13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2016-06-30, filed 2016-08-24, with 6,493 holding rows worth $168,036,563,000.
- Accession
- 0001140361-16-077688
- Filer
- CIK 1000275
- Filed
- 2016-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, amendment of type restatement, 25,335 entries on the cover page, a total value of $168,036,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,036,563,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 29,007 | $631,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 59,600 | $630,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,306 | $629,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 15,240 | $629,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 8,571 | $628,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 260,445 | $628,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 15,407 | $627,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 13,279 | $627,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 25,453 | $625,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 34,800 | $624,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 19,847 | $624,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 25,109 | $624,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 50,251 | $624,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,750 | $623,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 56,771 | $623,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 28,348 | $621,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 12,941 | $621,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 48,284 | $620,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 31,694 | $619,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 9,282 | $618,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 39,348 | $617,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 92,754 | $616,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 54,633 | $615,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 48,894 | $614,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 90,376 | $612,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 28,451 | $611,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,979 | $611,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 46,670 | $610,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 18,659 | $609,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 24,800 | $609,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 24,762 | $608,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 47,317 | $608,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 24,997 | $607,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 18,207 | $606,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,810 | $604,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 129,667 | $604,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 31,869 | $604,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 19,714 | $602,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 13,751 | $602,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 37,926 | $601,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 34,853 | $600,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 27,925 | $600,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 22,475 | $600,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 46,350 | $599,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 11,685 | $598,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,200 | $597,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 44,453 | $597,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 8,912 | $595,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $595,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,775 | $595,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 45,000 | $593,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 14,082 | $590,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 19,759 | $590,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 16,993 | $588,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 25,000 | $588,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 18,749 | $587,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 21,460 | $587,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 44,645 | $586,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,025 | $586,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 26,166 | $585,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 34,118 | $584,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 40,610 | $583,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 39,837 | $578,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 37,214 | $578,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 11,280 | $577,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 34,343 | $576,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 5,852 | $575,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $575,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 12,840 | $573,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 28,151 | $573,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 18,509 | $573,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 42,100 | $570,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 53,349 | $569,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 11,324 | $569,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 35,000 | $569,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 6,615 | $568,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 54,500 | $567,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 41,800 | $567,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,500 | $567,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 7,366 | $565,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 21,403 | $565,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 20,265 | $564,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 12,948 | $564,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 55,395 | $564,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 191,479 | $564,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 21,437 | $564,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 280,000 | $563,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 15,234 | $563,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 80,633 | $562,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 155,677 | $561,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 11,565 | $561,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9,397 | $560,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 22,760 | $560,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,000 | $559,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 21,428 | $558,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 60,737 | $558,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 116,600 | $557,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 23,804 | $555,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 44,462 | $555,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 49,446 | $554,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 35,365 | $554,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 6,956 | $553,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,072 | $552,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 22,158 | $552,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 26,924 | $551,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 93,182 | $551,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 47,414 | $551,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,240 | $550,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 136,800 | $549,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 90,405 | $549,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 69,486 | $549,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 57,631 | $548,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,826 | $547,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 23,626 | $547,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 36,277 | $547,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 8,411 | $546,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 70,951 | $545,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 42,003 | $545,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,800 | $544,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 446,327 | $544,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 64,327 | $543,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 50,444 | $543,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 10,464 | $542,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 140,524 | $541,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 9,364 | $541,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 10,800 | $539,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 40,100 | $539,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 19,317 | $539,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 11,273 | $538,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 28,463 | $533,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,200 | $532,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 9,485 | $531,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 33,607 | $531,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4,580 | $530,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 17,867 | $530,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 9,942 | $529,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 14,988 | $529,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 10,227 | $528,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 15,300 | $528,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17,000 | $528,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 50,000 | $528,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 56,530 | $528,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 36,448 | $527,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,500 | $527,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 96,658 | $527,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 92,597 | $526,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,471 | $525,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,100 | $525,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,100 | $525,000 | thousands by filing date | call |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 41,227 | $525,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 36,163 | $524,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,100 | $523,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 17,704 | $523,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 14,641 | $523,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 31,624 | $523,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,828 | $522,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 20,988 | $522,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 6,810 | $522,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,387 | $520,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,205 | $520,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 40,570 | $520,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 42,293 | $519,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 22,669 | $518,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 27,855 | $517,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 38,528 | $517,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 20,400 | $516,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 15,259 | $514,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 30,225 | $514,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 33,123 | $514,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 90,362 | $513,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 14,375 | $513,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 23,741 | $512,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,104 | $511,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 7,773 | $511,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 30,195 | $511,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 9,844 | $511,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 37,094 | $511,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 32,683 | $510,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,650 | $509,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 34,077 | $508,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 9,897 | $507,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 7,657 | $506,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 32,425 | $506,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 13,560 | $505,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,950 | $505,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 20,659 | $505,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 94,837 | $504,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,100 | $503,000 | thousands by filing date | call |
| VIRTUS TOTAL | 92829A103 | COM | 108,508 | $503,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 73,235 | $502,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 24,771 | $502,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 33,801 | $502,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 52,700 | $501,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 41,770 | $500,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 18,462 | $500,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 44,729 | $500,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 6,096 | $499,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,009 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 11,747 | $499,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,279 | $499,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 80,007 | $499,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 43,283 | $498,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 21,710 | $498,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 72,021 | $498,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,945 | $497,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 26,472 | $497,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 47,839 | $497,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 500,000 | $497,000 | thousands by filing date | principal |
| FS BANCORP INC | 30263Y104 | COM | 19,562 | $496,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,600 | $496,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,599 | $495,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 22,963 | $495,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,800 | $494,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 11,853 | $494,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 53,367 | $494,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 10,915 | $492,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 72,500 | $491,000 | thousands by filing date | |
| MGC | 921910873 | COM | 6,854 | $490,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $490,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 23,721 | $490,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,958 | $490,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 25,715 | $489,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 13,171 | $488,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 7,386 | $486,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 151,165 | $486,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 39,785 | $485,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 19,010 | $484,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 20,470 | $484,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 63,650 | $484,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 27,789 | $484,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 32,871 | $484,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,300 | $483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 21,376 | $483,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 42,575 | $483,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 7,724 | $482,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 49,723 | $482,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 10,424 | $481,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 17,860 | $481,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 18,935 | $481,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 4,781 | $480,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 141,571 | $480,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 26,585 | $480,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 19,512 | $479,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 12,351 | $479,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 25,676 | $479,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 106,981 | $477,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 46,337 | $477,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 373,285 | $477,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,795 | $475,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,153 | $474,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 51,000 | $474,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 64,190 | $474,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 32,420 | $473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 16,584 | $472,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 16,775 | $472,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 50,914 | $471,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 29,495 | $471,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 21,223 | $471,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 17,409 | $469,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,681 | $469,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,600 | $468,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,900 | $468,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 50,690 | $467,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 19,179 | $466,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 6,356 | $466,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 7,277 | $464,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 19,662 | $462,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 385,357 | $462,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 4,579 | $461,000 | thousands by filing date | |
| DBX ETF TR | 233051572 | XTRCK MSC AUSTLA | 19,889 | $461,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 34,194 | $460,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 37,400 | $460,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,200 | $458,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 30,972 | $458,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 32,304 | $458,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 35,366 | $458,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 11,506 | $456,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,000 | $456,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 71,887 | $456,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 28,700 | $456,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,700 | $455,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 20,954 | $455,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 14,089 | $453,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 98,732 | $453,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 69,476 | $452,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 29,000 | $452,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 17,300 | $451,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 29,483 | $451,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 42,600 | $451,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,920 | $451,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,704 | $450,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 28,164 | $449,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 23,690 | $448,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,878 | $448,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 30,034 | $447,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 142,601 | $446,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,661 | $445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 18,295 | $445,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 67,028 | $444,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 13,500 | $443,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 14,498 | $443,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 23,640 | $443,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,900 | $442,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,730 | $442,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 19,162 | $440,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,783 | $439,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 64,897 | $438,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 69,271 | $438,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 45,415 | $437,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 23,127 | $437,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 11,102 | $437,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 11,990 | $437,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 412,440 | $437,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 6,779 | $437,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,455 | $436,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 15,146 | $436,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,288 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 15,553 | $434,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90273A108 | WLS FRG MLP EX | 27,200 | $434,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 12,324 | $433,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 17,736 | $430,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 27,221 | $430,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 10,511 | $430,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,400 | $429,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 12,813 | $429,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 26,075 | $429,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 41,269 | $428,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 30,962 | $427,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 18,270 | $427,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 7,305 | $424,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,314 | $424,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,007 | $424,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 23,967 | $423,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 72,655 | $422,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,214 | $421,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 19,911 | $421,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 18,208 | $421,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 45,743 | $421,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 17,417 | $420,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 12,682 | $420,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 23,262 | $419,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 17,151 | $418,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 15,499 | $416,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 16,740 | $416,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,925 | $415,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 30,000 | $415,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,393 | $415,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $415,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,155 | $415,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 22,940 | $414,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 37,158 | $414,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $413,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 75,382 | $413,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 335,941 | $413,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 69,003 | $412,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 33,018 | $411,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,142 | $410,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 22,438 | $410,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 50,300 | $410,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 12,706 | $409,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 14,960 | $408,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 4,863 | $408,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 8,087 | $407,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 13,671 | $407,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,448 | $407,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 22,793 | $407,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,824 | $406,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 40,405 | $406,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 38,328 | $404,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 21,356 | $403,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 22,488 | $403,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 27,500 | $403,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 16,000 | $402,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 18,245 | $402,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 5,000 | $402,000 | thousands by filing date | call |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $402,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 64,395 | $402,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 23,704 | $402,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 7,834 | $401,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 27,457 | $401,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 51,381 | $400,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 16,292 | $399,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 8,625 | $399,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 24,990 | $399,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 25,199 | $398,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 15,300 | $398,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 37,798 | $398,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 32,402 | $395,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 19,439 | $395,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,858 | $395,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 22,125 | $395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 13,894 | $395,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 9,400 | $394,000 | thousands by filing date | put |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $393,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 18,734 | $393,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 37,000 | $393,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 30,700 | $392,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 29,880 | $392,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 11,712 | $392,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 14,430 | $390,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 19,136 | $390,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 46,132 | $390,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 50,000 | $390,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 50,385 | $390,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 10,956 | $389,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,000 | $389,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8,454 | $388,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 23,846 | $388,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 66,910 | $387,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 7,370 | $386,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 20,372 | $386,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,064 | $386,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 101,017 | $386,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 50,000 | $386,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 32,359 | $385,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 12,848 | $385,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 4,689 | $385,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 25,636 | $384,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 14,788 | $384,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 25,419 | $383,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 63,716 | $383,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $382,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 52,500 | $382,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 23,001 | $382,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,820 | $381,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 30,600 | $381,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 26,489 | $380,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 21,598 | $380,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,484 | $379,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 107,891 | $379,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $377,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 7,354 | $375,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 51,000 | $375,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 13,666 | $375,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 101,100 | $375,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 11,423 | $375,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717P104 | COM | 38,154 | $374,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 7,468 | $374,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 41,141 | $374,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 11,491 | $373,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 23,084 | $372,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 13,794 | $372,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,007 | $372,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 11,258 | $372,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 23,601 | $372,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 8,606 | $370,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 93,558 | $370,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 19,026 | $370,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 35,212 | $370,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 11,220 | $369,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 11,200 | $368,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,532 | $368,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 20,157 | $368,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 8,734 | $368,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 6,560 | $368,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 10,050 | $367,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,471 | $367,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,970 | $367,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 31,574 | $366,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 14,563 | $366,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $365,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 25,308 | $364,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,600 | $364,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 25,174 | $362,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 34,118 | $362,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,400 | $361,000 | thousands by filing date | call |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,786 | $361,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 33,384 | $361,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 29,410 | $360,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 18,371 | $360,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 13,500 | $360,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 25,300 | $359,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 16,892 | $358,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 22,736 | $358,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 16,633 | $357,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 33,600 | $357,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 20,906 | $356,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,763 | $355,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 44,323 | $355,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 866 | $354,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 10,748 | $353,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 16,658 | $353,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,120 | $352,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 10,413 | $352,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 9,173 | $351,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 23,547 | $350,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 23,131 | $350,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 50,443 | $350,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 22,486 | $350,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 45,133 | $348,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,048 | $347,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 17,043 | $347,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 9,100 | $347,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 20,668 | $347,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 34,277 | $346,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 26,532 | $346,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 9,354 | $346,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 29,495 | $345,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 35,914 | $345,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,455 | $344,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-076539 | superseded | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-077688 | this filing | 2016-08-24 | acceptance time not in the bulk data set |