13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-11, with 4,646 holding rows worth $122,067,189,000.
- Accession
- 0001140361-14-031714
- Filer
- CIK 824468
- Filed
- 2014-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,550 entries on the cover page, a total value of $122,067,189,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,067,189,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 23,841 | $363,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 9,188 | $363,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 38,566 | $362,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 32,656 | $361,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 25,343 | $360,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,177 | $360,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 15,000 | $360,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 13,762 | $359,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 15,200 | $359,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 27,023 | $359,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 16,888 | $358,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 88,567 | $358,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 35,387 | $357,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 39,320 | $357,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 30,282 | $356,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 23,840 | $355,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 7,272 | $354,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 19,299 | $352,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 30,188 | $351,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 327,000 | $350,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 218,131 | $350,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 43,571 | $350,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,750 | $350,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 25,749 | $349,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 54,984 | $349,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 14,077 | $348,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 12,149 | $348,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 30,697 | $347,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 35,804 | $347,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 17,510 | $347,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 40,355 | $347,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,737 | $345,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 39,281 | $345,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 15,861 | $345,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 23,688 | $344,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 20,427 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,651 | $343,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 11,882 | $343,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 30,792 | $343,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 29,891 | $341,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 38,684 | $341,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 108,150 | $340,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 17,364 | $340,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 2,596 | $340,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 73,737 | $339,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 26,780 | $339,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 45,760 | $339,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 37,207 | $338,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,392 | $338,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,158 | $337,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 40,779 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 8,786 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,425 | $333,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 23,124 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,345 | $332,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 21,248 | $332,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 122,511 | $332,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 7,156 | $331,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 16,771 | $331,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 39,640 | $330,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 31,103 | $329,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 26,581 | $329,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $328,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 66,560 | $328,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 86,356 | $328,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 34,464 | $328,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 12,052 | $327,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 22,750 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,589 | $325,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,513 | $324,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 335,000 | $324,000 | thousands by filing date | principal |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,117 | $324,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 9,192 | $323,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,113 | $322,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 14,550 | $322,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 11,004 | $321,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 48,155 | $320,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 17,496 | $320,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 64,673 | $318,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 97,719 | $318,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 24,109 | $318,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 14,798 | $317,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 24,837 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,838 | $316,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 12,664 | $316,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 70,637 | $315,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 3,633 | $314,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 13,066 | $314,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,558 | $312,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 13,802 | $312,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 71,602 | $312,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,139 | $311,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 27,592 | $311,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14,488 | $311,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,100 | $310,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 17,171 | $309,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 9,861 | $308,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 63,887 | $308,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 22,486 | $307,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,973 | $306,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 55,511 | $306,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 38,823 | $306,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 48,748 | $305,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,854 | $304,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 21,570 | $303,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 9,600 | $303,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 26,711 | $303,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,235 | $301,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 22,823 | $301,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 283,000 | $301,000 | thousands by filing date | principal |
| SUNGY MOBILE LTD | 86737M100 | ADR | 21,800 | $301,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 81,813 | $300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,290 | $299,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 10,611 | $299,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,941 | $298,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 425,000 | $298,000 | thousands by filing date | principal |
| ISHARES TR | 464287564 | SELECT US REIT | 3,398 | $297,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 19,065 | $297,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 10,713 | $297,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,606 | $296,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 21,106 | $295,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,755 | $294,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 22,451 | $294,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 16,236 | $293,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 496,008 | $293,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,650 | $292,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,181 | $292,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 58,246 | $292,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 24,250 | $291,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 41,772 | $291,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 15,267 | $290,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 87,073 | $290,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 50,205 | $289,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 5,000 | $289,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,395 | $288,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 14,325 | $288,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 42,050 | $288,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 17,825 | $287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 11,316 | $287,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 83,506 | $287,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 20,369 | $287,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 19,584 | $286,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,715 | $286,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 97,737 | $286,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 15,998 | $286,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 288,274 | $286,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 15,778 | $285,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 44,163 | $284,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 42,612 | $283,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 15,778 | $283,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 25,388 | $283,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,865 | $282,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 6,069 | $282,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 213,942 | $282,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 23,155 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,646 | $281,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,605 | $281,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 46,987 | $281,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 16,726 | $281,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,519 | $280,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 16,095 | $280,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 32,791 | $280,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 9,544 | $279,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 15,725 | $278,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 11,175 | $277,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 16,312 | $277,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 274,000 | $277,000 | thousands by filing date | principal |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 17,021 | $275,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 16,181 | $275,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 17,513 | $274,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 35,438 | $274,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 74,430 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,117 | $273,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 10,388 | $272,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 39,904 | $270,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 53,244 | $269,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,923 | $269,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 11,680 | $269,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 10,828 | $269,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 53,585 | $268,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 18,787 | $268,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 6,364 | $268,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 6,000 | $268,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,077 | $267,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,325 | $267,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 88,262 | $267,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 11,719 | $266,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 16,409 | $265,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 9,649 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,000 | $264,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,157 | $263,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 78,997 | $263,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,566 | $263,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $262,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 9,204 | $262,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 35,034 | $262,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 21,961 | $262,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 14,146 | $261,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 255,000 | $261,000 | thousands by filing date | principal |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 57,117 | $260,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 10,208 | $260,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,580 | $259,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 28,138 | $259,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 14,103 | $258,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,128 | $257,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 23,871 | $257,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 18,347 | $257,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,736 | $256,000 | thousands by filing date | |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 131,767 | $256,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 17,384 | $255,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,036 | $255,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 38,571 | $254,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,244 | $253,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 23,615 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,000 | $253,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 26,667 | $253,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 89,373 | $252,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 11,651 | $252,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 262,590 | $252,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 15,191 | $252,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 4,251 | $252,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 16,871 | $252,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 110,274 | $251,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 170,247 | $251,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 42,584 | $251,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 364,000 | $250,000 | thousands by filing date | principal |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 5,148 | $249,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 20,193 | $248,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 40,003 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,700 | $247,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 11,205 | $247,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 9,625 | $246,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 15,302 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,217 | $244,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 16,120 | $244,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,744 | $243,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,467 | $243,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 16,042 | $243,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 99,509 | $243,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 4,969 | $242,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,195 | $241,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 35,290 | $241,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,873 | $240,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 7,066 | $240,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,719 | $239,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 12,922 | $239,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,525 | $239,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 9,561 | $239,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 9,652 | $239,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 64,385 | $239,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 3,684 | $239,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 17,037 | $238,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 16,474 | $238,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,247 | $237,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 6,802 | $237,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 164,344 | $237,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 15,449 | $236,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 40,167 | $236,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 29,163 | $236,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,085 | $235,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,584 | $235,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 36,238 | $235,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,414 | $234,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 10,427 | $234,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,363 | $234,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 26,115 | $234,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 29,668 | $233,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 77 | $233,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 52,595 | $233,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 7,650 | $232,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 124,342 | $232,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 10,560 | $232,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 69,766 | $231,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,833 | $230,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 114,859 | $230,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,800 | $229,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 9,444 | $229,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 7,130 | $229,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 18,928 | $229,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 26,207 | $228,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,802 | $227,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 33,292 | $227,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,184 | $226,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 13,042 | $226,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 14,100 | $226,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 13,120 | $224,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 38,477 | $224,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,064 | $223,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,603 | $222,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 42,319 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 6,540 | $221,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 12,954 | $221,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,802 | $221,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 19,320 | $221,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 20,075 | $220,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 36,954 | $220,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 28,731 | $218,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 15,912 | $218,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $217,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,822 | $217,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 59,669 | $217,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 14,444 | $217,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 138,349 | $216,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 24,747 | $216,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 44,296 | $216,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 47,665 | $216,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 14,854 | $216,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,310 | $215,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 43,169 | $215,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,756 | $214,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 11,059 | $214,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,200 | $214,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 390,137 | $214,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,872 | $213,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 9,076 | $212,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 38,492 | $212,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,328 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,000 | $211,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 10,216 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 3,748 | $210,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 15,545 | $210,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,083 | $210,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 72,421 | $210,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 11,593 | $210,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 12,269 | $209,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 27,573 | $209,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 23,087 | $209,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 50,076 | $209,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,669 | $208,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,468 | $208,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 33,600 | $208,000 | thousands by filing date | put |
| WI-LAN INC | 928972108 | COM | 65,542 | $208,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 14,895 | $208,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 18,935 | $207,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,752 | $207,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 12,730 | $207,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 12,649 | $207,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 11,258 | $206,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,103 | $206,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $206,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 13,828 | $206,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 13,108 | $206,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 375,000 | $206,000 | thousands by filing date | call |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 95,106 | $206,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 3,500 | $206,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 14,942 | $206,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,543 | $205,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,885 | $205,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 6,003 | $205,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 14,156 | $205,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 96,130 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 16,145 | $204,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 19,368 | $203,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 15,658 | $203,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,251 | $202,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,280 | $202,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 40,359 | $202,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 24,800 | $202,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 15,400 | $202,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 50,173 | $202,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 18,137 | $202,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 176,513 | $201,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,824 | $201,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 13,326 | $201,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 80,499 | $201,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,778 | $200,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 13,154 | $200,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 518,767 | $200,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 41,408 | $199,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 13,162 | $199,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 46,141 | $199,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 23,800 | $198,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 23,649 | $198,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 27,131 | $197,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 10,478 | $197,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 47,220 | $197,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,034 | $196,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12,090 | $196,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 12,773 | $195,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 16,632 | $195,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 43,189 | $195,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 159,580 | $195,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 41,517 | $195,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,782 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $193,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,130 | $193,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 33,957 | $193,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 61,346 | $193,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 117,954 | $192,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 68,019 | $192,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,727 | $191,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 15,301 | $190,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,129 | $189,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 61,736 | $189,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 11,027 | $188,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 15,911 | $186,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 18,506 | $186,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 110,520 | $186,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,669 | $184,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 11,169 | $183,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 14,232 | $183,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 20,377 | $182,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,615 | $182,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 93,671 | $182,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 28,677 | $182,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $181,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,185 | $180,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 16,763 | $180,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 25,743 | $180,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 11,262 | $180,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 11,810 | $179,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 26,150 | $177,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 21,638 | $175,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 22,896 | $174,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 11,133 | $172,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 50,162 | $172,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 16,822 | $172,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 19,734 | $171,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 28,494 | $171,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 22,867 | $170,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,788 | $168,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,824 | $168,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 20,000 | $168,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,830 | $168,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 186,681 | $168,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 20,798 | $167,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 47,939 | $167,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 36,400 | $167,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 32,987 | $166,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 14,865 | $165,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 64,850 | $163,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 71,684 | $163,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 23,675 | $163,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 11,347 | $163,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 28,814 | $163,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,707 | $162,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 43,229 | $162,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 31,791 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $161,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,939 | $160,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 49,580 | $160,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 10,000 | $160,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 100,000 | $160,000 | thousands by filing date | principal |
| QUINSTREET INC | 74874Q100 | COM | 28,480 | $158,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 14,109 | $158,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,219 | $158,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 48,204 | $156,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 52,333 | $155,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,557 | $155,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 46,434 | $154,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 82,226 | $154,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 23,471 | $153,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 23,049 | $153,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 18,135 | $152,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 18,848 | $152,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,256 | $151,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 33,313 | $150,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,567 | $150,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 40,142 | $150,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 28,349 | $149,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,369 | $147,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 11,545 | $147,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 23,605 | $147,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 90,179 | $147,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 22,199 | $147,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 94,134 | $146,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 30,214 | $146,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,150 | $145,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,663 | $145,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,524 | $145,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 91,986 | $145,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 30,247 | $144,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,044 | $143,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 55,078 | $143,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 34,310 | $143,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 21,907 | $143,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 26,258 | $142,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 38,591 | $141,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $139,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 21,070 | $139,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 14,831 | $138,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 13,717 | $138,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 100,899 | $138,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 22,903 | $137,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 45,031 | $137,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 21,737 | $137,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 10,369 | $136,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 12,142 | $135,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,085 | $134,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 14,246 | $134,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 50,000 | $134,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 55,248 | $132,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 43,431 | $132,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 17,694 | $131,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 19,847 | $131,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 14,942 | $131,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 34,958 | $131,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 30,446 | $130,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 35,055 | $129,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 39,377 | $129,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-031714 | this filing | 2014-08-11 | acceptance time not in the bulk data set |