13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 1,246 holding rows worth $38,558,078,000.
- Accession
- 0001140361-17-020735
- Filer
- CIK 1163653
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,662 entries on the cover page, a total value of $38,558,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,558,078,000 with VALUE read as thousands by filing date, 13F file number 028-10594. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schlumberger Limited | 806857108 | COM | 52,628 | $4,107,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 125,000 | $4,105,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 137,500 | $4,100,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 100,726 | $4,088,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 32,483 | $4,045,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 91,100 | $4,040,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 109,300 | $4,040,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 129,110 | $3,996,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 3,138,000 | $3,973,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 23,876 | $3,961,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,000 | $3,902,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 100,000 | $3,871,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 100,000 | $3,871,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 77,585 | $3,863,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 29,087 | $3,859,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 41,398 | $3,854,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 104,181 | $3,851,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,000,000 | $3,828,000 | thousands by filing date | principal |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 150,000 | $3,817,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,803,000 | $3,810,000 | thousands by filing date | principal |
| ENERGEN CORP | 29265N108 | COM | 70,000 | $3,808,000 | thousands by filing date | call |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 3,764,000 | $3,773,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,117 | $3,769,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 300,144 | $3,763,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 165,000 | $3,717,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 250,000 | $3,713,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 150,000 | $3,704,000 | thousands by filing date | call |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 200,183 | $3,704,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 11,914 | $3,696,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 245,542 | $3,671,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,111 | $3,661,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 50,469 | $3,648,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 100,000 | $3,636,000 | thousands by filing date | call |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 3,502,000 | $3,618,000 | thousands by filing date | principal |
| LAMB WESTON HLDGS INC | 513272104 | COM | 85,765 | $3,610,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 49,853 | $3,610,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 605,771 | $3,594,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 171,648 | $3,551,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 53,273 | $3,531,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 54,400 | $3,514,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 15,079 | $3,510,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 35,973 | $3,508,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 163,200 | $3,490,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 149,300 | $3,470,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 68,504 | $3,468,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 60,580 | $3,461,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 100,000 | $3,441,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 91,474 | $3,425,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 110,480 | $3,406,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 270,000 | $3,358,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 24,656 | $3,330,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 51,987 | $3,323,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 83,280 | $3,310,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 497,014 | $3,308,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 121,535 | $3,298,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 17,963 | $3,294,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 26,884 | $3,288,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 80,489 | $3,285,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 39,767 | $3,248,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 25,524 | $3,232,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 113,192 | $3,207,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 24,012 | $3,182,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,494,000 | $3,165,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 25,000 | $3,161,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 30,000 | $3,156,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 110,000 | $3,145,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 40,541 | $3,142,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,660,000 | $3,140,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 63,220 | $3,119,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 86,400 | $3,110,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 94,305 | $3,103,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 90,751 | $3,101,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 42,501 | $3,068,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,989,000 | $3,067,000 | thousands by filing date | principal |
| V F CORP COM | 918204108 | Stock | 55,597 | $3,054,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 150,000 | $3,051,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 50,885 | $3,045,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 243,950 | $3,034,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 65,040 | $3,010,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12,642 | $3,008,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,980,000 | $2,986,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 127,300 | $2,982,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 100,000 | $2,972,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 29,493 | $2,948,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 152,478 | $2,948,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 63,932 | $2,938,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 56,001 | $2,908,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 337,102 | $2,897,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 35,256 | $2,891,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 11,631 | $2,891,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 25,014 | $2,867,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 35,642 | $2,859,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 2,397,000 | $2,839,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 25,083 | $2,832,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 30,607 | $2,829,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 21,165 | $2,825,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 81,067 | $2,806,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 22,301 | $2,796,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 47,154 | $2,783,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 119,523 | $2,779,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 46,900 | $2,768,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 63,900 | $2,764,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 54,400 | $2,764,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 88,399 | $2,751,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 208,300 | $2,748,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,757,000 | $2,747,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 50,000 | $2,737,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 54,174 | $2,726,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 25,813 | $2,714,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,257,178 | $2,703,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 58,566 | $2,695,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 64,046 | $2,695,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 73,713 | $2,695,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 74,000 | $2,678,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 20,000 | $2,550,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21,756 | $2,525,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 16,988 | $2,518,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 448,919 | $2,498,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 45,308 | $2,488,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,232 | $2,476,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 27,774 | $2,474,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 36,275 | $2,472,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 450,000 | $2,469,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 20,000 | $2,446,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 16,600 | $2,435,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,226,000 | $2,431,000 | thousands by filing date | principal |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 38,200 | $2,408,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 24,599 | $2,400,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 60,200 | $2,399,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 41,100 | $2,387,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $2,360,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,000 | $2,355,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 28,887 | $2,354,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 20,913 | $2,341,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 157,187 | $2,327,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 60,000 | $2,323,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 27,698 | $2,310,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 380,000 | $2,309,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 54,862 | $2,261,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 126,900 | $2,258,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 100,000 | $2,258,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 216,494 | $2,249,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,000,000 | $2,245,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 62,815 | $2,239,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 177,000 | $2,235,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 275,032 | $2,235,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 14,700 | $2,226,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 20,374 | $2,219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 97,105 | $2,214,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 93,466 | $2,211,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 18,244 | $2,211,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 2,000,000 | $2,178,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 43,213 | $2,169,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 2,142,000 | $2,166,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 139,630 | $2,163,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 18,602 | $2,159,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,040 | $2,153,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,470 | $2,153,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 31,880 | $2,134,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 137,500 | $2,125,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 50,000 | $2,114,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 125,370 | $2,102,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 7,292 | $2,072,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 100,000 | $2,067,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,096,000 | $2,065,000 | thousands by filing date | principal |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 31,080 | $2,061,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 41,238 | $2,057,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 30,000 | $2,017,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 31,726 | $2,015,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 102,877 | $2,012,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 36,785 | $1,996,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 25,684 | $1,993,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,733,000 | $1,975,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 125,000 | $1,974,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 461,892 | $1,962,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 26,724 | $1,957,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 53,200 | $1,916,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 22,700 | $1,910,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 317,000 | $1,881,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 41,239 | $1,879,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 14,634 | $1,878,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 26,640 | $1,856,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,067,600 | $1,834,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,553,000 | $1,834,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 12,500 | $1,827,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 17,864 | $1,823,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 32,806 | $1,815,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 62,323 | $1,814,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 178,665 | $1,809,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 19,700 | $1,802,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,484,000 | $1,798,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 22,960 | $1,796,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 75,000 | $1,777,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 58,500 | $1,777,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 10,362 | $1,769,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,000 | $1,766,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 157,000 | $1,757,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 122,200 | $1,744,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 49,914 | $1,733,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 67,500 | $1,728,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 43,274 | $1,726,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 760,340 | $1,723,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 24,938 | $1,721,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 61,903 | $1,676,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,679 | $1,668,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 69,301 | $1,665,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 137,343 | $1,660,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,600 | $1,659,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 23,800 | $1,642,000 | thousands by filing date | put |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,612,000 | $1,636,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 59,101 | $1,629,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 45,000 | $1,623,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 40,350 | $1,619,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 7,913 | $1,586,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 23,611 | $1,586,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 30,002 | $1,577,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 25,000 | $1,576,000 | thousands by filing date | call |
| KNIGHT TRANSN INC | 499064103 | COM | 50,000 | $1,567,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 43,379 | $1,561,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,743,000 | $1,561,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 12,884 | $1,545,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 36,742 | $1,533,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 27,444 | $1,513,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 53,000 | $1,457,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 18,227 | $1,451,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 62,975 | $1,450,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 13,256 | $1,444,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 9,200 | $1,415,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 42,608 | $1,415,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,354 | $1,414,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 28,200 | $1,409,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 96,460 | $1,408,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 45,149 | $1,386,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,000 | $1,370,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 104,500 | $1,370,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 9,009 | $1,364,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,500 | $1,357,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 34,563 | $1,354,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 90,547 | $1,345,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 17,201 | $1,337,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 18,224 | $1,329,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 24,518 | $1,318,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 25,000 | $1,314,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 11,400 | $1,282,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $1,269,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 26,440 | $1,269,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 96,276 | $1,262,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,224,000 | $1,255,000 | thousands by filing date | principal |
| CABELAS INC | 126804301 | COM | 23,600 | $1,253,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,000 | $1,252,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 15,000 | $1,209,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 7,928 | $1,209,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 69,896 | $1,207,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 13,934 | $1,201,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,738 | $1,186,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20,255 | $1,177,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 68,446 | $1,177,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 36,228 | $1,163,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 37,904 | $1,162,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 18,280 | $1,145,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 659,000 | $1,145,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 31,425 | $1,128,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 88,799 | $1,128,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 100,000 | $1,124,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 9,982 | $1,107,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 101,600 | $1,089,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 56,814 | $1,080,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 9,839 | $1,076,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12,320 | $1,068,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 14,457 | $1,050,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,967 | $1,049,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,739 | $1,038,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 93,900 | $1,038,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 82,016 | $1,036,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 65,533 | $1,035,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 19,400 | $1,030,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 7,987 | $1,025,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 800,000 | $1,021,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 975,000 | $1,018,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 8,426 | $1,013,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 24,700 | $998,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,818 | $997,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 25,161 | $979,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 30,548 | $972,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,913 | $967,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 16,501 | $960,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 11,702 | $950,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 20,372 | $940,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 35,589 | $926,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 15,131 | $918,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 31,199 | $911,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 20,367 | $908,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 28,000 | $907,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 1,188,000 | $894,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 17,844 | $892,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 1,000,000 | $891,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 32,440 | $889,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,797 | $888,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 18,540 | $888,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 9,122 | $887,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 77,900 | $881,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,000 | $878,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 79,400 | $877,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 4,178 | $853,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 100,000 | $846,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,100 | $827,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 7,212 | $812,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 16,615 | $809,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 13,639 | $803,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 33,778 | $792,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 15,858 | $791,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 22,079 | $791,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 8,800 | $790,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 12,601 | $785,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,539 | $779,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 29,221 | $773,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 21,226 | $772,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 665,000 | $772,000 | thousands by filing date | principal |
| TJX Companies Inc | 872540109 | COM | 9,717 | $769,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 8,346 | $766,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 15,697 | $765,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 34,718 | $762,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,477 | $761,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,621 | $760,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 35,000 | $748,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 33,700 | $740,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,191 | $740,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 13,469 | $724,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 24,312 | $723,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 13,252 | $722,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,293 | $721,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 10,648 | $716,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 55,433 | $713,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4,877 | $709,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 28,695 | $705,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 17,674 | $704,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 18,195 | $698,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 50,000 | $697,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 50,000 | $697,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 4,094 | $691,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 16,635 | $683,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 11,600 | $678,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 11,600 | $678,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,346 | $671,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,498 | $669,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 17,156 | $655,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 18,557 | $650,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 16,259 | $645,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 17,189 | $640,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 78,428 | $640,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 20,956 | $636,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 13,000 | $635,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 500,000 | $613,000 | thousands by filing date | principal |
| RPC INC | 749660106 | COMMON STOCK | 33,524 | $612,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 450,000 | $612,000 | thousands by filing date | principal |
| WATSCO INC COM | 942622200 | Stock | 4,262 | $610,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 8,548 | $609,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 13,571 | $607,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,867 | $605,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,227 | $603,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 600,000 | $599,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 7,113 | $598,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,639 | $598,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 15,747 | $598,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,243 | $598,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,862 | $598,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 6,215 | $598,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 45,379 | $594,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 17,925 | $594,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 9,983 | $587,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 22,948 | $587,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,154 | $579,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 14,821 | $578,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,592 | $575,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,219 | $574,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,368 | $574,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 35,547 | $568,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,537 | $567,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 36,608 | $567,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 16,600 | $564,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 25,000 | $562,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 5,295 | $559,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,690 | $557,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 42,449 | $553,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 6,860 | $549,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,257 | $543,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,198 | $542,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 14,865 | $540,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 8,961 | $540,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,734 | $539,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,727 | $536,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 104,242 | $536,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 12,767 | $535,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $535,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 11,959 | $535,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 6,600 | $535,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 11,171 | $533,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,607 | $532,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 10,000 | $531,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 6,455 | $529,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 8,388 | $527,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 8,405 | $525,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,449 | $521,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 12,438 | $521,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 17,858 | $519,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 9,902 | $518,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 6,080 | $517,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,760 | $513,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 24,852 | $509,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 15,711 | $509,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 5,447 | $508,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,091 | $508,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 5,632 | $506,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 29,561 | $506,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 11,587 | $505,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 13,891 | $502,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,296 | $501,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,566 | $500,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 23,537 | $498,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,200 | $496,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 30,000 | $496,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,005 | $495,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 14,906 | $490,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,069 | $489,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 21,807 | $488,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,375 | $486,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,900 | $484,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,901 | $481,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 12,971 | $479,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,819 | $472,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,899 | $471,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 20,000 | $471,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 2,415 | $470,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,336 | $468,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 500,000 | $467,000 | thousands by filing date | principal |
| PRAXAIR INC | 74005P104 | COM | 3,934 | $466,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 5,058 | $465,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,726 | $464,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,772 | $463,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 75,161 | $463,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 4,623 | $463,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,692 | $461,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,032 | $461,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 736 | $460,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6,125 | $456,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 12,177 | $455,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,663 | $453,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,756 | $448,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 10,000 | $448,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,214 | $447,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 7,297 | $446,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 7,118 | $446,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,562 | $443,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 28,600 | $443,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,949 | $439,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,519 | $433,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 8,841 | $433,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 6,194 | $432,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 30,920 | $432,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 12,580 | $430,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 17,293 | $429,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,994 | $427,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,440 | $427,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 23,354 | $427,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,861 | $426,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,042 | $423,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 9,853 | $423,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,395 | $421,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 17,243 | $420,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,818 | $419,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 15,062 | $419,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 18,750 | $415,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5,414 | $411,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,900 | $408,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,459 | $407,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,434 | $406,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,128 | $403,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,047 | $402,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,511 | $401,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,954 | $401,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 6,748 | $399,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,900 | $398,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,010 | $398,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,752 | $397,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,610 | $397,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,301 | $394,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 19,178 | $393,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 16,236 | $392,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,294 | $391,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,912 | $390,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 10,486 | $389,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,075 | $386,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,640 | $384,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,068 | $384,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,183 | $384,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 39,372 | $384,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 34,800 | $384,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 20,812 | $384,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,527 | $383,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,024 | $382,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020735 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-021313 | base | 2017-05-18 | acceptance time not in the bulk data set |