13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,205 holding rows worth $462,336,453,000.
- Accession
- 0001140361-17-007005
- Filer
- CIK 70858
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 17,965 entries on the cover page, a total value of $462,336,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,336,453,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROUPON INC | 399473107 | COMMON STOCK | 40,000 | $133,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 8,686 | $133,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 11,357 | $133,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 425 | $132,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 25,230 | $132,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 4,642 | $132,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 57,000 | $132,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 8,791 | $131,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 35,781 | $131,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 2,629 | $130,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 9,277 | $130,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,061 | $130,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,600 | $130,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,000 | $129,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 202,815 | $129,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 18,350 | $129,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 8,961 | $129,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 8,493 | $128,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,832 | $128,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 4,995 | $128,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,905 | $127,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 6,140 | $127,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 35,867 | $127,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 150,000 | $127,000 | thousands by filing date | principal |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 16,979 | $126,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 17,000 | $126,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,692 | $126,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,053 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 2,723 | $125,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 47,242 | $125,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,038 | $124,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,525 | $123,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 28,009 | $123,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,000 | $123,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 12,625 | $123,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,256 | $122,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,776 | $121,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,017 | $121,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 37,397 | $121,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 14,195 | $121,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 10,105 | $121,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 14,000 | $121,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 45,277 | $120,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 8,912 | $120,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,118 | $119,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 8,942 | $119,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 6,407 | $119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 2,918 | $118,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 16,633 | $118,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 4,103 | $118,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,537 | $117,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 8,981 | $117,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 8,392 | $117,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,793 | $117,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 48,881 | $117,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 179,000 | $117,000 | thousands by filing date | principal |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 63,001 | $117,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,132 | $116,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,275 | $116,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 5,596 | $116,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 86,306 | $116,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 7,840 | $116,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,500 | $115,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 8,239 | $115,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 4,264 | $115,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4,750 | $115,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 24,760 | $114,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,800 | $112,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 3,087 | $112,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 5,073 | $112,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 8,794 | $112,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 9,188 | $111,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 17,461 | $111,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,598 | $111,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 563 | $111,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 100,136 | $111,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 51,782 | $111,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 3,946 | $110,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,400 | $110,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,850 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,577 | $109,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 94,000 | $109,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,079 | $108,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 6,300 | $108,000 | thousands by filing date | put |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 3,004 | $108,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 8,798 | $108,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 51,705 | $107,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 9,500 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 5,041 | $107,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 4,386 | $107,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 14,667 | $107,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 2,625 | $107,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 7,302 | $107,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 3,900 | $107,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $107,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 3,309 | $106,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 846 | $106,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,379 | $106,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,104 | $106,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,700 | $105,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,700 | $105,000 | thousands by filing date | call |
| B COMMUNICATIONS LTD | M15629104 | SHS | 5,182 | $105,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 18,687 | $105,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 9,866 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,334 | $104,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,229 | $104,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 3,302 | $104,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 44,260 | $104,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,394 | $103,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,478 | $103,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 23,391 | $103,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,215 | $103,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,854 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 5,040 | $102,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $102,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 5,464 | $101,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 4,064 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,492 | $101,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,532 | $101,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,114 | $100,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,000 | $100,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,552 | $100,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 13,674 | $100,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 3,113 | $100,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 56,944 | $100,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,303 | $100,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 100,000 | $100,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,320 | $100,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 6,953 | $99,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 94,000 | $99,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,856 | $99,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 4,253 | $98,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,283 | $98,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,434 | $98,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 3,954 | $98,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,183 | $98,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,456 | $98,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1,782 | $97,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,231 | $97,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 2,263 | $97,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 20,000 | $97,000 | thousands by filing date | call |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 6,400 | $97,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 6,481 | $97,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,980 | $96,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 4,000 | $96,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 12,022 | $96,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 4,000 | $96,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,800 | $95,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 3,632 | $95,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 2,715 | $95,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6,297 | $95,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 8,385 | $95,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 29,133 | $94,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 17,110 | $94,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 4,227 | $94,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 6,132 | $94,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 5,615 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 954 | $93,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 8,011 | $93,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,320 | $93,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 15,400 | $93,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 69,411 | $93,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,413 | $93,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 15,310 | $93,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 3,975 | $93,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 4,000 | $93,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,235 | $92,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 75,769 | $92,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 4,824 | $92,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 5,301 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 6,040 | $91,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 43,630 | $90,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,919 | $90,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,376 | $90,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 6,921 | $90,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,215 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 8,250 | $90,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 73,719 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 7,458 | $90,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,928 | $89,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,472 | $89,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 3,400 | $89,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 15,800 | $89,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 26,344 | $89,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,486 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 3,603 | $89,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 6,912 | $88,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,325 | $88,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,324 | $88,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,165 | $88,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 7,394 | $88,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,528 | $88,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 3,009 | $88,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 3,083 | $88,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,051 | $87,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 6,037 | $87,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 15,014 | $87,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 10,476 | $87,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,369 | $86,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 10,039 | $86,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,369 | $85,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 11,652 | $85,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 89,000 | $85,000 | thousands by filing date | principal |
| ECLIPSE RES CORP | 27890G100 | COM | 31,929 | $85,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 8,346 | $85,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 6,204 | $84,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 1,495 | $83,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 6,732 | $83,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 9,932 | $83,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 16,874 | $83,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 11,245 | $83,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 5,292 | $82,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,062 | $82,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 6,796 | $82,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 38,698 | $82,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,598 | $82,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 80,000 | $82,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 9,399 | $81,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $81,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 5,618 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X495 | US DOMESTIC ECNM | 3,000 | $81,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,239 | $80,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 8,459 | $80,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,259 | $80,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,467 | $80,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 52,561 | $80,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 3,713 | $80,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,632 | $80,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 21,375 | $80,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 19,900 | $79,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 12,645 | $79,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,596 | $79,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 8,469 | $79,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 6,862 | $79,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,921 | $78,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,400 | $78,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,926 | $78,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 8,092 | $78,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 3,175 | $78,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 5,720 | $78,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 4,084 | $78,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,426 | $77,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 664 | $77,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,877 | $77,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 13,228 | $77,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 276,000 | $77,000 | thousands by filing date | principal |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 5,992 | $76,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 6,176 | $76,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,135 | $75,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 20,371 | $75,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,774 | $75,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 3,500 | $75,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 5,570 | $75,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,262 | $74,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 8,446 | $74,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,086 | $74,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,679 | $74,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 3,774 | $74,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 8,750 | $74,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 3,601 | $73,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,646 | $73,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,323 | $73,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 45,000 | $73,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 13,943 | $73,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,800 | $72,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 5,400 | $72,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 3,949 | $72,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,200 | $71,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 4,460 | $71,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 22,900 | $71,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,579 | $71,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 6,910 | $71,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 514 | $71,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,534 | $70,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 10,793 | $70,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5,903 | $70,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 4,304 | $70,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,464 | $70,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 2,708 | $69,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3,361 | $69,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 3,931 | $69,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 5,113 | $69,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 8,551 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 2,565 | $69,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 557 | $68,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,691 | $68,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,750 | $68,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 6,944 | $68,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,132 | $68,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 47,712 | $68,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 9,683 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,723 | $68,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 491 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 2,837 | $68,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 2,405 | $68,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 1,413 | $68,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,175 | $67,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 8,009 | $67,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 55,727 | $67,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,004 | $67,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,936 | $67,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 2,680 | $66,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 21,764 | $66,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 36,150 | $66,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 5,236 | $66,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 14,466 | $66,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 5,324 | $66,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,281 | $66,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 9,246 | $66,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 3,332 | $66,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,728 | $66,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 9,526 | $66,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,200 | $65,000 | thousands by filing date | put |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 5,763 | $65,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,996 | $65,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,014 | $65,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 70,233 | $65,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 8,881 | $65,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 14,667 | $65,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,040 | $65,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,690 | $65,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 1,733 | $65,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,659 | $64,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,600 | $64,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,231 | $64,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 6,645 | $64,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 5,470 | $64,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 2,300 | $64,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 983 | $63,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,558 | $63,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,317 | $63,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 11,667 | $63,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 17,526 | $63,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 64,000 | $63,000 | thousands by filing date | principal |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,280 | $63,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 8,405 | $62,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 5,874 | $62,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,659 | $62,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,226 | $62,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,682 | $62,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,118 | $62,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 3,091 | $61,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,045 | $61,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,312 | $61,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,321 | $61,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 23,708 | $61,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 60,000 | $61,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,245 | $60,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 3,797 | $60,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,478 | $60,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 8,306 | $60,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 28,187 | $60,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,681 | $59,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 14,239 | $59,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 5,700 | $59,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,444 | $59,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 5,037 | $59,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H201 | UNIT 06/11/2019 | 5,800 | $59,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 4,200 | $59,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 8,251 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 2,395 | $59,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 5,316 | $59,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,438 | $58,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 5,800 | $58,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 37,753 | $58,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 110,120 | $57,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 3,652 | $57,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 5,192 | $57,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,203 | $57,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,171 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,709 | $57,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 3,821 | $57,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 25,000 | $57,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 3,447 | $56,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 3,603 | $56,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 45,000 | $56,000 | thousands by filing date | principal |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,079 | $56,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,648 | $56,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 13,130 | $56,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,599 | $55,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 6,639 | $55,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,975 | $55,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,157 | $55,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 892 | $55,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 23,563 | $55,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,265 | $55,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 3,230 | $55,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,237 | $54,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 4,314 | $54,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 800 | $54,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,161 | $54,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 23,098 | $54,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 4,784 | $54,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 22,258 | $54,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,267 | $53,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 32,010 | $53,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 789 | $53,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 3,435 | $53,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,258 | $53,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 977 | $53,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 6,071 | $53,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,402 | $53,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 10,000 | $53,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 5,375 | $53,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 5,703 | $53,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 3,684 | $53,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 800 | $52,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,225 | $52,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,087 | $52,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 14,054 | $52,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 3,770 | $52,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,487 | $51,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,737 | $51,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 3,508 | $51,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,394 | $51,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,015 | $51,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,200 | $51,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 38,725 | $51,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 9,703 | $51,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 3,703 | $51,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 2,139 | $51,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,988 | $50,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 3,823 | $50,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1,200 | $50,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,744 | $50,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 7,290 | $50,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,669 | $50,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 23,666 | $50,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 2,912 | $50,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,100 | $49,000 | thousands by filing date | call |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 750 | $49,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,702 | $49,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 4,404 | $49,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 5,263 | $49,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,001 | $49,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,044 | $49,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 19,431 | $49,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,562 | $49,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 44,886 | $49,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 4,547 | $49,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 867 | $49,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 4,180 | $49,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,573 | $48,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,761 | $48,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 537 | $48,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,173 | $48,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 2,579 | $48,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 11,968 | $48,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,254 | $48,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,475 | $48,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 14,413 | $48,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 11,900 | $48,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 2,580 | $48,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 5,400 | $47,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 657 | $47,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,213 | $47,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,625 | $47,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 18,172 | $47,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 2,972 | $47,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 125,520 | $47,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,188 | $47,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,695 | $47,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $47,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 5,300 | $47,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 600 | $46,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 36,185 | $46,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 4,114 | $46,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 8,616 | $46,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,800 | $46,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,847 | $46,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 5,000 | $46,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,438 | $46,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 3,627 | $46,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,883 | $45,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 4,519 | $45,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,151 | $45,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,950 | $45,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,459 | $45,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,024 | $45,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,531 | $45,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 3,811 | $45,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 66,861 | $45,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 29,718 | $45,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,102 | $44,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,000 | $44,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 1,448 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,100 | $44,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $44,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 16,806 | $44,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,798 | $44,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 3,594 | $44,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,441 | $44,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 17,721 | $44,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 2,393 | $44,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 7,079 | $44,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 9,428 | $44,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,063 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |