13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,457 holding rows worth $160,860,857,000.
- Accession
- 0001140361-16-065742
- Filer
- CIK 1000275
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,316 entries on the cover page, a total value of $160,860,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,860,857,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 21,352 | $1,061,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 71,870 | $1,059,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 40,513 | $1,059,000 | thousands by filing date | principal |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 51,998 | $1,058,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 25,320 | $1,058,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 49,300 | $1,056,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 52,039 | $1,055,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 19,472 | $1,052,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 209,479 | $1,052,000 | thousands by filing date | |
| MGC | 921910873 | COM | 14,999 | $1,051,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 19,494 | $1,050,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 56,833 | $1,049,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 26,768 | $1,049,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 14,689 | $1,049,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 85,450 | $1,048,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 73,682 | $1,047,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 10,780 | $1,046,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 37,447 | $1,046,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 63,000 | $1,045,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 72,240 | $1,044,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 40,325 | $1,044,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 33,802 | $1,044,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 31,696 | $1,044,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 26,000 | $1,043,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 31,843 | $1,042,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 45,382 | $1,042,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 49,367 | $1,040,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 12,000 | $1,039,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 20,501 | $1,036,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 52,800 | $1,035,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 72,659 | $1,033,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 21,591 | $1,032,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 27,492 | $1,032,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 78,095 | $1,030,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 48,744 | $1,028,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 54,049 | $1,025,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 13,281 | $1,022,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 45,272 | $1,019,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 19,955 | $1,018,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 93,399 | $1,016,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 307,916 | $1,016,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 168,504 | $1,013,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 19,097 | $1,013,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 20,132 | $1,012,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 13,556 | $1,012,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 69,893 | $1,012,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 39,900 | $1,010,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 53,051 | $1,009,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 61,570 | $1,008,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 49,934 | $1,004,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 65,672 | $1,004,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 16,025 | $1,004,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 10,415 | $1,003,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 53,158 | $1,003,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 54,268 | $1,003,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 86,751 | $1,002,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 50,884 | $1,000,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,860 | $995,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 75,904 | $994,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 36,675 | $992,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 19,370 | $990,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 52,265 | $990,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 445,913 | $990,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 30,000 | $989,000 | thousands by filing date | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 86,718 | $988,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,000 | $986,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 181,899 | $982,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 205,000 | $982,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 93,970 | $981,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 23,900 | $980,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 90,915 | $978,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 196,877 | $978,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 15,521 | $978,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $978,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 16,941 | $977,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 20,507 | $975,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 15,831 | $974,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 279,085 | $974,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 30,000 | $973,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,555 | $972,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 51,015 | $972,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 26,709 | $971,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 124,038 | $969,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 42,678 | $969,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 572,664 | $968,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 51,720 | $967,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 22,291 | $966,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 64,106 | $965,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 68,759 | $964,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 18,016 | $963,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 26,682 | $963,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 25,523 | $962,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 33,262 | $961,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 12,714 | $961,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 15,258 | $960,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 25,612 | $959,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 15,928 | $958,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 42,355 | $958,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 100,000 | $958,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 60,200 | $957,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 44,451 | $957,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 38,072 | $956,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,668 | $954,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 107,651 | $954,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 74,832 | $952,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 30,889 | $952,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 34,422 | $948,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,155,621 | $948,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 94,792 | $947,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 30,000 | $946,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 52,430 | $944,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 67,527 | $943,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 52,379 | $942,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 36,224 | $941,000 | thousands by filing date | principal |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 41,312 | $941,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 47,007 | $938,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 95,012 | $937,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 28,900 | $936,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 76,570 | $935,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 144,181 | $934,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 39,674 | $934,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 12,120 | $933,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 34,988 | $933,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 118,116 | $931,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 18,419 | $931,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 16,187 | $931,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 91,399 | $930,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 22,306 | $930,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9,900 | $925,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,500 | $923,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 48,833 | $922,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 24,349 | $921,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 194,292 | $921,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 28,011 | $920,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 48,900 | $919,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 48,900 | $919,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 88,437 | $918,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10,974 | $918,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,407 | $916,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 41,688 | $911,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 137,715 | $909,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 67,935 | $909,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 40,662 | $907,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 33,374 | $907,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 62,049 | $907,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 74,715 | $905,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 8,474 | $904,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 91,442 | $904,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 73,665 | $903,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 271,301 | $903,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 34,373 | $902,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 16,949 | $901,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 14,373 | $901,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 122,321 | $900,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 41,067 | $900,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 30,000 | $899,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 31,926 | $899,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 34,947 | $896,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 25,121 | $895,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 14,768 | $895,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 29,000 | $894,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 33,200 | $893,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 13,462 | $891,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 135,226 | $890,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 13,313 | $890,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 69,232 | $889,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 60,489 | $889,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 34,459 | $888,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 30,026 | $888,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 12,347 | $887,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 42,481 | $883,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 39,363 | $882,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 16,841 | $879,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 204,400 | $877,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 57,786 | $876,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,823 | $875,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 27,575 | $875,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 86,163 | $875,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 37,378 | $874,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 34,051 | $873,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 22,410 | $872,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 28,000 | $870,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 63,572 | $870,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $869,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 36,034 | $868,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 28,194 | $868,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 22,016 | $866,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 53,755 | $866,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,016 | $865,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 42,500 | $862,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 39,087 | $862,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 234,723 | $861,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 18,043 | $860,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 48,008 | $854,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 40,286 | $854,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11,751 | $852,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 20,918 | $852,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 32,323 | $851,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 34,904 | $851,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 32,625 | $847,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 37,115 | $847,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 71,122 | $845,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 43,959 | $844,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 40,758 | $844,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 48,808 | $842,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 14,700 | $841,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 216,118 | $841,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 151,420 | $840,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 66,666 | $840,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $838,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 37,217 | $837,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 33,043 | $835,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,800 | $834,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 74,227 | $834,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 16,592 | $830,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 659,439 | $830,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 82,081 | $829,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 48,600 | $827,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 17,786 | $826,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 149,137 | $826,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 57,867 | $824,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 57,367 | $824,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 40,771 | $823,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 38,334 | $822,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 40,327 | $821,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 18,879 | $818,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 45,000 | $818,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 45,000 | $818,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 100,000 | $815,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 74,300 | $815,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 18,756 | $814,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 35,930 | $814,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 38,468 | $814,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 116,258 | $813,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 31,532 | $812,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 124,336 | $811,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 55,855 | $811,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 11,676 | $808,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 94,261 | $807,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 79,959 | $805,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 30,729 | $805,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 87,672 | $805,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 34,127 | $805,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 33,212 | $802,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 61,213 | $800,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 11,000 | $798,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 28,700 | $798,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 78,805 | $798,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 54,055 | $798,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 29,260 | $797,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 53,353 | $795,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 32,857 | $795,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 989 | $794,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 11,016 | $794,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12,428 | $792,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 46,226 | $791,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,800 | $788,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 74,299 | $788,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 75,603 | $787,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 74,523 | $786,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 15,990 | $786,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 42,397 | $784,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 31,856 | $784,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 104,110 | $783,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 52,588 | $782,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 33,996 | $782,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 12,576 | $782,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,600 | $781,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 115,200 | $780,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 78,704 | $778,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 16,400 | $778,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 55,593 | $776,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 45,412 | $775,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,815 | $775,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 24,000 | $774,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 22,578 | $774,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,232 | $774,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 164,862 | $773,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 37,504 | $772,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 51,067 | $772,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 52,556 | $772,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,835 | $771,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 14,324 | $771,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 14,650 | $771,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 9,049 | $770,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 28,690 | $770,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,991 | $768,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 26,257 | $768,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 12,647 | $768,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 11,292 | $767,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 10,300 | $767,000 | thousands by filing date | call |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 36,257 | $767,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 50,000 | $766,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 24,647 | $765,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 20,250 | $764,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,428 | $763,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 51,900 | $762,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 9,400 | $762,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 337,558 | $762,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 47,400 | $761,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $760,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 34,246 | $760,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 59,597 | $759,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,100 | $758,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 24,214 | $758,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21,851 | $757,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 83,036 | $757,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 84,141 | $756,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,895 | $755,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 32,577 | $755,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 13,424 | $754,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 34,157 | $754,000 | thousands by filing date | principal |
| Heritage Commerce Corp | 426927109 | Common Stock | 75,255 | $753,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 41,791 | $753,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,100 | $752,000 | thousands by filing date | call |
| AVIVA PLC | 05382A104 | ADR | 57,581 | $752,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,000 | $751,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13,677 | $749,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 18,758 | $749,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 119,683 | $747,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 100,000 | $745,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 24,238 | $745,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 16,768 | $745,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,100 | $743,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 18,095 | $742,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 55,067 | $741,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 17,416 | $739,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 47,940 | $738,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 211,500 | $736,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 25,019 | $735,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,100 | $735,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 10,411 | $733,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 21,956 | $733,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 40,000 | $732,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 24,281 | $732,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 12,806 | $731,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 53,661 | $731,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 29,721 | $731,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 76,889 | $729,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 45,041 | $728,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,914 | $728,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 52,934 | $728,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 59,293 | $728,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,700 | $728,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,600 | $725,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 53,097 | $724,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 9,689 | $718,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 20,400 | $717,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 38,426 | $717,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 46,329 | $716,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 15,022 | $716,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 125,912 | $714,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 44,904 | $713,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 49,299 | $713,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 16,892 | $712,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 74,727 | $710,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 23,028 | $710,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 33,849 | $709,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 44,924 | $709,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 18,000 | $708,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 18,155 | $708,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 31,293 | $707,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 103,057 | $704,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 26,019 | $701,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 70,257 | $701,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 50,000 | $701,000 | thousands by filing date | put |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 24,892 | $700,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 66,643 | $699,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 56,433 | $697,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 43,932 | $696,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 9,257 | $695,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 22,100 | $694,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 22,227 | $694,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 16,659 | $693,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 17,233 | $691,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 23,500 | $691,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 18,991 | $690,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 16,737 | $690,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 66,863 | $689,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 80,551 | $689,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 28,323 | $688,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50,000 | $688,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50,000 | $688,000 | thousands by filing date | call |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 43,890 | $687,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 19,982 | $686,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 97,905 | $685,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 25,918 | $684,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 44,830 | $683,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 27,319 | $682,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 28,000 | $678,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,000 | $675,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 6,334 | $675,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 48,399 | $675,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,169 | $674,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 24,073 | $673,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 18,424 | $673,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 41,700 | $672,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,359 | $671,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 14,616 | $671,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,200 | $670,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 43,842 | $670,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 50,000 | $669,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 35,833 | $668,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,700 | $667,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 20,656 | $667,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 14,729 | $667,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 41,572 | $664,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 7,725 | $664,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 30,900 | $663,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 38,144 | $663,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 9,307 | $663,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 93,349 | $663,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 37,356 | $662,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 25,659 | $662,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 43,470 | $662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,815 | $660,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,317 | $660,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 39,970 | $659,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 38,364 | $659,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 202,723 | $657,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 27,100 | $657,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 44,493 | $656,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 12,513 | $655,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 43,164 | $655,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 33,540 | $654,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 122,096 | $654,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9,680 | $653,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 16,340 | $653,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 25,794 | $652,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 14,104 | $651,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 38,494 | $651,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,822,700 | $651,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 19,947 | $650,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 32,456 | $649,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 89,589 | $647,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 42,091 | $647,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 11,924 | $645,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 64,776 | $643,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 70,992 | $643,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 8,336 | $643,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 29,646 | $641,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 33,239 | $637,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $637,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 39,518 | $637,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 52,010 | $637,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 100,000 | $636,000 | thousands by filing date | put |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 45,050 | $636,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 62,977 | $635,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,166 | $634,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 15,014 | $633,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,806 | $632,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,750 | $631,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 23,474 | $630,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,086 | $630,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,866 | $629,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 90,000 | $629,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 19,002 | $628,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,200 | $627,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 8,169 | $625,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 44,602 | $625,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,600 | $624,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 68,059 | $624,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,000 | $622,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 13,115 | $622,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 24,821 | $621,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 51,445 | $621,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 42,692 | $620,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 13,502 | $619,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 6,962 | $619,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 24,246 | $618,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 16,645 | $617,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 35,481 | $616,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 23,075 | $616,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,000 | $616,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,810 | $615,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 110,312 | $615,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 156,241 | $615,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 85,115 | $615,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 87,213 | $615,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 33,353 | $615,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 20,414 | $615,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 47,078 | $615,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA FDIC TL | E1R845AX9 | DEBT 9.000%12/3 | 600,000 | $615,000 | thousands by filing date | principal |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 30,406 | $613,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 34,115 | $612,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 18,567 | $612,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 79,624 | $612,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,800 | $611,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 6,779 | $611,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 100,000 | $609,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 29,920 | $609,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 49,390 | $609,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,461 | $607,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 40,007 | $607,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 42,073 | $605,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,161 | $605,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75,000 | $605,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7,515 | $604,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 3,900 | $603,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 60,996 | $603,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065742 | this filing | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069030 | base | 2016-06-08 | acceptance time not in the bulk data set |