13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 1,527 holding rows worth $39,377,523,000.
- Accession
- 0001140361-17-006142
- Filer
- CIK 1163653
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,321 entries on the cover page, a total value of $39,377,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,377,523,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 63,000 | $57,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 28,000 | $56,000 | thousands by filing date | principal |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,500 | $52,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,200 | $51,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 2,700 | $51,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 918 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 842 | $42,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,000 | $42,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 38,000 | $42,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,000 | $37,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,932,800 | $35,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 2,607 | $34,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,200 | $24,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 21,000 | $23,000 | thousands by filing date | principal |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 687 | $19,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 600 | $18,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 285 | $16,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 100 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 358 | $11,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 90 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 699,200 | $4,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 626,639 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 825,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 930 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006142 | this filing | 2017-02-13 | acceptance time not in the bulk data set |