13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,138 holding rows worth $597,432,246,000.
- Accession
- 0001140361-18-008283
- Filer
- CIK 70858
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 20,463 entries on the cover page, a total value of $597,432,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,432,246,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAZAARVOICE INC | 073271108 | COM | 30,322 | $165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 8,418 | $164,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,620 | $164,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 6,685 | $163,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 6,934 | $162,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 34,477 | $162,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 45,000 | $161,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 2,200 | $161,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 2,958 | $161,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,016 | $161,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,124 | $160,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,817 | $160,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,738 | $159,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 68,521 | $159,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,940 | $159,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,869 | $159,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 17,270 | $159,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 5,231 | $159,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 172,217 | $159,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 17,451 | $159,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,674 | $157,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 5,953 | $156,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 13,913 | $156,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 22,723 | $155,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 7,663 | $155,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 6,386 | $155,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 22,507 | $154,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 5,257 | $154,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,164 | $154,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 2,405 | $154,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 24,748 | $154,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 5,323 | $154,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,534 | $153,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 75,738 | $153,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 19,508 | $153,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 73,487 | $153,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 4,840 | $153,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 20,423 | $153,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 5,058 | $153,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,842 | $153,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 4,752 | $153,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 22,312 | $152,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 17,215 | $152,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 11,508 | $152,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,068 | $151,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,890 | $151,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,216 | $151,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,931 | $150,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 9,100 | $150,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,998 | $150,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 5,191 | $149,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 20,040 | $149,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 36,487 | $149,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR FINANCIALS ETF | 46435G581 | ETF | 4,220 | $149,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,178 | $148,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 29,678 | $148,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 25,000 | $148,000 | thousands by filing date | call |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 649 | $148,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 19,097 | $147,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 11,739 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 5,069 | $147,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,001 | $146,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,660 | $146,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,608 | $146,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,243 | $146,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,987 | $146,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,161 | $146,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 41,831 | $146,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,211 | $145,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 2,638 | $145,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 14,200 | $145,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 12,040 | $144,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 5,214 | $144,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 12,431 | $144,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,120 | $143,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 11,153 | $143,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 700 | $142,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,943 | $142,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,624 | $141,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 8,331 | $141,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,276 | $141,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 121,501 | $141,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,260 | $140,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,009 | $140,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,261 | $140,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,842 | $140,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 21,069 | $140,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,721 | $139,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 16,287 | $139,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 16,911 | $138,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,277 | $138,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 111,319 | $138,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 3,333 | $137,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,567 | $137,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,202 | $137,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 5,161 | $137,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 24,996 | $137,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,668 | $137,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 57,437 | $136,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 8,211 | $136,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,128 | $136,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,860 | $135,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,374 | $135,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,994 | $135,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 13,104 | $135,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 12,962 | $134,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,551 | $133,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 3,278 | $133,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,445 | $133,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 9,340 | $133,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 32,133 | $133,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,500 | $132,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,993 | $132,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,879 | $132,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,435 | $132,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 631 | $131,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 14,661 | $131,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 15,580 | $131,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 4,554 | $131,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 14,007 | $131,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,921 | $130,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 6,252 | $130,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 11,321 | $130,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 5,553 | $130,000 | thousands by filing date | |
| X-TRACKERS MSCI EAFE SMALL CAP HEDGED EQUITY ETF | 233051580 | ETF | 4,412 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 2,675 | $129,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 4,816 | $129,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 4,900 | $128,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,681 | $128,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 14,945 | $128,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 92,213 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,400 | $128,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 2,500 | $128,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 3,817 | $127,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,718 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,735 | $126,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 9,607 | $126,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 17,541 | $126,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 17,504 | $126,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,776 | $125,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 46,383 | $125,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 8,064 | $125,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 5,740 | $125,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 11,432 | $125,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 7,848 | $125,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 5,156 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 893 | $124,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 15,116 | $124,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 4,378 | $124,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 16,464 | $124,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 8,667 | $124,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,007 | $124,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 3,900 | $124,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,771 | $123,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,543 | $123,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 54,800 | $123,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,758 | $123,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,000 | $123,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 4,878 | $122,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 6,879 | $122,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 19,480 | $122,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,113 | $122,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 29,497 | $122,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,157 | $121,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 930 | $120,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 7,601 | $120,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 3,696 | $120,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,321 | $120,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,410 | $119,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 11,397 | $119,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 10,317 | $119,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,990 | $119,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 6,553 | $118,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 10,500 | $118,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 2,255 | $118,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 19,627 | $118,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,442 | $117,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,979 | $117,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,806 | $116,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,329 | $116,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 27,079 | $116,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 64,124 | $115,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,364 | $115,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,144 | $115,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 60,736 | $115,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 4,849 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,042 | $114,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,197 | $114,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,521 | $113,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 4,093 | $113,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 11,351 | $113,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,104 | $113,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 34,606 | $112,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,527 | $112,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,096 | $112,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 7,601 | $112,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $112,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 6,700 | $111,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,011 | $111,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 3,552 | $111,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 15,930 | $111,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,191 | $111,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 3,865 | $111,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 643 | $110,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 60,599 | $109,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,378 | $109,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 3,583 | $109,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 4,688 | $108,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 5,668 | $108,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 4,000 | $108,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,957 | $107,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 3,702 | $107,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 4,786 | $107,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,000 | $106,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,962 | $106,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 44,733 | $106,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 8,213 | $106,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 29,207 | $106,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 322,453 | $106,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 27,402 | $105,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 2,066 | $104,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 5,459 | $104,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,158 | $104,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 41,172 | $103,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,659 | $103,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $102,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,217 | $102,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 7,152 | $102,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,414 | $102,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 8,813 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 8,700 | $102,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,955 | $101,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 22,908 | $101,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,524 | $101,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,025 | $100,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 9,415 | $100,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 9,238 | $100,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 7,839 | $100,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 7,617 | $99,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,200 | $99,000 | thousands by filing date | put |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 8,536 | $99,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 7,758 | $99,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,957 | $99,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 3,115 | $99,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $99,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 500 | $98,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 5,160 | $98,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 42,636 | $98,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 100,000 | $98,000 | thousands by filing date | principal |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 3,957 | $98,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,161 | $98,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,228 | $97,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,120 | $97,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,325 | $97,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 4,884 | $96,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 67,702 | $96,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,775 | $96,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 8,445 | $95,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,465 | $95,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,265 | $95,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,318 | $95,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 600 | $94,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 4,978 | $94,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 9,076 | $94,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,719 | $94,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 5,360 | $94,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,271 | $94,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,460 | $94,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,481 | $94,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,692 | $94,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 5,340 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 3,581 | $94,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,297 | $93,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 6,923 | $93,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19,245 | $93,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 4,213 | $93,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $93,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 17,696 | $93,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,506 | $92,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,537 | $92,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 5,323 | $92,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 6,817 | $92,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 25,667 | $91,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $91,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 9,071 | $91,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 1,973 | $91,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 23,416 | $91,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 18,776 | $91,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,742 | $90,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,235 | $90,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,012 | $90,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 17,274 | $90,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 7,504 | $90,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,465 | $89,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 4,762 | $89,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 8,047 | $89,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 388,240 | $89,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,227 | $89,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,938 | $89,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,647 | $89,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,464 | $88,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,749 | $88,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 39,814 | $88,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,342 | $87,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 3,497 | $87,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,000 | $87,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 15,157 | $87,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 5,129 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,000 | $86,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 6,528 | $86,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,303 | $86,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 6,791 | $86,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 8,208 | $86,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,182 | $86,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 4,800 | $85,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 12,887 | $85,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 9,828 | $85,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 18,437 | $85,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 12,655 | $85,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 1,300 | $85,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,372 | $84,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,031 | $84,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,853 | $84,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,791 | $84,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 29,886 | $84,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 119,879 | $84,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 6,593 | $84,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 6,430 | $84,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 18,211 | $84,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 8,987 | $83,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,213 | $83,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,881 | $83,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 4,755 | $83,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 2,991 | $83,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 12,629 | $83,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,977 | $82,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 8,140 | $81,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,870 | $81,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 3,500 | $81,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,000 | $80,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 923 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,919 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 660 | $80,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,224 | $80,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 2,398 | $80,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 9,973 | $80,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 2,872 | $80,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 5,274 | $80,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 7,386 | $79,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 7,689 | $79,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,406 | $79,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 9,539 | $79,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,980 | $79,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,130 | $79,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 826 | $79,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 4,188 | $79,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 15,791 | $79,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 6,648 | $78,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 2,868 | $78,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 2,570 | $78,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,567 | $78,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 5,747 | $78,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,160 | $78,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 2,654 | $78,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 60,626 | $78,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 20,012 | $78,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 4,260 | $78,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 8,000 | $78,000 | thousands by filing date | call |
| CORIUM INTL INC | 21887L107 | COM | 8,173 | $78,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,046 | $77,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,471 | $77,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,755 | $77,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 20,643 | $77,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 3,081 | $76,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 6,000 | $76,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,588 | $76,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 5,000 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,469 | $76,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 4,808 | $76,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 31,210 | $75,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,804 | $75,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 40,550 | $75,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 7,108 | $75,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,600 | $74,000 | thousands by filing date | put |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 5,203 | $74,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,133 | $74,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,526 | $74,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,646 | $74,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 34,733 | $74,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 3,928 | $74,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 4,158 | $74,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 15,465 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 2,789 | $73,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 44,318 | $72,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,928 | $72,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 9,500 | $72,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 18,231 | $72,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 11,091 | $72,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 9,739 | $72,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 17,582 | $72,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 9,770 | $72,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,311 | $71,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,463 | $71,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 6,601 | $71,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 5,679 | $71,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 2,480 | $70,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 4,520 | $70,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,113 | $70,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 7,135 | $69,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 3,839 | $69,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 3,441 | $69,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,760 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 5,490 | $69,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,020 | $69,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 25,000 | $69,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 28,652 | $69,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 5,933 | $69,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 36,021 | $69,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,659 | $68,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 85,245 | $68,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 4,283 | $68,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 295,000 | $68,000 | thousands by filing date | call |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 8,357 | $68,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 3,230 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,655 | $68,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 42,625 | $68,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 3,746 | $68,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 8,723 | $68,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,300 | $67,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,300 | $67,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,544 | $67,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,341 | $67,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,800 | $67,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 760 | $67,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 6,645 | $67,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,357 | $67,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 23,628 | $67,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 1,722 | $67,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 16,708 | $67,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 7,553 | $67,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 6,054 | $66,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,257 | $66,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,023 | $66,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 11,897 | $66,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 6,619 | $66,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 7,800 | $65,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,730 | $65,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,878 | $65,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 2,166 | $65,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 73,899 | $65,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,391 | $65,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 4,835 | $65,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 4,835 | $64,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,571 | $64,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 842 | $64,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 19,755 | $64,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R205 | GUGGENHEIM BULET | 3,207 | $64,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,901 | $63,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 4,126 | $63,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,581 | $63,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 5,948 | $63,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,800 | $63,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,868 | $63,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 3,812 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 795 | $63,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1,421 | $62,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,005 | $62,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 4,774 | $62,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 3,111 | $62,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,595 | $62,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,300 | $62,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,646 | $62,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,833 | $62,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,192 | $62,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 7,299 | $62,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,561 | $61,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,598 | $61,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 307 | $61,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,644 | $61,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,974 | $61,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 1,955 | $61,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,100 | $60,000 | thousands by filing date | call |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,063 | $60,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $60,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,529 | $60,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,771 | $60,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 1,000 | $60,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 7,312 | $60,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 4,042 | $60,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 16,683 | $60,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,000 | $60,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $59,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,542 | $59,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,170 | $59,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 15,000 | $59,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 16,006 | $59,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 49,073 | $59,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 10,000 | $59,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 8,144 | $59,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 1,751 | $59,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008283 | this filing | 2018-02-14 | acceptance time not in the bulk data set |