13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-11, with 4,646 holding rows worth $122,067,189,000.
- Accession
- 0001140361-14-031714
- Filer
- CIK 824468
- Filed
- 2014-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,550 entries on the cover page, a total value of $122,067,189,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,067,189,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 14,036 | $787,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 735,000 | $787,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 54,840 | $786,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 97,000 | $784,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 20,043 | $784,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 63,169 | $783,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 16,587 | $781,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 25,173 | $777,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,851 | $777,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 35,381 | $775,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 33,056 | $775,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,000 | $774,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,079 | $774,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 22,320 | $774,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 29,400 | $774,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 106,865 | $774,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 79,451 | $773,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 92,148 | $771,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 23,979 | $768,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 35,448 | $768,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,456 | $767,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 11,583 | $767,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 57,484 | $767,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 12,581 | $767,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 32,810 | $766,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 721,000 | $765,000 | thousands by filing date | principal |
| STERLING BANCORP DEL | 85917A100 | COM | 63,812 | $765,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 21,909 | $764,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 92,943 | $762,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,424 | $761,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 28,446 | $758,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 30,474 | $757,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 16,443 | $757,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 21,741 | $756,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 20,433 | $756,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 85,428 | $755,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 32,477 | $753,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 13,432 | $753,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 33,882 | $752,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 64,010 | $750,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 66,476 | $750,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 89,929 | $750,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 24,077 | $748,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 44,748 | $748,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 67,829 | $748,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 31,123 | $743,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 48,627 | $742,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 20,000 | $742,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 197,870 | $742,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 19,419 | $741,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 31,613 | $739,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 23,642 | $737,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 42,928 | $736,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 10,745 | $735,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 8,329 | $735,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,151 | $733,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 21,000 | $730,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 37,433 | $729,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 11,842 | $728,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 12,977 | $727,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 178,386 | $726,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 61,528 | $725,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 765,000 | $725,000 | thousands by filing date | principal |
| ISHARES TR | 46432F834 | COM | 12,074 | $720,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 40,818 | $719,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 14,629 | $719,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 192,787 | $719,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 21,320 | $717,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 83,210 | $716,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 45,712 | $713,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,567 | $712,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 19,618 | $710,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 51,327 | $705,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 61,402 | $704,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,982 | $703,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 43,384 | $703,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 120,901 | $702,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 12,894 | $701,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 41,739 | $700,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,025 | $700,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 7,500 | $699,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 53,343 | $699,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 8,942 | $699,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 32,095 | $698,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 41,486 | $697,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 13,006 | $697,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 58,406 | $697,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 15,747 | $697,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 5,448 | $696,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 16,560 | $696,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 21,009 | $695,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 156,451 | $694,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 25,000 | $694,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,506 | $691,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 43,690 | $691,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,364 | $691,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 97,423 | $691,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 26,731 | $691,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 82,343 | $691,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 50,071 | $688,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10,805 | $688,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 16,154 | $688,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 200,000 | $688,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 8,996 | $687,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 21,044 | $687,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 55,428 | $686,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 118,203 | $686,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 53,488 | $683,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 38,981 | $683,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 25,657 | $682,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 130,484 | $680,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 20,066 | $678,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 69,875 | $678,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 67,314 | $677,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 86,578 | $676,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 94,226 | $676,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 123,215 | $675,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 39,749 | $675,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 109,041 | $674,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 143,916 | $674,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 27,204 | $673,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 20,061 | $672,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 28,232 | $672,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 30,997 | $672,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 14,666 | $670,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 16,650 | $667,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 145,245 | $666,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 14,152 | $664,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 169,502 | $664,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 9,528 | $663,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 368,601 | $663,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 132,991 | $662,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 11,000 | $661,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 18,960 | $660,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 59,503 | $660,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 19,497 | $660,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 43,618 | $659,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 82,233 | $658,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 83,719 | $658,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 35,758 | $657,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 2,220,537 | $657,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 215,622 | $657,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,548 | $655,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 27,234 | $653,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 23,998 | $653,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 25,523 | $653,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 34,510 | $653,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 11,324 | $652,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 16,046 | $651,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 16,006 | $649,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 71,399 | $649,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $648,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 19,478 | $646,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 28,414 | $644,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,655,861 | $644,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 85,940 | $643,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 30,000 | $642,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,003 | $641,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 56,194 | $641,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 16,886 | $639,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 13,935 | $639,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 14,149 | $639,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 68,151 | $638,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 47,987 | $638,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 69,431 | $638,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 46,082 | $636,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 17,183 | $633,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 142,088 | $632,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 116,601 | $632,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 32,256 | $631,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,949 | $628,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 391,186 | $626,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 22,164 | $626,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 12,200 | $625,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 50,008 | $623,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 22,486 | $623,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 36,449 | $623,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 47,038 | $623,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 26,496 | $621,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 31,371 | $620,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 40,353 | $620,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 47,038 | $620,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 539,000 | $618,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 73,935 | $617,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 450,000 | $617,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 72,200 | $616,000 | thousands by filing date | call |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 74,426 | $616,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 26,557 | $614,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 8,273 | $613,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 26,286 | $612,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 22,600 | $610,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 24,379 | $610,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 58,999 | $605,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 109,206 | $603,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,534 | $603,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 72,752 | $601,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 17,008 | $600,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 28,971 | $599,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 223,609 | $599,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 250,000 | $599,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 15,757 | $598,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 46,097 | $597,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 400,000 | $596,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 248,447 | $596,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 29,927 | $595,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,322 | $595,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4,820 | $595,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,760 | $594,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,578 | $592,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 9,698 | $592,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 14,927 | $592,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 29,531 | $591,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 125,973 | $591,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 66,434 | $591,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 47,994 | $590,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 83,732 | $590,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 9,242 | $590,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 229,300 | $589,000 | thousands by filing date | put |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 81,342 | $588,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,686 | $587,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 67,130 | $587,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 47,367 | $586,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 31,915 | $586,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 230,000 | $586,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 4,327 | $585,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,343 | $585,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 783,000 | $585,000 | thousands by filing date | principal |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 51,206 | $583,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 21,987 | $581,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 250,000 | $581,000 | thousands by filing date | principal |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 40,619 | $580,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 10,000 | $580,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 137,549 | $579,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 25,281 | $578,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 24,359 | $577,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 152,895 | $576,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 36,752 | $575,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 40,617 | $572,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,821 | $572,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,000 | $570,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10,200 | $570,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 21,418 | $570,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 18,549 | $570,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,400 | $568,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 33,961 | $568,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,000 | $568,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,471 | $566,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,717 | $565,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 102,589 | $565,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 15,500 | $564,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 25,916 | $563,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 6,749 | $561,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 23,279 | $560,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 22,625 | $559,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 51,703 | $558,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 22,950 | $558,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 18,897 | $557,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 58,882 | $552,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 116,923 | $552,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 12,926 | $551,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 44,694 | $551,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 67,940 | $551,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 49,842 | $550,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 18,062 | $550,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 15,023 | $550,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 61,016 | $549,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 77,729 | $548,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 22,694 | $548,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 174,953 | $548,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 61,642 | $548,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 60,465 | $547,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 35,524 | $547,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 119,797 | $546,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 47,092 | $546,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 50,018 | $545,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 50,872 | $545,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 54,001 | $545,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 52,159 | $542,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 26,132 | $542,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 32,599 | $541,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 76,540 | $541,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 40,755 | $541,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 19,575 | $539,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 514,000 | $537,000 | thousands by filing date | principal |
| E2OPEN INC | 29788A104 | COM | 25,886 | $534,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 6,811 | $534,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 23,352 | $532,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 5,000 | $532,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 18,554 | $531,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 41,244 | $530,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 20,935 | $529,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 26,443 | $528,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,000 | $526,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 517,000 | $525,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 425,060 | $523,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25,466 | $522,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 7,412 | $521,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 19,376 | $521,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 117,571 | $521,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 64,345 | $520,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 8,065 | $520,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 17,869 | $520,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 22,600 | $519,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 8,550 | $517,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 8,400 | $516,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 50,019 | $516,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 43,107 | $514,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 13,417 | $514,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 52,998 | $514,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 11,804 | $511,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 27,239 | $510,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 24,877 | $510,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 42,955 | $509,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 34,165 | $505,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 15,602 | $505,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 27,409 | $504,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 39,566 | $503,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 172,896 | $503,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 10,420 | $500,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 24,899 | $500,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 32,336 | $500,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 14,523 | $500,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 18,864 | $500,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,205 | $500,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 86,954 | $500,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 22,534 | $499,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 18,208 | $498,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 12,772 | $498,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 14,541 | $497,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 90,819 | $496,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 49,043 | $496,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 5,838 | $495,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 14,992 | $495,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 22,186 | $494,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 15,761 | $493,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 91,867 | $491,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 61,995 | $491,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 21,515 | $490,000 | thousands by filing date | |
| YY INC | G9887YAA5 | BOND | 500,000 | $490,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 174,008 | $489,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 28,285 | $488,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 18,778 | $488,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 11,110 | $487,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 65,742 | $487,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 41,134 | $487,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 8,386 | $487,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 9,020 | $486,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 24,358 | $486,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 30,715 | $485,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 321,964 | $485,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 64,733 | $485,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 12,237 | $483,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 40,372 | $483,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 18,128 | $482,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 27,145 | $481,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 54,183 | $481,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 115,143 | $479,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,466 | $478,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 16,617 | $477,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 37,052 | $476,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 24,634 | $476,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 160,000 | $475,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 25,300 | $475,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 22,861 | $474,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 27,243 | $473,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 98,545 | $471,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 34,924 | $471,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 10,247 | $469,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 15,455 | $468,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 30,701 | $468,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,138 | $467,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 25,661 | $466,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 450,000 | $466,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 21,240 | $464,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 432,000 | $464,000 | thousands by filing date | principal |
| CAI INTERNATIONAL INC | 12477X106 | COM | 21,041 | $463,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,886 | $463,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 14,549 | $463,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8,295 | $462,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 24,994 | $462,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 37,410 | $461,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,217 | $460,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 41,900 | $460,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 67,369 | $460,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 158,861 | $458,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 25,208 | $458,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 14,713 | $457,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 19,630 | $456,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,522 | $453,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 9,402 | $452,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,000 | $452,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 8,579 | $451,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 14,523 | $451,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 21,897 | $451,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 57,715 | $451,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 17,980 | $450,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 426,000 | $450,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 24,093 | $448,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 32,340 | $447,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 74,155 | $446,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 38,211 | $446,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 34,317 | $445,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 40,914 | $444,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 11,558 | $443,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 56,825 | $443,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 85,640 | $443,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,892 | $441,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 320,000 | $441,000 | thousands by filing date | principal |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 444,000 | $440,000 | thousands by filing date | principal |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 33,688 | $440,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 43,653 | $439,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 12,621 | $437,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 6,501 | $436,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,445 | $435,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,020 | $434,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,797 | $433,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 25,944 | $433,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 27,746 | $433,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 41,222 | $432,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,759 | $430,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 25,482 | $430,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 139,133 | $429,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 28,725 | $429,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 47,819 | $429,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 23,015 | $428,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 33,800 | $426,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 287,285 | $424,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 66,154 | $422,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 24,102 | $421,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 52,233 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 10,978 | $420,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 28,050 | $419,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 34,029 | $418,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 15,854 | $418,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,635 | $417,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 79,111 | $417,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 7,939 | $416,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 8,805 | $415,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 39,733 | $415,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 39,153 | $414,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 13,242 | $413,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 20,901 | $411,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 70,084 | $411,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 13,950 | $410,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 49,168 | $409,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 15,405 | $409,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 150,000 | $409,000 | thousands by filing date | principal |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 122,609 | $408,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 53,597 | $408,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 15,167 | $408,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 14,518 | $407,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 32,754 | $406,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 22,036 | $405,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 4,276 | $404,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,147 | $403,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 31,524 | $403,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 16,528 | $402,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 15,864 | $402,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 20,102 | $401,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 92,510 | $400,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 36,575 | $399,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 29,411 | $398,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 79,524 | $398,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 39,937 | $397,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 81,219 | $397,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 22,911 | $397,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 31,743 | $396,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 27,839 | $394,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,661 | $393,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 54,539 | $393,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,375 | $391,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 5,050 | $390,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,398 | $390,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 56,518 | $388,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 48,262 | $386,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 106,529 | $385,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 16,114 | $384,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 6,169 | $382,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 26,762 | $381,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 44,297 | $379,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,394 | $379,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 11,639 | $378,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 23,235 | $376,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 109,109 | $375,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 48,114 | $375,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 22,256 | $373,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 300,000 | $373,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 29,695 | $371,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 44,994 | $368,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 11,817 | $368,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 19,925 | $368,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 89,180 | $367,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 21,037 | $367,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 31,081 | $366,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 33,272 | $366,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 19,339 | $365,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 38,775 | $365,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 6,642 | $365,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,042 | $364,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,778 | $363,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-031714 | this filing | 2014-08-11 | acceptance time not in the bulk data set |