13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,457 holding rows worth $160,860,857,000.
- Accession
- 0001140361-16-065742
- Filer
- CIK 1000275
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,316 entries on the cover page, a total value of $160,860,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,860,857,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 37,949 | $1,919,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 638 | $1,916,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 241,144 | $1,915,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,000 | $1,914,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,987 | $1,913,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 159,928 | $1,912,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 147,000 | $1,911,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 98,178 | $1,911,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 75,281 | $1,911,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 39,782 | $1,909,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 49,123 | $1,906,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 70,087 | $1,905,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,046,964 | $1,903,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 325,700 | $1,902,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 59,740 | $1,897,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 135,431 | $1,897,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 64,357 | $1,896,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 89,782 | $1,894,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 63,764 | $1,893,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $1,889,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 73,607 | $1,886,000 | thousands by filing date | principal |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 56,993 | $1,885,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 43,849 | $1,882,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 64,404 | $1,882,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 22,264 | $1,881,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 17,865 | $1,880,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 131,418 | $1,879,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 79,491 | $1,878,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 60,500 | $1,877,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 51,515 | $1,876,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 60,757 | $1,876,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 163,881 | $1,872,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 164,493 | $1,867,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 302,168 | $1,867,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 72,137 | $1,866,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 32,143 | $1,864,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 106,991 | $1,849,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 72,387 | $1,849,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 61,573 | $1,846,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 434,527 | $1,846,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 237,176 | $1,843,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 64,124 | $1,837,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 58,901 | $1,837,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 41,216 | $1,836,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 22,336 | $1,832,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 28,900 | $1,831,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 85,517 | $1,831,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 50,000 | $1,830,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 233,021 | $1,829,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 49,162 | $1,828,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 39,100 | $1,825,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 50,080 | $1,824,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 21,000 | $1,822,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 67,542 | $1,820,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 70,000 | $1,813,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 54,377 | $1,810,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 208,170 | $1,809,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 132,769 | $1,806,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 72,806 | $1,805,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 128,059 | $1,805,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100,200 | $1,803,000 | thousands by filing date | put |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 121,313 | $1,801,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 101,148 | $1,798,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 135,113 | $1,797,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,000 | $1,796,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 29,000 | $1,796,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 123,352 | $1,791,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 525,000 | $1,785,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 1,558,000 | $1,784,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 43,009 | $1,783,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 39,268 | $1,782,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 136,800 | $1,780,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 43,641 | $1,779,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 237,185 | $1,778,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 718,840 | $1,776,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 45,883 | $1,772,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 40,000 | $1,770,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 170,497 | $1,767,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 36,919 | $1,765,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 30,139 | $1,764,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 366,668 | $1,763,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 114,887 | $1,761,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 100,666 | $1,761,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 96,637 | $1,754,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 16,360 | $1,752,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 64,169 | $1,751,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 157,134 | $1,750,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,000,000 | $1,749,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 27,746 | $1,747,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 125,249 | $1,746,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 76,039 | $1,745,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 134,225 | $1,745,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 113,319 | $1,744,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 1,750,000 | $1,744,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 11,100 | $1,742,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 45,558 | $1,742,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 707,440 | $1,740,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 44,152 | $1,739,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 74,482 | $1,737,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 122,608 | $1,730,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 37,708 | $1,727,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 163,396 | $1,721,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 86,951 | $1,719,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 43,855 | $1,712,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 22,584 | $1,711,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 106,314 | $1,702,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 14,360 | $1,701,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 80,500 | $1,700,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 36,536 | $1,699,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000,000 | $1,697,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 44,648 | $1,696,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 56,353 | $1,694,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 32,550 | $1,690,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 33,200 | $1,689,000 | thousands by filing date | call |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 410,112 | $1,689,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 35,000 | $1,687,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 122,348 | $1,682,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 27,400 | $1,677,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 140,000 | $1,674,000 | thousands by filing date | call |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 47,869 | $1,673,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 9,185 | $1,669,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 68,518 | $1,669,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 45,577 | $1,669,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 26,584 | $1,665,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 39,739 | $1,665,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 107,427 | $1,663,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 300,984 | $1,662,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 76,499 | $1,657,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 64,417 | $1,655,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 20,000 | $1,649,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 42,647 | $1,646,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 96,622 | $1,642,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 16,316 | $1,641,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 20,220 | $1,640,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 56,246 | $1,640,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 56,315 | $1,638,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 61,783 | $1,631,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 25,324 | $1,628,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 60,864 | $1,625,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8,500 | $1,622,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 50,000 | $1,622,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 223,192 | $1,621,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 16,467 | $1,620,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 38,903 | $1,617,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 40,000 | $1,615,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 37,948 | $1,614,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 16,009 | $1,612,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 40,074 | $1,611,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 96,000 | $1,609,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 47,987 | $1,604,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 25,600 | $1,603,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 35,544 | $1,600,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 14,744 | $1,597,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 35,864 | $1,597,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 105,352 | $1,597,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 76,033 | $1,595,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 48,023 | $1,593,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 45,791 | $1,591,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 113,584 | $1,591,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 108,770 | $1,590,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 44,958 | $1,587,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 29,022 | $1,586,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 32,371 | $1,583,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 34,820 | $1,577,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 150,359 | $1,576,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 78,021 | $1,575,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 236,046 | $1,572,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 25,811 | $1,571,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 10,045 | $1,569,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 137,500 | $1,569,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 81,264 | $1,562,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 344,584 | $1,560,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 109,888 | $1,552,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 110,155 | $1,552,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 70,219 | $1,550,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 27,756 | $1,549,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 119,172 | $1,548,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 124,429 | $1,547,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 62,550 | $1,543,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 37,053 | $1,541,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 222,004 | $1,538,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,000 | $1,537,000 | thousands by filing date | put |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 177,443 | $1,536,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 45,982 | $1,534,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 62,492 | $1,534,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 62,299 | $1,532,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 95,589 | $1,531,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 47,233 | $1,528,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 59,225 | $1,528,000 | thousands by filing date | principal |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 89,623 | $1,523,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 29,339 | $1,518,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 14,201 | $1,518,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 20,463 | $1,515,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100,000 | $1,515,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 51,229 | $1,512,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 45,753 | $1,512,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 26,042 | $1,510,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 22,400 | $1,509,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 37,793 | $1,509,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 42,279 | $1,508,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 112,276 | $1,508,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 87,063 | $1,504,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 66,286 | $1,501,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 61,887 | $1,498,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 69,272 | $1,498,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 25,000 | $1,493,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 45,000 | $1,492,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 45,000 | $1,492,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 47,836 | $1,492,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 36,868 | $1,491,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 49,592 | $1,489,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40,000 | $1,487,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 64,246 | $1,486,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 92,374 | $1,484,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 107,865 | $1,483,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 14,000 | $1,482,000 | thousands by filing date | call |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 35,465 | $1,480,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 63,025 | $1,478,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 133,995 | $1,475,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 55,734 | $1,475,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 103,177 | $1,473,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 32,932 | $1,471,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 40,198 | $1,470,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 51,894 | $1,462,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 47,000 | $1,462,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 83,424 | $1,461,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,621,000 | $1,460,000 | thousands by filing date | principal |
| OMEGA PROTEIN CORP | 68210P107 | COM | 86,003 | $1,457,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 59,294 | $1,456,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 248,661 | $1,455,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 37,765 | $1,453,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 46,900 | $1,445,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 46,777 | $1,440,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 58,600 | $1,440,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 31,355 | $1,438,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 36,800 | $1,436,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 249,014 | $1,434,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 49,586 | $1,430,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 58,144 | $1,430,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 23,140 | $1,425,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 77,544 | $1,423,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 274,507 | $1,422,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 47,554 | $1,417,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 29,360 | $1,416,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 130,714 | $1,416,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 99,582 | $1,415,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 45,000 | $1,415,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 45,000 | $1,415,000 | thousands by filing date | call |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,114,000 | $1,414,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 100,000 | $1,413,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 177,243 | $1,413,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 23,616 | $1,413,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 137,365 | $1,412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 38,339 | $1,411,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 78,500 | $1,409,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 100,568 | $1,407,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 79,503 | $1,401,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 86,801 | $1,400,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,000 | $1,398,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,000 | $1,398,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 14,799 | $1,396,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 57,600 | $1,394,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 88,079 | $1,392,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 13,600 | $1,390,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 63,848 | $1,389,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 59,436 | $1,387,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 52,796 | $1,384,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 29,224 | $1,384,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 75,098 | $1,383,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 24,989 | $1,382,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 59,214 | $1,381,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 85,000 | $1,380,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 23,564 | $1,379,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 45,600 | $1,376,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 16,404 | $1,376,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 9,774 | $1,374,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 93,283 | $1,373,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 27,252 | $1,371,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,900 | $1,366,000 | thousands by filing date | call |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 67,248 | $1,366,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 76,907 | $1,364,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 187,122 | $1,361,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,700 | $1,360,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 44,058 | $1,360,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 103,603 | $1,360,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 45,072 | $1,358,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,929 | $1,356,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 67,305 | $1,353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 43,141 | $1,349,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 65,846 | $1,347,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 123,991 | $1,347,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 20,416 | $1,345,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 91,817 | $1,344,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 43,316 | $1,344,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 45,386 | $1,343,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 46,970 | $1,343,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 105,426 | $1,343,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 53,500 | $1,343,000 | thousands by filing date | call |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 110,291 | $1,342,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 27,281 | $1,341,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 21,000 | $1,340,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 39,549 | $1,340,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 36,084 | $1,334,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3,046 | $1,331,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 45,749 | $1,330,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 13,238 | $1,326,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 63,247 | $1,325,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,320,000 | $1,325,000 | thousands by filing date | principal |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 54,585 | $1,324,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 45,000 | $1,323,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 12,432 | $1,320,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 28,700 | $1,319,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 47,359 | $1,319,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 53,559 | $1,319,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 23,524 | $1,318,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 158,163 | $1,312,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 3,000 | $1,311,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 69,424 | $1,309,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 315,900 | $1,305,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 100,253 | $1,303,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,288,841 | $1,302,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 37,378 | $1,301,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 44,884 | $1,300,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 52,104 | $1,297,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 36,911 | $1,294,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 71,826 | $1,294,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 803,909 | $1,294,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 130,143 | $1,293,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 13,884 | $1,292,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 78,199 | $1,292,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 51,702 | $1,292,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 20,000 | $1,290,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 114,476 | $1,290,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 83,501 | $1,289,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 22,567 | $1,288,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 42,857 | $1,288,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 37,895 | $1,288,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 50,958 | $1,288,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,278 | $1,284,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25,000 | $1,283,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 18,900 | $1,283,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 164,562 | $1,282,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 51,427 | $1,282,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 24,680 | $1,278,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 12,689 | $1,276,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 70,125 | $1,275,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 99,000 | $1,271,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 40,949 | $1,268,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 53,723 | $1,265,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 29,722 | $1,262,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 50,414 | $1,262,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 37,921 | $1,261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 49,581 | $1,260,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 50,500 | $1,256,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 50,000 | $1,254,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 9,239 | $1,251,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 32,705 | $1,251,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 48,931 | $1,250,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 102,553 | $1,247,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 245,839 | $1,247,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 59,056 | $1,246,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 22,536 | $1,245,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 210,000 | $1,245,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 44,112 | $1,245,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 88,590 | $1,244,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 37,500 | $1,244,000 | thousands by filing date | put |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 49,579 | $1,242,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 51,887 | $1,241,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 46,886 | $1,240,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 70,300 | $1,239,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 115,240 | $1,238,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,546,000 | $1,238,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 452,592 | $1,236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 45,265 | $1,234,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 48,510 | $1,234,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 30,000 | $1,231,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 48,904 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 48,951 | $1,226,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 19,958 | $1,225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 44,101 | $1,225,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,700 | $1,224,000 | thousands by filing date | call |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,390 | $1,222,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 37,675 | $1,220,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 38,126 | $1,212,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 107,376 | $1,212,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 30,187 | $1,211,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 36,402 | $1,209,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 61,084 | $1,207,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 25,900 | $1,206,000 | thousands by filing date | put |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 61,325 | $1,205,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 18,571 | $1,203,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 18,848 | $1,203,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 58,321 | $1,203,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 52,338 | $1,202,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 23,055 | $1,198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 55,514 | $1,196,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 43,500 | $1,194,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 36,352 | $1,194,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 303,400 | $1,192,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,540 | $1,190,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 70,476 | $1,189,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 72,986 | $1,188,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 77,339 | $1,188,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 30,296 | $1,187,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 189,000 | $1,187,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 63,768 | $1,183,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 14,682 | $1,182,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 16,227 | $1,180,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 75,716 | $1,180,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 50,086 | $1,179,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 104,494 | $1,176,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 61,373 | $1,175,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 79,810 | $1,175,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 66,160 | $1,171,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,280 | $1,169,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 26,106 | $1,168,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 10,341 | $1,167,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 18,571 | $1,167,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 122,971 | $1,165,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 49,689 | $1,164,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 51,106 | $1,162,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 39,744 | $1,162,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 284,234 | $1,162,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 54,606 | $1,161,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 36,010 | $1,160,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 40,000 | $1,157,000 | thousands by filing date | put |
| ISHARES TR | 464287523 | COM | 12,620 | $1,156,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 31,517 | $1,153,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 34,765 | $1,152,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 150,600 | $1,152,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 21,570 | $1,151,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 250,000 | $1,145,000 | thousands by filing date | put |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 28,420 | $1,144,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 100,000 | $1,141,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 44,207 | $1,141,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 25,836 | $1,140,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 122,696 | $1,136,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 29,583 | $1,136,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 11,332 | $1,135,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $1,134,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 57,700 | $1,133,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 35,840 | $1,132,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 20,701 | $1,131,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 42,500 | $1,131,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 69,277 | $1,129,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 100,000 | $1,129,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 32,993 | $1,128,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 399,891 | $1,128,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 48,853 | $1,126,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 44,496 | $1,126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 28,911 | $1,126,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 39,384 | $1,126,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 96,698 | $1,125,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 14,276 | $1,125,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 84,363 | $1,123,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 36,518 | $1,123,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 77,629 | $1,122,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 102,336 | $1,114,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 34,500 | $1,113,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 41,200 | $1,112,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 54,055 | $1,112,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 104,196 | $1,111,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 26,379 | $1,111,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 24,658 | $1,110,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 55,079 | $1,106,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 42,016 | $1,106,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 137,199 | $1,106,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 78,354 | $1,105,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 52,499 | $1,105,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 100,000 | $1,103,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,060,888 | $1,103,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 72,212 | $1,101,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 103,546 | $1,099,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 243,314 | $1,099,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 20,707 | $1,098,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 83,035 | $1,096,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 61,136 | $1,095,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 81,788 | $1,093,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 7,985 | $1,092,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 458,307 | $1,091,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 35,783 | $1,087,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 236,366 | $1,083,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 23,579 | $1,083,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,689 | $1,081,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 150,000 | $1,074,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 45,000 | $1,074,000 | thousands by filing date | call |
| DBX ETF TR | 233051408 | FUND | 47,383 | $1,073,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 63,567 | $1,072,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 22,511 | $1,070,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 122,569 | $1,069,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,500 | $1,068,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 56,866 | $1,068,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 40,230 | $1,068,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 11,524 | $1,067,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 24,496 | $1,065,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 33,621 | $1,065,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 80,000 | $1,064,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 82,600 | $1,063,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 27,068 | $1,062,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 50,029 | $1,061,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065742 | this filing | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069030 | base | 2016-06-08 | acceptance time not in the bulk data set |