13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,958 holding rows worth $110,331,117,000.
- Accession
- 0001140361-18-008149
- Filer
- CIK 824468
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 17,608 entries on the cover page, a total value of $110,331,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,331,117,000 with VALUE read as thousands by filing date, 13F file number 028-11379. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 139,792 | $15,846,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 78,603 | $15,808,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 238,877 | $15,757,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 299,169 | $15,698,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 611,184 | $15,689,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 415,534 | $15,678,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 300,000 | $15,609,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 366,007 | $15,581,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 590,631 | $15,486,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 241,177 | $15,465,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 857,440 | $15,451,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 495,265 | $15,449,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,515,614 | $15,444,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 151,783 | $15,443,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,648,514 | $15,440,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 287,300 | $15,411,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 261,636 | $15,379,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 250,000 | $15,320,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 980,689 | $15,259,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 243,280 | $15,250,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 331,997 | $15,243,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 97,526 | $15,207,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 275,000 | $15,095,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 266,704 | $15,093,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 66,111 | $15,079,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 508,326 | $15,046,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 111,036 | $15,013,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,305,837 | $15,012,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 96,000 | $15,010,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 1,467,443 | $14,954,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 2,836,226 | $14,918,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 208,375 | $14,916,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 700,000 | $14,847,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 494,200 | $14,801,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 122,457 | $14,762,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 240,188 | $14,718,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,429,434 | $14,708,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 150,000 | $14,672,000 | thousands by filing date | call |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 8,900,000 | $14,641,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 260,000 | $14,630,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 598,508 | $14,616,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 464,131 | $14,605,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 194,844 | $14,564,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 434,151 | $14,453,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 267,567 | $14,415,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 450,020 | $14,405,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 250,000 | $14,393,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 363,753 | $14,274,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 538,335 | $14,260,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 411,000 | $14,249,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 166,480 | $14,183,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,551,276 | $14,163,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 265,854 | $14,158,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 488,265 | $14,121,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 253,904 | $14,103,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 106,759 | $14,090,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 276,427 | $14,075,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 459,318 | $14,055,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 163,929 | $14,048,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 787,243 | $14,044,000 | thousands by filing date | put |
| RSP PERMIAN INC | 74978Q105 | COM | 343,994 | $13,994,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 400,275 | $13,985,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 200,000 | $13,970,000 | thousands by filing date | call |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 4,500,000 | $13,841,000 | thousands by filing date | principal |
| ALLEGION PLC | G0176J109 | ORD SHS | 173,924 | $13,837,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 100,711 | $13,823,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,209,926 | $13,805,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 126,620 | $13,743,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 78,842 | $13,742,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 91,485 | $13,624,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 729,291 | $13,609,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 350,000 | $13,608,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 317,779 | $13,582,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 117,819 | $13,548,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 111,350 | $13,536,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 450,456 | $13,531,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 79,596 | $13,516,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 654,627 | $13,511,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 93,923 | $13,478,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,810,307 | $13,462,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 3,850,000 | $13,422,000 | thousands by filing date | principal |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 502,688 | $13,403,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,601,155 | $13,397,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 173,511 | $13,331,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 636,533 | $13,329,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 171,200 | $13,313,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 261,846 | $13,309,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 51,700 | $13,282,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 322,748 | $13,242,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,100,000 | $13,211,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,932,500 | $13,199,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 666,196 | $13,191,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 106,978 | $13,161,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 184,719 | $13,151,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 370,000 | $13,117,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 360,420 | $13,090,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 382,678 | $13,076,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 436,271 | $13,024,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 474,923 | $12,989,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,007,219 | $12,931,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 469,536 | $12,930,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 317,023 | $12,906,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 239,502 | $12,894,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 15,250,000 | $12,877,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 52,045 | $12,875,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 95,400 | $12,848,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,840,000 | $12,811,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 251,561 | $12,800,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 337,897 | $12,790,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 372,840 | $12,770,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 299,660 | $12,767,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,240,417 | $12,734,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 194,584 | $12,692,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 629,469 | $12,684,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 793,067 | $12,681,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 267,199 | $12,679,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 250,132 | $12,635,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 916,770 | $12,633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 543,196 | $12,624,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 156,722 | $12,603,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 172,143 | $12,587,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 147,742 | $12,582,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,673,457 | $12,552,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 257,686 | $12,544,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 1,426,242 | $12,537,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 13,260,000 | $12,531,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T241 | AXELATDR 3X INVR | 250,000 | $12,530,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 75,637 | $12,460,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 286,601 | $12,344,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 620,159 | $12,334,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 249,509 | $12,301,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 963,000 | $12,298,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,192,750 | $12,261,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 90,964 | $12,248,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 279,084 | $12,245,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 219,953 | $12,238,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 141,478 | $12,206,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 314,044 | $12,179,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 51,527 | $12,139,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 109,483 | $12,117,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,257,746 | $12,102,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,065,271 | $12,041,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 8,941,000 | $12,031,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 170,000 | $11,995,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 237,064 | $11,981,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 334,146 | $11,977,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 126,727 | $11,975,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 179,515 | $11,955,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 351,820 | $11,951,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 109,097 | $11,942,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 316,100 | $11,930,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 286,108 | $11,910,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 260,490 | $11,907,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 77,500 | $11,890,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 825,400 | $11,878,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 90,456 | $11,874,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200,000 | $11,866,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 195,046 | $11,865,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 492,160 | $11,860,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 655,000 | $11,856,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 120,636 | $11,837,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 103,402 | $11,778,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 275,000 | $11,770,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 277,510 | $11,762,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 141,988 | $11,740,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 340,547 | $11,736,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 464,600 | $11,703,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 364,027 | $11,692,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 11,727,000 | $11,668,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 232,856 | $11,657,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 285,900 | $11,639,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 277,302 | $11,611,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 237,859 | $11,579,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 740,467 | $11,557,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 60,000 | $11,546,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 291,259 | $11,540,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 162,000 | $11,538,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 375,288 | $11,532,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 178,376 | $11,516,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 90,501 | $11,481,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 173,700 | $11,461,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 551,000 | $11,450,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 706,355 | $11,449,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 11,085,000 | $11,438,000 | thousands by filing date | principal |
| ANDEAVOR | 03349M105 | COM | 100,000 | $11,434,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 109,500 | $11,427,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 566,547 | $11,422,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 11,400,000 | $11,422,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485106 | COM | 485,866 | $11,418,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 200,000 | $11,414,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 39,455 | $11,402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 192,169 | $11,401,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 194,408 | $11,400,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 220,701 | $11,389,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 64,675 | $11,383,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200,000 | $11,378,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,083,201 | $11,376,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 362,398 | $11,351,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 7,937,834 | $11,350,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,445,825 | $11,337,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 580,004 | $11,252,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 187,500 | $11,237,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 624,360 | $11,232,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 155,804 | $11,232,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 265,000 | $11,212,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 766,642 | $11,200,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 161,136 | $11,198,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 112,331 | $11,198,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 406,974 | $11,180,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 583,187 | $11,169,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 978,329 | $11,162,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 120,000 | $11,153,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 197,780 | $11,152,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 64,130 | $11,147,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 242,500 | $11,126,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 198,258 | $11,111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 113,415 | $11,093,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 506,911 | $11,071,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 933,379 | $11,061,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,152,259 | $11,027,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 70,472 | $11,019,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 300,000 | $11,016,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 224,130 | $11,015,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 72,990 | $11,002,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 513,724 | $10,983,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 309,629 | $10,983,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 287,997 | $10,895,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 107,739 | $10,882,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6,388,000 | $10,875,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 210,509 | $10,871,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 224,867 | $10,843,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 591,469 | $10,835,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 370,674 | $10,824,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 75,000 | $10,822,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 262,039 | $10,763,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 542,346 | $10,754,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 89,000 | $10,739,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,124,012 | $10,726,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 179,503 | $10,725,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 10,244,000 | $10,724,000 | thousands by filing date | principal |
| MYOKARDIA INC | 62857M105 | COM | 254,301 | $10,707,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 72,850 | $10,665,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 119,398 | $10,635,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 107,607 | $10,617,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 142,100 | $10,606,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 288,000 | $10,599,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 694,114 | $10,579,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 80,341 | $10,569,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 185,700 | $10,564,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 641,805 | $10,525,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 223,787 | $10,506,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 35,318 | $10,488,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 471,471 | $10,453,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 190,495 | $10,427,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 159,275 | $10,426,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 83,973 | $10,411,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 200,000 | $10,406,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 442,845 | $10,398,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 487,010 | $10,398,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 279,360 | $10,381,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 9,736,000 | $10,314,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 82,407 | $10,308,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 217,468 | $10,304,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 59,800 | $10,293,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 259,409 | $10,288,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 54,753 | $10,262,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 813,777 | $10,261,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 200,000 | $10,244,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 200,000 | $10,244,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 158,456 | $10,243,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 186,500 | $10,237,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 111,639 | $10,224,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,049,546 | $10,212,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,103,869 | $10,210,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 206,440 | $10,201,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 104,619 | $10,193,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 140,200 | $10,181,000 | thousands by filing date | put |
| TRANSUNION COM | 89400J107 | Stock | 185,228 | $10,179,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 672,903 | $10,179,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 684,916 | $10,157,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 144,988 | $10,148,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 167,181 | $10,123,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 218,522 | $10,113,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 110,365 | $10,108,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 655,638 | $10,083,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 233,168 | $10,070,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 170,724 | $10,060,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,492,194 | $10,057,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 207,197 | $10,032,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 310,514 | $10,031,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 9,350,000 | $10,028,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 359,394 | $9,991,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 49,000 | $9,969,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 135,000 | $9,944,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 118,061 | $9,938,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 189,193 | $9,917,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 300,912 | $9,891,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,678,935 | $9,889,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 685,841 | $9,870,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 213,629 | $9,867,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 378,086 | $9,846,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 92,787 | $9,796,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 93,852 | $9,770,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 644,520 | $9,770,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 309,840 | $9,769,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 782,000 | $9,767,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 45,484 | $9,740,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 222,455 | $9,726,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 122,695 | $9,720,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 84,908 | $9,700,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 305,808 | $9,660,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 271,958 | $9,645,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 112,204 | $9,631,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 334,561 | $9,619,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 121,905 | $9,603,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 460,000 | $9,559,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 54,851 | $9,557,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 68,783 | $9,546,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,000 | $9,515,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 236,891 | $9,483,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 280,000 | $9,458,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 280,000 | $9,458,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 224,156 | $9,429,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,395,000 | $9,402,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 223,123 | $9,379,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 54,700 | $9,353,000 | thousands by filing date | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 34,766 | $9,347,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,311,358 | $9,336,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 119,049 | $9,309,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 421,720 | $9,266,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 223,800 | $9,265,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,954,600 | $9,248,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 409,544 | $9,239,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 204,234 | $9,235,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 109,961 | $9,220,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 944,572 | $9,200,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 108,800 | $9,182,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 91,034 | $9,180,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 53,904 | $9,166,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 45,281 | $9,135,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 150,666 | $9,123,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 248,325 | $9,118,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 155,657 | $9,094,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 423,394 | $9,091,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 170,770 | $9,044,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 300,000 | $9,027,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 116,286 | $9,023,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 76,055 | $9,005,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 66,725 | $9,004,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 175,740 | $8,981,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 200,000 | $8,966,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 2,255,273 | $8,953,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,513,745 | $8,946,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 17,400 | $8,939,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 70,000 | $8,930,000 | thousands by filing date | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 95,195 | $8,926,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 139,402 | $8,915,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 238,739 | $8,910,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 97,995 | $8,906,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 73,030 | $8,899,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 179,866 | $8,856,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 210,755 | $8,844,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 264,500 | $8,832,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 677,964 | $8,828,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 533,410 | $8,818,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 778,906 | $8,794,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 283,192 | $8,793,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 945,130 | $8,790,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,095,428 | $8,763,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 277,584 | $8,761,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 56,899 | $8,692,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 812,069 | $8,689,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 442,913 | $8,686,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 263,750 | $8,681,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 107,800 | $8,653,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 187,300 | $8,648,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 221,056 | $8,646,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 460,326 | $8,641,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 102,505 | $8,640,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,006,589 | $8,638,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 8,584,000 | $8,637,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 10,133,000 | $8,581,000 | thousands by filing date | principal |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 84,824 | $8,570,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 7,750,000 | $8,550,000 | thousands by filing date | principal |
| FLOWSERVE CORP | 34354P105 | COM | 202,899 | $8,548,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 123,724 | $8,538,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 63,020 | $8,528,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 148,065 | $8,524,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 343,800 | $8,523,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 110,967 | $8,508,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 213,765 | $8,503,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 304,500 | $8,502,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 278,314 | $8,492,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 263,566 | $8,482,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 107,749 | $8,479,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 8,237,000 | $8,474,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,136,389 | $8,461,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 289,917 | $8,451,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 167,684 | $8,427,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 46,461 | $8,417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 143,611 | $8,407,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 45,000 | $8,375,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 68,416 | $8,366,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 231,416 | $8,360,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 7,722,000 | $8,359,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 48,412 | $8,358,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 76,243 | $8,353,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 240,443 | $8,350,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,094,270 | $8,337,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 224,000 | $8,335,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 719,096 | $8,333,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 43,231 | $8,332,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 79,000 | $8,300,000 | thousands by filing date | call |
| SNYDERS LANCE INC | 833551104 | COM | 165,502 | $8,290,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 144,100 | $8,276,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 104,652 | $8,237,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 305,006 | $8,235,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 568,542 | $8,204,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 110,990 | $8,162,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 728,780 | $8,148,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 332,587 | $8,142,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 87,500 | $8,132,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 700,060 | $8,128,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 237,500 | $8,106,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 25,000 | $8,087,000 | thousands by filing date | put |
| AQUANTIA CORP | 03842Q108 | COM | 710,707 | $8,052,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 510,000 | $8,017,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,570,000 | $7,992,000 | thousands by filing date | principal |
| EASTGROUP PPTYS INC | 277276101 | COM | 90,305 | $7,981,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 148,525 | $7,971,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 225,287 | $7,960,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 223,652 | $7,957,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 134,293 | $7,951,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 61,146 | $7,927,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,056,747 | $7,926,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 540,872 | $7,914,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 104,953 | $7,912,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 439,525 | $7,906,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 94,140 | $7,893,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 188,339 | $7,835,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 133,501 | $7,833,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 130,167 | $7,825,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 8,189,000 | $7,820,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 241,545 | $7,817,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 207,134 | $7,758,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 65,327 | $7,750,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 97,200 | $7,730,000 | thousands by filing date | call |
| CARTERS INC | 146229109 | COM | 65,793 | $7,729,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,050,000 | $7,721,000 | thousands by filing date | principal |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 410,935 | $7,710,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 689,098 | $7,696,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 7,980,000 | $7,696,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 317,562 | $7,683,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 888,200 | $7,674,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 67,691 | $7,669,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 148,444 | $7,666,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 186,300 | $7,661,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 90,000 | $7,638,000 | thousands by filing date | call |
| STERIS PLC | G84720104 | SHS USD | 87,170 | $7,625,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 46,814 | $7,620,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 66,975 | $7,611,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 150,996 | $7,611,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,217,565 | $7,607,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 40,023 | $7,605,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 193,818 | $7,604,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 409,593 | $7,601,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 140,100 | $7,554,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 253,062 | $7,547,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 8,600,000 | $7,547,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 186,305 | $7,542,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 274,993 | $7,516,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 509,686 | $7,507,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 597,688 | $7,501,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 87,420 | $7,500,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 405,818 | $7,500,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 211,305 | $7,491,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 201,484 | $7,486,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 411,479 | $7,484,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 138,167 | $7,483,000 | thousands by filing date | |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 350,000 | $7,483,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,367,388 | $7,479,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 7,600,000 | $7,410,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150,000 | $7,394,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 7,000,000 | $7,390,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 134,159 | $7,366,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 143,106 | $7,359,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 192,074 | $7,348,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 515,236 | $7,342,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 150,671 | $7,321,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 465,000 | $7,310,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 104,111 | $7,292,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 140,900 | $7,285,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 426,540 | $7,278,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 331,592 | $7,278,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 458,825 | $7,272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 153,480 | $7,266,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 97,842 | $7,264,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 119,279 | $7,249,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 280,997 | $7,218,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 113,500 | $7,216,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008149 | this filing | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-013464 | base | 2018-03-14 | acceptance time not in the bulk data set |