13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 8,137 holding rows worth $312,596,477,000.
- Accession
- 0001140361-14-032665
- Filer
- CIK 70858
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,960 entries on the cover page, a total value of $312,596,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $312,596,477,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 21,768 | $562,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 189,734 | $562,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 123,115 | $561,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 15,000 | $561,000 | thousands by filing date | call |
| DWS | 23338W104 | EXCHANGE TRADED | 66,438 | $559,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 31,900 | $559,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 24,648 | $559,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,000 | $558,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 24,100 | $558,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 3,312 | $558,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 500,000 | $558,000 | thousands by filing date | principal |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 13,453 | $557,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 7,981 | $555,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 82,760 | $554,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 24,120 | $554,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 131,372 | $554,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 226,038 | $553,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 100,200 | $553,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 22,054 | $549,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 29,500 | $549,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 25,835 | $547,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,300 | $547,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 24,659 | $547,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 15,700 | $546,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 11,600 | $546,000 | thousands by filing date | put |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 7,002 | $545,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 5,000 | $544,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 15,800 | $544,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 7,618 | $543,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 10,747 | $543,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8,500 | $542,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 14,634 | $541,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 60,077 | $541,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 108,600 | $540,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 22,100 | $539,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 30,860 | $539,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 288,869 | $538,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 14,800 | $537,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 64,358 | $537,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 10,390 | $537,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,000 | $536,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,675 | $536,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 12,380 | $535,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,600 | $535,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 26,500 | $535,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 31,390 | $535,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,000 | $533,000 | thousands by filing date | put |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 42,999 | $533,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 5,900 | $532,000 | thousands by filing date | put |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 76,698 | $532,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 17,334 | $531,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 33,846 | $530,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 55,781 | $530,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 85,197 | $530,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 15,222 | $530,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 34,649 | $530,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 28,300 | $530,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 35,560 | $528,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 73,031 | $528,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 44,410 | $527,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 13,000 | $527,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 12,204 | $527,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 40,535 | $527,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 14,200 | $527,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 20,328 | $526,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 8,000 | $526,000 | thousands by filing date | call |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 14,752 | $525,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 116,376 | $525,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 9,594 | $523,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 425,133 | $522,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 4,000 | $522,000 | thousands by filing date | call |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 22,055 | $522,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 46,478 | $520,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 39,160 | $520,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,000 | $520,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,000 | $519,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 30,425 | $519,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 12,900 | $519,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 19,575 | $519,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 412,287 | $519,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 19,686 | $519,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 10,100 | $518,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 77,663 | $516,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 31,000 | $516,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 14,000 | $515,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 50,224 | $515,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 19,100 | $514,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 10,964 | $514,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 34,504 | $514,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 264,739 | $514,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,693 | $513,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 7,900 | $513,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 49,842 | $513,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 11,600 | $513,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 61,400 | $513,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 62,380 | $512,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,110 | $512,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 8,689 | $512,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 7,790 | $511,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 36,698 | $511,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,300 | $510,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,400 | $509,000 | thousands by filing date | put |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 26,779 | $509,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 77,840 | $509,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 291,136 | $509,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 26,978 | $508,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 14,000 | $507,000 | thousands by filing date | call |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 43,161 | $506,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 64,169 | $505,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 34,950 | $505,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 37,835 | $504,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 31,782 | $504,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 116,723 | $504,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 36,196 | $503,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 24,318 | $503,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 3,536 | $502,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 500,000 | $502,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 11,200 | $501,000 | thousands by filing date | put |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 38,165 | $501,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 11,018 | $501,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 6,628 | $501,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 9,700 | $500,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 13,881 | $499,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 54,250 | $499,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 36,955 | $496,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 13,900 | $496,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 21,322 | $496,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 19,112 | $496,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,200 | $495,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 23,743 | $495,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 22,500 | $494,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 7,945 | $494,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 16,519 | $494,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 40,612 | $493,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,000 | $493,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 10,906 | $493,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 500,000 | $493,000 | thousands by filing date | principal |
| VENAXIS INC | 92262A107 | COM | 221,211 | $493,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 23,930 | $492,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 19,271 | $492,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 53,194 | $492,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 26,407 | $491,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,500 | $490,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 40,393 | $490,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 10,700 | $490,000 | thousands by filing date | put |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 66,400 | $490,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,445 | $490,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 41,533 | $489,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 50,000 | $488,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 24,200 | $488,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 40,327 | $488,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 15,631 | $487,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 112,966 | $486,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 29,023 | $485,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 31,100 | $485,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,200 | $485,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,000 | $485,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 119,369 | $485,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 19,117 | $484,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 32,040 | $484,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 21,200 | $483,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 6,700 | $483,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 4,213 | $483,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 50,913 | $482,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 16,965 | $481,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 7,720 | $481,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 34,360 | $481,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 33,577 | $481,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 16,697 | $481,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 31,482 | $480,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 152,605 | $480,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,300 | $479,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 9,600 | $479,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 127,761 | $479,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 51,309 | $477,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 27,400 | $477,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 100,000 | $477,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 20,833 | $477,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 27,900 | $477,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 35,230 | $477,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 6,600 | $476,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 45,000 | $476,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 18,935 | $475,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 25,138 | $474,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 40,084 | $474,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 24,000 | $474,000 | thousands by filing date | put |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,617 | $474,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 36,266 | $474,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 16,305 | $473,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 32,251 | $473,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 15,660 | $473,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 24,938 | $472,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 27,503 | $472,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 445,000 | $472,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 24,467 | $471,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 37,234 | $471,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 523,840 | $471,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 168,988 | $470,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 54,128 | $470,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 221,482 | $469,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 19,900 | $469,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 249,420 | $469,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 22,087 | $468,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 19,358 | $468,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,500 | $467,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,800 | $466,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 15,800 | $466,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 17,923 | $466,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 70,000 | $466,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 26,493 | $466,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 29,566 | $465,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,952 | $465,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 33,788 | $465,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 35,854 | $465,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 32,742 | $464,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20,800 | $464,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 9,400 | $464,000 | thousands by filing date | put |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 9,167 | $463,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 17,460 | $463,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,300 | $461,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 48,940 | $461,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 8,678 | $461,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 20,883 | $461,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 31,294 | $461,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 22,961 | $459,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 20,942 | $459,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 29,600 | $458,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 29,900 | $457,000 | thousands by filing date | put |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 33,380 | $457,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,683 | $456,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,976 | $454,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 13,500 | $454,000 | thousands by filing date | call |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 21,273 | $453,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 13,409 | $452,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 9,600 | $452,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 26,100 | $452,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 73,000 | $451,000 | thousands by filing date | put |
| QUALITY DISTR INC FLA | 74756M102 | COM | 30,366 | $451,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 67,624 | $450,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,100 | $449,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,700 | $447,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 42,204 | $447,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 277,486 | $447,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $446,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 58,220 | $446,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 37,200 | $446,000 | thousands by filing date | call |
| MCG CAPITAL CORP | 58047P107 | COM | 113,823 | $446,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 134,028 | $445,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 11,000 | $444,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9,068 | $444,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 36,299 | $443,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 31,035 | $442,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 39,955 | $442,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 129,837 | $441,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 26,936 | $441,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,800 | $441,000 | thousands by filing date | put |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 42,185 | $441,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 37,062 | $440,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 19,300 | $439,000 | thousands by filing date | call |
| CAPITALA FIN CORP | 14054R106 | COM | 23,221 | $438,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 32,238 | $437,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 70,800 | $437,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 8,924 | $437,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 8,575 | $436,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,600 | $436,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 9,098 | $435,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,653 | $435,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 15,564 | $433,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 20,337 | $431,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 50,711 | $430,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 35,884 | $430,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 31,915 | $429,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 233,798 | $428,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 23,764 | $428,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 39,000 | $427,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 18,759 | $427,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,800 | $426,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 12,200 | $426,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,415 | $425,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,300 | $425,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,500 | $425,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 17,719 | $425,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 24,314 | $425,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,800 | $424,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 16,732 | $424,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 14,878 | $422,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 93,520 | $422,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,159 | $421,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 4,750 | $421,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 7,300 | $419,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 4,480 | $419,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 28,664 | $419,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,099 | $419,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 22,477 | $418,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 10,985 | $417,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 40,654 | $417,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 23,780 | $417,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 6,090 | $417,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 23,885 | $416,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 34,985 | $416,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 28,670 | $415,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 31,535 | $415,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 41,852 | $415,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 15,250 | $415,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 4,870 | $414,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,253 | $414,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 12,214 | $414,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 431,355 | $414,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 15,667 | $413,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 8,032 | $413,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 28,800 | $412,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 18,966 | $412,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 19,896 | $411,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 21,405 | $411,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 18,035 | $411,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 6,500 | $411,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 28,981 | $411,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 8,700 | $411,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 13,778 | $411,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 25,422 | $410,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 5,208 | $410,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 8,300 | $410,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 53,996 | $410,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 33,897 | $410,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 18,794 | $410,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,600 | $409,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 47,201 | $409,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 283,629 | $409,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 25,519 | $409,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 33,051 | $408,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 65,530 | $408,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 22,200 | $407,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 14,602 | $406,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 74,500 | $406,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 43,841 | $404,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 258,301 | $403,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 59,657 | $403,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,026 | $403,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 9,323 | $403,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 19,073 | $402,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 11,363 | $402,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,144 | $401,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 19,100 | $401,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 12,400 | $401,000 | thousands by filing date | call |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 38,425 | $401,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 20,868 | $400,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 42,195 | $400,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,414 | $400,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 9,547 | $400,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 18,200 | $400,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 49,748 | $400,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,500 | $399,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 52,782 | $399,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 14,589 | $398,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,700 | $397,000 | thousands by filing date | put |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,190 | $397,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 29,819 | $397,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 8,816 | $396,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 69,918 | $396,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 95,900 | $395,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 374,000 | $394,000 | thousands by filing date | principal |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 16,430 | $394,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 6,278 | $393,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 24,963 | $393,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 12,300 | $392,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 9,800 | $392,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 13,852 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,300 | $389,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 51,622 | $389,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 254,000 | $389,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 16,139 | $389,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 34,944 | $389,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 5,100 | $388,000 | thousands by filing date | call |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 18,900 | $388,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,100 | $387,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 249,280 | $387,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 26,074 | $387,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 30,975 | $386,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 20,987 | $386,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 6,500 | $386,000 | thousands by filing date | call |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 14,214 | $386,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,500 | $385,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 6,300 | $385,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 35,278 | $384,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 50,159 | $384,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 11,437 | $383,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,066 | $383,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 27,532 | $382,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 226,819 | $382,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 7,800 | $381,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 9,936 | $381,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 15,408 | $381,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 6,600 | $381,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 13,717 | $381,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 76,400 | $381,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 10,835 | $380,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 56,600 | $380,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 12,860 | $379,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 16,784 | $379,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,800 | $378,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 8,455 | $378,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 58,787 | $377,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 50,051 | $377,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 365,000 | $377,000 | thousands by filing date | principal |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 6,688 | $376,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,500 | $375,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 9,916 | $375,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 18,863 | $375,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,900 | $374,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 10,000 | $373,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 15,499 | $373,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,108 | $373,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 7,900 | $373,000 | thousands by filing date | call |
| RUBICON MINERALS CORP | 780911103 | COM | 253,974 | $373,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 118,840 | $372,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 121,600 | $372,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 7,900 | $371,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 25,666 | $371,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 74,256 | $371,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 25,111 | $371,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 6,892 | $370,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 9,706 | $370,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 20,869 | $370,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,600 | $369,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 161,719 | $369,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 25,713 | $368,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,300 | $367,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 141,417 | $367,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 39,985 | $367,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 27,065 | $366,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 34,600 | $366,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 85,900 | $365,000 | thousands by filing date | call |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 7,231 | $365,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 9,754 | $364,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 24,881 | $364,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 74,748 | $364,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 15,101 | $363,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 13,033 | $363,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 8,168 | $363,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 37,900 | $363,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 19,720 | $363,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,600 | $362,000 | thousands by filing date | call |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,400 | $362,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 21,445 | $362,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,900 | $361,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 66,636 | $361,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 209,837 | $361,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 295,000 | $361,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,543 | $360,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 5,200 | $360,000 | thousands by filing date | call |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 165,698 | $360,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 15,309 | $359,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 22,182 | $359,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 6,667 | $359,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,787 | $359,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 28,853 | $358,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 7,020 | $358,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 23,400 | $358,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 16,512 | $357,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 30,875 | $357,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 14,488 | $357,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 207,490 | $357,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 11,404 | $356,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,104 | $356,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 30,059 | $356,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 5,000 | $356,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 12,269 | $356,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 12,431 | $356,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 24,842 | $355,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 101,667 | $355,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 88,786 | $354,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 13,122 | $353,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 87,702 | $353,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 10,100 | $352,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 3,800 | $351,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 3,969 | $351,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 22,376 | $351,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,900 | $350,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 21,400 | $350,000 | thousands by filing date | call |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 593,650 | $350,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 20,311 | $349,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 32,243 | $349,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 23,021 | $348,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 10,400 | $348,000 | thousands by filing date | call |
| TAMINCO CORP | 87509U106 | COM | 14,958 | $348,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 122,358 | $348,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 14,289 | $348,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,800 | $347,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 6,139 | $347,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 4,536 | $347,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 41,093 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,000 | $346,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 75,516 | $346,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 384,489 | $346,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 11,700 | $345,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 13,978 | $345,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 24,818 | $345,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 28,716 | $345,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 32,126 | $344,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 15,331 | $343,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032665 | this filing | 2014-08-14 | acceptance time not in the bulk data set |