13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,961 holding rows worth $269,278,300,000.
- Accession
- 0001140361-14-021662
- Filer
- CIK 70858
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,819 entries on the cover page, a total value of $269,278,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,278,300,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 112,941 | $1,474,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 81,521 | $1,469,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 129,500 | $1,467,000 | thousands by filing date | call |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 108,695 | $1,467,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 31,700 | $1,464,000 | thousands by filing date | call |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 81,488 | $1,462,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 73,694 | $1,461,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 13,000 | $1,460,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485106 | COM | 66,631 | $1,460,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 65,676 | $1,460,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 263,910 | $1,459,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 37,789 | $1,457,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 67,246 | $1,457,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 71,085 | $1,457,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 19,044 | $1,456,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 81,500 | $1,456,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 45,400 | $1,455,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 31,674 | $1,455,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 53,097 | $1,450,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 48,197 | $1,448,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 45,395 | $1,446,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 23,055 | $1,445,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 107,934 | $1,445,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 69,837 | $1,444,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 15,764 | $1,444,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 36,799 | $1,442,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,259,000 | $1,442,000 | thousands by filing date | principal |
| GARRISON CAP INC | 366554103 | COM | 101,806 | $1,439,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 46,032 | $1,438,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,379,000 | $1,437,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 11,753 | $1,436,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 67,737 | $1,435,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 54,900 | $1,434,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 102,000 | $1,434,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 67,873 | $1,430,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 15,255 | $1,430,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 83,189 | $1,428,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 20,042 | $1,428,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15,000 | $1,427,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 54,799 | $1,427,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 73,680 | $1,423,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 111,641 | $1,423,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 32,460 | $1,420,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 10,800 | $1,418,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 27,429 | $1,418,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 20,900 | $1,418,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 47,015 | $1,417,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 21,218 | $1,417,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 42,900 | $1,409,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 94,560 | $1,407,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 357,929 | $1,407,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 61,400 | $1,406,000 | thousands by filing date | put |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 82,040 | $1,406,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,133,000 | $1,405,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 14,400 | $1,404,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 678,258 | $1,404,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,380,000 | $1,404,000 | thousands by filing date | principal |
| MSCI INC COM | 55354G100 | Stock | 32,604 | $1,403,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 81,897 | $1,403,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 52,923 | $1,403,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 87,516 | $1,403,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 127,992 | $1,402,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 39,700 | $1,401,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 76,202 | $1,401,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 161,768 | $1,401,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 26,214 | $1,401,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 38,444 | $1,399,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 128,295 | $1,396,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 48,004 | $1,395,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 77,305 | $1,395,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 276,695 | $1,395,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 22,333 | $1,394,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 8,500 | $1,394,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 29,757 | $1,394,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 30,463 | $1,393,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 76,271 | $1,392,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 22,830 | $1,392,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 96,971 | $1,387,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 20,300 | $1,385,000 | thousands by filing date | call |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 9,012 | $1,384,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 148,740 | $1,382,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 55,470 | $1,382,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 24,300 | $1,380,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 32,396 | $1,380,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 20,300 | $1,378,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 64,797 | $1,370,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 200,005 | $1,370,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 36,500 | $1,369,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 45,605 | $1,369,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 25,485 | $1,367,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 41,499 | $1,363,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 28,600 | $1,359,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 49,362 | $1,358,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,138,564 | $1,355,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 31,826 | $1,353,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 18,604 | $1,352,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 16,900 | $1,351,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 55,369 | $1,351,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 76,105 | $1,345,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 36,919 | $1,345,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 19,300 | $1,342,000 | thousands by filing date | call |
| ORBITAL SCIENCES CORP | 685564106 | COM | 47,923 | $1,337,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 11,559 | $1,334,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 68,351 | $1,330,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 36,186 | $1,328,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 36,926 | $1,327,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 21,986 | $1,326,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 41,100 | $1,326,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 37,035 | $1,325,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,242,000 | $1,325,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 53,987 | $1,324,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 93,245 | $1,323,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 61,732 | $1,323,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 52,182 | $1,322,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 42,230 | $1,322,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 106,056 | $1,321,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 59,320 | $1,320,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 24,361 | $1,320,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,000 | $1,317,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 35,881 | $1,315,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 101,236 | $1,313,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 20,461 | $1,309,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 32,641 | $1,309,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 240,444 | $1,308,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 44,188 | $1,308,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 408,500 | $1,307,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 427,835 | $1,305,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 38,600 | $1,305,000 | thousands by filing date | put |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 14,988 | $1,304,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 23,224 | $1,303,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 16,588 | $1,302,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 36,200 | $1,301,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 114,385 | $1,301,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 78,202 | $1,299,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 93,936 | $1,299,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 35,581 | $1,296,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 66,294 | $1,294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 45,483 | $1,293,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 96,376 | $1,291,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 49,585 | $1,291,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 166,215 | $1,291,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 104,693 | $1,290,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 160,800 | $1,288,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 13,200 | $1,286,000 | thousands by filing date | put |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 32,404 | $1,286,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 17,400 | $1,285,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 513,700 | $1,284,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 29,584 | $1,283,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 44,810 | $1,283,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 17,666 | $1,281,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 209,413 | $1,280,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 55,878 | $1,278,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 88,183 | $1,276,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 513,000 | $1,274,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359309 | COM | 33,800 | $1,272,000 | thousands by filing date | call |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 27,379 | $1,269,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 53,700 | $1,268,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 28,363 | $1,267,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 1,192,000 | $1,267,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 18,400 | $1,266,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 51,544 | $1,266,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 19,952 | $1,263,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 24,020 | $1,260,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 47,300 | $1,260,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,250,000 | $1,260,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 389,726 | $1,259,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 16,200 | $1,258,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,029,000 | $1,258,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 43,003 | $1,255,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 55,041 | $1,254,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 21,003 | $1,246,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 73,351 | $1,245,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 42,587 | $1,244,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15,906 | $1,241,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 94,743 | $1,241,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 47,065 | $1,240,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 82,917 | $1,239,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 13,400 | $1,236,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 7,000 | $1,235,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 69,130 | $1,233,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 44,161 | $1,232,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 32,800 | $1,231,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 39,209 | $1,231,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 97,066 | $1,229,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 64,000 | $1,228,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 25,058 | $1,228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 26,834 | $1,226,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 33,800 | $1,225,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 18,971 | $1,225,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 32,030 | $1,224,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 51,479 | $1,223,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 40,914 | $1,221,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 65,835 | $1,218,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 11,000 | $1,216,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 45,765 | $1,216,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 15,700 | $1,213,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 52,022 | $1,212,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 19,700 | $1,211,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 99,793 | $1,210,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 44,069 | $1,208,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 45,200 | $1,208,000 | thousands by filing date | put |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 55,348 | $1,207,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 97,452 | $1,207,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 22,011 | $1,206,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 45,300 | $1,205,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 1,000,000 | $1,205,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 67,900 | $1,204,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 15,092 | $1,203,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 281,142 | $1,201,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 27,200 | $1,200,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 17,900 | $1,197,000 | thousands by filing date | call |
| CONSTANT CONTACT INC | 210313102 | COM | 48,935 | $1,197,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 40,000 | $1,196,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,000 | $1,196,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 44,700 | $1,195,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,999 | $1,195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 20,917 | $1,194,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 60,047 | $1,192,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 59,883 | $1,192,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 53,600 | $1,191,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 36,900 | $1,190,000 | thousands by filing date | call |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 45,490 | $1,189,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 29,511 | $1,187,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 82,061 | $1,187,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,588 | $1,185,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 250,600 | $1,185,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 13,822 | $1,185,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 25,086 | $1,181,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 6,100 | $1,180,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 19,715 | $1,180,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 113,698 | $1,180,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 17,807 | $1,178,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 59,096 | $1,176,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 20,800 | $1,176,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 28,600 | $1,175,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 34,585 | $1,174,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 89,441 | $1,173,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 14,100 | $1,170,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 13,717 | $1,170,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 51,745 | $1,166,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 12,260 | $1,164,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 126,823 | $1,163,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 23,670 | $1,162,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 26,608 | $1,161,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 36,900 | $1,161,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 77,775 | $1,159,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 23,842 | $1,158,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 60,870 | $1,154,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 125,400 | $1,154,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 21,255 | $1,152,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 12,346 | $1,149,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 20,300 | $1,149,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 38,975 | $1,149,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 16,569 | $1,147,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 85,690 | $1,147,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 91,108 | $1,146,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 540,062 | $1,145,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 49,676 | $1,143,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 17,500 | $1,143,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 16,536 | $1,142,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 25,812 | $1,141,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 90,514 | $1,141,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 111,932 | $1,141,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 20,873 | $1,139,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 55,399 | $1,138,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 146,851 | $1,137,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 36,746 | $1,137,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 66,100 | $1,135,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 64,662 | $1,134,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 114,593 | $1,134,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 50,400 | $1,134,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 42,398 | $1,133,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 240,905 | $1,132,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 18,899 | $1,132,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 100,100 | $1,131,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 32,202 | $1,129,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 27,331 | $1,129,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 11,300 | $1,128,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 63,360 | $1,128,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 94,388 | $1,128,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 30,300 | $1,121,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 37,726 | $1,121,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 19,551 | $1,121,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 22,725 | $1,120,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 16,435 | $1,116,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 173,000 | $1,116,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 15,700 | $1,115,000 | thousands by filing date | call |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 8,650 | $1,115,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 109,304 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,900 | $1,112,000 | thousands by filing date | call |
| ROYCE FOCUS TR | 78080N108 | COM | 139,539 | $1,111,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 21,728 | $1,110,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 33,400 | $1,106,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 104,212 | $1,104,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 51,603 | $1,103,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 59,727 | $1,097,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 14,300 | $1,097,000 | thousands by filing date | call |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 36,825 | $1,097,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,156,000 | $1,097,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 17,800 | $1,096,000 | thousands by filing date | put |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 82,596 | $1,096,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 22,354 | $1,095,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 40,722 | $1,095,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 191,187 | $1,095,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 57,890 | $1,095,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,187 | $1,092,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 48,100 | $1,092,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 25,630 | $1,092,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 19,900 | $1,091,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 18,800 | $1,091,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 43,712 | $1,090,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 34,500 | $1,089,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 33,208 | $1,089,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 45,172 | $1,088,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 25,123 | $1,088,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 88,183 | $1,086,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 29,400 | $1,086,000 | thousands by filing date | call |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 18,560 | $1,085,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 86,266 | $1,085,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 13,600 | $1,084,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 21,400 | $1,084,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 85,247 | $1,084,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 92,336 | $1,084,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 59,233 | $1,084,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 765,000 | $1,082,000 | thousands by filing date | principal |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 98,955 | $1,080,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 26,271 | $1,079,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,009,000 | $1,078,000 | thousands by filing date | principal |
| ISHARES TR | 464287101 | S&P 100 ETF | 13,000 | $1,077,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 17,200 | $1,077,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 43,087 | $1,075,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 34,138 | $1,074,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 45,567 | $1,074,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 42,454 | $1,074,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 27,810 | $1,073,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 49,511 | $1,072,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 27,072 | $1,072,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 22,721 | $1,070,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 39,220 | $1,068,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 18,000 | $1,067,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 19,000 | $1,067,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 74,759 | $1,065,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 30,600 | $1,065,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 29,552 | $1,064,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 63,843 | $1,061,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 28,603 | $1,061,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 87,100 | $1,061,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 13,300 | $1,060,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 47,642 | $1,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 23,218 | $1,057,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 30,700 | $1,055,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 40,039 | $1,055,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 29,640 | $1,053,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 59,077 | $1,052,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 45,673 | $1,050,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 23,674 | $1,050,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 38,674 | $1,050,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 76,788 | $1,050,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 112,600 | $1,049,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 24,900 | $1,047,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 78,845 | $1,044,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 25,215 | $1,043,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 45,116 | $1,043,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 112,113 | $1,042,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 18,400 | $1,041,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 39,848 | $1,041,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 31,478 | $1,041,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 81,618 | $1,040,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 28,100 | $1,037,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 26,736 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 42,800 | $1,037,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 17,800 | $1,036,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 44,423 | $1,036,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 28,400 | $1,035,000 | thousands by filing date | call |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 77,300 | $1,035,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 45,639 | $1,034,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 81,759 | $1,033,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 353,710 | $1,033,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 12,600 | $1,032,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 31,786 | $1,032,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 37,839 | $1,031,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 35,418 | $1,029,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 33,900 | $1,025,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 44,103 | $1,025,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 49,001 | $1,024,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 30,811 | $1,024,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 42,693 | $1,023,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 21,642 | $1,021,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 127,493 | $1,020,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 129,934 | $1,019,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 35,105 | $1,019,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 31,444 | $1,015,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 23,403 | $1,015,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 76,866 | $1,014,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,215 | $1,012,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 19,369 | $1,012,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 32,300 | $1,012,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 16,293 | $1,012,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 312,700 | $1,010,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 69,424 | $1,008,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 69,892 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 10,035 | $1,007,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 24,100 | $1,006,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 32,629 | $1,004,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 18,707 | $1,003,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 75,181 | $1,002,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 26,751 | $1,001,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 22,749 | $1,001,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 47,151 | $1,001,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 10,124 | $999,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 21,660 | $997,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 157,900 | $995,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 123,429 | $995,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 16,500 | $989,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 64,010 | $989,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 20,510 | $989,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 24,257 | $988,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,601 | $986,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,300 | $986,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 226,151 | $984,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 17,684 | $979,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 81,670 | $979,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 40,100 | $976,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 33,646 | $975,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 72,779 | $975,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 26,843 | $975,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 11,900 | $974,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 17,166 | $973,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 140,578 | $973,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,196 | $971,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 187,297 | $970,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 13,345 | $970,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 126,900 | $970,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 72,176 | $969,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 29,200 | $968,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 48,400 | $967,000 | thousands by filing date | call |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 795,000 | $967,000 | thousands by filing date | principal |
| ICU MED INC | 44930G107 | COM | 16,129 | $966,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 12,370 | $966,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 65,143 | $965,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 45,400 | $964,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 41,743 | $964,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 37,300 | $964,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 36,642 | $964,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 15,900 | $961,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 275,866 | $961,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 16,500 | $960,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 35,900 | $960,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 5,845 | $960,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 23,371 | $958,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 29,230 | $956,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 82,604 | $956,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 37,152 | $956,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 15,264 | $956,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 14,560 | $955,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 41,934 | $955,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 56,511 | $954,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 38,581 | $953,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 31,800 | $952,000 | thousands by filing date | put |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 146,939 | $951,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 23,715 | $950,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 64,694 | $947,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 28,029 | $946,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 32,717 | $946,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 46,273 | $946,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 18,388 | $945,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 23,860 | $942,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 26,357 | $941,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 856,000 | $938,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,200 | $937,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 46,226 | $937,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 72,183 | $937,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 47,298 | $936,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 29,861 | $935,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 12,900 | $935,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 58,244 | $933,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 35,049 | $932,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 27,872 | $931,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 36,213 | $931,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 38,004 | $930,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,400 | $928,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 30,246 | $928,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 21,118 | $928,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 38,123 | $927,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 19,912 | $926,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 18,200 | $924,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 12,100 | $924,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 36,964 | $924,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 98,042 | $923,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 48,755 | $921,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 59,198 | $921,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 39,500 | $919,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 27,333 | $918,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 17,478 | $914,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 74,040 | $913,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 86,800 | $913,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 36,708 | $912,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 145,489 | $912,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 18,193 | $910,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 15,000 | $909,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021662 | this filing | 2014-05-15 | acceptance time not in the bulk data set |