13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-08-24, with 6,493 holding rows worth $168,036,563,000.
- Accession
- 0001140361-16-077688
- Filer
- CIK 1000275
- Filed
- 2016-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 25,335 entries on the cover page, a total value of $168,036,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,036,563,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,080 | $344,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 97,384 | $344,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 33,036 | $344,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,800 | $343,000 | thousands by filing date | put |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 20,568 | $343,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 20,573 | $342,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 45,520 | $341,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 34,849 | $340,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 18,985 | $340,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 5,894 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,934 | $339,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,004 | $339,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 36,311 | $338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,918 | $338,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 17,764 | $338,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 22,748 | $337,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,575 | $336,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 23,606 | $336,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 23,275 | $335,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 18,528 | $334,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 10,142 | $333,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,218 | $332,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 9,170 | $332,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 32,930 | $332,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 63,019 | $332,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,000 | $331,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,971 | $331,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 51,458 | $331,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 30,856 | $330,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 16,190 | $329,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 29,263 | $329,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,237 | $329,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 19,186 | $329,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 30,574 | $327,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 27,951 | $325,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,100 | $325,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 10,010 | $324,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,068 | $323,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 31,492 | $323,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 58,554 | $323,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 12,117 | $322,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 29,256 | $322,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,431 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,620 | $321,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 35,911 | $321,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 2,967 | $321,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 13,988 | $321,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 31,006 | $320,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 23,822 | $320,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,075 | $320,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,900 | $319,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 59,333 | $319,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,690 | $318,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 13,930 | $318,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,700 | $317,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 10,065 | $317,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 21,336 | $317,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 7,738 | $316,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 28,258 | $316,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 13,000 | $316,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,349 | $316,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 53,470 | $315,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 11,331 | $315,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,822 | $314,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 5,263 | $314,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 11,128 | $314,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 23,694 | $314,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,306 | $313,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 9,299 | $313,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 20,952 | $313,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 9,475 | $312,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 42,870 | $312,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 23,277 | $311,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 40,000 | $310,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 4,313 | $310,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,763 | $309,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,073 | $309,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 12,081 | $309,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 45,660 | $309,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 14,971 | $308,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 48,301 | $308,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,647 | $308,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,160 | $308,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,201 | $307,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 28,203 | $307,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,400 | $307,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 42,731 | $306,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,000 | $306,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,565 | $306,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,645 | $306,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 20,973 | $306,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 13,301 | $305,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 18,660 | $304,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,800 | $303,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 18,643 | $303,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,500 | $302,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,203 | $302,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 12,415 | $302,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 46,445 | $302,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 270,430 | $302,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 73,200 | $302,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 20,054 | $301,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 12,288 | $299,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 12,163 | $299,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 12,214 | $298,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 33,007 | $298,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 7,666 | $297,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 45,900 | $297,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 39,025 | $297,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 694 | $297,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 29,841 | $297,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 8,720 | $297,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 14,832 | $295,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 5,480 | $295,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 40,000 | $295,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 17,700 | $295,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 33,458 | $294,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 24,700 | $294,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,116 | $294,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 10,388 | $294,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,511 | $294,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 47,022 | $293,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 32,151 | $293,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 11,668 | $293,000 | thousands by filing date | principal |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,950 | $292,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,443 | $292,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 11,731 | $291,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,885 | $291,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,172 | $291,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 19,926 | $291,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,082 | $291,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 21,086 | $291,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,911 | $290,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,588 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,970 | $290,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 18,000 | $290,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 19,500 | $289,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 46,997 | $289,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 20,239 | $289,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,820 | $288,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 19,333 | $287,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 18,547 | $287,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,405 | $287,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,418 | $286,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 10,169 | $286,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 16,000 | $285,000 | thousands by filing date | put |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 6,741 | $285,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 19,471 | $284,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 10,674 | $284,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,000 | $283,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 12,394 | $283,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 21,290 | $283,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 19,909 | $283,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 18,014 | $282,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,096 | $282,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 13,153 | $282,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,098 | $281,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,954 | $281,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 8,077 | $281,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 23,156 | $280,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 50,000 | $280,000 | thousands by filing date | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 10,820 | $279,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 25,297 | $279,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,700 | $279,000 | thousands by filing date | put |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 15,020 | $279,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,300 | $278,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,789 | $278,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 18,643 | $278,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,825 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 9,654 | $277,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 17,314 | $277,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,122 | $276,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 154,784 | $276,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 25,579 | $276,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 26,005 | $275,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $275,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 18,594 | $274,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 54,310 | $274,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 10,396 | $274,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 5,740 | $273,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 22,787 | $273,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 36,413 | $273,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 5,148 | $273,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 22,500 | $273,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 17,790 | $273,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 25,188 | $273,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 17,840 | $272,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 78,330 | $272,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,968 | $272,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 16,792 | $270,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 53,633 | $270,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 42,074 | $270,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 3,694 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,418 | $268,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 14,450 | $268,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 10,208 | $268,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 114,587 | $268,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 17,918 | $268,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 44,597 | $268,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,595 | $267,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 17,423 | $267,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 5,264 | $266,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 8,100 | $266,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 15,700 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,166 | $264,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 10,510 | $264,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 2,790 | $264,000 | thousands by filing date | principal |
| ROGERS CORP COM | 775133101 | Stock | 4,297 | $263,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 11,024 | $263,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 312 | $263,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,700 | $263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,548 | $263,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,150 | $263,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 40,000 | $263,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,422 | $262,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 8,966 | $262,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 19,336 | $262,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 19,228 | $261,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,500 | $261,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,890 | $260,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 58,001 | $260,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,599 | $259,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 18,000 | $258,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 16,710 | $258,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,466 | $257,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,832 | $257,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $257,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 35,599 | $257,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 29,127 | $256,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 9,143 | $255,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,867 | $255,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 11,862 | $255,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,231 | $254,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4,875 | $254,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 12,155 | $254,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 16,288 | $253,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,400 | $253,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 5,688 | $253,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,327 | $252,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 15,244 | $252,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 23,660 | $250,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 18,212 | $250,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 36,081 | $250,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 18,902 | $250,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 30,175 | $250,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 56,842 | $250,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 6,566 | $249,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,976 | $248,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 12,627 | $248,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 123,000 | $247,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 50,510 | $247,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 16,608 | $247,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 10,882 | $247,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 22,679 | $246,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 15,900 | $246,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,683 | $246,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 29,824 | $246,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,775 | $246,000 | thousands by filing date | principal |
| Marine Harvest ASA | 56824R205 | ADR | 14,548 | $246,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 700 | $245,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,062 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,918 | $245,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $245,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 18,103 | $245,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,294 | $244,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 49,210 | $244,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 27,677 | $244,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 32,727 | $244,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 9,822 | $244,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 39,692 | $243,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,900 | $243,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $243,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 45,200 | $242,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,347 | $241,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 34,185 | $241,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 31,241 | $240,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 6,125 | $240,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,157 | $239,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 17,131 | $239,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,600 | $239,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 6,554 | $239,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,079 | $239,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 100,000 | $239,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 10,000 | $239,000 | thousands by filing date | call |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,274 | $237,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 9,575 | $237,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 9,935 | $236,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 8,547 | $236,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 19,300 | $235,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,000 | $235,000 | thousands by filing date | put |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 17,900 | $235,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,457 | $235,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,220 | $234,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 10,522 | $234,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 15,972 | $234,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,577 | $234,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 3,641 | $234,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,966 | $234,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 10,046 | $234,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,800 | $234,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,732 | $233,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 10,000 | $233,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 32,171 | $233,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 31,378 | $233,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,226 | $233,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 10,300 | $232,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,316 | $232,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,239 | $232,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,210 | $232,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,190 | $232,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 10,864 | $232,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,558 | $232,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 15,448 | $232,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 11,619 | $231,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,600 | $231,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 9,517 | $230,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 63,835 | $230,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 7,077 | $230,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,559 | $229,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 19,251 | $229,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,942 | $229,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,200 | $228,000 | thousands by filing date | put |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,994 | $228,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,399 | $228,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,793 | $228,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 20,976 | $228,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,326 | $228,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 36,000 | $228,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 13,992 | $227,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,200 | $227,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,939 | $227,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $227,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 14,206 | $226,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 195,551 | $226,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 14,557 | $225,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,049 | $225,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,802 | $225,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 17,174 | $225,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 21,832 | $225,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,062 | $224,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 2,500 | $224,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 23,800 | $224,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $224,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 78,122 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 15,640 | $222,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $222,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 95,202 | $221,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 72,000 | $221,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 50,500 | $220,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 16,960 | $220,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,028 | $220,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,159 | $219,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 9,500 | $219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 13,084 | $218,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,983 | $218,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 27,650 | $218,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 12,137 | $218,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,400 | $218,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 8,185 | $218,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 15,652 | $215,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 12,057 | $215,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 11,890 | $215,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,806 | $215,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 9,451 | $215,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $214,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 920,407 | $214,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,707 | $214,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 20,701 | $213,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $213,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,900 | $213,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 9,303 | $213,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 38,639 | $212,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 8,442 | $212,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,751 | $212,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 34,927 | $212,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,286 | $212,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 21,078 | $211,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 15,460 | $211,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,547 | $210,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 22,394 | $210,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 15,479 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 5,020 | $210,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $210,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 24,658 | $209,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,517 | $209,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,660 | $209,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 18,400 | $209,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 15,398 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 7,820 | $207,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 6,170 | $206,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,225 | $206,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 29,410 | $206,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 9,664 | $206,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,663 | $206,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,400 | $205,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 26,357 | $205,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,593 | $205,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 14,618 | $205,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 8,367 | $205,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,140 | $204,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 8,857 | $204,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 24,923 | $204,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,290 | $204,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 13,260 | $203,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,000 | $202,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,930 | $202,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,216 | $202,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 38,464 | $201,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 11,062 | $198,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 33,522 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,175 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,337 | $196,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 10,355 | $196,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 16,798 | $196,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 59,324 | $196,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,000 | $196,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 8,402 | $196,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,832 | $195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,500 | $195,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 102,173 | $195,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 16,035 | $195,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 1,967 | $195,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 13,662 | $194,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 7,348 | $194,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 27,498 | $194,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 23,723 | $194,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 190,000 | $194,000 | thousands by filing date | principal |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 7,436 | $193,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,267 | $193,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,112 | $192,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,330 | $192,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,134 | $192,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $192,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,691 | $191,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,300 | $191,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 20,903 | $191,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,400 | $191,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 14,901 | $191,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 179,000 | $191,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,015 | $190,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 10,556 | $190,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,007 | $190,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,211 | $189,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 11,509 | $189,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,638 | $189,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,810 | $189,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,344 | $188,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 12,700 | $188,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,573 | $186,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 8,963 | $185,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,536 | $185,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 6,776 | $185,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 15,877 | $184,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,181 | $183,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,133 | $183,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,394 | $183,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,364 | $183,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 34,500 | $183,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 9,499 | $182,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 36,900 | $182,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 7,160 | $182,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 6,565 | $182,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 8,293 | $181,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 149,544 | $181,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 12,389 | $181,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 16,792 | $180,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,788 | $179,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,514 | $179,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 30,657 | $179,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,089 | $179,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 102,937 | $179,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 6,744 | $179,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,084 | $178,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 22,344 | $178,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 22,209 | $178,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 41,701 | $178,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 13,546 | $178,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 8,770 | $177,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 17,085 | $177,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 15,589 | $177,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 35,638 | $176,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,300 | $176,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,585 | $176,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 8,210 | $176,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 36,146 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,056 | $175,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 16,154 | $175,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 6,703 | $175,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,300 | $174,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 14,423 | $174,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 6,161 | $174,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,000 | $174,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,600 | $173,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,524 | $173,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,966 | $173,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,786 | $173,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 19,521 | $173,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,272 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,088 | $172,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,579 | $172,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076539 | superseded | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-077688 | this filing | 2016-08-24 | acceptance time not in the bulk data set |