13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 4,182 holding rows worth $90,255,114,000.
- Accession
- 0001140361-16-075927
- Filer
- CIK 824468
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 17,963 entries on the cover page, a total value of $90,255,114,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,255,114,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 45,564 | $919,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 12,568 | $917,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 21,620 | $916,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 58,947 | $916,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 37,194 | $916,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 12,879 | $916,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 99,600 | $915,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 38,075 | $915,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 18,231 | $914,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 31,125 | $914,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 24,097 | $914,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 67,093 | $912,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 23,135 | $911,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 35,869 | $910,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 110,851 | $908,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 88,981 | $908,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 34,969 | $907,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 24,779 | $907,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 67,565 | $906,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 61,550 | $906,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 23,867 | $903,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 35,892 | $902,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,742 | $901,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 8,000 | $900,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 44,236 | $899,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 55,228 | $898,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 39,609 | $897,000 | thousands by filing date | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 30,896 | $896,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 829,000 | $896,000 | thousands by filing date | principal |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 34,833 | $893,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 950,000 | $893,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 66,916 | $892,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 14,167 | $888,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 51,312 | $888,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 179,431 | $888,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 62,982 | $886,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 66,736 | $884,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 130,556 | $883,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 97,898 | $883,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 45,874 | $883,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 47,630 | $882,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 48,396 | $881,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 88,196 | $878,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 18,639 | $876,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 32,479 | $876,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 13,804 | $876,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 25,202 | $875,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 221,200 | $874,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 60,826 | $873,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 30,045 | $873,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 24,535 | $872,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 61,922 | $868,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 302 | $867,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 45,563 | $867,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 26,057 | $866,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 52,213 | $865,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 138,801 | $864,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 53,879 | $862,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 52,074 | $860,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 18,860 | $859,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 129,319 | $856,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 21,543 | $854,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 51,800 | $853,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 53,734 | $848,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 46,111 | $847,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 62,963 | $846,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 131,917 | $844,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 236,532 | $843,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 63,199 | $842,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 24,196 | $841,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 88,343 | $841,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,582 | $839,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 90,258 | $839,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 92,105 | $838,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 72,537 | $837,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 138,372 | $832,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 46,365 | $830,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 64,473 | $830,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 52,346 | $829,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 34,741 | $829,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,939 | $829,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 43,681 | $828,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 92,044 | $827,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,917 | $825,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 25,000 | $822,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 24,450 | $821,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 30,615 | $820,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 54,903 | $818,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 19,455 | $817,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 28,367 | $817,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 105,645 | $813,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 56,447 | $811,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 175,448 | $811,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 66,333 | $811,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 37,150 | $810,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 93,158 | $810,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 26,116 | $809,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 22,200 | $807,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 50,586 | $807,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 60,065 | $806,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 78,448 | $804,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 66,252 | $804,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 21,717 | $803,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 71,958 | $802,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 74,191 | $801,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 41,261 | $797,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 63,462 | $797,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 25,796 | $797,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 42,371 | $796,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 18,532 | $796,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 254,285 | $796,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 69,647 | $796,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 91,648 | $796,000 | thousands by filing date | principal |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 43,432 | $795,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 38,700 | $793,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 44,825 | $793,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 32,861 | $793,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 129,721 | $791,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 56,576 | $791,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 9,802 | $791,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 148,481 | $790,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 88,276 | $787,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,000 | $786,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,129 | $786,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 13,035 | $786,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 53,803 | $786,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 109,122 | $785,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 20,332 | $784,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 30,213 | $783,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 39,480 | $782,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 52,828 | $782,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 33,243 | $782,000 | thousands by filing date | principal |
| MCGRATH RENTCORP | 580589109 | COM | 25,546 | $781,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 40,628 | $781,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 30,000 | $779,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 33,900 | $779,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 52,395 | $778,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 39,882 | $778,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 455,000 | $778,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 13,708 | $778,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 56,576 | $777,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 12,801 | $777,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 18,561 | $774,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 96,815 | $773,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 71,340 | $773,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 19,605 | $770,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 148,281 | $768,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,130,000 | $766,000 | thousands by filing date | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 27,527 | $765,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 50,677 | $765,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 37,300 | $764,000 | thousands by filing date | call |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 48,282 | $759,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 258,321 | $759,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26,529 | $758,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 14,723 | $758,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 20,356 | $758,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 16,715 | $756,000 | thousands by filing date | principal |
| XENOPORT INC | 98411C100 | COM | 107,408 | $756,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 389,124 | $754,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 32,879 | $753,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 61,183 | $752,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 14,553 | $752,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 44,832 | $750,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 97,279 | $750,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 69,300 | $749,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 40,580 | $749,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 50,357 | $746,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,687 | $746,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 113,636 | $745,000 | thousands by filing date | principal |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 195,140 | $742,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 25,240 | $741,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 218,792 | $740,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 189,878 | $737,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 43,647 | $736,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 10,000 | $736,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 56,808 | $735,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 37,230 | $735,000 | thousands by filing date | principal |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 37,221 | $734,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 76,482 | $733,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 62,585 | $732,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 34,738 | $731,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 56,786 | $730,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 37,996 | $728,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 78,876 | $726,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 77,076 | $724,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 95,016 | $722,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 33,595 | $721,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 42,047 | $720,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 18,823 | $720,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 28,900 | $717,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 48,118 | $716,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 26,101 | $715,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 85,945 | $715,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 42,080 | $714,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 44,627 | $713,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 84,145 | $712,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 40,880 | $711,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 122,724 | $711,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 43,060 | $711,000 | thousands by filing date | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,683 | $710,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 511,037 | $710,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 116,900 | $708,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 44,518 | $708,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 63,500 | $707,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 59,433 | $707,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 52,188 | $707,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 98,890 | $705,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 14,342 | $705,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 17,717 | $704,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 64,676 | $704,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 29,722 | $704,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 89,048 | $703,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 10,660 | $699,000 | thousands by filing date | principal |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 43,810 | $696,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,007 | $695,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 40,907 | $694,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 92,339 | $692,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 31,502 | $691,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 25,320 | $690,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 38,644 | $690,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 26,015 | $689,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 32,183 | $689,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 17,988 | $686,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 107,667 | $685,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 30,462 | $684,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 229,417 | $684,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 36,211 | $682,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 54,748 | $682,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 29,871 | $681,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 24,781 | $681,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 16,828 | $680,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 96,704 | $680,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 105,873 | $680,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 69,145 | $679,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 46,687 | $678,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 18,791 | $677,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 55,374 | $675,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 36,516 | $675,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 33,412 | $674,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 26,765 | $673,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 41,735 | $673,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 19,480 | $673,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,900 | $672,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 21,761 | $670,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 28,633 | $668,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 19,259 | $667,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 72,747 | $667,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 59,728 | $667,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 13,147 | $665,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 100,308 | $665,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 51,565 | $663,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 109,675 | $662,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 40,188 | $662,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 38,990 | $659,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 47,034 | $659,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 50,692 | $659,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 103,475 | $655,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 37,308 | $653,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 17,917 | $653,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 122,160 | $653,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 12,547 | $649,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 105,718 | $649,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 36,310 | $648,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 117,975 | $647,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 17,814 | $646,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 36,693 | $646,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,923 | $645,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 33,660 | $642,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 25,729 | $641,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 33,665 | $639,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 698,236 | $639,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 27,555 | $639,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 46,738 | $638,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 21,506 | $638,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 25,136 | $636,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 36,024 | $635,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 47,957 | $633,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 82,005 | $630,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 48,601 | $630,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 67,218 | $627,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 31,762 | $627,000 | thousands by filing date | principal |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 68,121 | $626,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 113,679 | $624,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 33,807 | $623,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 18,426 | $623,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 53,094 | $622,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 8,400 | $619,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 8,718 | $617,000 | thousands by filing date | principal |
| ELIZABETH ARDEN INC | 28660G106 | COM | 44,707 | $615,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 20,005 | $614,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 176,270 | $613,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 114,487 | $613,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 106,314 | $612,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 40,079 | $609,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 23,471 | $608,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 10,226 | $608,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 91,606 | $608,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 32,143 | $607,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 27,565 | $607,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 58,449 | $605,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 16,052 | $604,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 25,132 | $604,000 | thousands by filing date | principal |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 159,215 | $604,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 31,718 | $604,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 36,453 | $604,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 72,711 | $603,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 400,891 | $602,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 98,702 | $600,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 4,931 | $599,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 10,000 | $599,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 30,700 | $597,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 8,629 | $596,000 | thousands by filing date | principal |
| Q2 HLDGS INC COM | 74736L109 | Stock | 21,126 | $593,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 36,316 | $591,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 123,904 | $590,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,129 | $590,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 128,338 | $588,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6,647 | $586,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,517 | $585,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 18,293 | $585,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 32,518 | $585,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 93,331 | $583,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 38,800 | $582,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 33,276 | $581,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 37,749 | $581,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 24,366 | $578,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 90,722 | $576,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 476,624 | $576,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 47,122 | $576,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 98,417 | $573,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 48,497 | $572,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 36,217 | $572,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 21,982 | $571,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 32,485 | $571,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 427,222 | $571,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 85,606 | $570,000 | thousands by filing date | principal |
| HACKETT GROUP INC | 404609109 | COM | 40,918 | $568,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 33,357 | $568,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 10,000 | $567,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 67,606 | $567,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 27,201 | $567,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 34,822 | $566,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 8,314 | $566,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 330,092 | $565,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 537,318 | $565,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 38,704 | $564,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 22,640 | $564,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 54,089 | $563,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 63,772 | $563,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 14,776 | $562,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 18,709 | $561,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 31,478 | $561,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 44,968 | $561,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 17,778 | $559,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 34,143 | $559,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 54,530 | $558,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 30,127 | $557,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 83,149 | $556,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 90,569 | $556,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 31,854 | $555,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 179,392 | $553,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 22,354 | $547,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 12,546 | $545,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 157,008 | $545,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 53,691 | $545,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 262,486 | $545,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 269,527 | $541,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 8,180 | $540,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 30,148 | $539,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 122,272 | $539,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 38,735 | $538,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,000 | $538,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 23,560 | $538,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14,289 | $537,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 46,296 | $536,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 60,794 | $536,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 19,598 | $535,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 135,100 | $535,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 21,582 | $534,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 17,288 | $534,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 102,617 | $534,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 18,255 | $534,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 138,456 | $533,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 35,116 | $532,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 13,494 | $531,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 33,057 | $529,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 71,882 | $529,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 18,466 | $528,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 8,909 | $528,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 196,172 | $526,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 36,841 | $526,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 36,524 | $526,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 44,166 | $525,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 43,287 | $525,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 12,072 | $524,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 32,741 | $524,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 130,603 | $524,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 80,420 | $522,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 25,783 | $521,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 49,410 | $520,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 31,339 | $519,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 25,588 | $519,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 27,385 | $519,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,076 | $519,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 62,732 | $518,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 63,344 | $518,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 19,024 | $518,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,784 | $517,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 32,972 | $517,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 68,221 | $517,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 638,038 | $517,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 64,031 | $515,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 97,614 | $515,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 38,233 | $515,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 52,731 | $512,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 13,877 | $511,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,679 | $508,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 32,963 | $508,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 34,734 | $507,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 9,925 | $506,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 35,797 | $505,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 32,720 | $505,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 29,063 | $504,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 20,931 | $503,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 219,864 | $503,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 64,896 | $503,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K216 | DAILY S&P BEAR | 25,000 | $502,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 38,370 | $500,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 36,453 | $500,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,754 | $499,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 33,013 | $496,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 6,620 | $495,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 45,092 | $494,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 59,364 | $494,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 24,803 | $494,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 39,217 | $493,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 32,965 | $493,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 100,327 | $492,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 141,051 | $492,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 238,375 | $491,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 29,029 | $490,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 33,597 | $490,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,103 | $489,000 | thousands by filing date | principal |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 29,806 | $488,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 42,290 | $486,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 41,141 | $485,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 107,733 | $484,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 16,973 | $483,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 35,797 | $481,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 18,895 | $480,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 59,382 | $478,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 65,584 | $476,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 16,619 | $473,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 53,166 | $473,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,834 | $472,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 43,264 | $471,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,325 | $471,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 228,763 | $471,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 163,351 | $471,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 41,092 | $471,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 24,014 | $470,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,600 | $469,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 69,381 | $469,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 17,327 | $469,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 8,100 | $468,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 73,980 | $467,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 128,942 | $466,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 16,001 | $465,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 13,380 | $465,000 | thousands by filing date | principal |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 36,107 | $464,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 11,271 | $464,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 20,566 | $463,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 24,176 | $462,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 124,196 | $462,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 95,083 | $461,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 50,000 | $460,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 28,015 | $460,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 35,484 | $460,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368AC4 | Bond | 465,000 | $460,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 40,391 | $459,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 218,631 | $459,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 36,240 | $458,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 83,622 | $456,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 13,750 | $454,000 | thousands by filing date | principal |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 55,192 | $452,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 20,026 | $451,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 16,690 | $451,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 15,908 | $451,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,741 | $450,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 31,798 | $450,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 30,998 | $449,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 57,939 | $447,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 24,771 | $446,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,310 | $446,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 50,577 | $445,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,497 | $445,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 57,535 | $445,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 107,671 | $444,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,666 | $442,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 75,945 | $442,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-075927 | this filing | 2016-08-11 | acceptance time not in the bulk data set |