13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 1,246 holding rows worth $38,558,078,000.
- Accession
- 0001140361-17-020735
- Filer
- CIK 1163653
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,662 entries on the cover page, a total value of $38,558,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,558,078,000 with VALUE read as thousands by filing date, 13F file number 028-10594. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,976 | $382,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 10,189 | $382,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 20,000 | $380,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 8,064 | $378,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 5,530 | $375,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,100 | $375,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 7,062 | $373,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,364 | $373,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,688 | $372,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,804 | $371,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,223 | $371,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,474 | $371,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 7,131 | $371,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,918 | $371,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,808 | $370,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 9,441 | $370,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,947 | $369,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 15,848 | $369,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 29,026 | $368,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,256 | $366,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,000 | $364,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,885 | $364,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 7,500 | $364,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 21,014 | $364,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 4,714 | $363,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,160 | $362,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,232 | $362,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 10,050 | $362,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,638 | $361,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 8,242 | $360,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,175 | $358,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,444 | $358,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,240 | $358,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,455 | $353,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 12,034 | $352,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,890 | $347,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 8,242 | $347,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,250 | $344,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,638 | $343,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,996 | $343,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,795 | $343,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,335 | $339,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,803 | $338,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 468 | $338,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,360 | $338,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 563 | $336,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,459 | $336,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,182 | $335,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 301,000 | $335,000 | thousands by filing date | principal |
| AES CORP COM | 00130H105 | Stock | 29,765 | $333,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 41,478 | $332,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 291,000 | $332,000 | thousands by filing date | principal |
| JACK IN THE BOX INC | 466367109 | COM | 3,255 | $331,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,739 | $329,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,879 | $327,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,514 | $326,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 26,000 | $326,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,114 | $325,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,030 | $323,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 4,694 | $322,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 6,238 | $322,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 14,524 | $322,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 7,119 | $320,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,854 | $319,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 148,128 | $317,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 120,600 | $317,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 120,000 | $317,000 | thousands by filing date | principal |
| MARZETTI COMPANY | 513847103 | COM | 2,420 | $312,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,000 | $311,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 12,969 | $310,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,414 | $307,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 8,907 | $306,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,484 | $303,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,842 | $299,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 6,550 | $298,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,466 | $298,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 8,031 | $298,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 14,404 | $296,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,644 | $292,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 5,526 | $291,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 3,095 | $290,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,719 | $289,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,831 | $289,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,500 | $281,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 1,915 | $281,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,800 | $280,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,860 | $279,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,457 | $279,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 5,300 | $278,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 67 | $278,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,351 | $277,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,463 | $276,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 714 | $274,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 20,951 | $273,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 15,345 | $271,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 7,260 | $271,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,194 | $269,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,562 | $268,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,719 | $267,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 347 | $266,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,549 | $266,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 7,067 | $266,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,722 | $264,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 7,148 | $264,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,594 | $263,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 4,409 | $262,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 104,525 | $261,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,421 | $259,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,509 | $258,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,777 | $256,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,200 | $254,000 | thousands by filing date | put |
| CREDICORP LTD | G2519Y108 | COM | 1,549 | $254,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 528 | $253,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,763 | $253,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 250,000 | $253,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 2,136 | $252,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 22,932 | $251,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,624 | $250,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,989 | $250,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,002 | $246,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,073 | $246,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 18,800 | $245,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,500 | $244,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 29,167 | $244,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,449 | $243,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,951 | $243,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,221 | $242,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,900 | $242,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,742 | $241,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,863 | $241,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 11,944 | $239,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,400 | $238,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,800 | $237,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,702 | $237,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,652 | $236,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 5,742 | $235,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,954 | $235,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,407 | $234,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,900 | $234,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,040 | $234,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,800 | $232,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,359 | $231,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 16,577 | $231,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 14,793 | $229,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,982 | $229,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,949 | $229,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 6,982 | $227,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,951 | $226,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,171 | $225,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,522 | $221,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,829 | $221,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,300 | $220,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,024 | $220,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 104 | $219,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 24,144 | $219,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,585 | $218,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,060 | $217,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,800 | $215,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 7,400 | $214,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 29,767 | $214,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,717 | $213,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,847 | $213,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,940 | $213,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,000 | $211,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 8,596 | $210,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 14,400 | $210,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,227 | $209,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,000 | $208,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,600 | $208,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,700 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,290 | $205,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 8,961 | $204,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,021 | $204,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 821 | $204,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,399 | $203,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 9,823 | $203,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,800 | $201,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,000 | $200,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,000 | $197,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 5,909 | $187,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,812 | $173,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,000 | $163,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,501 | $158,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,400 | $156,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,197 | $156,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,896 | $150,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 23,539 | $143,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 2,702 | $143,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 18,177 | $141,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 16,100 | $140,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,778 | $139,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 6,891 | $131,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 80,592 | $127,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,600 | $125,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,100 | $124,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 2,700 | $123,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,000 | $121,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,400 | $114,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 13,065 | $113,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,000 | $110,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,400 | $103,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,315 | $100,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,600 | $97,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 800 | $93,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 2,928 | $80,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,178 | $74,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,152 | $64,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,500 | $63,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,000 | $61,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 4,298 | $58,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 285,000 | $57,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,127 | $53,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 640 | $52,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 2,303 | $52,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,216 | $48,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 640 | $44,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 200,000 | $40,000 | thousands by filing date | put |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 31,000 | $40,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,000 | $39,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 23,249 | $38,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 400 | $35,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,600 | $33,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 1,800 | $32,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 900 | $31,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,002 | $30,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 23,000 | $30,000 | thousands by filing date | principal |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 10,000 | $26,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 342 | $15,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 358 | $13,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 770 | $13,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 100 | $12,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 700 | $12,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 11,000 | $12,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 489 | $11,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 200 | $11,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 700 | $7,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100 | $5,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 4,000 | $5,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 97 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 626,639 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 4,957 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020735 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-021313 | base | 2017-05-18 | acceptance time not in the bulk data set |