13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-08-24, with 6,493 holding rows worth $168,036,563,000.
- Accession
- 0001140361-16-077688
- Filer
- CIK 1000275
- Filed
- 2016-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 25,335 entries on the cover page, a total value of $168,036,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,036,563,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 14,522 | $1,143,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 58,099 | $1,141,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 39,030 | $1,139,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 35,157 | $1,137,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 232,072 | $1,137,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 11,329 | $1,136,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25,000 | $1,133,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 22,176 | $1,132,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 88,389 | $1,131,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 11,800 | $1,130,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 45,740 | $1,130,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 59,980 | $1,126,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 51,369 | $1,126,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 46,322 | $1,125,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,122,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 43,021 | $1,119,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 49,186 | $1,119,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 31,536 | $1,117,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 9,900 | $1,113,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 106,019 | $1,112,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 14,000 | $1,111,000 | thousands by filing date | put |
| PROSHARES TR | 74347B714 | FUND | 20,981 | $1,109,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,146,000 | $1,106,000 | thousands by filing date | principal |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 89,581 | $1,105,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 26,631 | $1,104,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,300 | $1,103,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 82,036 | $1,103,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 24,800 | $1,101,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 35,206 | $1,101,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 226,706 | $1,100,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 51,717 | $1,100,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 84,318 | $1,099,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 210,376 | $1,098,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 75,748 | $1,097,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 35,714 | $1,097,000 | thousands by filing date | principal |
| BLACKBAUD INC COM | 09227Q100 | Stock | 16,131 | $1,095,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 18,754 | $1,095,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 60,410 | $1,095,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 50,000 | $1,093,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 58,201 | $1,092,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 64,429 | $1,088,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 32,117 | $1,088,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 51,500 | $1,087,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 34,600 | $1,083,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 64,516 | $1,083,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 28,959 | $1,083,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,700 | $1,081,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 57,770 | $1,081,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,320 | $1,079,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 91,226 | $1,077,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 39,936 | $1,077,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 19,555 | $1,077,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 375 | $1,076,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 80,000 | $1,076,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 41,577 | $1,076,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 115,748 | $1,075,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 130,470 | $1,074,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 10,053 | $1,074,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 32,170 | $1,073,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 13,346 | $1,071,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 79,750 | $1,070,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 24,865 | $1,067,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 13,433 | $1,065,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 90,232 | $1,062,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 411,267 | $1,061,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 25,000 | $1,060,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 70,233 | $1,060,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 531,624 | $1,058,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 55,583 | $1,057,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 37,500 | $1,052,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 43,414 | $1,049,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 27,550 | $1,047,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 42,717 | $1,047,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 13,262 | $1,047,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 35,050 | $1,047,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 74,617 | $1,044,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 40,000 | $1,043,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 17,833 | $1,041,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 200,000 | $1,040,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 38,277 | $1,039,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 21,054 | $1,034,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 35,566 | $1,032,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 69,321 | $1,030,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 304,721 | $1,030,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 51,802 | $1,029,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 55,861 | $1,029,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 50,597 | $1,027,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 65,000 | $1,026,000 | thousands by filing date | call |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 66,504 | $1,025,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 20,333 | $1,020,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 21,394 | $1,019,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 34,115 | $1,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 46,881 | $1,019,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 68,058 | $1,019,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 40,166 | $1,018,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 42,943 | $1,018,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 313,424 | $1,016,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 216,345 | $1,016,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 27,205 | $1,015,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8,309 | $1,015,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 62,407 | $1,014,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 55,046 | $1,013,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 37,715 | $1,012,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 87,664 | $1,008,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 57,471 | $1,007,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 13,012 | $1,006,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 19,939 | $1,006,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,156 | $1,004,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 37,447 | $1,004,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 37,363 | $1,002,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 24,300 | $998,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 25,878 | $998,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 34,819 | $997,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 896,000 | $997,000 | thousands by filing date | principal |
| BROADCOM LTD | Y09827109 | SHS | 6,400 | $995,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 46,534 | $994,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 25,416 | $993,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 62,341 | $992,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 58,676 | $991,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 22,938 | $989,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 39,674 | $988,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 35,135 | $987,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 166,615 | $985,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10,442 | $984,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 96,373 | $983,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 26,411 | $980,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 37,713 | $978,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 60,802 | $978,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 47,241 | $976,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 33,482 | $975,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 77,595 | $975,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 1,000,000 | $973,000 | thousands by filing date | principal |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 27,698 | $969,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 40,540 | $967,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 16,397 | $966,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,465 | $963,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 64,142 | $963,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 77,169 | $963,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 115,371 | $962,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,164,758 | $962,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 15,047 | $961,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 44,864 | $961,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 32,315 | $960,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 6,700 | $959,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 24,083 | $958,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,800 | $957,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 57,800 | $957,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 38,213 | $957,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,453 | $957,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 31,202 | $956,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 14,935 | $955,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 18,632 | $955,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 25,498 | $954,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 91,016 | $954,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,863 | $953,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 37,339 | $948,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 32,833 | $947,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 34,276 | $946,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 60,460 | $945,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 34,050 | $944,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 10,023 | $943,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 39,471 | $941,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 94,687 | $941,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 25,000 | $939,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 30,000 | $939,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 85,509 | $938,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 61,182 | $938,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 424,011 | $937,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 49,473 | $934,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 31,332 | $934,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 35,587 | $933,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,779 | $933,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 670,416 | $932,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 34,044 | $931,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 35,177 | $931,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 26,554 | $930,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 23,098 | $929,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,546,000 | $929,000 | thousands by filing date | principal |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 36,605 | $928,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 51,900 | $927,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 100,000 | $927,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 75,000 | $926,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 50,979 | $925,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 66,900 | $924,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 82,600 | $923,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 53,088 | $923,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6,426 | $919,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 63,029 | $919,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 29,325 | $918,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10,900 | $916,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 74,882 | $915,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 66,200 | $914,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 24,000 | $913,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 43,646 | $912,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 71,885 | $912,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,700 | $911,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 54,591 | $911,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 73,475 | $910,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 289,354 | $910,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 158,290 | $907,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,000 | $906,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 450,846 | $906,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 79,131 | $904,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 30,403 | $902,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 65,848 | $902,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 94,503 | $901,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 30,042 | $901,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,529 | $900,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 66,012 | $900,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 55,894 | $899,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,800 | $897,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 67,695 | $894,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 9,407 | $892,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 13,826 | $890,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 19,851 | $889,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 28,125 | $888,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $887,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 32,617 | $887,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,187 | $883,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 48,120 | $882,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 74,428 | $881,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 36,922 | $881,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 122,204 | $880,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 132,692 | $879,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 39,642 | $879,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 26,361 | $876,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 42,500 | $875,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 397,787 | $875,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 17,447 | $874,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,100 | $874,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 58,282 | $874,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 24,959 | $872,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 30,875 | $872,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,875 | $870,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 24,682 | $868,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 13,700 | $867,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 156,534 | $867,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 44,499 | $867,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 49,200 | $866,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 64,579 | $866,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 14,912 | $861,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 17,956 | $860,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 110,000 | $859,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 18,043 | $858,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 39,637 | $858,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 82,433 | $857,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 64,702 | $857,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 28,450 | $855,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 64,450 | $854,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 91,325 | $854,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 139,185 | $852,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 55,617 | $851,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 34,152 | $850,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 17,786 | $849,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 11,091 | $849,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,107 | $848,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 24,267 | $847,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 97,913 | $847,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 37,186 | $844,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 57,294 | $841,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 48,504 | $841,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 68,353 | $838,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 105,502 | $838,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 23,500 | $837,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 55,018 | $833,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 107,895 | $833,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 76,707 | $829,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 47,500 | $828,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 60,656 | $828,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 37,500 | $824,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 21,738 | $824,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 13,032 | $823,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 88,700 | $821,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,700 | $821,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 32,105 | $821,000 | thousands by filing date | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 35,504 | $820,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 17,010 | $820,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 18,574 | $820,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 78,495 | $819,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 9,935 | $818,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 98,593 | $818,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 29,624 | $818,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 113,200 | $814,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 22,505 | $812,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 17,271 | $811,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 61,572 | $810,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 9,358 | $809,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 41,941 | $806,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 11,240 | $806,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 77,625 | $805,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 77,657 | $803,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 13,662 | $800,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 14,643 | $799,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 12,053 | $799,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 26,591 | $798,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,700 | $798,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,782 | $797,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 33,300 | $797,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 18,061 | $795,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 27,546 | $794,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 114,941 | $791,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 28,889 | $791,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 48,600 | $789,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 36,754 | $789,000 | thousands by filing date | |
| CREDIT SUISSE GRP GUERNSEY I | G25320AQ8 | DEBT 7.875% 2/2 | 788,000 | $788,000 | thousands by filing date | principal |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 74,299 | $787,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 51,571 | $786,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 39,025 | $785,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10,851 | $784,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 38,963 | $783,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $782,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 23,509 | $782,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $781,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $781,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 5,729 | $781,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 7,123 | $780,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 33,357 | $779,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 25,200 | $778,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,367 | $778,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 90,800 | $775,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 19,775 | $775,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 18,730 | $774,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 29,565 | $774,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 38,300 | $771,000 | thousands by filing date | call |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 41,249 | $770,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 12,492 | $769,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 40,466 | $767,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 50,000 | $767,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 100,321 | $766,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 54,169 | $763,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 44,077 | $763,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 11,209 | $763,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 22,260 | $762,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 49,355 | $762,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 33,332 | $760,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 55,409 | $760,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 69,911 | $759,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 40,627 | $758,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 70,988 | $758,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 52,427 | $757,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 19,512 | $756,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 22,443 | $754,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 17,446 | $753,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 54,349 | $751,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13,497 | $750,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 66,807 | $750,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 55,040 | $750,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 100,000 | $749,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 28,400 | $749,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 13,225 | $747,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 8,256 | $745,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 46,900 | $745,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,000 | $744,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 40,000 | $743,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 56,899 | $741,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 44,725 | $740,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 71,697 | $740,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,217 | $739,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 80,250 | $739,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 16,608 | $737,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 22,023 | $736,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 31,319 | $736,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 8,759 | $736,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 29,130 | $735,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 38,612 | $734,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 28,411 | $734,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 11,876 | $733,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,435 | $733,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 20,000 | $733,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,209 | $733,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,304 | $732,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 99,686 | $732,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 141,987 | $731,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 47,628 | $731,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 2,617,400 | $729,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 20,448 | $724,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 42,162 | $724,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 183,334 | $724,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 25,764 | $722,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 33,540 | $722,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,368 | $721,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 14,621 | $721,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 14,198 | $720,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,055 | $718,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 100,525 | $717,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 78,100 | $717,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,500 | $715,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,421 | $713,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 60,000 | $713,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 55,083 | $709,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 45,482 | $705,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 50,390 | $704,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 10,747 | $702,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 16,495 | $702,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 18,785 | $701,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,161 | $701,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 31,616 | $700,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12,022 | $699,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 19,723 | $698,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,000 | $697,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,247 | $696,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 15,000 | $695,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 13,461 | $694,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,302 | $693,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 14,943 | $693,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 29,808 | $693,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 22,600 | $692,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 20,000 | $692,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 16,819 | $692,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 26,603 | $692,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 74,096 | $691,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 46,663 | $691,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 16,800 | $690,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 61,247 | $690,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 31,308 | $690,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 38,494 | $688,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,914 | $687,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 134,572 | $687,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 41,598 | $686,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,883 | $684,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 43,400 | $684,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 27,500 | $684,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 80,000 | $681,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 17,831 | $679,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 66,554 | $679,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 29,593 | $678,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 14,163 | $678,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 15,000 | $678,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 227,536 | $678,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 33,831 | $676,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 7,283 | $675,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 47,940 | $675,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 31,100 | $674,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 106,032 | $674,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 9,000 | $674,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 26,056 | $673,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14,718 | $671,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 18,514 | $671,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 23,595 | $670,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 7,515 | $670,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 92,310 | $668,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $667,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 20,760 | $667,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 57,924 | $666,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 58,909 | $664,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 100,000 | $663,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 41,147 | $663,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 31,470 | $663,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 38,364 | $663,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 30,984 | $662,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 44,410 | $661,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 11,899 | $659,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 43,678 | $659,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 21,518 | $656,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 9,597 | $656,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 38,929 | $656,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 21,012 | $656,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 38,047 | $655,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 9,203 | $655,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 102,437 | $655,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 36,700 | $654,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 9,416 | $654,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 14,186 | $653,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 271,905 | $653,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 40,403 | $652,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 6,683 | $651,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 36,005 | $650,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 40,073 | $650,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 46,206 | $648,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 100,959 | $648,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505855 | REX GL HD FTSE | 23,545 | $648,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 9,709 | $646,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 75,000 | $645,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 86,674 | $644,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 222,690 | $644,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 445,000 | $644,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 16,024 | $643,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 18,226 | $643,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 47,548 | $643,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 6,398 | $642,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 30,741 | $641,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 71,816 | $640,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10,100 | $639,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 42,320 | $639,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 29,195 | $639,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 138,268 | $639,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 317,550 | $639,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 11,215 | $638,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 22,542 | $638,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 27,032 | $636,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 13,500 | $635,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 20,000 | $635,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 29,882 | $635,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 28,597 | $635,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 42,116 | $634,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 28,168 | $634,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 13,634 | $633,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,052 | $632,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 21,676 | $632,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 39,258 | $632,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076539 | superseded | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-077688 | this filing | 2016-08-24 | acceptance time not in the bulk data set |