13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,958 holding rows worth $110,331,117,000.
- Accession
- 0001140361-18-008149
- Filer
- CIK 824468
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 17,608 entries on the cover page, a total value of $110,331,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,331,117,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 50,000 | $7,215,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 134,621 | $7,202,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,066,400 | $7,188,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 241,730 | $7,184,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 46,833 | $7,174,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 349,801 | $7,170,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 6,500,000 | $7,166,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 507,632 | $7,163,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 37,000 | $7,160,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 310,801 | $7,152,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 398,243 | $7,149,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 138,539 | $7,130,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 101,426 | $7,112,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 309,419 | $7,101,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,278,621 | $7,086,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,356,899 | $7,084,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 118,692 | $7,065,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 41,846 | $7,063,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 381,057 | $7,050,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 352,466 | $7,046,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 650,000 | $7,033,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 682,200 | $7,013,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 132,349 | $7,009,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 6,930,000 | $6,995,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 55,613 | $6,993,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 65,000 | $6,988,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 6,874,000 | $6,981,000 | thousands by filing date | principal |
| GENESEE & WYOMING INC | 371559105 | CL A | 88,448 | $6,963,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 563,204 | $6,960,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 303,165 | $6,946,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 330,000 | $6,933,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 222,766 | $6,933,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 6,974,000 | $6,930,000 | thousands by filing date | principal |
| SUNRUN INC | 86771W105 | COM | 1,171,567 | $6,911,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 41,907 | $6,902,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 61,404 | $6,900,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 124,902 | $6,898,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 122,205 | $6,890,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 67,750 | $6,879,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 89,668 | $6,863,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 55,462 | $6,858,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,400,123 | $6,847,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 146,917 | $6,835,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 59,675 | $6,833,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 612,540 | $6,829,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 267,564 | $6,819,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 59,766 | $6,817,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 253,309 | $6,810,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 88,409 | $6,793,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 122,394 | $6,786,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 38,117 | $6,748,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 168,295 | $6,740,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 323,327 | $6,734,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 184,816 | $6,722,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 500,199 | $6,722,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 118,851 | $6,721,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 150,687 | $6,708,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 222,255 | $6,687,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 457,600 | $6,686,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 33,780 | $6,683,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 105,397 | $6,667,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 6,500,000 | $6,667,000 | thousands by filing date | principal |
| WEX INC | 96208T104 | COM | 46,962 | $6,633,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,326,849 | $6,621,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 43,482 | $6,601,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 231,703 | $6,598,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 80,430 | $6,575,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 105,000 | $6,568,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 249,754 | $6,558,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 118,610 | $6,556,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 98,971 | $6,552,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 127,083 | $6,543,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 386,816 | $6,541,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 136,684 | $6,525,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 27,700 | $6,520,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 86,100 | $6,515,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 208,203 | $6,511,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,022,166 | $6,497,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 836,800 | $6,485,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 132,365 | $6,479,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 130,232 | $6,479,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 185,102 | $6,462,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 201,449 | $6,436,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 145,651 | $6,430,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 6,500,000 | $6,427,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 77,386 | $6,421,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 170,841 | $6,418,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,670,225 | $6,412,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 200,000 | $6,404,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 188,353 | $6,401,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,533,886 | $6,396,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 346,415 | $6,390,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 565,028 | $6,384,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25,000 | $6,369,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 124,072 | $6,368,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 69,559 | $6,355,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 93,451 | $6,355,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 29,120 | $6,355,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 208,532 | $6,350,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 170,694 | $6,346,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,700,000 | $6,336,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 496,188 | $6,331,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 203,732 | $6,328,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 350,000 | $6,325,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 316,108 | $6,304,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 184,307 | $6,296,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 648,157 | $6,288,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 189,952 | $6,287,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 22,252 | $6,280,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 239,087 | $6,278,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 247,054 | $6,268,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 117,421 | $6,266,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 279,682 | $6,259,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 97,222 | $6,241,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 235,373 | $6,240,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 143,000 | $6,238,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 638,648 | $6,195,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 547,920 | $6,191,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 100,216 | $6,174,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,702,620 | $6,162,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 57,255 | $6,150,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,500,000 | $6,150,000 | thousands by filing date | principal |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 95,230 | $6,139,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 60,000 | $6,134,000 | thousands by filing date | call |
| CSRA INC | 12650T104 | COM | 204,865 | $6,129,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 529,634 | $6,123,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 266,006 | $6,121,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 31,813 | $6,096,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 6,000,000 | $6,086,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 432,121 | $6,084,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 68,597 | $6,057,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 59,474 | $6,048,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 89,400 | $6,027,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 284,598 | $6,025,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 84,200 | $6,013,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 96,998 | $5,999,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 66,498 | $5,984,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 630,002 | $5,979,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 25,015 | $5,970,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 104,450 | $5,969,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100,278 | $5,954,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,744,812 | $5,950,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 7,762,000 | $5,938,000 | thousands by filing date | principal |
| COMMERCE BANCSHARES INC | 200525103 | COM | 106,171 | $5,928,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 207,200 | $5,926,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 161,514 | $5,916,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 436,123 | $5,909,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 35,000 | $5,902,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 73,800 | $5,900,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 61,029 | $5,899,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,009,000 | $5,898,000 | thousands by filing date | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 292,000 | $5,895,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $5,885,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 81,940 | $5,884,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 65,807 | $5,871,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 49,000 | $5,860,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 773,059 | $5,852,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 86,508 | $5,841,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 117,221 | $5,838,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 84,409 | $5,824,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 102,831 | $5,822,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,100,000 | $5,821,000 | thousands by filing date | principal |
| DDR CORP | 23317H102 | COM | 649,623 | $5,821,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 151,275 | $5,819,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 76,776 | $5,815,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 324,145 | $5,809,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 40,000 | $5,803,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 81,860 | $5,792,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 279,011 | $5,789,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 61,206 | $5,783,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 294,736 | $5,780,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 112,442 | $5,764,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 206,400 | $5,763,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 37,102 | $5,755,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 23,644 | $5,747,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 363,602 | $5,745,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 450,000 | $5,742,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 583,960 | $5,740,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 84,070 | $5,738,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 55,272 | $5,737,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 88,217 | $5,736,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 110,920 | $5,734,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 43,941 | $5,732,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 402,863 | $5,728,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 35,000 | $5,725,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 42,086 | $5,721,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 141,338 | $5,716,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 139,577 | $5,712,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 108,734 | $5,709,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 162,000 | $5,701,000 | thousands by filing date | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 138,590 | $5,695,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 117,649 | $5,694,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 52,365 | $5,659,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 53,962 | $5,657,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 178,205 | $5,656,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 94,904 | $5,652,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 246,797 | $5,652,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 70,174 | $5,648,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 274,055 | $5,618,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 573,327 | $5,612,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 101,000 | $5,610,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500,000 | $5,585,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 87,524 | $5,580,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 43,059 | $5,579,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 120,800 | $5,546,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 189,992 | $5,540,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 58,903 | $5,537,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 197,418 | $5,528,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 109,964 | $5,526,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,000 | $5,516,000 | thousands by filing date | call |
| MULESOFT INC | 625207105 | CL A | 237,094 | $5,515,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 56,272 | $5,513,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 68,304 | $5,479,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 111,883 | $5,471,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 46,989 | $5,445,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 50,851 | $5,440,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 109,589 | $5,425,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 152,800 | $5,420,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 152,800 | $5,420,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 529,744 | $5,409,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 40,000 | $5,408,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 124,008 | $5,395,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 118,229 | $5,389,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 304,066 | $5,385,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 300,000 | $5,376,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 35,000 | $5,368,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 70,800 | $5,357,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 216,882 | $5,355,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 139,970 | $5,337,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 101,281 | $5,336,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 115,352 | $5,331,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 247,048 | $5,325,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 69,472 | $5,321,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,275,000 | $5,317,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 66,140 | $5,309,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 435,265 | $5,289,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 192,681 | $5,271,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 277,376 | $5,270,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 161,840 | $5,270,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 46,950 | $5,265,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 62,429 | $5,261,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 13,211 | $5,251,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 48,425 | $5,250,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 63,672 | $5,246,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 199,856 | $5,245,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 46,838 | $5,243,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 567,401 | $5,236,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 276,302 | $5,236,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 124,323 | $5,219,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 200,000 | $5,210,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 492,964 | $5,206,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 110,000 | $5,201,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 89,514 | $5,198,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 280,322 | $5,197,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 5,200,000 | $5,174,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 235,264 | $5,172,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 69,011 | $5,166,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 113,473 | $5,163,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 250,000 | $5,160,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 100,000 | $5,154,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 205,331 | $5,145,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 15,300 | $5,140,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 363,916 | $5,121,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 79,546 | $5,113,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 101,669 | $5,112,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 400,000 | $5,108,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 37,270 | $5,104,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 74,751 | $5,101,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 528,477 | $5,101,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 235,834 | $5,093,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 81,898 | $5,090,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 305,000 | $5,087,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 320,751 | $5,084,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 72,873 | $5,073,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 83,789 | $5,068,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,650,000 | $5,060,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 139,439 | $5,041,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 68,867 | $5,039,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 267,967 | $5,037,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 481,569 | $5,037,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 103,978 | $5,037,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 85,768 | $5,016,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,600,000 | $5,014,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 65,371 | $5,006,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 68,267 | $5,000,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 4,930,000 | $4,995,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 31,385 | $4,987,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 52,630 | $4,983,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 125,907 | $4,978,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 243,284 | $4,974,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 241,644 | $4,961,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 130,805 | $4,954,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 172,259 | $4,951,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 84,370 | $4,939,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 156,026 | $4,935,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 303,146 | $4,927,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 44,150 | $4,920,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,053,416 | $4,909,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 20,200 | $4,859,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 450,000 | $4,856,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 77,411 | $4,855,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 108,195 | $4,852,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50,000 | $4,836,000 | thousands by filing date | call |
| TRINSEO S A | L9340P101 | SHS | 66,441 | $4,824,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 207,699 | $4,818,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 60,238 | $4,814,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 100,000 | $4,809,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 359,060 | $4,782,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 69,998 | $4,772,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 45,500 | $4,770,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 22,618 | $4,768,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 74,926 | $4,740,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 64,436 | $4,737,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 4,280,000 | $4,732,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 229,285 | $4,725,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 180,565 | $4,698,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 186,841 | $4,696,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 94,684 | $4,688,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 55,668 | $4,686,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 4,543,000 | $4,668,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 82,866 | $4,653,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 189,033 | $4,651,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 118,066 | $4,648,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 113,949 | $4,640,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 35,270 | $4,638,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200,000 | $4,634,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 56,300 | $4,621,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 153,132 | $4,583,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 118,584 | $4,582,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 237,244 | $4,581,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 29,651 | $4,571,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 103,183 | $4,567,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 53,805 | $4,567,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 50,910 | $4,559,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 120,465 | $4,559,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 218,825 | $4,551,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 88,808 | $4,548,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 129,624 | $4,545,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 36,209 | $4,531,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 538,531 | $4,529,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 107,268 | $4,523,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 60,238 | $4,520,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,000 | $4,517,000 | thousands by filing date | put |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 103,996 | $4,515,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 502,571 | $4,508,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 112,989 | $4,502,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 58,250 | $4,495,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 130,316 | $4,476,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 508,514 | $4,475,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 111,238 | $4,471,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 213,295 | $4,463,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 130,217 | $4,460,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 75,100 | $4,453,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 88,000 | $4,442,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 4,646,000 | $4,434,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 149,063 | $4,432,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 75,487 | $4,431,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 247,951 | $4,420,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 281,373 | $4,417,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 74,843 | $4,416,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 109,806 | $4,398,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 117,871 | $4,378,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 323,519 | $4,377,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,727,400 | $4,364,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 77,689 | $4,362,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 96,113 | $4,360,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 41,200 | $4,349,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 84,327 | $4,346,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 101,300 | $4,331,000 | thousands by filing date | call |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 82,753 | $4,331,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 445,558 | $4,322,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 250,000 | $4,315,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 167,840 | $4,314,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 148,411 | $4,311,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 38,895 | $4,308,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 161,983 | $4,299,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 278,600 | $4,285,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 313,298 | $4,277,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,635,698 | $4,269,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 12,512 | $4,259,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 85,204 | $4,252,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 88,907 | $4,249,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 379,892 | $4,240,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 43,919 | $4,239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 77,553 | $4,237,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 50,000 | $4,223,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 50,000 | $4,223,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 277,184 | $4,222,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 63,669 | $4,222,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $4,222,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 124,554 | $4,219,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 66,370 | $4,209,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 376,371 | $4,204,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 131,609 | $4,196,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 87,160 | $4,192,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 35,000 | $4,186,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 105,650 | $4,186,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 78,208 | $4,182,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 87,254 | $4,175,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 430,987 | $4,167,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 76,694 | $4,148,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 40,323 | $4,147,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,000,000 | $4,145,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,000 | $4,134,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 55,457 | $4,125,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 3,950,000 | $4,123,000 | thousands by filing date | principal |
| POPULAR INC | 733174700 | COM NEW | 115,906 | $4,114,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 279,791 | $4,113,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 84,994 | $4,095,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 150,643 | $4,080,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 45,822 | $4,074,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 32,120 | $4,071,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 400,127 | $4,069,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 150,000 | $4,064,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 130,843 | $4,051,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,732,402 | $4,036,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 165,666 | $4,034,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 80,586 | $4,030,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 165,984 | $4,020,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 118,910 | $4,017,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 92,001 | $4,011,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 547,500 | $4,008,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 88,684 | $4,007,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 116,660 | $4,004,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 320,000 | $3,997,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 76,899 | $3,990,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 66,815 | $3,989,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,000,000 | $3,985,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133B409 | COM | 72,541 | $3,983,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 422,532 | $3,982,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 512,846 | $3,976,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 91,241 | $3,973,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 18,404 | $3,972,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 80,582 | $3,970,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 225,147 | $3,960,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 51,033 | $3,956,000 | thousands by filing date | |
| LIONS GATE ENTMT INC | 53626YAL2 | NOTE 1.250% 4/1 | 3,500,000 | $3,948,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 61,504 | $3,933,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,170,669 | $3,932,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 87,000 | $3,931,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 23,696 | $3,929,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 34,564 | $3,926,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 279,329 | $3,924,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 480,601 | $3,917,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 72,037 | $3,907,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 56,693 | $3,906,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 60,609 | $3,897,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 158,919 | $3,889,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 49,024 | $3,876,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 56,663 | $3,858,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 24,953 | $3,857,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 170,115 | $3,857,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 51,072 | $3,832,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 100,000 | $3,830,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 48,497 | $3,823,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 56,522 | $3,814,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 30,141 | $3,810,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 110,200 | $3,804,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 91,532 | $3,788,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 193,046 | $3,784,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 524,527 | $3,782,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 29,085 | $3,781,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 148,551 | $3,773,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 182,500 | $3,769,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 93,700 | $3,753,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 114,626 | $3,752,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 83,824 | $3,749,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100,000 | $3,746,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 54,086 | $3,743,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 171,517 | $3,738,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 49,702 | $3,736,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 78,712 | $3,731,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 40,600 | $3,730,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 116,957 | $3,728,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 246,567 | $3,726,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,000,000 | $3,720,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 57,500 | $3,717,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 75,034 | $3,716,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 139,251 | $3,711,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 48,716 | $3,709,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 55,428 | $3,703,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 59,471 | $3,692,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 167,084 | $3,691,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 228,458 | $3,686,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 205,763 | $3,684,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,560,500 | $3,683,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 97,847 | $3,682,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 119,627 | $3,679,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 74,043 | $3,667,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 461,761 | $3,657,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 37,825 | $3,652,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 52,092 | $3,650,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 107,847 | $3,649,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 93,571 | $3,641,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 51,508 | $3,630,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,150,000 | $3,625,000 | thousands by filing date | principal |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 126,549 | $3,625,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 73,001 | $3,618,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 45,010 | $3,613,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 203,967 | $3,612,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008149 | this filing | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-013464 | base | 2018-03-14 | acceptance time not in the bulk data set |