13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 1,527 holding rows worth $39,377,523,000.
- Accession
- 0001140361-17-006142
- Filer
- CIK 1163653
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,321 entries on the cover page, a total value of $39,377,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,377,523,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURYLINK INC | 156700106 | COM | 259,000 | $6,166,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 24,300 | $6,082,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 200,000 | $6,028,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 5,245,000 | $6,015,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 52,697 | $6,014,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 82,200 | $6,008,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 52,091 | $5,971,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 175,322 | $5,964,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 58,902 | $5,930,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100,000 | $5,854,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100,000 | $5,853,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 60,000 | $5,837,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 147,152 | $5,831,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 55,000 | $5,829,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 105,600 | $5,822,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 79,536 | $5,813,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25,000 | $5,813,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 50,000 | $5,804,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200,000 | $5,763,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 55,000 | $5,732,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 225,200 | $5,694,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 46,794 | $5,687,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 169,700 | $5,670,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 65,644 | $5,668,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 115,000 | $5,656,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 83,338 | $5,640,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 48,750 | $5,630,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 47,975 | $5,619,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50,853 | $5,571,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $5,553,000 | thousands by filing date | put |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 4,979,000 | $5,552,000 | thousands by filing date | principal |
| SYSCOCORP | 871829107 | COM | 100,086 | $5,544,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 115,457 | $5,539,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 565,462 | $5,508,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 74,268 | $5,507,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 49,830 | $5,492,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 99,600 | $5,491,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 91,729 | $5,471,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 75,000 | $5,455,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 79,565 | $5,455,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 75,000 | $5,409,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 50,000 | $5,396,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 77,448 | $5,373,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 105,000 | $5,359,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 39,910 | $5,354,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 70,968 | $5,348,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,000 | $5,327,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 386,847 | $5,312,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 42,825 | $5,265,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 29,625 | $5,259,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 430,000 | $5,246,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 205,151 | $5,217,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,173,082 | $5,216,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 712,400 | $5,212,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 50,000 | $5,168,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 109,526 | $5,156,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 419,000 | $5,146,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 65,700 | $5,138,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 29,133 | $5,132,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 119,855 | $5,109,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 52,347 | $5,089,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 360,180 | $5,066,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 198,222 | $5,059,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 4,880,000 | $5,023,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 109,800 | $5,022,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 40,000 | $5,011,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 40,200 | $4,996,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 29,327 | $4,977,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 40,000 | $4,966,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 363,370 | $4,965,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 75,000 | $4,919,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 4,009,000 | $4,914,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 180,000 | $4,849,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 5,551,000 | $4,821,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 86,011 | $4,803,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,000 | $4,789,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 406,500 | $4,764,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 27,000 | $4,757,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 28,562 | $4,732,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,500 | $4,730,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 55,000 | $4,726,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 35,000 | $4,720,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 275,000 | $4,709,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 202,700 | $4,693,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 45,315 | $4,684,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 93,263 | $4,678,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 120,000 | $4,648,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 61,152 | $4,638,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 88,527 | $4,614,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 41,270 | $4,602,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,809 | $4,601,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 212,900 | $4,587,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 81,300 | $4,586,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 50,100 | $4,584,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 113,325 | $4,584,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 144,073 | $4,573,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 150,000 | $4,550,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 25,500 | $4,537,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 65,000 | $4,528,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 125,900 | $4,504,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 130,000 | $4,468,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 363,400 | $4,463,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 41,670 | $4,451,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 90,066 | $4,431,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50,600 | $4,422,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 37,070 | $4,420,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 50,835 | $4,404,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 59,431 | $4,394,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 87,787 | $4,380,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 410,000 | $4,377,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 45,972 | $4,365,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,895,000 | $4,363,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 233,452 | $4,354,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 89,100 | $4,333,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 26,803 | $4,326,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 177,800 | $4,320,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 251,777 | $4,305,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 55,189 | $4,297,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 36,582 | $4,296,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 319,839 | $4,279,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 39,514 | $4,264,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 4,266,000 | $4,246,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 114,676 | $4,231,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 55,138 | $4,216,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 57,500 | $4,198,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 110,886 | $4,182,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 154,600 | $4,180,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 200,000 | $4,179,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 56,587 | $4,169,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 50,000 | $4,160,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 72,000 | $4,142,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100,000 | $4,141,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 55,000 | $4,138,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 100,000 | $4,114,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 54,489 | $4,110,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 105,225 | $4,089,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 72,631 | $4,071,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 25,300 | $4,059,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 43,602 | $4,049,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 154,701 | $4,040,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 129,515 | $4,033,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 277,213 | $4,023,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 35,700 | $3,988,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 141,012 | $3,966,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 32,350 | $3,962,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 14,734 | $3,961,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 74,152 | $3,957,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 37,000 | $3,953,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 63,895 | $3,947,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 32,728 | $3,921,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 42,044 | $3,920,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 109,720 | $3,895,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 17,386 | $3,893,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 120,000 | $3,875,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 69,000 | $3,871,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 28,700 | $3,870,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 53,694 | $3,869,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 100,600 | $3,857,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 53,311 | $3,841,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 60,000 | $3,840,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 110,076 | $3,831,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 75,000 | $3,828,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 36,906 | $3,805,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 67,441 | $3,789,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 100,000 | $3,788,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 206,411 | $3,785,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 39,562 | $3,784,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 694,100 | $3,737,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 32,331 | $3,724,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 47,703 | $3,717,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 127,173 | $3,701,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 52,113 | $3,693,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 58,199 | $3,687,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 48,983 | $3,672,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 219,123 | $3,642,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 66,180 | $3,636,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 15,488 | $3,607,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 108,333 | $3,593,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 277,681 | $3,572,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 94,554 | $3,567,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,500 | $3,552,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,500 | $3,552,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 30,599 | $3,551,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 100,000 | $3,550,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 47,200 | $3,547,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 73,762 | $3,540,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 170,900 | $3,524,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 300,000 | $3,516,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 4,153,000 | $3,492,000 | thousands by filing date | principal |
| DEVRY INC DEL | 251893103 | COM | 111,800 | $3,490,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 50,000 | $3,488,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 42,379 | $3,487,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 90,000 | $3,479,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,050,000 | $3,473,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 42,884 | $3,456,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 47,880 | $3,444,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 61,500 | $3,429,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 214,893 | $3,421,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 36,045 | $3,404,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 100,000 | $3,393,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 400,000 | $3,382,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25,000 | $3,375,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,000,000 | $3,371,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 43,221 | $3,356,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 187,286 | $3,349,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 52,718 | $3,318,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 95,000 | $3,317,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 21,279 | $3,303,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 73,440 | $3,301,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,000 | $3,290,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 18,967 | $3,286,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 322,574 | $3,262,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 220,000 | $3,253,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 84,541 | $3,252,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 31,100 | $3,246,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 108,301 | $3,225,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22,659 | $3,197,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 141,920 | $3,188,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 105,000 | $3,185,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 135,570 | $3,179,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,000 | $3,178,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 36,100 | $3,168,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 89,210 | $3,167,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,991,000 | $3,136,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 63,915 | $3,128,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 20,000 | $3,120,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 83,171 | $3,110,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 30,000 | $3,101,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 100,000 | $3,080,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 12,300 | $3,066,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 400,000 | $3,048,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 1,348,047 | $3,002,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 34,278 | $2,992,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 26,954 | $2,992,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 60,200 | $2,974,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 42,822 | $2,970,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 52,488 | $2,961,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 48,335 | $2,939,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 39,463 | $2,933,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 275,032 | $2,929,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 202,598 | $2,926,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 202,616 | $2,911,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,840,000 | $2,907,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 46,900 | $2,897,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 75,000 | $2,896,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 255,000 | $2,889,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 106,982 | $2,889,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 91,755 | $2,882,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 103,300 | $2,870,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 120,558 | $2,870,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 14,040 | $2,861,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 114,121 | $2,848,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 19,968 | $2,841,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 87,823 | $2,835,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 28,000 | $2,826,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 56,500 | $2,821,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 38,590 | $2,818,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 26,700 | $2,811,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 26,489 | $2,801,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 78,600 | $2,790,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,488,000 | $2,790,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 21,615 | $2,788,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 104,619 | $2,785,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 40,000 | $2,775,000 | thousands by filing date | put |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,140,000 | $2,765,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 30,938 | $2,756,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 101,978 | $2,751,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 125,000 | $2,739,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 39,938 | $2,731,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 843,000 | $2,728,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 44,200 | $2,699,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 44,200 | $2,699,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 128,810 | $2,692,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 500,000 | $2,692,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 155,334 | $2,691,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,000,000 | $2,673,000 | thousands by filing date | principal |
| KEYCORP COM | 493267108 | Stock | 145,710 | $2,663,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 420,403 | $2,652,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 91,000 | $2,648,000 | thousands by filing date | put |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,407,000 | $2,611,000 | thousands by filing date | principal |
| MICROSEMI CORP | 595137100 | COM | 48,000 | $2,589,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 68,355 | $2,589,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 31,600 | $2,584,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 25,585 | $2,582,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 223,787 | $2,580,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 13,580 | $2,556,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 28,615 | $2,551,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 33,970 | $2,547,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 43,113 | $2,519,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,101,000 | $2,513,000 | thousands by filing date | principal |
| SYMANTEC CORP | 871503108 | COM | 104,694 | $2,501,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 30,000 | $2,491,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 43,172 | $2,468,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 69,179 | $2,464,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 230,000 | $2,455,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $2,440,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 20,000 | $2,426,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 50,538 | $2,425,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 20,268 | $2,417,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 15,760 | $2,410,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 41,300 | $2,395,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 68,199 | $2,360,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 177,603 | $2,360,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,824,000 | $2,358,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 27,338 | $2,349,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 34,500 | $2,331,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,232 | $2,325,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,683,000 | $2,315,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 177,300 | $2,310,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 29,200 | $2,299,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 94,607 | $2,299,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 17,000 | $2,281,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 49,789 | $2,277,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 19,817 | $2,275,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 51,036 | $2,265,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 39,141 | $2,261,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 152,268 | $2,251,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 30,498 | $2,248,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 66,220 | $2,247,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 54,828 | $2,231,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 64,632 | $2,221,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 303,432 | $2,220,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 18,145 | $2,219,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 34,774 | $2,216,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,300 | $2,211,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 30,127 | $2,206,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 28,904 | $2,190,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 39,000 | $2,179,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 28,989 | $2,178,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 18,501 | $2,178,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 29,829 | $2,165,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 60,200 | $2,163,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 29,839 | $2,146,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 51,585 | $2,125,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,024,000 | $2,121,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 23,296 | $2,118,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 45,034 | $2,112,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 60,942 | $2,110,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 25,000 | $2,100,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 158,649 | $2,097,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 14,921 | $2,097,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 14,535 | $2,093,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 251,434 | $2,090,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 19,508 | $2,076,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,000 | $2,070,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,000 | $2,070,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 32,285 | $2,068,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 202,795 | $2,066,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 182,300 | $2,066,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 52,570 | $2,056,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 19,418 | $2,056,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 25,527 | $2,052,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 12,000 | $2,036,000 | thousands by filing date | call |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,155,000 | $2,036,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 31,597 | $2,031,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 208,230 | $2,028,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 100,000 | $2,017,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 25,400 | $2,008,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 25,411 | $2,003,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 19,429 | $2,002,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 265,764 | $1,996,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 174,141 | $1,992,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 107,018 | $1,972,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $1,970,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $1,970,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 15,331 | $1,967,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 380,000 | $1,962,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 45,162 | $1,943,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 90,077 | $1,943,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 43,836 | $1,940,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 17,400 | $1,931,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 29,098 | $1,927,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 50,000 | $1,923,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 30,000 | $1,922,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 28,242 | $1,901,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 28,195 | $1,896,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 62,429 | $1,895,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 27,715 | $1,892,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 60,000 | $1,888,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 165,000 | $1,887,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,013,000 | $1,885,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 51,738 | $1,868,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 53,424 | $1,860,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 30,352 | $1,846,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 25,498 | $1,846,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 25,000 | $1,843,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 40,350 | $1,839,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 52,965 | $1,829,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,000 | $1,825,000 | thousands by filing date | call |
| PUBLIC STORAGE COM | 74460D109 | REIT | 8,170 | $1,821,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 20,000 | $1,818,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 30,000 | $1,810,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 80,000 | $1,797,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 22,525 | $1,774,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 84,405 | $1,771,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 26,083 | $1,763,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 82,876 | $1,752,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,500,000 | $1,752,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,730 | $1,749,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 62,300 | $1,748,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 16,389 | $1,735,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 60,000 | $1,733,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 61,435 | $1,724,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 59,543 | $1,720,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 17,200 | $1,719,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 20,000 | $1,719,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 32,513 | $1,714,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 25,000 | $1,714,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 54,600 | $1,713,000 | thousands by filing date | put |
| XL GROUP LTD | G98294104 | COM | 45,575 | $1,701,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 16,404 | $1,700,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 58,898 | $1,697,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 19,815 | $1,696,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 38,091 | $1,692,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 49,558 | $1,689,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,133 | $1,688,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 220,000 | $1,676,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $1,675,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 21,527 | $1,674,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 24,890 | $1,672,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9,508 | $1,672,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 16,983 | $1,666,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 25,350 | $1,666,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 35,637 | $1,663,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,626,000 | $1,655,000 | thousands by filing date | principal |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 37,477 | $1,644,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 39,938 | $1,643,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 51,690 | $1,627,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 74,955 | $1,622,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 31,007 | $1,611,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 53,399 | $1,609,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 1,358,000 | $1,608,000 | thousands by filing date | principal |
| ACETO CORP | 004446100 | COM | 72,704 | $1,589,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 1,867,000 | $1,583,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 29,752 | $1,569,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 22,008 | $1,561,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 50,000 | $1,550,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 45,000 | $1,548,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 66,477 | $1,545,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 23,725 | $1,544,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 16,985 | $1,539,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 20,078 | $1,535,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 75,863 | $1,533,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 112,363 | $1,530,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 121,512 | $1,529,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 13,000 | $1,527,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 20,634 | $1,523,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 10,382 | $1,515,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 20,700 | $1,515,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 26,312 | $1,508,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 41,980 | $1,504,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,362 | $1,503,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 11,278 | $1,501,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 90,800 | $1,496,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 34,587 | $1,477,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 43,013 | $1,477,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 34,142 | $1,473,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,225 | $1,459,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 59,049 | $1,455,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 27,170 | $1,454,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 29,757 | $1,438,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 2,000,000 | $1,425,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 42,419 | $1,421,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 162,589 | $1,420,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 51,767 | $1,416,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,967 | $1,416,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 22,856 | $1,411,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 39,456 | $1,408,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 25,000 | $1,401,000 | thousands by filing date | call |
| LINE CORP | 53567X101 | SPONSORED ADR | 41,265 | $1,401,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 11,065 | $1,392,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 10,287 | $1,385,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 50,000 | $1,382,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 31,350 | $1,379,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 23,613 | $1,378,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 85,997 | $1,377,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 180,322 | $1,374,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 21,565 | $1,373,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,000 | $1,372,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 20,554 | $1,365,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,329,000 | $1,355,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 52,999 | $1,344,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 16,142 | $1,341,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 24,158 | $1,335,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 9,837 | $1,328,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 14,765 | $1,328,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 31,594 | $1,315,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 25,019 | $1,310,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 42,519 | $1,309,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,350,000 | $1,309,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 53,000 | $1,305,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 42,013 | $1,300,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 68,500 | $1,299,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 20,140 | $1,296,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 17,130 | $1,290,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 29,262 | $1,286,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 152,744 | $1,286,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 28,692 | $1,284,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 100,000 | $1,282,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 24,403 | $1,275,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-006142 | this filing | 2017-02-13 | acceptance time not in the bulk data set |