13F-HR filed by LEGG MASON, INC.
LEGG MASON, INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 23 holding rows worth $10,499,000.
- Accession
- 0001140361-16-086154
- Filer
- CIK 704051
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 23 entries on the cover page, a total value of $10,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,499,000 with VALUE read as thousands by filing date, 13F file number 028-01700. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBrandywine Global Investment Management, LLC028-02204
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerEnTrustPermal Management LLC028-14027
- reports for this filerLegg Mason Asset Management (Japan) Co., Ltd.028-11198
- reports for this filerLMM LLC028-06399
- reports for this filerMARTIN CURRIE LTD028-13902
- reports for this filerQS Investors, LLC028-14009
- reports for this filerRare Infrastructure Ltd028-16543
- reports for this filerROYCE & ASSOCIATES LP028-03780
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- included managerMiscellaneous
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWMONT CORP | 651639106 | COM | 247,334 | $9,718,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 755 | $80,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 355 | $78,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,010 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,805 | $78,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,570 | $73,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 619 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 636 | $71,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 79 | $67,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 749 | $65,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,239 | $64,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 85 | $12,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 66 | $11,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 56 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,344 | $7,000 | thousands by filing date | principal |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 47 | $3,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11 | $2,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 19 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 38 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 42 | $2,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 102 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-086154 | this filing | 2016-11-14 | acceptance time not in the bulk data set |