13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 7,761 holding rows worth $280,098,700,000.
- Accession
- 0001140361-15-006197
- Filer
- CIK 70858
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 15,750 entries on the cover page, a total value of $280,098,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,098,700,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 10,760 | $168,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,200 | $167,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 13,414 | $167,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 5,400 | $167,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,241 | $167,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,700 | $166,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,835 | $166,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 9,036 | $166,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,679 | $166,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 2,849 | $166,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 9,449 | $166,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,865 | $166,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,100 | $165,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,184 | $165,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,047 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 3,364 | $165,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 4,654 | $165,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 9,135 | $165,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 60,895 | $165,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 7,599 | $164,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,310 | $164,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,850 | $164,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,600 | $164,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,320 | $164,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,100 | $163,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,000 | $163,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 6,629 | $163,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,272 | $163,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,700 | $163,000 | thousands by filing date | put |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,076 | $162,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,800 | $161,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 4,500 | $161,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,722 | $161,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,534 | $161,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 6,680 | $161,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 39,000 | $161,000 | thousands by filing date | principal |
| Bowater Inc | 09066L105 | COMMON STOCKS | 42,746 | $160,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 4,313 | $160,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 15,100 | $160,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 5,588 | $160,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 3,151 | $160,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,026 | $159,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,400 | $159,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 23,222 | $159,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,700 | $159,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 7,682 | $159,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 1,500 | $159,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,450 | $159,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,600 | $159,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 23,100 | $159,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 7,094 | $159,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,743 | $158,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4,104 | $158,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 11,786 | $158,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 12,900 | $158,000 | thousands by filing date | put |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 11,984 | $158,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 6,860 | $158,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 12,429 | $158,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 44,900 | $157,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 25,846 | $157,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,699 | $157,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 5,800 | $157,000 | thousands by filing date | call |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 147,870 | $157,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 9,300 | $157,000 | thousands by filing date | put |
| PENFORD CORP | 707051108 | COM | 8,399 | $157,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 6,000 | $157,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 5,513 | $156,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 3,200 | $156,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,300 | $155,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 11,489 | $155,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 9,588 | $155,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 28,809 | $155,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 14,878 | $155,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 19,839 | $155,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 6,430 | $155,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 8,500 | $155,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 159,314 | $155,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,000 | $154,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,721 | $154,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 18,489 | $154,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 8,344 | $154,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 20,270 | $154,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 14,784 | $154,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 2,723 | $154,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 6,400 | $153,000 | thousands by filing date | put |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 38,464 | $153,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 4,564 | $152,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,652 | $152,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 19,300 | $152,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,876 | $151,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 18,423 | $151,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,990 | $151,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 4,762 | $151,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 9,596 | $151,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 10,765 | $151,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,200 | $150,000 | thousands by filing date | put |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 9,270 | $150,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 5,036 | $150,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 15,337 | $150,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 5,100 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,814 | $149,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 8,419 | $149,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,863 | $149,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,458 | $148,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 3,508 | $148,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,693 | $148,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,677 | $148,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 5,850 | $148,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 900 | $147,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 19,720 | $147,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,800 | $147,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 5,355 | $147,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,025 | $147,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 15,830 | $147,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 7,205 | $147,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 8,724 | $147,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 300,000 | $147,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 50,400 | $147,000 | thousands by filing date | put |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 8,750 | $147,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 6,347 | $146,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 4,676 | $146,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 17,500 | $146,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 9,600 | $145,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 10,690 | $145,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,639 | $144,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,150 | $144,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 3,100 | $144,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 80,900 | $144,000 | thousands by filing date | put |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 7,135 | $144,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 6,287 | $144,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 6,419 | $144,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,850 | $143,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $143,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 28,530 | $143,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 32,794 | $143,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,595 | $143,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,017 | $143,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 5,400 | $143,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 19,700 | $143,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 5,650 | $143,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,500 | $142,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,959 | $142,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 9,600 | $142,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 20,293 | $142,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 3,628 | $142,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 48,963 | $142,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 6,390 | $141,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 50,000 | $140,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,050 | $140,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 16,044 | $140,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 2,000 | $140,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 8,070 | $140,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 1,133 | $139,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 3,920 | $139,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 6,300 | $139,000 | thousands by filing date | put |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 4,001 | $139,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 55,186 | $139,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 16,527 | $139,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 16,200 | $138,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 13,728 | $138,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,240 | $138,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 5,330 | $138,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 50,000 | $138,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,400 | $137,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 2,598 | $137,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,496 | $137,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,460 | $137,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,550 | $137,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 6,200 | $137,000 | thousands by filing date | put |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 4,400 | $137,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,275 | $136,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 2,500 | $136,000 | thousands by filing date | call |
| METRO BANCORP INC | 59161R101 | COM | 5,250 | $136,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 5,434 | $136,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 7,100 | $136,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,100 | $135,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 43,869 | $135,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 35,916 | $135,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 15,300 | $134,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 7,677 | $134,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 42,000 | $134,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 4,501 | $133,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,854 | $133,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 8,000 | $133,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 5,475 | $133,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,010 | $132,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,100 | $132,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 35,700 | $132,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 85,000 | $132,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 12,109 | $132,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 9,533 | $132,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 2,434 | $132,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,800 | $131,000 | thousands by filing date | call |
| Abrdn Emerging Markets | 00301W105 | COM | 17,603 | $131,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 4,300 | $131,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 55,611 | $131,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 3,242 | $130,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 6,503 | $130,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 4,138 | $130,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,256 | $129,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 3,726 | $129,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,300 | $129,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 4,726 | $129,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 9,695 | $129,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 68,984 | $129,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,200 | $128,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 5,300 | $128,000 | thousands by filing date | put |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,000 | $128,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 5,050 | $128,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 5,468 | $128,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,400 | $127,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 39,100 | $127,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 2,600 | $127,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 82,018 | $127,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 23,400 | $127,000 | thousands by filing date | put |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 10,401 | $127,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,800 | $126,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 8,579 | $126,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,000 | $126,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $126,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,324 | $125,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,200 | $125,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 7,841 | $125,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,128 | $125,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 6,577 | $125,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,900 | $125,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,900 | $125,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,600 | $125,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 31,000 | $125,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 9,117 | $125,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 9,144 | $125,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 39,400 | $125,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,200 | $124,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 1,900 | $124,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,643 | $124,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,983 | $124,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,827 | $124,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,900 | $124,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 23,000 | $124,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,000 | $124,000 | thousands by filing date | call |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 16,160 | $124,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 11,421 | $124,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 2,519 | $124,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,400 | $123,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,000 | $123,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 5,000 | $123,000 | thousands by filing date | call |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 10,600 | $123,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,600 | $122,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,514 | $122,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 5,700 | $122,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,500 | $121,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 1,324 | $121,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 10,400 | $121,000 | thousands by filing date | call |
| NEPHROGENEX INC | 640667101 | Cmn | 9,100 | $121,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,361 | $120,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 7,307 | $120,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 3,100 | $120,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 6,600 | $120,000 | thousands by filing date | put |
| SOLARWINDS INC | 83416B109 | COM | 2,400 | $120,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 3,200 | $120,000 | thousands by filing date | call |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 2,812 | $120,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 20,000 | $120,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,139 | $119,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 34,873 | $119,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,400 | $119,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 1,600 | $119,000 | thousands by filing date | call |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 79,000 | $119,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 5,959 | $118,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,739 | $118,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 70,785 | $118,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 72,000 | $118,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,300 | $118,000 | thousands by filing date | call |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 5,611 | $117,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,700 | $117,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 29,947 | $117,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 24,442 | $117,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 9,800 | $117,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 4,798 | $116,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,905 | $116,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,092 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 4,047 | $116,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 5,802 | $116,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 121,375 | $116,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,900 | $115,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,546 | $115,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,800 | $115,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 3,600 | $115,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 4,110 | $115,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,012 | $115,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 27,462 | $115,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 13,420 | $115,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12,670 | $115,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,579 | $115,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 6,700 | $115,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,400 | $114,000 | thousands by filing date | call |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 989 | $114,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,171 | $113,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,636 | $113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,329 | $113,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 7,525 | $113,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 9,879 | $112,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 18,500 | $112,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 14,268 | $111,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,861 | $111,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,800 | $111,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 120,000 | $111,000 | thousands by filing date | principal |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,000 | $110,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,000 | $110,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 9,700 | $110,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,036 | $110,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 5,051 | $110,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 30,982 | $110,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 8,042 | $110,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,770 | $109,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,389 | $109,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,500 | $109,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,034 | $109,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,400 | $109,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,901 | $109,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,927 | $109,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,842 | $109,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,667 | $109,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,600 | $109,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,700 | $108,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 1,897 | $108,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,200 | $108,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,000 | $108,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 7,700 | $108,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,700 | $107,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 25,465 | $107,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,942 | $107,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 9,290 | $107,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 5,291 | $107,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,846 | $107,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,352 | $107,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,900 | $107,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 7,035 | $107,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 7,396 | $107,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 6,546 | $107,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,500 | $107,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 20,001 | $107,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 1,600 | $107,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,940 | $107,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 110,000 | $107,000 | thousands by filing date | principal |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 5,392 | $106,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,000 | $106,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 4,700 | $106,000 | thousands by filing date | put |
| Tasman Metals Ltd | 87652B103 | COM | 251,850 | $106,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,300 | $105,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,700 | $105,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,050 | $105,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,530 | $105,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 116,000 | $105,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 25,781 | $105,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 5,000 | $105,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 6,000 | $105,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 8,990 | $105,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,300 | $104,000 | thousands by filing date | put |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 4,000 | $104,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 8,234 | $104,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 2,000 | $104,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 9,027 | $103,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,638 | $103,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,500 | $103,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 1,000 | $103,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 12,217 | $103,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 21,482 | $103,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 8,391 | $102,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 3,900 | $102,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 6,702 | $102,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 700 | $102,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 7,000 | $102,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 9,900 | $102,000 | thousands by filing date | put |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 4,375 | $102,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,458 | $101,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 2,135 | $101,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 18,591 | $101,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,000 | $101,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 2,082 | $101,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,000 | $101,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 32,000 | $101,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 16,121 | $101,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 6,423 | $100,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 28,319 | $100,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 16,463 | $100,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,050 | $100,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,100 | $100,000 | thousands by filing date | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 2,800 | $100,000 | thousands by filing date | call |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 19,400 | $100,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 17,574 | $100,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 2,169 | $100,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 32,206 | $100,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,400 | $99,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 4,337 | $99,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,100 | $99,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 5,200 | $99,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 8,357 | $99,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,927 | $98,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 6,200 | $98,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 48,300 | $98,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 4,800 | $98,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 6,233 | $98,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 14,244 | $98,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 4,575 | $98,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 15,000 | $98,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 9,900 | $97,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,221 | $97,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,010 | $97,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 37,165 | $97,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 3,329 | $97,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 11,079 | $97,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 7,916 | $97,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,484 | $97,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,166 | $96,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,100 | $96,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 26,543 | $96,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 6,946 | $96,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 16,700 | $96,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 54,825 | $96,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 17,804 | $96,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,000 | $95,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,470 | $95,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 4,400 | $95,000 | thousands by filing date | put |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,350 | $95,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,200 | $95,000 | thousands by filing date | put |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 12,333 | $95,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 4,798 | $95,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 5,577 | $95,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,000 | $95,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 4,700 | $95,000 | thousands by filing date | put |
| FBR & CO | 30247C400 | COM NEW | 3,881 | $95,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 3,444 | $95,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,000 | $95,000 | thousands by filing date | put |
| CIVEO CORP | 178787107 | COM | 23,093 | $95,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,500 | $94,000 | thousands by filing date | call |
| BANCROFT FUND LIMITED | 059695106 | COM | 4,656 | $94,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 12,200 | $94,000 | thousands by filing date | call |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 3,920 | $94,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,150 | $94,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 10,204 | $94,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 9,801 | $93,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 11,259 | $93,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 695 | $93,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 300 | $93,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 30,519 | $93,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 2,886 | $93,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,946 | $93,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 778 | $93,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 4,075 | $93,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 4,200 | $92,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,900 | $92,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 6,416 | $92,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,800 | $92,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 6,940 | $92,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,889 | $92,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,200 | $91,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,800 | $91,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 1,246 | $91,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 9,130 | $91,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 3,300 | $91,000 | thousands by filing date | put |
| VENAXIS INC | 92262A107 | COM | 51,409 | $91,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,400 | $91,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 96,578 | $90,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,586 | $90,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,000 | $90,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 5,300 | $90,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 9,300 | $90,000 | thousands by filing date | put |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,571 | $90,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,947 | $90,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 9,713 | $90,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 6,820 | $90,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,300 | $89,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 35,513 | $89,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,012 | $89,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 33,550 | $89,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 3,760 | $89,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 1,473 | $89,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 7,000 | $88,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 14,500 | $88,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 22,150 | $88,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,200 | $88,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 12,906 | $88,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 67,673 | $88,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 9,000 | $88,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 9,700 | $87,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 3,680 | $87,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,797 | $87,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 3,152 | $86,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,500 | $86,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 3,542 | $86,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 3,300 | $86,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,000 | $86,000 | thousands by filing date | put |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 8,745 | $86,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 2,500 | $86,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,800 | $86,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 62,092 | $86,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 7,190 | $86,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 7,161 | $86,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 42,904 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006197 | this filing | 2015-02-13 | acceptance time not in the bulk data set |