13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 4,182 holding rows worth $90,255,114,000.
- Accession
- 0001140361-16-075927
- Filer
- CIK 824468
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 17,963 entries on the cover page, a total value of $90,255,114,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,255,114,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHOE STA GROUP INC | 824889109 | COM | 17,586 | $440,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 51,796 | $440,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 46,163 | $440,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 11,724 | $440,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 27,935 | $437,000 | thousands by filing date | principal |
| BLUE NILE INC | 09578R103 | COM | 15,870 | $435,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 47,906 | $434,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 6,886 | $434,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 35,129 | $432,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 41,934 | $432,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 19,687 | $432,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 20,181 | $432,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 16,454 | $432,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 48,756 | $431,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 39,167 | $431,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 9,000 | $430,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 48,494 | $427,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 47,650 | $426,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 20,088 | $426,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 51,980 | $424,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 55,090 | $423,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,108 | $421,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 41,876 | $420,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,090 | $418,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 314,181 | $418,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 244,804 | $418,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 16,365 | $417,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 12,260 | $416,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 28,692 | $416,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,386 | $413,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 10,279 | $411,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 19,402 | $411,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 113,473 | $410,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 121,150 | $410,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 18,167 | $410,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 37,959 | $409,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 29,393 | $409,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 48,492 | $409,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 53,925 | $409,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 78,472 | $408,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 15,412 | $408,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 71,014 | $408,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 35,947 | $406,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 26,290 | $404,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 280,934 | $404,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 27,310 | $404,000 | thousands by filing date | principal |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 28,947 | $403,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 28,303 | $402,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 21,493 | $401,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 24,036 | $399,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 14,563 | $398,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 41,160 | $397,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 37,164 | $397,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 13,990 | $396,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,455 | $395,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 8,000 | $395,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 12,075 | $393,000 | thousands by filing date | principal |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 119,113 | $393,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 34,894 | $392,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 19,605 | $391,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 24,528 | $389,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 61,279 | $388,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 15,735 | $388,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 19,485 | $388,000 | thousands by filing date | principal |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 57,561 | $387,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 18,413 | $385,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 27,628 | $384,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 3,112 | $384,000 | thousands by filing date | principal |
| SEACHANGE INTL INC | 811699107 | COM | 120,213 | $383,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 58,405 | $383,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 20,121 | $382,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 48,793 | $381,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 47,020 | $381,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 29,763 | $381,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,600 | $380,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,935 | $379,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 14,344 | $379,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 63,168 | $377,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 26,807 | $374,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 20,951 | $374,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 24,590 | $373,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 27,238 | $371,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 30,623 | $371,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 17,546 | $371,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 159,091 | $370,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 31,675 | $370,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 51,898 | $370,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 19,216 | $369,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 29,532 | $368,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,000 | $368,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 129,571 | $367,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,193 | $366,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 23,776 | $366,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 29,388 | $365,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 58,262 | $365,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,116 | $365,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 22,389 | $365,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 12,505 | $364,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,269 | $364,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 21,505 | $364,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 12,307 | $364,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 4,510 | $363,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 31,836 | $362,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 314,138 | $361,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,528 | $361,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 9,876 | $359,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 60,343 | $358,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 27,643 | $358,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 113,984 | $357,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 20,000 | $356,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,023 | $356,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 6,723 | $356,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,048 | $356,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,344 | $356,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 29,419 | $355,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 143,339 | $354,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 89,659 | $354,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 7,648 | $354,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,674 | $352,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 220,548 | $352,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 19,390 | $352,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 26,028 | $351,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 83,074 | $351,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 85,296 | $350,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 157,104 | $348,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 46,643 | $348,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 20,501 | $347,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 31,784 | $346,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 22,356 | $346,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,000 | $345,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 39,559 | $345,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 366,734 | $345,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,900 | $344,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 13,485 | $344,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 65,585 | $344,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 10,688 | $343,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 9,165 | $343,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 144,816 | $342,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 9,960 | $341,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 229,567 | $341,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 24,750 | $341,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 17,306 | $340,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 20,000 | $338,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 24,852 | $338,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 44,603 | $337,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 48,138 | $337,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,329 | $336,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 15,494 | $336,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 10,676 | $334,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 40,770 | $334,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 38,765 | $333,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,252 | $333,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 25,637 | $332,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,159 | $332,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 51,895 | $329,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 11,000 | $328,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 27,490 | $326,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 20,529 | $326,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 26,529 | $325,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 41,124 | $324,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 18,642 | $324,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 138,307 | $324,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 29,659 | $324,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 13,995 | $323,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 14,654 | $323,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 5,609 | $323,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 37,034 | $322,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 21,390 | $321,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,617 | $317,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 274,155 | $317,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 7,423 | $317,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 26,171 | $317,000 | thousands by filing date | principal |
| CSW INDUSTRIALS INC | 126402106 | COM | 9,684 | $316,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,198 | $316,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 9,829 | $315,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 51,277 | $314,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,191 | $309,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 74,663 | $309,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 49,327 | $309,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 33,851 | $306,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 20,661 | $305,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,600 | $304,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 44,054 | $304,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 44,500 | $304,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 28,152 | $303,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 425,076 | $302,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 79,410 | $302,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 126,728 | $302,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 44,792 | $301,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 28,643 | $300,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 177,962 | $299,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 48,598 | $299,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 16,742 | $298,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 48,863 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,052 | $297,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 31,598 | $297,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,738 | $297,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 127,399 | $296,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,247 | $296,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 20,706 | $296,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 129,386 | $296,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,270 | $295,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 60,071 | $293,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 208,056 | $293,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 124,421 | $293,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,169 | $292,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 24,236 | $292,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 36,607 | $292,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 156,448 | $291,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 28,277 | $291,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,014 | $290,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 32,122 | $290,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 12,952 | $290,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 23,427 | $290,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 13,500 | $288,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 17,971 | $287,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 54,309 | $287,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 13,452 | $286,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $285,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 94,745 | $285,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 26,964 | $285,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,187 | $283,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 140,978 | $283,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 46,779 | $282,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 61,238 | $281,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 21,305 | $279,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 108,208 | $279,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 25,805 | $278,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 35,112 | $277,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 20,123 | $277,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 25,445 | $276,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 418,487 | $276,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,616 | $275,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 17,581 | $275,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 24,784 | $275,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 24,418 | $274,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 49,188 | $273,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 123,437 | $272,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 8,401 | $272,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,354 | $271,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 67,311 | $271,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 22,487 | $271,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 60,078 | $270,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 38,386 | $269,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 16,379 | $268,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 51,833 | $266,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 31,560 | $266,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 15,882 | $265,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 17,670 | $264,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,533 | $263,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 201,784 | $263,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 19,685 | $263,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 14,960 | $261,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 28,445 | $260,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 32,519 | $260,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9,230 | $260,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,565 | $259,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 9,949 | $258,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 7,535 | $257,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,486 | $257,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,000 | $255,000 | thousands by filing date | put |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 11,186 | $255,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 19,544 | $254,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 35,881 | $254,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 43,916 | $254,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 15,779 | $253,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 16,414 | $251,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,657 | $251,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 30,694 | $250,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 40,347 | $250,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,000 | $250,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 38,610 | $249,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 16,568 | $249,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 32,716 | $249,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 280,000 | $249,000 | thousands by filing date | principal |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 12,210 | $248,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 18,233 | $247,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,917 | $247,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 56,173 | $247,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,671 | $245,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 22,767 | $245,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 55,138 | $244,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 109,602 | $244,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 10,509 | $243,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 32,443 | $242,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 44,038 | $242,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,652 | $240,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,414 | $240,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 21,651 | $239,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 30,622 | $238,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 39,838 | $237,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 23,830 | $237,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,196 | $236,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 86,084 | $236,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 68,859 | $236,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 57,667 | $236,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 8,240 | $235,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 17,237 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,166 | $234,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 39,235 | $234,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 14,511 | $233,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 33,921 | $233,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 9,487 | $232,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 43,389 | $231,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3,003 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,224 | $229,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 104,397 | $229,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 19,612 | $229,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 135,155 | $228,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 13,458 | $228,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,883 | $227,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 20,100 | $226,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 28,824 | $226,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 24,391 | $225,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 11,550 | $224,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 8,328 | $224,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 62,437 | $224,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 98,090 | $223,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 40,787 | $223,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,993 | $223,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 21,117 | $223,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,080 | $223,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 104,151 | $223,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 20,189 | $223,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 19,987 | $222,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,873 | $221,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 9,774 | $221,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 84,243 | $221,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,294 | $220,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 5,880 | $220,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 43,875 | $219,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 19,320 | $219,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $219,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 11,961 | $217,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 14,854 | $217,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 408,429 | $217,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 22,839 | $216,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 41,388 | $216,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 9,488 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $215,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 34,724 | $215,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,159 | $214,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 30,535 | $214,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 19,124 | $213,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 16,030 | $212,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 26,464 | $212,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 25,590 | $212,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 20,775 | $210,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 26,823 | $210,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 17,376 | $209,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 12,909 | $209,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 134,549 | $209,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 314,833 | $209,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 57,841 | $208,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 48,126 | $208,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 107,937 | $208,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 38,378 | $208,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 5,274 | $206,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 17,150 | $206,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 18,865 | $206,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 11,762 | $206,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 25,796 | $206,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,872 | $205,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,668 | $205,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 19,891 | $205,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 405,159 | $204,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 17,270 | $202,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 15,393 | $201,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 26,045 | $201,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 12,110 | $201,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 36,596 | $201,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,174 | $200,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 13,703 | $198,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 53,183 | $198,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 69,168 | $197,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 50,120 | $197,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 21,993 | $195,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 11,493 | $195,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,879 | $195,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 38,706 | $194,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 24,593 | $194,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 20,445 | $194,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 54,349 | $193,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 31,023 | $193,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,315 | $192,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 10,100 | $192,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 218,269 | $191,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 30,571 | $191,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 36,964 | $191,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 58,518 | $191,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 48,455 | $190,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 13,816 | $189,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 10,184 | $186,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 74,952 | $186,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 100,000 | $186,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 11,557 | $185,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,921 | $185,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 92,932 | $185,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,828 | $183,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 216,868 | $182,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,289 | $182,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,002 | $180,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 34,023 | $180,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 19,839 | $180,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 425,412 | $179,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 11,329 | $179,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 13,869 | $178,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,314 | $178,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 63,482 | $176,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 44,593 | $176,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 76,691 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $175,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 20,109 | $175,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 19,520 | $175,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 14,010 | $174,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 11,303 | $174,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 40,500 | $173,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 60,635 | $173,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,488 | $172,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,400 | $172,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 16,586 | $172,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 38,900 | $172,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 27,814 | $172,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 23,796 | $172,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 13,237 | $171,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 85,173 | $170,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,032 | $170,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 22,495 | $169,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,239 | $169,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 26,755 | $169,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 14,333 | $169,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 26,617 | $168,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 13,903 | $167,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 27,533 | $167,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 26,751 | $167,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 15,479 | $167,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 41,045 | $166,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 154,402 | $165,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 35,644 | $164,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 11,279 | $164,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 54,112 | $163,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 29,400 | $163,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 16,497 | $162,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 24,610 | $160,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 16,433 | $160,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 437,513 | $159,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 54,846 | $159,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 44,551 | $159,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 33,760 | $159,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,439 | $158,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 19,650 | $158,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 463,792 | $158,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 49,696 | $157,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 18,421 | $156,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 28,058 | $155,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 41,420 | $155,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 55,196 | $154,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 11,547 | $154,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 23,377 | $154,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 12,891 | $154,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 23,092 | $154,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,251 | $153,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 123,076 | $153,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 21,017 | $153,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 21,221 | $152,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 12,836 | $152,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 12,861 | $152,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,654 | $151,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,467 | $150,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 55,291 | $149,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 20,212 | $149,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 32,981 | $148,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 30,196 | $148,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 638,881 | $148,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 52,440 | $148,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 84,500 | $148,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,635 | $148,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 44,620 | $147,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 89,115 | $147,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 264,859 | $146,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 57,378 | $146,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 264,601 | $146,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 32,996 | $145,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,612 | $145,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 127,855 | $144,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 34,446 | $144,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 47,308 | $144,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 26,017 | $143,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,877 | $142,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,470 | $141,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,437 | $140,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 92,152 | $140,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 233,223 | $140,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 13,551 | $139,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 24,104 | $137,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 26,312 | $137,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 57,888 | $136,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 25,096 | $136,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 18,417 | $135,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 109,383 | $135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-075927 | this filing | 2016-08-11 | acceptance time not in the bulk data set |