13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 4,182 holding rows worth $90,255,114,000.
- Accession
- 0001140361-16-075927
- Filer
- CIK 824468
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 17,963 entries on the cover page, a total value of $90,255,114,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,255,114,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,963 | $134,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 13,883 | $133,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 33,220 | $133,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 16,838 | $133,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 17,731 | $131,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,493 | $131,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 29,113 | $131,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 53,320 | $130,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,965 | $129,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 25,303 | $129,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 29,116 | $129,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 11,410 | $128,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,194 | $128,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 37,943 | $128,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 20,321 | $126,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 16,069 | $126,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,665 | $126,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 32,113 | $126,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 26,118 | $125,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 197,207 | $125,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 12,097 | $125,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 41,874 | $124,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 210,203 | $124,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 10,311 | $123,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 32,205 | $121,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 22,843 | $120,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 163,528 | $120,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 32,593 | $120,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 19,090 | $120,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 18,078 | $119,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 27,338 | $117,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 88,949 | $116,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 20,775 | $115,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,768 | $114,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,444 | $112,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 42,890 | $112,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 56,346 | $112,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 105,113 | $111,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,335 | $111,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 13,524 | $110,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 15,980 | $109,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 23,999 | $109,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 18,073 | $108,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 18,140 | $106,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 12,998 | $106,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 14,228 | $106,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,689 | $105,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 44,061 | $105,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 16,250 | $105,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 17,787 | $105,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,722 | $104,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,816 | $104,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 17,528 | $104,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,220 | $104,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 45,575 | $103,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,552 | $103,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 37,162 | $103,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 14,446 | $101,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,178 | $101,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 87,636 | $101,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 82,007 | $101,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 13,712 | $100,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 11,941 | $98,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 80,057 | $98,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 12,547 | $97,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,944 | $96,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 207,773 | $96,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 16,795 | $95,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 15,943 | $95,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,271 | $95,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 16,665 | $94,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 12,176 | $94,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 319,930 | $92,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 11,390 | $91,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 51,321 | $91,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,129 | $90,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 60,617 | $89,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,402 | $89,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 11,407 | $89,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,231 | $88,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,229 | $88,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 17,431 | $87,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 15,842 | $87,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 17,451 | $86,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 14,540 | $84,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 66,894 | $84,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 26,308 | $84,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 39,457 | $84,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 28,139 | $84,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 14,156 | $84,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 25,841 | $82,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 12,596 | $82,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,197 | $80,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 12,973 | $80,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 15,099 | $80,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,689 | $79,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 16,890 | $77,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 30,121 | $77,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 14,731 | $76,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 14,885 | $76,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 15,251 | $75,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 43,980 | $74,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 33,050 | $74,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 56,500 | $73,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 23,397 | $73,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 60,520 | $73,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 26,001 | $73,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 15,796 | $72,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,567 | $72,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 58,299 | $72,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 160,687 | $72,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 14,545 | $72,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 12,999 | $72,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,474 | $70,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 35,405 | $70,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 266,021 | $69,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 12,362 | $69,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,083 | $68,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 15,410 | $67,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 20,042 | $67,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,392 | $67,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,287 | $66,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,051 | $65,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 26,810 | $65,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 137,676 | $64,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 14,959 | $64,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 14,794 | $64,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 41,900 | $62,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 16,669 | $61,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 15,043 | $61,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,765 | $60,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 11,320 | $60,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,942 | $60,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,359 | $60,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 16,990 | $59,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 26,271 | $58,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 15,194 | $58,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 38,052 | $58,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 31,906 | $58,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 15,310 | $58,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 22,200 | $57,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 36,257 | $57,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 57,067 | $56,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 175,806 | $54,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 34,772 | $54,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 24,493 | $54,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 17,954 | $53,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,174 | $52,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 21,426 | $51,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,122 | $50,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 18,813 | $49,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 16,553 | $49,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,698 | $47,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781268AB3 | Bond | 40,000 | $47,000 | thousands by filing date | principal |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 10,867 | $44,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 85,423 | $43,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 23,919 | $43,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 30,347 | $43,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 23,610 | $43,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 21,671 | $42,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 22,672 | $41,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 50,250 | $41,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 10,345 | $41,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 13,085 | $40,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 12,776 | $40,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,751 | $39,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,694 | $36,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 14,841 | $34,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,482 | $33,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,343 | $33,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 25,003 | $33,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 11,999 | $33,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 26,749 | $30,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 50,000 | $29,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 15,626 | $25,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 28,209 | $18,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 39,117 | $17,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 20,880 | $9,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 25,793 | $8,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 196,358 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-075927 | this filing | 2016-08-11 | acceptance time not in the bulk data set |