13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 1,527 holding rows worth $39,377,523,000.
- Accession
- 0001140361-17-006142
- Filer
- CIK 1163653
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,321 entries on the cover page, a total value of $39,377,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,377,523,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 236,625,777 | $9,870,844,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 9,200,634 | $2,059,135,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 8,000,000 | $991,622,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 25,341,161 | $910,698,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,923,400 | $878,071,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,504,300 | $841,038,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 19,761,100 | $708,390,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,234,200 | $626,042,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,038,170 | $562,214,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,148,925 | $454,640,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,749,200 | $444,102,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,072,120 | $415,013,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,413,700 | $328,890,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,800,500 | $325,540,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 10,010,600 | $325,538,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,263,500 | $315,329,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,201,900 | $310,550,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,204,800 | $297,847,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,279,304 | $296,156,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,000,000 | $288,759,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 2,214,000 | $257,620,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,169,321 | $257,353,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,132,300 | $253,413,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,864,900 | $253,073,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 6,729,400 | $244,155,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,518,870 | $242,459,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,050,000 | $238,535,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,695,300 | $236,379,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 10,381,893 | $223,291,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,113,200 | $207,142,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,450,000 | $202,635,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 3,182,500 | $198,924,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,664,473 | $194,579,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,902,357 | $184,068,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,761,900 | $181,494,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 5,274,900 | $171,536,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,501,002 | $171,401,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 210,000 | $159,081,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 1,316,000 | $153,129,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,413,800 | $148,674,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,005,082 | $147,100,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 10,019,229 | $142,003,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 182,500 | $138,249,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 9,492,500 | $137,817,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,560,000 | $135,001,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,100,000 | $130,298,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,438,198 | $128,516,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,026,900 | $126,127,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,394,100 | $118,581,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 9,036,740 | $115,889,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,381,500 | $114,689,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,947,200 | $112,455,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,435,800 | $108,218,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 7,357,478 | $106,820,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,850,500 | $106,129,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,258,539 | $101,434,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,228,500 | $101,002,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,813,300 | $100,701,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 3,137,556 | $99,186,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 461,100 | $96,902,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,300,400 | $95,656,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,630,000 | $91,901,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,043,849 | $90,334,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,112,000 | $89,162,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 748,495 | $87,095,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,064,700 | $85,855,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,180,000 | $82,362,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 398,700 | $81,243,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,500,000 | $80,896,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 101,200 | $80,771,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 586,600 | $79,244,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 2,535,000 | $78,565,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,355,900 | $78,306,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 793,700 | $77,801,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100,572 | $77,771,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 993,600 | $74,889,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,110,000 | $73,731,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 1,177,384 | $73,594,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,219,300 | $72,884,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,769,982 | $70,076,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 585,300 | $69,330,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 604,300 | $69,266,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,064,795 | $68,579,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,256,000 | $68,298,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 841,800 | $66,594,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,961,400 | $65,054,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,785,200 | $64,875,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 667,200 | $64,320,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,742,800 | $63,215,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 7,498,100 | $61,744,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,379,000 | $61,208,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 569,700 | $59,593,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 510,000 | $58,840,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 864,100 | $58,545,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 286,900 | $58,462,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,037,000 | $58,173,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,122,186 | $56,495,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,140,000 | $55,000,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 750,000 | $54,814,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 190,100 | $54,737,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,626,308 | $52,886,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 591,908 | $51,152,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,201,200 | $50,711,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 440,793 | $50,092,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 635,900 | $48,935,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 545,700 | $48,899,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 884,136 | $48,822,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,340,000 | $48,618,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 5,866,500 | $48,308,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 789,793 | $47,210,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 278,800 | $46,002,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,257,301 | $45,604,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 682,154 | $44,365,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 259,281 | $42,294,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 196,200 | $42,088,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,250,000 | $41,459,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 420,046 | $41,174,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 459,300 | $41,157,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 514,691 | $40,716,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 192,900 | $40,539,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 687,692 | $39,204,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,587,100 | $39,195,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 314,849 | $39,089,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,077,600 | $38,553,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 1,042,774 | $37,834,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 320,800 | $37,822,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 545,000 | $37,552,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,576,200 | $37,403,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 423,908 | $37,191,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 925,117 | $37,064,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 931,600 | $36,978,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 745,000 | $36,978,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 47,718 | $36,148,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 629,533 | $36,104,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 285,500 | $35,445,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 740,519 | $35,317,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 174,496 | $34,353,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 513,700 | $34,235,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 390,600 | $34,134,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 510,263 | $34,006,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 802,464 | $33,369,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 340,000 | $32,902,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 676,600 | $32,866,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 395,000 | $32,195,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,169,000 | $31,567,000 | thousands by filing date | call |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 947,835 | $31,427,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 348,523 | $31,230,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 464,800 | $31,172,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 928,092 | $31,163,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 106,928 | $30,789,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 736,484 | $30,768,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 260,433 | $30,346,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 370,000 | $30,157,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 820,000 | $30,117,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 260,775 | $30,086,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,250,000 | $29,858,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 407,600 | $29,816,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 182,400 | $29,753,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 810,700 | $29,406,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 300,800 | $28,997,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 393,700 | $28,959,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 1,039,988 | $28,896,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 400,000 | $28,765,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,000,000 | $28,745,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 437,351 | $28,685,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,707,905 | $27,903,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 537,600 | $27,806,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 120,000 | $27,461,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 690,000 | $27,388,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 751,000 | $27,377,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,672,900 | $27,331,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,782,971 | $27,289,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 255,800 | $26,934,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 443,625 | $26,922,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 34,700 | $26,833,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 389,100 | $26,363,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 225,200 | $25,813,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,921,500 | $25,706,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 400,000 | $25,663,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 817,737 | $25,586,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 700,000 | $25,093,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 420,000 | $25,064,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 370,147 | $24,792,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 257,129 | $24,788,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 191,200 | $24,664,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 235,000 | $24,582,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 500,000 | $24,491,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 500,000 | $24,491,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 579,349 | $24,458,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 116,287 | $24,438,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 460,889 | $24,419,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 671,700 | $24,331,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 83,800 | $24,129,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 330,204 | $24,016,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 600,800 | $23,787,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 201,000 | $23,698,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 1,355,000 | $23,467,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 10,062,000 | $23,382,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 1,510,000 | $22,924,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 746,700 | $22,733,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 307,600 | $22,501,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 450,000 | $22,326,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 300,000 | $22,229,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 331,400 | $22,225,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 77,000 | $22,005,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 274,900 | $21,747,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 187,500 | $21,549,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 617,686 | $21,510,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 272,415 | $21,480,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 295,000 | $21,456,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 181,917 | $21,447,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 300,000 | $21,424,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 546,300 | $21,227,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 438,000 | $21,021,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,711,920 | $20,885,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 170,714 | $20,710,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 247,719 | $20,700,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 484,500 | $20,689,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 238,100 | $20,558,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 231,100 | $20,280,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 115,000 | $20,260,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 281,234 | $20,047,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 360,597 | $19,881,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 375,000 | $19,868,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 400,000 | $19,846,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 170,800 | $19,825,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 229,200 | $19,697,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 157,900 | $19,624,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 68,600 | $19,604,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 115,000 | $19,581,000 | thousands by filing date | put |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 20,016,000 | $19,290,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 497,420 | $19,228,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 520,900 | $19,219,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 115,835 | $19,113,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 329,500 | $18,897,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 138,100 | $18,337,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 200,000 | $18,300,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 333,501 | $18,135,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 75,000 | $18,006,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,350,000 | $17,929,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 571,500 | $17,881,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 135,000 | $17,854,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 22,310 | $17,806,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 307,233 | $17,788,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 562,100 | $17,699,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 160,000 | $17,526,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 116,500 | $17,425,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 232,760 | $17,247,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 240,000 | $17,107,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 246,100 | $17,080,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 283,673 | $16,928,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 476,031 | $16,670,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,120,000 | $16,617,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 225,000 | $16,227,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 106,100 | $16,225,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 700,000 | $16,198,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 89,318 | $16,149,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 67,224 | $16,139,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,367,205 | $16,023,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300,000 | $16,021,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 204,083 | $15,961,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200,000 | $15,770,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 373,781 | $15,641,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 946,802 | $15,585,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 54,524 | $15,582,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 210,000 | $15,528,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 146,496 | $15,406,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 206,900 | $15,380,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 395,800 | $15,300,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,440 | $15,210,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 220,000 | $15,159,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 150,000 | $15,145,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 150,000 | $15,145,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 353,300 | $15,129,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 353,300 | $15,129,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 924,600 | $15,106,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 450,000 | $15,016,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 379,356 | $14,973,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 69,290 | $14,864,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 221,200 | $14,860,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 445,000 | $14,849,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300,000 | $14,808,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300,000 | $14,808,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 862,600 | $14,772,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 205,000 | $14,636,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 300,000 | $14,573,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 705,523 | $14,550,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 750,000 | $14,488,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 259,200 | $14,479,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 94,786 | $14,178,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 716,927 | $14,170,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 450,000 | $14,137,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 181,347 | $14,136,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 201,867 | $14,010,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,273,701 | $14,001,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,850,000 | $13,893,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 251,000 | $13,860,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 361,427 | $13,788,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 5,125,000 | $13,707,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 129,721 | $13,659,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 389,363 | $13,606,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 75,000 | $13,560,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 1,647,742 | $13,541,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 230,000 | $13,464,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 192,678 | $13,440,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 203,666 | $13,293,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 136,300 | $13,260,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 500,000 | $13,229,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 282,500 | $13,183,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,500,000 | $13,065,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 81,200 | $13,027,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 124,900 | $13,018,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 153,600 | $12,983,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,142,500 | $12,946,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 140,333 | $12,812,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,817,000 | $12,778,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 416,065 | $12,621,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 11,750,000 | $12,597,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 207,737 | $12,571,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 198,300 | $12,395,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 223,400 | $12,336,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 132,000 | $12,248,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 174,561 | $12,184,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 125,000 | $12,152,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 290,000 | $12,135,000 | thousands by filing date | put |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 776,656 | $12,085,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 206,105 | $12,065,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 311,292 | $12,056,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,171,168 | $12,014,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 285,000 | $11,907,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100,002 | $11,897,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 15,000 | $11,874,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 111,400 | $11,715,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 100,000 | $11,712,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 100,500 | $11,710,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 250,000 | $11,667,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 72,506 | $11,632,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 170,000 | $11,624,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 249,621 | $11,590,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 99,830 | $11,588,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 166,700 | $11,569,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 240,000 | $11,514,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 94,000 | $11,404,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 210,322 | $11,397,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 106,963 | $11,189,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 166,388 | $11,178,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 95,000 | $11,070,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 88,700 | $11,024,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 315,000 | $10,942,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 218,893 | $10,930,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 506,577 | $10,913,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,450,000 | $10,889,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 200,000 | $10,839,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 309,603 | $10,818,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 300,000 | $10,781,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 168,327 | $10,773,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 150,000 | $10,709,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 150,000 | $10,698,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 268,300 | $10,631,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 155,000 | $10,598,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 195,879 | $10,565,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 136,240 | $10,485,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 500,000 | $10,454,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 150,000 | $10,449,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500,000 | $10,447,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500,000 | $10,311,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 139,052 | $10,171,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000,000 | $10,114,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 963,910 | $10,066,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 820,000 | $10,003,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 899,803 | $9,995,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 290,000 | $9,839,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 118,514 | $9,839,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,311,300 | $9,824,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,000,000 | $9,805,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,000,000 | $9,805,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 72,896 | $9,768,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,000,000 | $9,742,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 128,745 | $9,687,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 104,361 | $9,684,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 150,000 | $9,624,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 56,000 | $9,535,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 151,877 | $9,510,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 518,500 | $9,489,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 195,000 | $9,425,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 1,790,789 | $9,409,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 150,000 | $9,393,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 130,055 | $9,379,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 51,763 | $9,210,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 184,800 | $9,187,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 858,237 | $9,185,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 150,000 | $9,103,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 286,500 | $9,094,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 90,000 | $9,061,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 500,000 | $9,049,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 180,000 | $9,027,000 | thousands by filing date | put |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 8,350,000 | $8,906,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 86,100 | $8,900,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 85,000 | $8,859,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 85,448 | $8,833,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 240,000 | $8,815,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 96,175 | $8,800,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 178,328 | $8,770,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 150,000 | $8,764,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 122,752 | $8,755,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 260,000 | $8,730,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 52,964 | $8,715,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 65,698 | $8,688,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 98,660 | $8,658,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 40,200 | $8,656,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 7,642,000 | $8,626,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 120,000 | $8,554,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 100,000 | $8,398,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 8,193,000 | $8,398,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 112,800 | $8,385,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 330,000 | $8,369,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 200,000 | $8,356,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 397,091 | $8,261,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 207,390 | $8,204,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 172,492 | $8,173,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 60,000 | $8,099,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 389,708 | $8,073,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 250,000 | $8,072,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 74,319 | $8,028,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 625,000 | $7,973,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 300,000 | $7,938,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 37,000 | $7,937,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 298,252 | $7,937,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 342,534 | $7,926,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,502,500 | $7,894,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 189,000 | $7,863,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 67,120 | $7,847,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 138,346 | $7,833,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 218,664 | $7,823,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,316,457 | $7,741,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $7,733,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 110,850 | $7,721,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 116,484 | $7,648,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 514,074 | $7,627,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 273,000 | $7,577,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 90,000 | $7,520,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 114,500 | $7,510,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 132,000 | $7,474,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 71,407 | $7,454,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 27,952 | $7,446,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 190,700 | $7,410,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 55,100 | $7,392,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 144,489 | $7,374,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 186,600 | $7,365,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 540,000 | $7,351,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 47,088 | $7,347,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 489,200 | $7,344,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 137,354 | $7,336,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 92,535 | $7,317,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 31,265 | $7,270,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100,000 | $7,191,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 300,000 | $7,166,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 100,000 | $7,132,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 335,000 | $7,029,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 210,300 | $7,027,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 84,000 | $7,019,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 100,000 | $6,980,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 75,000 | $6,964,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 82,224 | $6,905,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 162,295 | $6,869,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 118,432 | $6,814,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 222,843 | $6,785,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 971,003 | $6,780,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 101,100 | $6,738,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500,000 | $6,689,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 150,000 | $6,658,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 57,912 | $6,656,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 138,000 | $6,623,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 89,984 | $6,619,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 66,163 | $6,611,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150,000 | $6,594,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 194,216 | $6,589,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 170,000 | $6,584,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 164,864 | $6,544,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 5,138,000 | $6,540,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 522,432 | $6,527,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 571,483 | $6,511,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 6,931,000 | $6,469,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 300,000 | $6,463,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 58,100 | $6,458,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 73,863 | $6,455,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 193,269 | $6,449,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 77,642 | $6,428,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 75,000 | $6,372,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 250,000 | $6,340,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 549,200 | $6,291,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 173,525 | $6,286,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 16,450 | $6,270,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 201,329 | $6,240,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 46,500 | $6,231,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 410,000 | $6,224,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 87,168 | $6,223,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 35,000 | $6,212,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 150,000 | $6,211,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 242,174 | $6,198,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006142 | this filing | 2017-02-13 | acceptance time not in the bulk data set |