6,515,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 101,342 | $6,513,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 254,571 | $6,510,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 373,530 | $6,484,000 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 227,743 | $6,477,000 | dollars as filed | |
| PROSHARES TR | 74347G242 | S&P 500 HIGH INC | 151,310 | $6,476,000 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 52,607 | $6,472,000 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 57,558 | $6,469,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 274,018 | $6,466,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 70,600 | $6,452,000 | dollars as filed | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 486,794 | $6,440,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 97,999 | $6,423,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 99,330 | $6,420,000 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 118,696 | $6,415,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-026188 | superseded | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045234 | this filing | 2024-11-05 | acceptance time not in the bulk data set |