13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 8,137 holding rows worth $312,596,477,000.
- Accession
- 0001140361-14-032665
- Filer
- CIK 70858
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,960 entries on the cover page, a total value of $312,596,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $312,596,477,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 69,634 | $1,747,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 37,863 | $1,745,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 49,614 | $1,741,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 146,675 | $1,740,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 31,311 | $1,739,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 68,199 | $1,738,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 49,145 | $1,736,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 56,229 | $1,735,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 126,274 | $1,734,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 79,244 | $1,730,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 68,573 | $1,729,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 146,683 | $1,726,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 111,992 | $1,724,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 46,816 | $1,721,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 258,600 | $1,720,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 18,014 | $1,719,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 43,303 | $1,717,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 133,880 | $1,716,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 201,000 | $1,715,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 29,200 | $1,714,000 | thousands by filing date | call |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 418,089 | $1,714,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 22,300 | $1,710,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 242,507 | $1,710,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 41,408 | $1,705,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 42,962 | $1,704,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 81,557 | $1,703,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 25,000 | $1,702,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 34,465 | $1,700,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,702,000 | $1,700,000 | thousands by filing date | principal |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 54,472 | $1,698,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 40,800 | $1,696,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 27,355 | $1,696,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 88,303 | $1,690,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 212,300 | $1,690,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 402,714 | $1,687,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 84,584 | $1,687,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 41,100 | $1,683,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 81,765 | $1,682,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 111,154 | $1,680,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 12,424 | $1,679,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 80,300 | $1,678,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 26,772 | $1,678,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 111,633 | $1,677,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 56,843 | $1,677,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 15,764 | $1,677,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 46,200 | $1,673,000 | thousands by filing date | call |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 41,183 | $1,672,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 66,142 | $1,669,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 82,500 | $1,663,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 57,457 | $1,659,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 16,932 | $1,651,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 17,306 | $1,644,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 26,704 | $1,643,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 118,867 | $1,642,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 67,696 | $1,639,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 39,619 | $1,636,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 305,730 | $1,635,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 18,433 | $1,631,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 69,411 | $1,631,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 45,316 | $1,630,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 26,250 | $1,630,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 14,600 | $1,627,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 1,215,000 | $1,627,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 34,000 | $1,626,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 24,500 | $1,625,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 51,699 | $1,625,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 107,367 | $1,624,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 63,800 | $1,623,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 100,511 | $1,622,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 195,999 | $1,617,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 117,238 | $1,612,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 55,489 | $1,610,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 10,900 | $1,606,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 44,369 | $1,604,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 29,887 | $1,604,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 197,709 | $1,600,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 57,779 | $1,598,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 222,500 | $1,595,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 34,658 | $1,594,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 26,391 | $1,594,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 35,691 | $1,594,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 32,223 | $1,592,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 187,258 | $1,590,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 65,436 | $1,588,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 33,188 | $1,584,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 32,727 | $1,581,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 111,757 | $1,580,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 73,800 | $1,576,000 | thousands by filing date | put |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 22,286 | $1,575,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 44,400 | $1,574,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 90,302 | $1,572,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 14,100 | $1,571,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 40,192 | $1,569,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 38,826 | $1,566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 33,276 | $1,565,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 82,484 | $1,562,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 194,217 | $1,561,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 37,347 | $1,560,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 73,008 | $1,554,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 106,510 | $1,552,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 79,017 | $1,551,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 95,886 | $1,550,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 60,842 | $1,536,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 41,627 | $1,534,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 90,050 | $1,528,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 29,487 | $1,528,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 37,146 | $1,528,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 14,851 | $1,526,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 30,100 | $1,524,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 71,047 | $1,523,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 423,730 | $1,521,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 83,397 | $1,519,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 47,991 | $1,519,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 51,000 | $1,519,000 | thousands by filing date | put |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 84,615 | $1,519,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 48,656 | $1,518,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 30,832 | $1,518,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 41,300 | $1,518,000 | thousands by filing date | call |
| BIO REFERENCE LABS INC | 09057G602 | COM | 50,229 | $1,518,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 16,600 | $1,517,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 242,254 | $1,517,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 59,729 | $1,516,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 1,504,000 | $1,515,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 40,093 | $1,513,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 53,574 | $1,513,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 18,300 | $1,511,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 24,177 | $1,511,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 48,200 | $1,507,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 192,132 | $1,502,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,800 | $1,501,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 185,748 | $1,501,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 52,400 | $1,497,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 27,722 | $1,496,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 172,677 | $1,495,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 16,600 | $1,494,000 | thousands by filing date | put |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 40,277 | $1,493,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 81,770 | $1,492,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 19,322 | $1,491,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 153,632 | $1,490,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 64,816 | $1,489,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 66,444 | $1,484,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 91,249 | $1,484,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 73,305 | $1,483,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 89,853 | $1,482,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,211,000 | $1,479,000 | thousands by filing date | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 63,440 | $1,478,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 59,600 | $1,478,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 43,869 | $1,478,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 30,900 | $1,477,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 40,799 | $1,477,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 11,349 | $1,477,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 46,900 | $1,473,000 | thousands by filing date | call |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 30,234 | $1,469,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 28,900 | $1,465,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 29,660 | $1,465,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 94,825 | $1,465,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 27,790 | $1,464,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 111,943 | $1,464,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,165,000 | $1,464,000 | thousands by filing date | principal |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 99,340 | $1,463,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 50,333 | $1,462,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 42,497 | $1,461,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 24,915 | $1,460,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 37,645 | $1,459,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 41,000 | $1,457,000 | thousands by filing date | put |
| OM GROUP INC | 670872100 | COM | 44,900 | $1,456,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 26,333 | $1,456,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 20,252 | $1,454,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 123,726 | $1,454,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 41,185 | $1,453,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 25,679 | $1,453,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 102,971 | $1,450,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 58,168 | $1,450,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 27,417 | $1,448,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 30,800 | $1,446,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 46,921 | $1,445,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,300 | $1,443,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 44,173 | $1,443,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 63,187 | $1,443,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 389,092 | $1,443,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 33,618 | $1,442,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 19,151 | $1,440,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 39,260 | $1,438,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 49,423 | $1,437,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 21,396 | $1,437,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 243,180 | $1,437,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 50,713 | $1,435,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 59,801 | $1,433,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15,000 | $1,431,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 54,135 | $1,427,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 37,900 | $1,421,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 46,769 | $1,420,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,800 | $1,419,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 41,913 | $1,418,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 49,246 | $1,418,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 109,283 | $1,415,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 17,381 | $1,414,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 40,838 | $1,413,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 43,525 | $1,411,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 93,163 | $1,410,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 67,152 | $1,402,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 22,670 | $1,402,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 49,516 | $1,398,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 432,951 | $1,395,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 61,500 | $1,395,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 26,826 | $1,394,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 14,619 | $1,394,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 14,564 | $1,393,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 75,602 | $1,391,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 112,426 | $1,391,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 79,597 | $1,390,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 2,526,622 | $1,389,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 42,827 | $1,389,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 326,512 | $1,387,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 25,040 | $1,386,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 61,409 | $1,386,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 142,165 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 13,725 | $1,380,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 120,357 | $1,379,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 22,100 | $1,377,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 20,626 | $1,377,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 24,900 | $1,376,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 44,710 | $1,375,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 49,723 | $1,372,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 200,934 | $1,369,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,641 | $1,369,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 15,901 | $1,367,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 41,479 | $1,366,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 95,200 | $1,362,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 20,387 | $1,359,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 21,900 | $1,357,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 94,465 | $1,356,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 45,582 | $1,355,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 112,876 | $1,354,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 26,557 | $1,352,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 51,300 | $1,351,000 | thousands by filing date | put |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 9,803 | $1,347,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 10,617 | $1,344,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 27,389 | $1,344,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 66,125 | $1,342,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 48,943 | $1,339,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 64,957 | $1,335,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 84,692 | $1,332,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 32,304 | $1,331,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 72,440 | $1,328,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 23,544 | $1,328,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 95,567 | $1,328,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 77,836 | $1,326,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 154,535 | $1,321,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 70,465 | $1,316,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 12,700 | $1,316,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 81,901 | $1,315,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 55,514 | $1,313,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 41,994 | $1,313,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 29,300 | $1,311,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 350,371 | $1,311,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 50,000 | $1,309,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 252,800 | $1,302,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 22,499 | $1,301,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 99,693 | $1,301,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 25,000 | $1,300,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 14,931 | $1,297,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 19,420 | $1,295,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 221,400 | $1,293,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 18,100 | $1,291,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 171,235 | $1,290,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 47,900 | $1,287,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 70,100 | $1,286,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 98,017 | $1,285,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 147,530 | $1,285,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 113,709 | $1,284,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 14,527 | $1,283,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 52,100 | $1,281,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 20,100 | $1,281,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 71,960 | $1,279,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 93,347 | $1,279,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 52,576 | $1,278,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 105,217 | $1,277,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 40,966 | $1,275,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 8,500 | $1,274,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 174,769 | $1,274,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 15,752 | $1,272,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 37,214 | $1,272,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 17,440 | $1,270,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 202,515 | $1,266,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 39,915 | $1,265,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 78,878 | $1,264,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 53,345 | $1,261,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 37,980 | $1,259,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 80,000 | $1,258,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 38,556 | $1,257,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 60,964 | $1,257,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 9,279 | $1,252,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 14,409 | $1,250,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 137,830 | $1,245,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 30,700 | $1,245,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 88,345 | $1,244,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 106,093 | $1,243,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 24,600 | $1,242,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 40,000 | $1,240,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 15,500 | $1,240,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 39,400 | $1,240,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 48,752 | $1,239,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 43,265 | $1,237,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 26,100 | $1,236,000 | thousands by filing date | put |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 49,262 | $1,235,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 48,100 | $1,235,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 175,570 | $1,234,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 23,691 | $1,234,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 36,770 | $1,230,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 35,000 | $1,228,000 | thousands by filing date | put |
| VCA ANTECH INC | 918194101 | COM | 35,000 | $1,228,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 36,700 | $1,228,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 33,764 | $1,227,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,238,000 | $1,227,000 | thousands by filing date | put |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 59,133 | $1,227,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461365 | BLUE CHIP ETF | 59,518 | $1,227,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 17,706 | $1,226,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 73,351 | $1,224,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 92,236 | $1,222,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 67,240 | $1,222,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 57,500 | $1,222,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 44,615 | $1,222,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 37,800 | $1,218,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 34,300 | $1,216,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 16,147 | $1,215,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 13,060 | $1,214,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 31,401 | $1,214,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 61,718 | $1,211,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,204,000 | $1,210,000 | thousands by filing date | principal |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 965,000 | $1,210,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 79,441 | $1,209,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 19,400 | $1,208,000 | thousands by filing date | call |
| PROSHARES TR | 74348A335 | COM | 34,000 | $1,208,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 13,400 | $1,206,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 27,800 | $1,203,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 17,700 | $1,202,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,735 | $1,200,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 28,781 | $1,199,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 85,763 | $1,199,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 93,274 | $1,198,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 73,394 | $1,197,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 19,647 | $1,195,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 24,786 | $1,194,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 39,921 | $1,192,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,700 | $1,192,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 24,400 | $1,191,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 93,179 | $1,188,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 15,600 | $1,188,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 89,686 | $1,188,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 12,000 | $1,188,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 16,000 | $1,187,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 33,105 | $1,187,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 77,523 | $1,186,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 56,526 | $1,184,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 24,575 | $1,184,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 58,935 | $1,183,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 49,719 | $1,181,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 38,302 | $1,179,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 23,680 | $1,178,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 33,888 | $1,177,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 95,341 | $1,177,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 25,739 | $1,176,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,030,000 | $1,175,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 17,616 | $1,173,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 846,000 | $1,172,000 | thousands by filing date | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 55,911 | $1,170,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 80,258 | $1,167,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 25,434 | $1,164,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,609 | $1,163,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 77,765 | $1,162,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,500 | $1,155,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 23,183 | $1,153,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 11,522 | $1,152,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 84,003 | $1,149,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 112,975 | $1,148,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 43,092 | $1,146,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 24,422 | $1,145,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 27,491 | $1,144,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 17,947 | $1,138,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 42,096 | $1,138,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 13,000 | $1,136,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 65,032 | $1,135,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 12,000 | $1,129,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 18,338 | $1,128,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 74,486 | $1,125,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 51,177 | $1,125,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 18,400 | $1,124,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 17,561 | $1,121,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 49,500 | $1,120,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 46,436 | $1,118,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 24,238 | $1,118,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 50,796 | $1,117,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 31,485 | $1,115,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 33,200 | $1,115,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 36,644 | $1,115,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 55,993 | $1,114,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 32,398 | $1,112,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 44,409 | $1,111,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 209,228 | $1,105,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 31,600 | $1,105,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 83,706 | $1,103,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 16,412 | $1,099,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 317,500 | $1,098,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 291,889 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 12,912 | $1,094,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 73,019 | $1,093,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 40,000 | $1,092,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 18,912 | $1,091,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 45,469 | $1,091,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 9,106 | $1,088,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 45,363 | $1,088,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 99,825 | $1,087,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,400 | $1,085,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 370,877 | $1,084,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 174,216 | $1,080,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 54,385 | $1,078,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 152,979 | $1,077,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 21,816 | $1,075,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 11,700 | $1,072,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 51,987 | $1,070,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 15,209 | $1,068,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 21,164 | $1,067,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 13,300 | $1,067,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 20,800 | $1,066,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 353 | $1,066,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 29,700 | $1,064,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 72,606 | $1,063,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 16,405 | $1,063,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 14,043 | $1,060,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 77,758 | $1,057,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 79,700 | $1,056,000 | thousands by filing date | call |
| ORBITAL SCIENCES CORP | 685564106 | COM | 35,711 | $1,055,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,100 | $1,054,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 16,800 | $1,053,000 | thousands by filing date | call |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 51,210 | $1,051,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 79,563 | $1,051,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 19,147 | $1,050,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 65,407 | $1,050,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 33,703 | $1,050,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 363,981 | $1,048,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 44,627 | $1,047,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 20,917 | $1,047,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 82,181 | $1,044,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 25,561 | $1,042,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 61,171 | $1,041,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15,700 | $1,038,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 33,100 | $1,038,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 32,758 | $1,034,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 25,484 | $1,034,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 67,918 | $1,032,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 29,659 | $1,030,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 68,652 | $1,027,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 80,859 | $1,026,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 28,841 | $1,026,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 19,900 | $1,026,000 | thousands by filing date | call |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 74,556 | $1,024,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 15,965 | $1,021,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 81,598 | $1,020,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 24,464 | $1,019,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 38,334 | $1,019,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,700 | $1,017,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 12,900 | $1,016,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 82,500 | $1,016,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 52,176 | $1,015,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 107,626 | $1,015,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 17,843 | $1,013,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 27,700 | $1,012,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 109,870 | $1,009,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 69,865 | $1,009,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 37,577 | $1,006,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 39,522 | $1,006,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 59,162 | $1,003,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 107,774 | $1,000,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 89,000 | $999,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 27,000 | $997,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 28,255 | $997,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 15,937 | $995,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 17,396 | $995,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,100 | $989,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 57,528 | $987,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 67,212 | $986,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 516,000 | $986,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 27,200 | $985,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 14,300 | $983,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 32,458 | $982,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 750,000 | $982,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 28,049 | $981,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 57,209 | $980,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 32,765 | $980,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 77,997 | $979,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 36,771 | $978,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 45,100 | $977,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 37,540 | $976,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 20,600 | $975,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 138,213 | $974,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 189,079 | $974,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 30,369 | $974,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 18,347 | $973,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 70,730 | $972,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032665 | this filing | 2014-08-14 | acceptance time not in the bulk data set |