13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,958 holding rows worth $110,331,117,000.
- Accession
- 0001140361-18-008149
- Filer
- CIK 824468
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 17,608 entries on the cover page, a total value of $110,331,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,331,117,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROGERS CORP COM | 775133101 | Stock | 11,279 | $1,826,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 36,200 | $1,821,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $1,819,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 109,075 | $1,816,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 23,600 | $1,815,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 45,934 | $1,814,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 78,739 | $1,814,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,000 | $1,813,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 40,213 | $1,812,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 63,600 | $1,811,000 | thousands by filing date | call |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 150,740 | $1,811,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 61,999 | $1,808,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 50,473 | $1,800,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 147,320 | $1,797,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 53,183 | $1,794,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 33,242 | $1,787,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 128,553 | $1,787,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 53,817 | $1,784,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 30,256 | $1,783,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 59,770 | $1,783,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 45,332 | $1,782,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 74,411 | $1,782,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 74,364 | $1,779,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 91,731 | $1,775,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,450,000 | $1,774,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 104,050 | $1,772,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 64,467 | $1,772,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 132,090 | $1,771,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 36,766 | $1,765,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 233,437 | $1,765,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 33,476 | $1,762,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 18,900 | $1,761,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 127,026 | $1,754,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 55,766 | $1,751,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 300,000 | $1,749,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 67,885 | $1,748,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 44,958 | $1,746,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,331,010 | $1,743,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 73,892 | $1,741,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 138,797 | $1,741,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 25,980 | $1,740,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 80,866 | $1,738,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 35,825 | $1,737,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 31,128 | $1,737,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 93,427 | $1,737,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 69,048 | $1,736,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 63,858 | $1,735,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 29,511 | $1,734,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 37,752 | $1,733,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 79,689 | $1,732,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 109,180 | $1,723,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,300 | $1,722,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 178,507 | $1,720,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 36,434 | $1,717,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 130,264 | $1,717,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 37,652 | $1,709,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 32,599 | $1,709,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 17,500 | $1,708,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 14,447 | $1,704,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 59,892 | $1,700,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 19,722 | $1,697,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,581 | $1,695,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 74,744 | $1,695,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 37,126 | $1,694,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 63,919 | $1,693,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 115,266 | $1,690,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 38,140 | $1,688,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 46,199 | $1,688,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 13,261 | $1,687,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,686,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 56,271 | $1,683,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 34,682 | $1,682,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 49,484 | $1,679,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 55,828 | $1,678,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 111,098 | $1,677,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 57,670 | $1,677,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 28,578 | $1,676,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 77,538 | $1,676,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 95,153 | $1,675,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 37,659 | $1,674,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 96,595 | $1,671,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 26,219 | $1,670,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 41,675 | $1,668,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 32,583 | $1,667,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 65,759 | $1,664,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,299 | $1,663,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 52,959 | $1,663,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 26,935 | $1,662,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 34,598 | $1,658,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,427 | $1,657,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 107,815 | $1,657,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 48,227 | $1,657,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 78,415 | $1,656,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 85,204 | $1,653,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 19,893 | $1,649,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 16,363 | $1,648,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 32,316 | $1,646,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 15,399 | $1,645,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 89,045 | $1,644,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 520,255 | $1,643,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 22,299 | $1,640,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 13,583 | $1,639,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 45,000 | $1,637,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 29,040 | $1,637,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 63,790 | $1,637,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 20,738 | $1,636,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 43,756 | $1,629,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 114,881 | $1,629,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 31,017 | $1,628,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 16,732 | $1,623,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 72,115 | $1,622,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 79,224 | $1,621,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 103,335 | $1,618,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 30,643 | $1,617,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 38,963 | $1,616,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 75,705 | $1,615,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,301,009 | $1,613,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 86,190 | $1,612,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 644,802 | $1,612,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 48,080 | $1,609,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 37,844 | $1,607,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 53,082 | $1,607,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 40,295 | $1,604,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,300,000 | $1,599,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 75,071 | $1,597,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 135,571 | $1,597,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 862,623 | $1,595,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 90,292 | $1,593,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 87,202 | $1,591,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 94,839 | $1,589,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 90,007 | $1,587,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 83,500 | $1,583,000 | thousands by filing date | call |
| NOVANTA INC | 67000B104 | COM | 31,667 | $1,583,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 47,833 | $1,582,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 14,056 | $1,580,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 22,722 | $1,578,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 92,019 | $1,578,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 26,462 | $1,578,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35,712 | $1,578,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 29,709 | $1,577,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 93,528 | $1,577,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 30,749 | $1,572,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 32,620 | $1,571,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 24,546 | $1,570,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 43,209 | $1,570,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 62,375 | $1,570,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 28,600 | $1,565,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 114,678 | $1,565,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 26,617 | $1,565,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 40,000 | $1,564,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 64,201 | $1,563,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,395,000 | $1,557,000 | thousands by filing date | principal |
| FIVE9 INC | 338307101 | COM | 62,477 | $1,554,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 12,111 | $1,554,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 76,758 | $1,554,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 99,141 | $1,552,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,250,000 | $1,548,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 153,486 | $1,542,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 9,858 | $1,538,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 74,886 | $1,536,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 38,502 | $1,535,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 53,683 | $1,534,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 60,515 | $1,532,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 24,857 | $1,530,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 54,027 | $1,529,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 93,532 | $1,527,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 47,987 | $1,526,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 50,000 | $1,525,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 19,226 | $1,524,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 246,850 | $1,523,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 50,840 | $1,522,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 34,294 | $1,522,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 80,022 | $1,522,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 103,812 | $1,521,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 13,874 | $1,519,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 47,732 | $1,516,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 71,407 | $1,516,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 33,380 | $1,512,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 67,934 | $1,510,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 92,800 | $1,509,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 63,246 | $1,508,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 45,955 | $1,507,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 28,070 | $1,506,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,363 | $1,501,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 43,523 | $1,501,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 23,443 | $1,499,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 34,786 | $1,499,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 222,493 | $1,498,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 41,229 | $1,497,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 33,101 | $1,494,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 25,395 | $1,492,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 50,468 | $1,490,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 55,800 | $1,490,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 139,000 | $1,485,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 87,579 | $1,485,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 141,569 | $1,483,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 75,450 | $1,481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 24,208 | $1,481,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 30,935 | $1,479,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 14,733 | $1,479,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 13,832 | $1,471,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 84,289 | $1,470,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 72,695 | $1,469,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 324,994 | $1,468,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 36,780 | $1,467,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 49,940 | $1,464,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100,000 | $1,461,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 165,624 | $1,461,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 30,501 | $1,458,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 50,000 | $1,458,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 53,623 | $1,458,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 42,009 | $1,457,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 66,110 | $1,454,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 31,603 | $1,449,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 25,000 | $1,448,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 33,127 | $1,446,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 89,511 | $1,446,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,100,000 | $1,444,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 51,225 | $1,442,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 36,598 | $1,440,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 337,525 | $1,438,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 52,144 | $1,433,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 35,727 | $1,432,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 129,646 | $1,431,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 36,340 | $1,430,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 71,181 | $1,429,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 87,263 | $1,426,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 28,062 | $1,425,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 207,658 | $1,422,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 58,964 | $1,416,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 74,836 | $1,415,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 51,395 | $1,413,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 50,421 | $1,408,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 53,019 | $1,405,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 30,164 | $1,402,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 71,900 | $1,402,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 33,797 | $1,401,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 101,848 | $1,401,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 51,501 | $1,400,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 58,600 | $1,396,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 34,311 | $1,395,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,500,000 | $1,395,000 | thousands by filing date | principal |
| CYS INVTS INC | 12673A108 | COM | 173,497 | $1,393,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 64,883 | $1,392,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 36,776 | $1,392,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 44,586 | $1,391,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 20,394 | $1,391,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 32,070 | $1,390,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 73,537 | $1,388,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 16,300 | $1,388,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 59,254 | $1,387,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,324 | $1,386,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 101,724 | $1,382,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 42,217 | $1,373,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 48,863 | $1,370,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 71,042 | $1,370,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 25,000 | $1,367,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 52,301 | $1,364,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 62,765 | $1,362,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 36,038 | $1,357,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 28,902 | $1,357,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 16,193 | $1,355,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 45,667 | $1,352,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 80,577 | $1,349,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 42,827 | $1,347,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 58,564 | $1,346,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 36,494 | $1,343,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 36,605 | $1,343,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 23,316 | $1,338,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 80,318 | $1,335,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 41,220 | $1,332,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 28,400 | $1,331,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 95,421 | $1,331,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 18,689 | $1,326,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 66,311 | $1,325,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 65,846 | $1,324,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 82,373 | $1,323,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 89,006 | $1,320,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,949 | $1,319,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,323 | $1,313,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 121,428 | $1,312,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 32,200 | $1,311,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 34,316 | $1,311,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 17,084 | $1,303,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 77,179 | $1,302,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 38,604 | $1,299,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 22,188 | $1,298,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 46,153 | $1,298,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 45,223 | $1,297,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 55,909 | $1,294,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 56,143 | $1,293,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 86,197 | $1,293,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 40,081 | $1,291,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 83,569 | $1,291,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8,139 | $1,287,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 34,019 | $1,287,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 46,092 | $1,285,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 18,371 | $1,284,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 38,653 | $1,284,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9,737 | $1,279,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 188,294 | $1,279,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 90,654 | $1,278,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 100,954 | $1,276,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,500,000 | $1,276,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 24,285 | $1,275,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 66,232 | $1,275,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 31,800 | $1,274,000 | thousands by filing date | call |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 74,751 | $1,272,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 694,000 | $1,272,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 17,477 | $1,270,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 61,548 | $1,268,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 33,607 | $1,267,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,955 | $1,267,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 22,951 | $1,266,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 86,409 | $1,265,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 70,943 | $1,263,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 207,375 | $1,261,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 22,775 | $1,261,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 49,136 | $1,258,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 48,983 | $1,258,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 57,229 | $1,256,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 52,110 | $1,256,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,022 | $1,255,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 50,000 | $1,255,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 23,900 | $1,254,000 | thousands by filing date | call |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,263,000 | $1,254,000 | thousands by filing date | principal |
| HARTE-HANKS INC | 416196103 | COM | 1,317,000 | $1,250,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 110,430 | $1,249,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,631 | $1,247,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 29,470 | $1,247,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 33,486 | $1,247,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 31,070 | $1,246,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 26,951 | $1,245,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 62,824 | $1,243,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 39,772 | $1,241,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 20,810 | $1,239,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 35,047 | $1,237,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 26,013 | $1,235,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 226,748 | $1,234,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 26,911 | $1,231,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 37,234 | $1,229,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 30,533 | $1,228,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 18,962 | $1,227,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 46,417 | $1,226,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 42,758 | $1,225,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 33,677 | $1,222,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 36,060 | $1,220,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 283,365 | $1,220,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 26,617 | $1,218,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 82,216 | $1,218,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 13,593 | $1,217,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 180,273 | $1,215,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 32,927 | $1,214,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 38,411 | $1,213,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 135,600 | $1,211,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 67,325 | $1,209,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 40,926 | $1,208,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,807 | $1,205,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 21,739 | $1,204,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 51,508 | $1,202,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 30,159 | $1,202,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,040,000 | $1,201,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 5,579 | $1,200,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 24,194 | $1,198,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 31,288 | $1,197,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 39,272 | $1,196,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 15,893 | $1,190,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,200 | $1,188,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 27,616 | $1,187,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,000 | $1,186,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 46,768 | $1,186,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 89,493 | $1,185,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 200,000 | $1,182,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 37,143 | $1,180,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,409 | $1,176,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 469,109 | $1,173,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 56,722 | $1,168,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 70,947 | $1,167,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 20,218 | $1,164,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 48,995 | $1,163,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 100,000 | $1,158,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 11,350 | $1,156,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,000 | $1,155,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 49,914 | $1,152,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 27,345 | $1,152,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 33,095 | $1,148,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 36,623 | $1,148,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 115,384 | $1,148,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 49,054 | $1,147,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 53,540 | $1,147,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 68,600 | $1,146,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,598 | $1,142,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 25,877 | $1,140,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 44,265 | $1,140,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 132,380 | $1,139,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 144,069 | $1,138,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 44,919 | $1,137,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 982,000 | $1,137,000 | thousands by filing date | principal |
| EAGLE BANCORPORATION INC | 268948106 | COM | 19,619 | $1,136,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 6,219 | $1,135,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 43,183 | $1,134,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 59,026 | $1,134,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 11,100 | $1,133,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 9,000 | $1,132,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 36,679 | $1,130,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 13,495 | $1,130,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 23,182 | $1,128,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 8,943 | $1,124,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 14,612 | $1,123,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 67,405 | $1,118,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 16,938 | $1,116,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 81,792 | $1,114,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 104,980 | $1,114,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,953 | $1,113,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 22,837 | $1,111,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 52,000 | $1,110,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 26,250 | $1,109,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 71,845 | $1,109,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 29,301 | $1,100,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 23,596 | $1,095,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 38,126 | $1,095,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 38,518 | $1,094,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 43,492 | $1,094,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 362,062 | $1,094,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 36,587 | $1,092,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 11,613 | $1,091,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 22,341 | $1,088,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 115,962 | $1,081,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 10,000 | $1,079,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 38,705 | $1,077,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 13,916 | $1,076,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 40,068 | $1,072,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 100,595 | $1,072,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 22,654 | $1,071,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 118,636 | $1,071,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 55,883 | $1,069,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 8,077 | $1,066,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 141,284 | $1,065,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 43,648 | $1,065,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 33,896 | $1,065,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 21,515 | $1,063,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,500 | $1,062,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 34,133 | $1,062,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 23,415 | $1,062,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 35,006 | $1,061,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 167,469 | $1,061,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 38,793 | $1,058,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 31,579 | $1,058,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 53,682 | $1,058,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,078 | $1,057,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 38,548 | $1,057,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 40,096 | $1,057,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 31,882 | $1,054,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 33,841 | $1,053,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 35,700 | $1,050,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 15,354 | $1,050,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 18,700 | $1,047,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 20,376 | $1,046,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 40,529 | $1,043,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 14,087 | $1,043,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 53,592 | $1,042,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 13,841 | $1,041,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 244,300 | $1,041,000 | thousands by filing date | put |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 14,607 | $1,039,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 46,723 | $1,037,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 1,000,000 | $1,036,000 | thousands by filing date | principal |
| TECHNIPFMC PLC COM | G87110105 | Stock | 33,000 | $1,033,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 51,047 | $1,032,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 76,124 | $1,032,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 18,801 | $1,030,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 12,500 | $1,027,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 14,597 | $1,027,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 116,077 | $1,027,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 28,023 | $1,025,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 42,579 | $1,024,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 11,873 | $1,023,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 46,221 | $1,020,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 42,630 | $1,019,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,725 | $1,017,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 35,385 | $1,016,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 14,594 | $1,015,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 45,823 | $1,014,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 46,135 | $1,012,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 48,241 | $1,010,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 54,155 | $1,010,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 81,064 | $1,009,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 40,228 | $1,006,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 334,626 | $1,004,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 28,041 | $1,003,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 107,777 | $1,003,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 28,066 | $1,002,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 35,352 | $1,001,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 90,057 | $1,000,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 20,617 | $1,000,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| KEARNY FINL CORP MD | 48716P108 | COM | 69,135 | $998,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 45,755 | $997,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 50,699 | $995,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 25,068 | $994,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 62,407 | $993,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008149 | this filing | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-013464 | base | 2018-03-14 | acceptance time not in the bulk data set |