13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 1,246 holding rows worth $38,558,078,000.
- Accession
- 0001140361-17-020735
- Filer
- CIK 1163653
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,662 entries on the cover page, a total value of $38,558,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,558,078,000 with VALUE read as thousands by filing date, 13F file number 028-10594. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 236,595,777 | $10,854,619,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 27,481,000 | $6,454,993,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 7,058,320 | $1,657,924,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 8,000,000 | $957,387,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,714,312 | $773,213,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,826,600 | $686,430,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,322,500 | $602,586,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,504,143 | $526,083,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,896,900 | $416,389,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 412,500 | $364,306,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,203,900 | $364,265,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,950,000 | $354,306,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,781,700 | $288,028,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 3,075,000 | $274,062,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,969,322 | $273,863,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,000,000 | $270,623,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,911,637 | $258,560,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,300,000 | $256,053,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,047,994 | $241,047,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,020,000 | $239,587,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 1,625,000 | $232,754,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,210,749 | $193,183,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,762,900 | $182,537,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 5,600,000 | $180,664,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,501,002 | $175,861,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,270,400 | $174,098,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 5,042,800 | $173,063,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,023,103 | $168,767,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 17,329,103 | $164,800,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 10,013,129 | $155,257,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,226,377 | $154,573,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,070,000 | $153,933,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,138,700 | $150,112,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,192,600 | $136,165,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,477,900 | $125,295,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 5,223,100 | $123,803,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 3,518,600 | $120,359,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 9,036,740 | $111,439,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 987,300 | $111,326,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,250,200 | $103,621,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 894,700 | $100,663,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,210,007 | $89,980,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,125,000 | $89,702,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 434,429 | $89,587,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 924,500 | $89,504,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 1,600,100 | $89,272,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,825,722 | $88,910,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,381,087 | $87,088,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 778,000 | $85,409,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 19,090,378 | $81,377,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 830,000 | $80,963,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 2,535,000 | $80,638,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,500,000 | $79,999,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 671,300 | $75,992,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 850,000 | $74,622,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,193,200 | $74,100,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,044,246 | $73,037,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,790,800 | $70,570,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 840,200 | $69,302,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 1,050,000 | $68,263,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 681,200 | $66,588,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,143,800 | $63,458,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,174,000 | $61,903,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,535,000 | $60,069,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 1,307,700 | $59,915,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,875,000 | $59,299,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 1,524,066 | $57,769,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,512,700 | $56,648,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 450,000 | $54,290,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,800,000 | $53,281,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 419,428 | $53,039,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,517,700 | $51,915,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 1,200,000 | $51,406,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 385,638 | $50,838,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 3,198,100 | $50,500,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,193,700 | $50,462,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,300,000 | $49,591,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 662,234 | $48,851,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 587,710 | $48,831,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 666,900 | $48,598,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 338,400 | $48,470,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 600,000 | $47,841,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,928,500 | $45,697,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 1,958,950 | $45,269,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 505,851 | $44,644,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 312,473 | $44,440,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 878,672 | $44,430,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 850,320 | $44,419,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 366,406 | $43,191,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 485,482 | $42,691,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 861,349 | $42,330,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 936,600 | $40,915,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 284,718 | $40,781,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 45,000 | $39,742,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 300,000 | $39,548,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 422,900 | $38,949,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 400,000 | $38,725,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 117,952 | $38,624,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,006,900 | $38,410,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 1,250,000 | $38,331,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 260,471 | $38,265,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,418,310 | $37,754,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 279,000 | $35,938,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 1,440,045 | $35,556,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 400,000 | $35,174,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 463,527 | $34,841,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 482,700 | $34,681,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 469,100 | $33,262,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 995,843 | $33,167,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 375,300 | $32,948,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 954,851 | $32,662,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 36,981 | $32,660,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,010,648 | $32,605,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 2,278,292 | $32,124,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 111,218 | $31,181,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 10,162,000 | $30,765,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 750,000 | $30,630,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 597,709 | $30,603,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 654,209 | $30,499,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 250,000 | $30,034,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 602,500 | $29,470,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 433,300 | $29,009,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 292,200 | $28,563,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 272,984 | $28,266,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 267,500 | $28,137,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 747,900 | $28,007,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 247,000 | $27,961,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 135,400 | $27,927,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 33,643 | $27,921,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 411,046 | $27,904,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 705,800 | $27,814,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 236,800 | $27,139,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 380,000 | $25,796,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 368,100 | $25,616,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 683,000 | $25,231,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 220,544 | $24,965,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 303,100 | $24,899,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 300,000 | $24,745,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 385,597 | $24,711,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 90,000 | $24,610,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 900,233 | $23,729,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 256,482 | $23,622,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 677,400 | $23,401,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,455,000 | $23,001,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 384,400 | $22,750,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 285,900 | $22,406,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 250,000 | $22,248,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,693,772 | $22,085,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 391,731 | $21,962,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 340,000 | $21,105,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 530,000 | $21,065,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 800,000 | $20,749,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,009,942 | $20,738,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 211,600 | $20,719,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 814,174 | $20,690,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 232,208 | $20,665,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 144,500 | $20,551,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 514,000 | $20,428,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 463,625 | $19,861,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 840,453 | $19,798,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 161,700 | $19,773,000 | thousands by filing date | call |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 150,000 | $19,737,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 262,570 | $19,607,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 280,000 | $19,584,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 307,722 | $19,535,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 600,000 | $19,357,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 150,000 | $19,321,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 19,416,000 | $19,144,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450,000 | $19,050,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 659,955 | $18,832,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 214,500 | $18,831,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 384,227 | $18,794,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 295,300 | $18,751,000 | thousands by filing date | call |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 19,884,000 | $18,418,000 | thousands by filing date | principal |
| HUMANA INC COM | 444859102 | Stock | 89,247 | $18,408,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 280,000 | $18,340,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 204,000 | $18,170,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 149,741 | $18,066,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 526,277 | $18,061,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 257,676 | $17,931,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 206,900 | $17,895,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 291,200 | $17,880,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 381,806 | $17,412,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 412,500 | $17,404,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 105,200 | $17,341,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 388,334 | $17,274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 314,477 | $17,132,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300,000 | $17,125,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,925,688 | $17,122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 335,000 | $16,958,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 309,856 | $16,854,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 101,500 | $16,713,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,000 | $16,598,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 400,000 | $16,593,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,201,500 | $16,526,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 167,685 | $16,391,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,273,701 | $16,325,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 300,000 | $16,319,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 350,000 | $16,317,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 500,000 | $16,256,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 918,746 | $15,979,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 94,800 | $15,801,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 89,000 | $15,676,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 192,952 | $15,385,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,500,000 | $15,364,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 307,300 | $15,326,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 177,100 | $15,313,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 15,670,000 | $15,171,000 | thousands by filing date | principal |
| MASTEC INC COM | 576323109 | Stock | 375,000 | $14,959,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 352,500 | $14,872,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 189,637 | $14,861,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500,000 | $14,846,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 679,381 | $14,771,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 100,000 | $14,529,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 170,900 | $14,200,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 163,290 | $14,079,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 356,958 | $14,066,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200,000 | $13,988,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 210,000 | $13,921,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 42,500 | $13,917,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,307,500 | $13,911,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $13,704,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 344,800 | $13,704,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,000 | $13,575,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 82,086 | $13,531,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 138,005 | $13,466,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 70,000 | $13,409,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 387,182 | $13,375,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 155,000 | $13,365,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 57,800 | $13,293,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 500,000 | $13,179,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 312,212 | $13,173,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,379,700 | $13,117,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 5,125,000 | $12,945,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 154,600 | $12,716,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 200,000 | $12,700,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 238,107 | $12,698,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 101,000 | $12,668,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 253,800 | $12,658,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 225,000 | $12,614,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 720,800 | $12,528,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,000 | $12,448,000 | thousands by filing date | put |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 11,250,000 | $12,348,000 | thousands by filing date | principal |
| ServiceNow,Inc. | 81762P102 | COM | 139,340 | $12,191,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 68,839 | $12,125,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 874,841 | $12,095,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 95,769 | $12,012,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 208,500 | $11,938,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 92,545 | $11,921,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 600,000 | $11,842,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 180,000 | $11,789,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 378,869 | $11,774,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 106,657 | $11,709,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 72,200 | $11,707,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 212,447 | $11,601,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 113,302 | $11,585,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 240,000 | $11,573,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,086,188 | $11,556,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 263,000 | $11,489,000 | thousands by filing date | put |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 766,992 | $11,472,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 101,626 | $11,459,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 192,245 | $11,377,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 150,000 | $11,275,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 308,300 | $11,211,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 257,673 | $11,099,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 193,126 | $11,058,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 810,000 | $11,039,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 66,500 | $11,032,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200,000 | $11,023,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 306,000 | $11,022,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 168,900 | $10,994,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 345,166 | $10,941,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 39,900 | $10,910,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 122,300 | $10,893,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 481,584 | $10,877,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 248,792 | $10,869,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 132,300 | $10,868,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 132,016 | $10,858,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 590,500 | $10,770,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 359,945 | $10,734,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 452,572 | $10,724,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,091,253 | $10,699,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 85,800 | $10,682,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 12,004,400 | $10,647,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 81,100 | $10,644,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 201,000 | $10,621,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 444,648 | $10,539,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 676,800 | $10,485,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 351,500 | $10,482,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 769,000 | $10,480,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 136,320 | $10,478,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 290,645 | $10,469,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 208,901 | $10,352,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 5,897,000 | $10,342,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 188,245 | $10,304,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 90,200 | $10,258,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 156,000 | $10,167,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 240,000 | $10,146,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 239,500 | $10,139,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 142,943 | $10,135,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 185,000 | $10,126,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 915,000 | $10,106,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 548,500 | $10,019,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 76,025 | $10,009,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 290,542 | $9,996,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,150,000 | $9,883,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 250,000 | $9,867,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 1,790,789 | $9,826,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 42,654 | $9,809,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 35,785 | $9,785,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 225,000 | $9,699,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 963,910 | $9,695,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 300,000 | $9,629,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 232,000 | $9,624,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 100,000 | $9,544,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 150,000 | $9,522,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 72,437 | $9,471,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,647,742 | $9,395,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 77,687 | $9,389,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 105,284 | $9,382,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 963,400 | $9,341,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 113,218 | $9,318,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 150,000 | $9,311,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 572,608 | $9,267,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 111,696 | $9,214,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 144,622 | $9,183,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 186,600 | $9,127,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 771,500 | $9,109,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 139,756 | $9,086,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 60,000 | $9,074,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 773,676 | $9,033,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 9,559,000 | $9,010,000 | thousands by filing date | principal |
| CARTERS INC | 146229109 | COM | 100,000 | $8,982,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 250,000 | $8,970,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 271,200 | $8,923,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 57,800 | $8,889,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 60,000 | $8,814,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 98,960 | $8,749,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500,000 | $8,691,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 2,038,500 | $8,663,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 154,500 | $8,662,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 150,000 | $8,656,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100,000 | $8,623,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 455,673 | $8,566,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 300,000 | $8,561,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 64,360 | $8,447,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 201,324 | $8,351,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 100,000 | $8,225,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 233,233 | $8,216,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,500,000 | $8,200,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 59,638 | $8,173,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 331,600 | $8,164,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 75,000 | $8,089,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 7,930,000 | $8,057,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761U106 | COM | 1,216,132 | $7,970,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 113,000 | $7,863,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 110,800 | $7,856,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 70,000 | $7,838,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 7,709,000 | $7,810,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 139,200 | $7,766,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 632,071 | $7,737,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 145,000 | $7,733,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 85,721 | $7,685,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 175,000 | $7,513,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 157,379 | $7,510,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,012,883 | $7,407,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 115,800 | $7,401,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 91,100 | $7,384,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 79,800 | $7,350,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 412,000 | $7,341,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 188,516 | $7,329,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 50,000 | $7,310,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 295,000 | $7,284,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 367,279 | $7,256,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 150,000 | $7,233,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 166,000 | $7,219,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 383,410 | $7,156,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 56,125 | $7,155,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 156,000 | $7,082,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,333 | $7,070,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 600,000 | $7,005,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 736,512 | $7,002,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 140,200 | $6,995,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 162,086 | $6,958,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 270,000 | $6,933,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 916,030 | $6,920,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 181,322 | $6,916,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 249,600 | $6,891,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 541,811 | $6,755,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 75,000 | $6,724,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 396,300 | $6,638,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100,000 | $6,633,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 92,111 | $6,618,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500,000 | $6,618,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 61,318 | $6,613,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 30,000 | $6,607,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 408,575 | $6,458,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 165,534 | $6,419,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,593,000 | $6,374,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 101,469 | $6,301,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 185,900 | $6,298,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 87,000 | $6,251,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 53,501 | $6,242,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 63,600 | $6,227,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 50,000 | $6,225,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 95,439 | $6,220,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 275,900 | $6,218,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 95,746 | $6,185,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 464,707 | $6,151,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 314,000 | $6,147,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 37,115 | $6,111,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 6,259,000 | $6,090,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 162,129 | $6,034,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 6,012,000 | $6,027,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25,000 | $5,948,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 86,800 | $5,936,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 165,000 | $5,920,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 86,411 | $5,882,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 618,600 | $5,881,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 136,200 | $5,867,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,726,700 | $5,833,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 93,719 | $5,754,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 427,598 | $5,710,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 32,951 | $5,689,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 44,000 | $5,610,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 89,947 | $5,584,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 4,840,000 | $5,545,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 164,414 | $5,539,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 84,366 | $5,526,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 29,449 | $5,486,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 5,710,000 | $5,482,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,000,000 | $5,467,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,000 | $5,461,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 50,000 | $5,445,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 138,200 | $5,373,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 132,915 | $5,364,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 60,000 | $5,348,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 270,400 | $5,342,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 65,000 | $5,330,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 49,083 | $5,301,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 120,000 | $5,300,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 415,000 | $5,272,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 40,000 | $5,267,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 64,073 | $5,264,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 64,700 | $5,213,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 70,000 | $5,205,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 321,481 | $5,186,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,945,000 | $5,169,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 262,646 | $5,141,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 435,400 | $5,141,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 119,244 | $5,127,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 337,676 | $5,115,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 80,000 | $5,113,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 150,000 | $5,082,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 62,699 | $5,082,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 45,000 | $5,074,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 57,300 | $5,065,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 30,600 | $5,039,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,185,100 | $5,036,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X405 | CL C | 284,000 | $5,018,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X405 | CL C | 284,000 | $5,018,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100,000 | $5,012,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100,000 | $5,012,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,948,000 | $4,957,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 292,424 | $4,893,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 50,000 | $4,877,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 194,700 | $4,786,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 875,089 | $4,784,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,683 | $4,723,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 118,579 | $4,713,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,000 | $4,678,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,000 | $4,678,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 120,000 | $4,668,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 44,952 | $4,663,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 3,673,000 | $4,658,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 81,300 | $4,644,000 | thousands by filing date | put |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 4,518,000 | $4,639,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 392,044 | $4,629,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 66,500 | $4,627,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 50,000 | $4,625,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100,000 | $4,596,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 713,200 | $4,412,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 116,903 | $4,410,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 75,000 | $4,363,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 65,000 | $4,352,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 119,577 | $4,328,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 94,344 | $4,323,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 53,653 | $4,322,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 211,775 | $4,301,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 46,248 | $4,279,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 440,552 | $4,271,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,678 | $4,267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 84,000 | $4,252,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 3,745,000 | $4,230,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 95,000 | $4,196,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 85,000 | $4,193,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 103,933 | $4,179,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 69,580 | $4,157,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 157,600 | $4,154,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 265,800 | $4,108,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020735 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-17-021313 | base | 2017-05-18 | acceptance time not in the bulk data set |