13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 7,761 holding rows worth $280,098,700,000.
- Accession
- 0001140361-15-006197
- Filer
- CIK 70858
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 15,750 entries on the cover page, a total value of $280,098,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,098,700,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,600 | $85,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 6,200 | $85,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,000 | $85,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 11,639 | $85,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 8,400 | $85,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 2,000 | $85,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 19,325 | $85,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 6,500 | $85,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,500 | $84,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,066 | $84,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 5,819 | $84,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 38,500 | $84,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 6,573 | $84,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 18,657 | $84,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 4,079 | $84,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 29,873 | $84,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 5,000 | $84,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 946 | $83,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,882 | $83,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,024 | $83,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 2,391 | $83,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 56,642 | $82,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,800 | $82,000 | thousands by filing date | put |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 10,700 | $82,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 5,737 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 1,422 | $82,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 219,042 | $81,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 5,000 | $81,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 3,100 | $81,000 | thousands by filing date | put |
| RENTECH INC COM | 760112102 | COM | 64,571 | $81,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 2,115 | $81,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 3,662 | $81,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,400 | $80,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 3,833 | $80,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,900 | $80,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,506 | $80,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,218 | $80,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 800 | $80,000 | thousands by filing date | put |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 7,600 | $80,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 3,037 | $80,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 3,900 | $80,000 | thousands by filing date | call |
| KOFAX LTD | G5307C105 | COM USD | 11,310 | $80,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 800 | $79,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 2,000 | $79,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 1,400 | $79,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,382 | $79,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,400 | $79,000 | thousands by filing date | call |
| MAGNETEK INC | 559424403 | COMMON STOCK | 1,930 | $79,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,814 | $79,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 3,600 | $79,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 2,298 | $79,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 7,516 | $79,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 9,626 | $79,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 4,600 | $79,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 1,400 | $78,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,800 | $78,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 3,600 | $78,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 36,894 | $78,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,300 | $78,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 1,900 | $78,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 5,141 | $78,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 5,181 | $78,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,000 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,318 | $78,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,200 | $78,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,000 | $78,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 10,700 | $78,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,820 | $78,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,165 | $78,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 10,000 | $78,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 400 | $77,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 175 | $77,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 4,395 | $77,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,600 | $77,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,300 | $77,000 | thousands by filing date | put |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,600 | $77,000 | thousands by filing date | call |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 4,485 | $77,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 8,589 | $77,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 7,200 | $76,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 4,602 | $76,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,200 | $76,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 9,078 | $76,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,500 | $76,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 2,434 | $76,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,096 | $76,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 20,600 | $76,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 9,055 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 950 | $76,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 600 | $75,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,750 | $75,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,728 | $75,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 7,077 | $75,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 47,208 | $75,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 4,400 | $75,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,235 | $75,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 8,278 | $75,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 545 | $75,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 49,800 | $75,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,848 | $75,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 1,501 | $75,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,700 | $74,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 3,753 | $74,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 7,342 | $74,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,100 | $74,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 8,083 | $74,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 6,782 | $74,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,800 | $74,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 7,926 | $74,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 4,500 | $74,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,000 | $73,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,521 | $73,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 3,000 | $73,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 5,400 | $73,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 16,408 | $73,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,100 | $73,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 1,900 | $73,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 5,116 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4,654 | $73,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,500 | $73,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 3,400 | $72,000 | thousands by filing date | put |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,370 | $72,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 5,200 | $72,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 20,003 | $72,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,594 | $72,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 20,000 | $72,000 | thousands by filing date | call |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 4,000 | $72,000 | thousands by filing date | call |
| STONEGATE BANK | 861811107 | COM | 2,440 | $72,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,000 | $71,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,300 | $71,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 1,498 | $71,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,479 | $71,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,900 | $71,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,100 | $71,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 1,601 | $71,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 27,510 | $71,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 22,438 | $71,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,450 | $71,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 465 | $71,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 67,000 | $71,000 | thousands by filing date | principal |
| KFORCE INC COM | 493732101 | Stock | 2,900 | $70,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 6,724 | $70,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 3,691 | $70,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 14,259 | $70,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 60,000 | $70,000 | thousands by filing date | principal |
| INTELIQUENT INC | 45825N107 | COM | 3,545 | $70,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,400 | $70,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 35,300 | $70,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,100 | $69,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,200 | $69,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 3,437 | $69,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,700 | $69,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,900 | $69,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 5,000 | $69,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 2,300 | $69,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,271 | $69,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 596 | $69,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 900 | $68,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 1,400 | $68,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 2,086 | $68,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,760 | $68,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 4,325 | $68,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 3,604 | $68,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 16,200 | $67,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 5,564 | $67,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 700 | $67,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 3,400 | $67,000 | thousands by filing date | call |
| PARK STERLING CORP | 70086Y105 | COM | 9,175 | $67,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 2,100 | $67,000 | thousands by filing date | call |
| iShares Global REIT ETF | 46434V647 | SHS | 2,528 | $66,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,000 | $66,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 1,700 | $66,000 | thousands by filing date | put |
| NORTEK INC | 656559309 | COM NEW | 816 | $66,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 1,500 | $66,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 8,600 | $65,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 9,700 | $65,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,804 | $65,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 600 | $65,000 | thousands by filing date | call |
| INFORMATICA CORP | 45666Q102 | COM | 1,700 | $65,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 4,033 | $65,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5,018 | $65,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 3,000 | $65,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 3,079 | $65,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 9,200 | $65,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 2,418 | $64,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,320 | $64,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,700 | $64,000 | thousands by filing date | put |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 4,988 | $64,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 7,903 | $64,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 600 | $63,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 1,315 | $63,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,000 | $63,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,817 | $63,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,300 | $63,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,478 | $63,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,600 | $63,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 1,000 | $63,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 3,951 | $63,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 3,824 | $63,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 6,800 | $63,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,600 | $63,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,600 | $63,000 | thousands by filing date | call |
| CVENT INC | 23247G109 | COM | 2,279 | $63,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 600 | $62,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 8,300 | $62,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 3,903 | $62,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,726 | $62,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,500 | $62,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,680 | $62,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 40,340 | $62,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 4,490 | $62,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,665 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 2,700 | $62,000 | thousands by filing date | put |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 6,225 | $62,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,300 | $61,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,200 | $61,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,200 | $61,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 800 | $61,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,018 | $61,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,400 | $61,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 1,700 | $61,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 5,951 | $61,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 6,200 | $61,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,103 | $61,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $61,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 60,000 | $61,000 | thousands by filing date | principal |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 3,400 | $61,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 18,100 | $61,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 9,434 | $61,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 7,543 | $60,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,033 | $60,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,300 | $60,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,794 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 397 | $60,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,500 | $60,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,650 | $60,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 5,185 | $60,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,750 | $60,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,100 | $60,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 800 | $60,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 6,700 | $60,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 9,620 | $60,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 7,100 | $60,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 39,000 | $60,000 | thousands by filing date | principal |
| NUVEEN NY | 670706100 | COM | 4,054 | $60,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,165 | $60,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,500 | $59,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,100 | $59,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,300 | $59,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 18,000 | $59,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 600 | $59,000 | thousands by filing date | put |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 7,391 | $59,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 4,832 | $59,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,022 | $59,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 5,039 | $59,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 4,000 | $59,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,800 | $59,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 5,100 | $59,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 13,194 | $59,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 66,703 | $58,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,157 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,274 | $58,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,000 | $58,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 42,300 | $58,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,000 | $58,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,435 | $58,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 7,200 | $58,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,100 | $57,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 5,000 | $57,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,679 | $57,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 3,400 | $57,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,395 | $57,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 8,775 | $57,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 9,400 | $57,000 | thousands by filing date | put |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 3,750 | $57,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 4,000 | $57,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,670 | $57,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,100 | $57,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,323 | $56,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,200 | $56,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 2,500 | $56,000 | thousands by filing date | call |
| WVS FINL CORP | 929358109 | COM | 5,185 | $56,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 2,500 | $56,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 400 | $55,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 700 | $55,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 5,919 | $55,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,400 | $55,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 500 | $55,000 | thousands by filing date | call |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 6,300 | $55,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,600 | $55,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 3,375 | $55,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 8,900 | $55,000 | thousands by filing date | put |
| ACTUATE CORP | 00508B102 | COM | 8,325 | $55,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 9,750 | $55,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 3,802 | $55,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 3,912 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 1,437 | $55,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 3,000 | $54,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,700 | $54,000 | thousands by filing date | put |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 1,555 | $54,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 3,300 | $54,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 12,621 | $54,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 731 | $54,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,000 | $54,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,400 | $54,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,000 | $53,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,284 | $53,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,800 | $53,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 2,000 | $53,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,560 | $53,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 32,000 | $53,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 11,551 | $53,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 8,500 | $53,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 344 | $53,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 24,026 | $53,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 1,200 | $53,000 | thousands by filing date | put |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 3,273 | $53,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 6,061 | $53,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 8,359 | $53,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 7,600 | $52,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,700 | $52,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,000 | $52,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,543 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 700 | $52,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 21,520 | $52,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 7,800 | $52,000 | thousands by filing date | call |
| GSI GROUP INC | 36191C205 | COM | 3,515 | $52,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,564 | $52,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 5,000 | $52,000 | thousands by filing date | call |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 5,495 | $52,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 2,100 | $52,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 2,839 | $52,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 800 | $51,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,707 | $51,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,443 | $51,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 400 | $51,000 | thousands by filing date | put |
| MOOG INC | 615394301 | CL B | 677 | $51,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 3,000 | $51,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 14,100 | $51,000 | thousands by filing date | put |
| ASIA PAC FD INC | 044901106 | COM | 4,563 | $51,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,330 | $51,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,000 | $50,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,386 | $50,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 500 | $50,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 3,030 | $50,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,825 | $50,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 861 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3,284 | $50,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 3,506 | $50,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 13,683 | $50,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,500 | $50,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 1,500 | $50,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,124 | $50,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 500 | $50,000 | thousands by filing date | put |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 6,000 | $50,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 6,975 | $50,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,483 | $50,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 700 | $49,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 781 | $49,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,000 | $49,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 2,000 | $49,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,111 | $49,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,595 | $49,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 3,602 | $49,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 6,000 | $49,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 21,449 | $49,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 2,639 | $49,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 14,723 | $49,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,894 | $49,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 26,182 | $49,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 6,000 | $49,000 | thousands by filing date | put |
| MFS CALIF MUN FD | 59318C106 | COM | 4,500 | $49,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,782 | $49,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 4,268 | $49,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,300 | $48,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,000 | $48,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 5,304 | $48,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,900 | $48,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 1,979 | $48,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,350 | $48,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,900 | $48,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,800 | $48,000 | thousands by filing date | put |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,124 | $48,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 2,900 | $48,000 | thousands by filing date | put |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,796 | $48,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 900 | $48,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,500 | $48,000 | thousands by filing date | call |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,092 | $48,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 3,049 | $48,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 40,000 | $48,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 4,210 | $48,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 8,653 | $47,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,000 | $47,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,819 | $47,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,200 | $47,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 48,579 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,200 | $47,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 900 | $46,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 662 | $46,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,817 | $46,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,500 | $46,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,100 | $46,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 1,100 | $46,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,300 | $46,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3,359 | $46,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,500 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 875 | $46,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $45,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 4,400 | $45,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 1,261 | $45,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,391 | $45,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,204 | $45,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,842 | $45,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 24,675 | $45,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 5,349 | $45,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 4,571 | $44,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,810 | $44,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,000 | $44,000 | thousands by filing date | put |
| DENISON MINES CORP | 91688T104 | COM | 39,554 | $44,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 3,700 | $44,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 2,010 | $44,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 3,000 | $44,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 10,800 | $44,000 | thousands by filing date | call |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 8,153 | $44,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,600 | $43,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 1,000 | $43,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,000 | $43,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,400 | $43,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 9,200 | $43,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,752 | $43,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,542 | $43,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 7,200 | $43,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,200 | $43,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 5,967 | $43,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 70,026 | $43,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,402 | $43,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 5,863 | $43,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,200 | $43,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,943 | $43,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 447 | $43,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,321 | $43,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 400 | $42,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 1,400 | $42,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,290 | $42,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 2,323 | $42,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,850 | $42,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 300 | $42,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 1,261 | $42,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 1,000 | $42,000 | thousands by filing date | call |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 7,051 | $42,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 2,361 | $42,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 367 | $42,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 3,100 | $41,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,500 | $41,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 600 | $41,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,600 | $41,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 704 | $41,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,687 | $41,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 14,282 | $41,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,734 | $41,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 4,028 | $41,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 2,538 | $41,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,515 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 790 | $41,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 42,628 | $41,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,000 | $40,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,469 | $40,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,373 | $40,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,600 | $40,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,900 | $40,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 7,200 | $40,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,920 | $40,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 16,000 | $40,000 | thousands by filing date | principal |
| M B T FINANCIAL CORP | 578877102 | Stock | 8,010 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 2,848 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 510 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $40,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 2,288 | $40,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,514 | $40,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,500 | $39,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,700 | $39,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,440 | $39,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,000 | $39,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,000 | $39,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 8,251 | $39,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 2,955 | $39,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 4,000 | $39,000 | thousands by filing date | call |
| MCG CAPITAL CORP | 58047P107 | COM | 10,155 | $39,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 23,870 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 675 | $39,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 8,400 | $39,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,600 | $39,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 395 | $38,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,900 | $38,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 1,166 | $38,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1,500 | $38,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,329 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,200 | $38,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,930 | $38,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,865 | $38,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 3,000 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006197 | this filing | 2015-02-13 | acceptance time not in the bulk data set |