13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-11, with 4,646 holding rows worth $122,067,189,000.
- Accession
- 0001140361-14-031714
- Filer
- CIK 824468
- Filed
- 2014-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,550 entries on the cover page, a total value of $122,067,189,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,067,189,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KOPIN CORP | 500600101 | COMMON STOCK | 39,264 | $128,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,933 | $127,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 18,981 | $124,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 134,289 | $121,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 66,072 | $121,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 120,000 | $120,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 14,978 | $120,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 20,469 | $119,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 29,699 | $118,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 97,030 | $118,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 43,069 | $118,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 130,461 | $118,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,332 | $116,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 44,833 | $113,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 112,400 | $111,000 | thousands by filing date | put |
| Newbridge Bancorp | 65080T102 | Com | 13,837 | $111,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 10,983 | $110,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,620 | $110,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 12,979 | $110,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 85,205 | $109,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 14,414 | $109,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,194 | $108,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 16,669 | $108,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 35,362 | $108,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 19,781 | $108,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 10,833 | $108,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 15,234 | $107,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 13,852 | $107,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 14,066 | $107,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 11,551 | $105,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,000 | $104,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 30,235 | $103,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 69,579 | $103,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 59,204 | $102,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 17,851 | $101,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 50,680 | $101,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 28,754 | $101,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 23,420 | $101,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 17,150 | $100,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 123,507 | $100,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 16,208 | $100,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 10,000 | $100,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 13,150 | $98,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,191 | $97,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 44,317 | $97,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 27,123 | $96,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 25,322 | $96,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 19,781 | $96,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 11,744 | $95,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 20,124 | $95,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,603 | $94,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 30,807 | $92,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 79,036 | $91,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 25,841 | $90,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 16,475 | $88,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 28,327 | $88,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 12,792 | $87,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,876 | $86,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 27,135 | $86,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 19,623 | $86,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 26,577 | $85,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 14,918 | $85,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,126 | $85,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 17,145 | $84,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,323 | $83,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 47,310 | $83,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 78,030 | $81,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12,720 | $81,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 21,665 | $80,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 30,745 | $77,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 31,511 | $75,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,382 | $74,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 30,497 | $72,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 13,648 | $72,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,037 | $67,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 15,824 | $67,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 18,252 | $66,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 15,305 | $66,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 13,871 | $66,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 28,857 | $65,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 175,905 | $63,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 14,678 | $63,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 44,409 | $62,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 22,398 | $62,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15,229 | $62,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 20,658 | $61,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 17,883 | $61,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 11,281 | $61,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 24,901 | $58,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 31,977 | $57,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 30,728 | $56,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,857 | $53,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 36,682 | $51,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 17,500 | $50,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 55,569 | $49,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,415 | $47,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,294 | $47,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 20,149 | $47,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 55,000 | $47,000 | thousands by filing date | principal |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 14,135 | $44,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 18,939 | $43,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 16,022 | $43,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 37,255 | $42,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 14,765 | $41,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 10,882 | $40,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 40,000 | $40,000 | thousands by filing date | principal |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 22,900 | $39,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 13,800 | $38,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 22,715 | $38,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 15,693 | $36,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 11,435 | $34,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 50,515 | $34,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 11,841 | $33,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 14,664 | $33,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 18,903 | $33,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 21,893 | $32,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 16,007 | $32,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 66,196 | $31,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 25,432 | $31,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 11,095 | $30,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 31,446 | $30,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 13,754 | $29,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 48,964 | $29,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 32,007 | $28,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 20,386 | $27,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 22,196 | $26,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 21,210 | $26,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 10,000 | $25,000 | thousands by filing date | call |
| RMG Networks Hldgs | 74966K102 | COM | 11,000 | $25,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 10,962 | $24,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 10,488 | $24,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 18,453 | $22,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 11,722 | $17,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 50,698 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,100 | $12,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 14,900 | $11,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 36,579 | $11,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 25,966 | $11,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 11,736 | $10,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 13,312 | $9,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 1,458 | $8,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 10,885 | $7,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 10,769 | $5,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 2,251 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 42,832 | $2,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 40,119 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-031714 | this filing | 2014-08-11 | acceptance time not in the bulk data set |