13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 6,457 holding rows worth $160,860,857,000.
- Accession
- 0001140361-16-065742
- Filer
- CIK 1000275
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 26,316 entries on the cover page, a total value of $160,860,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,860,857,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 6,062 | $4,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 3,312 | $4,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 8,123 | $4,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 97 | $4,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 217 | $4,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,785 | $4,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 500 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,370 | $4,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 280 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 8,715 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 6,461 | $4,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 10,000 | $4,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 4,000 | $4,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 659 | $4,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,000 | $4,000 | thousands by filing date | principal |
| ZWEIG FUND INC. | 989834205 | COM | 275 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $4,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 2,000 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 295 | $4,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 1,800 | $4,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 229 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 259 | $4,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 1,600 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 330 | $4,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,000 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 170 | $4,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 778 | $4,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 500 | $4,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 360 | $4,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 433 | $4,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 800 | $4,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 1,055 | $4,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 569 | $4,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 120 | $4,000 | thousands by filing date | |
| DBX ETF TR XTRCK MSCI EUROZ | 233051614 | ETF | 175 | $4,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 200 | $4,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 100 | $4,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 1,800 | $4,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 1,000 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X820 | Cmn | 1,000 | $4,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 33 | $3,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,207 | $3,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $3,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 380 | $3,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 250 | $3,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 486 | $3,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 20 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 195 | $3,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 104 | $3,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 69 | $3,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 600 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 546 | $3,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 526 | $3,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 65 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $3,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 100 | $3,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 800 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 325 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,100 | $3,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 141 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $3,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 550 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 1,480 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 155 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3,069 | $3,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,044 | $3,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 219 | $3,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 511 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 500 | $3,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 187 | $3,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,766 | $3,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 59 | $3,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 353 | $3,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 4,466 | $3,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 110 | $3,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 500 | $3,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 546 | $3,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 1,200 | $3,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 75 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 138 | $3,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 450 | $3,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 576 | $3,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 300 | $3,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 482 | $3,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 308 | $3,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 150 | $3,000 | thousands by filing date | principal |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400 | $3,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| GIGOPTIX INC | 37517y103 | COM | 1,000 | $3,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 448 | $3,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,000 | $3,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 400 | $3,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000 | $3,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 117 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 300 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 55 | $3,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 166 | $3,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 400 | $3,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,725 | $3,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 600 | $3,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 550 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 250 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 113 | $3,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 350 | $3,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,000 | $3,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 234 | $3,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 1,480 | $3,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,623 | $3,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,000 | $3,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 5,000 | $3,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 555 | $3,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 4,579 | $3,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 500 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 1,400 | $3,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 600 | $3,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 328 | $2,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 400 | $2,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 82 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 300 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 57 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 20 | $2,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 5,000 | $2,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 463 | $2,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 144 | $2,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 100 | $2,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 385 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 50 | $2,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 200 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 300 | $2,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 72 | $2,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 200 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 170 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 200 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,200 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 111 | $2,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 751 | $2,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $2,000 | thousands by filing date | principal |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 822 | $2,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 568 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,300 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 300 | $2,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 131 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 7,075 | $2,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 320 | $2,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 100 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 173 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 420 | $2,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 500 | $2,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 1,012 | $2,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 8,072 | $2,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 2,900 | $2,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,411 | $2,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 39 | $2,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 500 | $2,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 800 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,000 | $2,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,408 | $2,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,000 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 273 | $2,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 200 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,000 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 147 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 400 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 181 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 300 | $2,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 312 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 78 | $2,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 845 | $2,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 122 | $2,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 100 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 50 | $2,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 600 | $2,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 50 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 606 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 100 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 379 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 96 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 700 | $2,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 400 | $2,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 133 | $2,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 200 | $2,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 120 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,622 | $2,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,000 | $2,000 | thousands by filing date | principal |
| STEADYMED LTD | M84920103 | SHS | 800 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 40 | $2,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,555 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 211 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 40 | $2,000 | thousands by filing date | |
| LABSTYLE INNOVATIONS CORP $5.0 | 50544T302 | COM | 392 | $2,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 16 | $1,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 16 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 15 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 818 | $1,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 73 | $1,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 47 | $1,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 300 | $1,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 50 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 16 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,090 | $1,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 51 | $1,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 50 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 30 | $1,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 34 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 757 | $1,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 52 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 51 | $1,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 300 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 200 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 185 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 347 | $1,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 176 | $1,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 200 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 71 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 250 | $1,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 155 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 20 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 216 | $1,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 60 | $1,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 122 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 366 | $1,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 80 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 98 | $1,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 143 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 640 | $1,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,000 | $1,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 88 | $1,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 200 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 400 | $1,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 149 | $1,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 3,552 | $1,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $1,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 2,543 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,000 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,000 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 309 | $1,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,554 | $1,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 103 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 42 | $1,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 400 | $1,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 25 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 100 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,850 | $1,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 150 | $1,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 400 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 39 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 3,400 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 300 | $1,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,205 | $1,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 80 | $1,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 245 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 150 | $1,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 5,000 | $1,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 260 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 7,309 | $1,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 520 | $1,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 613 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 2,000 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 150 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 598 | $1,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,249 | $1,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 100 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 575 | $1,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 1,606 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 14 | $1,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 64 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 500 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 476 | $1,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 291 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 25 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 26 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 285 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 100 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 174 | $1,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 100 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 300 | $1,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 74 | $1,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 1,526 | $1,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 22 | $1,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 34 | $1,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 300 | $1,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 44 | $1,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 500,000 | $1,000 | thousands by filing date | principal |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 650 | $1,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 100 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 493 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 312 | $1,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 219 | $1,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 105 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 2,563 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,000 | $1,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 400 | $1,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURY SYS INC COM | 589378108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERTEC INC | 30040P103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 51JOB INC | 316827104 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 253 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 1,623 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,423 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 253 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILACRON HLDGS CORP | 59870L106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUMI HLDGS INC | 89969Q104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 19,468 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tremor Video | 89484Q100 | Common Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,095 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINTER TELOCATION LTD | M7946T104 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELONG - ADR | 290138205 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Timmins Gold Corp | 88741P103 | COM | 558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90268A667 | MTH 2X DJ INTL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURASIAN MINERALS INC | 29843R100 | COM | 716 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Knight Capital Group, Inc. | 48244B100 | common stock | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 451 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARA HLDGS INC | 56585W203 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773400 | COM NEW | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 1,067 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXI ENERGY INC COM | 23286A104 | Stock | 2,980 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 1,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Neothetics Inc | 64066G101 | COM | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIZMEK INC | 83013P105 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAFTDAY FANTASY SPORTS INC | 261427108 | Cmn | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BPZ RESOURCES INC | 055ESC206 | Bond | 2,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEPHROGENEX INC | 640667101 | Cmn | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VRINGO INC | 92911N302 | Cmn | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXIDE TECHNOLOGIES | 302051AU1 | CNV | 13,494 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CODE REBEL CORP | 19200J106 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | Y6728Q145 | CL A NEW | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668502 | COM PAR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065742 | this filing | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069030 | base | 2016-06-08 | acceptance time not in the bulk data set |