13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 7,761 holding rows worth $280,098,700,000.
- Accession
- 0001140361-15-006197
- Filer
- CIK 70858
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 15,750 entries on the cover page, a total value of $280,098,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,098,700,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,300 | $38,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,200 | $38,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 1,600 | $38,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1,325 | $38,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 3,455 | $38,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 3,600 | $37,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,100 | $37,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,148 | $37,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,000 | $37,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 397 | $37,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,200 | $37,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,000 | $37,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,717 | $37,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,501 | $37,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,378 | $37,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,435 | $37,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,127 | $37,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 800 | $37,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 26,648 | $37,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,549 | $37,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 21,428 | $37,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,300 | $37,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 5,600 | $37,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,000 | $36,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 800 | $36,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 2,000 | $36,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 6,100 | $36,000 | thousands by filing date | put |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 2,052 | $36,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 300 | $36,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 403 | $35,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,500 | $35,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,332 | $35,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,421 | $35,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 2,781 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,292 | $35,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 22,854 | $35,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 5,500 | $35,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,941 | $35,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 50,000 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,945 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 2,000 | $35,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10,000 | $35,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,000 | $34,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,265 | $34,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 858 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 2,702 | $34,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $34,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,000 | $34,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 2,000 | $34,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,600 | $34,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 15,600 | $34,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 9,400 | $34,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 1,119 | $34,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,700 | $34,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,600 | $34,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 600 | $33,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 629 | $33,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 7,300 | $33,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,083 | $33,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 680 | $33,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 33,000 | $33,000 | thousands by filing date | principal |
| PROSHARES | 74347R503 | COMMON STOCK | 1,500 | $33,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3,624 | $33,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 5,000 | $33,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,666 | $33,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,666 | $33,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 2,400 | $33,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 3,137 | $33,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,500 | $33,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 1,101 | $33,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 12,201 | $33,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,300 | $32,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,127 | $32,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,226 | $32,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,900 | $32,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 8,200 | $32,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,100 | $32,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,600 | $32,000 | thousands by filing date | put |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 9,000 | $32,000 | thousands by filing date | principal |
| MERGE HEALTHCARE INC | 589499102 | COM | 8,900 | $32,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,005 | $32,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 26,000 | $32,000 | thousands by filing date | principal |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 1,155 | $32,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,022 | $32,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 1,500 | $32,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 3,506 | $32,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 10,000 | $32,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 918 | $32,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,400 | $31,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 600 | $31,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,291 | $31,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,000 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 400 | $31,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,900 | $31,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 12,096 | $31,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,600 | $31,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 500 | $31,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 15,013 | $31,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,001 | $31,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 27,000 | $31,000 | thousands by filing date | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,000 | $30,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,900 | $30,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 3,895 | $30,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,156 | $30,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,000 | $30,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,127 | $30,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 2,085 | $30,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,250 | $30,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 1,218 | $30,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 5,200 | $30,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,100 | $29,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 3,656 | $29,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,100 | $29,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,472 | $29,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,200 | $29,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,401 | $29,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,015 | $29,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 4,074 | $29,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,342 | $29,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,242 | $29,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 3,584 | $29,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 1,369 | $29,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 29,000 | $29,000 | thousands by filing date | principal |
| DOT HILL SYS CORP | 25848T109 | COM | 6,500 | $29,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,100 | $29,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,078 | $29,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,600 | $29,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,141 | $29,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 1,888 | $29,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 3,500 | $29,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,544 | $29,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,000 | $28,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $28,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,000 | $28,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,270 | $28,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 4,000 | $28,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 3,100 | $28,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 9,120 | $28,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $28,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,696 | $28,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 31,800 | $28,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 6,300 | $28,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 5,200 | $28,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,500 | $28,000 | thousands by filing date | put |
| CENTRAL GOLDTRUST | 153546106 | TR U | 693 | $28,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,000 | $28,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 1,401 | $28,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,684 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 659 | $28,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 16,414 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 653 | $28,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,700 | $28,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 600 | $27,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 911 | $27,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $27,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 500 | $27,000 | thousands by filing date | call |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,300 | $27,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,046 | $27,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 12,958 | $27,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 423,464 | $27,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 2,398 | $27,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,500 | $27,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 46,832 | $27,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,005 | $27,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 459 | $27,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,900 | $27,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 1,535 | $27,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 758 | $27,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 2,000 | $27,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 6,276 | $27,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 26,500 | $27,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 49,600 | $27,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287AA6 | NOTE | 26,000 | $27,000 | thousands by filing date | principal |
| ESB FINANCIAL CORP | 26884F102 | COM | 1,440 | $27,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,000 | $27,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 5,798 | $27,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 500 | $26,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,505 | $26,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 500 | $26,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 800 | $26,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,000 | $26,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 641 | $26,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 300 | $26,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,350 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 750 | $26,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 3,100 | $26,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 3,200 | $26,000 | thousands by filing date | put |
| THORATEC CORP | 885175307 | COM | 800 | $26,000 | thousands by filing date | put |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,345 | $26,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 2,100 | $26,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,035 | $26,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,524 | $25,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 600 | $25,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,020 | $25,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 3,250 | $25,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $25,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,600 | $25,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,886 | $25,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,890 | $25,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 900 | $25,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,500 | $25,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 687 | $25,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 300 | $25,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 2,656 | $25,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 18,900 | $25,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3,044 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,000 | $25,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 3,908 | $25,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 4,007 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 2,450 | $25,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,100 | $25,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,455 | $24,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 500 | $24,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 600 | $24,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,200 | $24,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $24,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,542 | $24,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,553 | $24,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,300 | $24,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,000 | $24,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 6,294 | $24,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 4,300 | $24,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 664 | $24,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,650 | $24,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 231 | $24,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,775 | $23,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,686 | $23,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,566 | $23,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 3,665 | $23,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 13,000 | $23,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 3,000 | $23,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 23,000 | $23,000 | thousands by filing date | principal |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 14,440 | $23,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 3,250 | $23,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 600 | $23,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 5,911 | $23,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 700 | $23,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 3,000 | $23,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,407 | $23,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 61,409 | $23,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,286 | $23,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 10,000 | $23,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 2,586 | $23,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,761 | $23,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,500 | $23,000 | thousands by filing date | put |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 16,000 | $23,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 7,100 | $23,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 100 | $22,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 1,700 | $22,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 6,000 | $22,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 425 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 725 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,000 | $22,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 2,500 | $22,000 | thousands by filing date | put |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 750 | $22,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 452 | $22,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,308 | $22,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 3,000 | $22,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 2,600 | $22,000 | thousands by filing date | call |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,000 | $22,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 3,000 | $22,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 5,900 | $22,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,000 | $22,000 | thousands by filing date | put |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 768 | $22,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 984 | $22,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 6,000 | $22,000 | thousands by filing date | principal |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 14,000 | $22,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $21,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,500 | $21,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 900 | $21,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,206 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 810 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 703 | $21,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,280 | $21,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 1,500 | $21,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,300 | $21,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,095 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 400 | $21,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,000 | $21,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 609 | $21,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 6,000 | $21,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 9,000 | $21,000 | thousands by filing date | principal |
| Galena Biopharma Inc | 363256108 | COM | 14,045 | $21,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 5,000 | $21,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,019 | $21,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,780 | $21,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 19,584 | $21,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 16,000 | $21,000 | thousands by filing date | principal |
| NEOSTEM INC | 640650404 | Common equity shares | 5,581 | $21,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 1,159 | $21,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,000 | $20,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,000 | $20,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,363 | $20,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,194 | $20,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 2,157 | $20,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 2,834 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 392 | $20,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 5,200 | $20,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 4,721 | $20,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,324 | $20,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,300 | $20,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 14,354 | $20,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,597 | $20,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 830 | $20,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 22,600 | $20,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383105 | COM | 3,050 | $20,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 2,600 | $20,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 900 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 697 | $20,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 1,200 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 749 | $20,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 700 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 309 | $19,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,100 | $19,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,517 | $19,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 11,948 | $19,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 4,000 | $19,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 2,700 | $19,000 | thousands by filing date | call |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 10,896 | $19,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,101 | $19,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,778 | $19,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 5,000 | $19,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 174,170 | $19,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 7,000 | $19,000 | thousands by filing date | principal |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 2,840 | $19,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,796 | $19,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 11,700 | $19,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 6,573 | $19,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,000 | $19,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,100 | $19,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,017 | $18,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,744 | $18,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,800 | $18,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 67 | $18,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,084 | $18,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,203 | $18,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 400 | $18,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,300 | $18,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 800 | $18,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 7,500 | $18,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,044 | $18,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,200 | $18,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 700 | $18,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,300 | $18,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 2,200 | $18,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,301 | $18,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 19,818 | $18,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 700 | $18,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,100 | $18,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,787 | $18,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,500 | $18,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 943 | $18,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 10,933 | $18,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $17,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,865 | $17,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,156 | $17,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 600 | $17,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 205 | $17,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 500 | $17,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 2,500 | $17,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 11,002 | $17,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,400 | $17,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,000 | $17,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 600 | $17,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 11,300 | $17,000 | thousands by filing date | put |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,642 | $17,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 600 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 14,000 | $17,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 1,000 | $17,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 931 | $17,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 600 | $17,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 6,500 | $17,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 500 | $16,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,161 | $16,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 801 | $16,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 761 | $16,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,800 | $16,000 | thousands by filing date | put |
| PETSMART INC | 716768106 | COM | 200 | $16,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,114 | $16,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,500 | $16,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 511 | $16,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 400 | $16,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 5,022 | $16,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,423 | $16,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 2,207 | $16,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 1,000 | $16,000 | thousands by filing date | call |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 17,000 | $16,000 | thousands by filing date | principal |
| BEBE STORES INC | 075571109 | COM | 7,200 | $16,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 36,000 | $16,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 500 | $16,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 580 | $15,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,000 | $15,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 559 | $15,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,020 | $15,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 2,100 | $15,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,148 | $15,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $15,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 10,000 | $15,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,887 | $15,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,200 | $15,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,750 | $15,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 600 | $15,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 691 | $15,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 8,900 | $15,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 300 | $15,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 2,000 | $15,000 | thousands by filing date | call |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,300 | $15,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 4,795 | $15,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 26,800 | $15,000 | thousands by filing date | put |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,118 | $15,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,319 | $15,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 700 | $15,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 6,000 | $15,000 | thousands by filing date | principal |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 5,041 | $15,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,406 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 400 | $15,000 | thousands by filing date | put |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 2,500 | $15,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 460 | $15,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 700 | $15,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 721 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 780 | $15,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 2,702 | $15,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 200 | $14,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 200 | $14,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 1,500 | $14,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400 | $14,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 400 | $14,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 7,800 | $14,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,729 | $14,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 400 | $14,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,548 | $14,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 587 | $14,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 600 | $14,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 600 | $14,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,100 | $14,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,526 | $14,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 500 | $14,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 800 | $14,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $14,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,800 | $14,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 7,000 | $14,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 5,000 | $14,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,289 | $14,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,200 | $14,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 18,390 | $14,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 900 | $14,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 5,000 | $14,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 15,072 | $14,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 14,000 | $14,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 328 | $14,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1,288 | $14,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,000 | $14,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,000 | $14,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1,794 | $14,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 1,001 | $14,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,100 | $13,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 500 | $13,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $13,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 1,850 | $13,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,700 | $13,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,231 | $13,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 3,972 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $13,000 | thousands by filing date | call |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 1,000 | $13,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,000 | $13,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 15,660 | $13,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,800 | $13,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,900 | $13,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $13,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,000 | $13,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 4,000 | $13,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 1,800 | $13,000 | thousands by filing date | put |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 1,000 | $13,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 4,400 | $13,000 | thousands by filing date | call |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 766 | $13,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 7,604 | $13,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 484 | $13,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,888 | $13,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 1,500 | $13,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,275 | $13,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 875 | $13,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $13,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 3,844 | $13,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 5,825 | $13,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 2,348 | $13,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,300 | $12,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 927 | $12,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 677 | $12,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 445 | $12,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 500 | $12,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 501 | $12,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,000 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 300 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006197 | this filing | 2015-02-13 | acceptance time not in the bulk data set |