13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,961 holding rows worth $269,278,300,000.
- Accession
- 0001140361-14-021662
- Filer
- CIK 70858
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,819 entries on the cover page, a total value of $269,278,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,278,300,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 101,038 | $4,467,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 141,100 | $4,460,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 125,710 | $4,457,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 452,689 | $4,454,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 54,400 | $4,447,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 398,089 | $4,443,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 168,192 | $4,437,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 920,413 | $4,437,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 138,577 | $4,434,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 26,904 | $4,429,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 723,766 | $4,422,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 34,300 | $4,403,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 529,628 | $4,401,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 18,600 | $4,397,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 90,298 | $4,397,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 173,459 | $4,394,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 297,253 | $4,387,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 192,200 | $4,380,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 338,259 | $4,377,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 97,310 | $4,368,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 42,258 | $4,360,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 247,449 | $4,348,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 265,800 | $4,343,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 192,645 | $4,337,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 106,000 | $4,331,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 178,420 | $4,330,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 33,083 | $4,327,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 226,669 | $4,323,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 48,832 | $4,318,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 117,164 | $4,313,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 46,389 | $4,309,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 87,500 | $4,303,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,567,000 | $4,302,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 172,539 | $4,299,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 149,383 | $4,294,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 131,584 | $4,294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 226,331 | $4,291,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 43,300 | $4,277,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 57,930 | $4,276,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 58,000 | $4,273,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 1,033,322 | $4,267,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 236,453 | $4,263,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 203,598 | $4,253,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 192,917 | $4,245,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 40,200 | $4,245,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 364,703 | $4,242,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 96,507 | $4,241,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 289,000 | $4,231,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 163,499 | $4,229,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 76,324 | $4,222,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 54,155 | $4,198,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 24,900 | $4,195,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 66,424 | $4,195,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 342,375 | $4,191,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 69,247 | $4,187,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 27,310 | $4,180,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 160,932 | $4,178,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 215,319 | $4,175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 346,252 | $4,172,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 111,142 | $4,172,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 241,884 | $4,160,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 125,800 | $4,156,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 293,082 | $4,156,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 462,123 | $4,141,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 73,402 | $4,135,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50,000 | $4,135,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 16,500 | $4,134,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 76,300 | $4,134,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 451,474 | $4,122,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 61,659 | $4,119,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 33,545 | $4,115,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 293,823 | $4,114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 111,564 | $4,111,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 141,467 | $4,100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 99,000 | $4,097,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 130,293 | $4,097,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 93,600 | $4,097,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 353,378 | $4,096,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 186,585 | $4,096,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 155,689 | $4,095,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 121,161 | $4,085,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 277,177 | $4,072,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 91,000 | $4,061,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 102,400 | $4,057,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 143,969 | $4,053,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 62,300 | $4,045,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 80,667 | $4,038,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 60,932 | $4,023,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 131,950 | $4,019,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 157,676 | $4,011,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 82,622 | $4,008,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 42,242 | $4,003,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 110,500 | $4,002,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 156,796 | $4,001,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 252,903 | $3,996,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 36,809 | $3,994,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 32,867 | $3,993,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 59,100 | $3,992,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 86,860 | $3,984,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 52,707 | $3,983,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 185,106 | $3,980,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 425,700 | $3,967,000 | thousands by filing date | call |
| INFORMATICA CORP | 45666Q102 | COM | 104,961 | $3,965,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 43,300 | $3,959,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 55,568 | $3,956,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 273,000 | $3,953,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 547,717 | $3,953,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 75,267 | $3,948,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 161,100 | $3,944,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 64,307 | $3,941,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,306,000 | $3,936,000 | thousands by filing date | principal |
| OPENLANE INC | 48238T109 | COM | 129,408 | $3,928,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 74,900 | $3,924,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 190,967 | $3,922,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 195,060 | $3,921,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 118,941 | $3,917,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 60,480 | $3,906,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 54,800 | $3,903,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 156,499 | $3,901,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 74,145 | $3,900,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,803,000 | $3,898,000 | thousands by filing date | principal |
| NOBLE ENERGY INC | 655044105 | COM | 54,800 | $3,893,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 95,884 | $3,892,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 282,129 | $3,888,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 48,096 | $3,887,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 165,300 | $3,874,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 50,100 | $3,870,000 | thousands by filing date | put |
| PROSHARES TR | 74347X294 | HD REPLICATION | 92,898 | $3,870,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 76,786 | $3,868,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 406,097 | $3,866,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 391,630 | $3,866,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 179,694 | $3,864,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 71,544 | $3,857,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 119,567 | $3,857,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 278,905 | $3,838,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 330,238 | $3,827,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 114,200 | $3,822,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 256,281 | $3,810,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 222,020 | $3,808,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 27,901 | $3,795,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 113,141 | $3,789,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 38,207 | $3,785,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 163,619 | $3,785,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 226,211 | $3,780,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 52,800 | $3,775,000 | thousands by filing date | put |
| WELLPOINT INC | 94973V107 | COM | 37,900 | $3,773,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 156,279 | $3,772,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 108,600 | $3,763,000 | thousands by filing date | put |
| EQUITY ONE | 294752100 | COM | 168,354 | $3,761,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 49,200 | $3,759,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 280,006 | $3,753,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 106,729 | $3,753,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 188,551 | $3,749,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 203,805 | $3,744,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 78,335 | $3,743,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 176,470 | $3,741,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 217,400 | $3,739,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 151,549 | $3,739,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 57,177 | $3,738,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 85,400 | $3,738,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 100,622 | $3,736,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 112,066 | $3,735,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 57,472 | $3,734,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 141,300 | $3,732,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 25,694 | $3,725,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 113,546 | $3,724,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 32,400 | $3,714,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 196,767 | $3,713,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 151,427 | $3,708,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 53,000 | $3,699,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 68,900 | $3,696,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 259,818 | $3,682,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 42,200 | $3,673,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 374,586 | $3,670,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 74,583 | $3,668,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,024,000 | $3,665,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 59,100 | $3,662,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 93,400 | $3,659,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 56,500 | $3,659,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 78,786 | $3,657,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 194,000 | $3,655,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 261,287 | $3,653,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 23,900 | $3,636,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 623,509 | $3,635,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 85,598 | $3,631,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 125,300 | $3,630,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 103,466 | $3,630,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 64,100 | $3,627,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 228,615 | $3,623,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 90,895 | $3,619,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 68,500 | $3,615,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 63,104 | $3,604,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 197,041 | $3,602,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 58,953 | $3,597,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 129,604 | $3,588,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 34,778 | $3,585,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 29,031 | $3,584,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 55,254 | $3,575,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 201,515 | $3,574,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 71,340 | $3,571,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 2,409,000 | $3,571,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 208,158 | $3,567,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 58,380 | $3,566,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 271,729 | $3,562,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 230,406 | $3,560,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 208,300 | $3,552,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 18,000 | $3,548,000 | thousands by filing date | put |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 159,219 | $3,547,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 637,618 | $3,539,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 50,674 | $3,518,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 72,450 | $3,517,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 558,097 | $3,516,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 116,993 | $3,509,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 110,444 | $3,505,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 113,840 | $3,501,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 291,633 | $3,491,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 135,756 | $3,485,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 213,357 | $3,482,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75,500 | $3,474,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 293,947 | $3,469,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 82,400 | $3,458,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 112,779 | $3,456,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 75,932 | $3,454,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 84,785 | $3,446,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 727,778 | $3,443,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 97,538 | $3,436,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 588,882 | $3,433,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 714,810 | $3,431,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 204,396 | $3,430,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 121,521 | $3,430,000 | thousands by filing date | |
| ISHARES TR | 464289701 | S&P TARGET 35 | 79,450 | $3,429,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 729,321 | $3,428,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 70,602 | $3,426,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 190,915 | $3,418,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 363,472 | $3,417,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 542,400 | $3,417,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 130,302 | $3,415,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 120,688 | $3,413,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 79,000 | $3,413,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 47,922 | $3,408,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 132,710 | $3,407,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 34,400 | $3,398,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 34,856 | $3,396,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 101,343 | $3,396,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 129,649 | $3,396,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 70,855 | $3,381,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 124,528 | $3,378,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 137,873 | $3,376,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 128,316 | $3,375,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 143,137 | $3,375,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 57,092 | $3,372,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 3,355,000 | $3,359,000 | thousands by filing date | principal |
| NEWFIELD EXPL CO | 651290108 | COM | 107,064 | $3,357,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 334,148 | $3,351,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 91,724 | $3,349,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 415,812 | $3,344,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 495,455 | $3,344,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,151,645 | $3,339,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 830,200 | $3,338,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 114,638 | $3,335,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 151,570 | $3,335,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 242,228 | $3,333,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 78,450 | $3,330,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 105,700 | $3,327,000 | thousands by filing date | put |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 143,986 | $3,324,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 145,388 | $3,322,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 125,214 | $3,321,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 49,084 | $3,317,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 360,900 | $3,317,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 239,157 | $3,315,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 31,400 | $3,315,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 50,000 | $3,314,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 69,700 | $3,312,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 152,800 | $3,308,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 53,700 | $3,306,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 240,715 | $3,305,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 72,511 | $3,303,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 116,115 | $3,299,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 420,100 | $3,294,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 55,000 | $3,289,000 | thousands by filing date | call |
| G & K SVCS INC | 361268105 | CL A | 53,752 | $3,288,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 55,800 | $3,284,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 122,885 | $3,278,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 156,797 | $3,274,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 129,840 | $3,272,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 25,000 | $3,268,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 61,645 | $3,251,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 177,716 | $3,247,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 56,500 | $3,246,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 107,500 | $3,245,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 112,218 | $3,236,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 134,144 | $3,233,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 309,348 | $3,232,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 280,870 | $3,230,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 50,222 | $3,227,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 30,423 | $3,220,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 124,200 | $3,211,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 46,000 | $3,210,000 | thousands by filing date | call |
| Waste Connections | 941053100 | COM | 73,113 | $3,207,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 139,900 | $3,181,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 50,500 | $3,167,000 | thousands by filing date | put |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 353,621 | $3,165,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 769,486 | $3,163,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 148,983 | $3,160,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 90,000 | $3,159,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 234,818 | $3,149,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 173,571 | $3,141,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 85,800 | $3,140,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 93,172 | $3,136,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 65,323 | $3,135,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 2,215,000 | $3,127,000 | thousands by filing date | principal |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 21,986 | $3,126,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 83,110 | $3,123,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 43,500 | $3,110,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 127,356 | $3,109,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 29,179 | $3,105,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,300 | $3,093,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 222,298 | $3,088,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 451,683 | $3,088,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 270,517 | $3,084,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 44,600 | $3,083,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 128,968 | $3,080,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 153,824 | $3,079,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 392,400 | $3,076,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 380,500 | $3,074,000 | thousands by filing date | put |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 194,694 | $3,071,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 71,605 | $3,070,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 133,700 | $3,069,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 27,657 | $3,059,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 130,302 | $3,052,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 79,432 | $3,049,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 99,510 | $3,040,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 186,438 | $3,039,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 100,000 | $3,039,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 214,100 | $3,036,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 29,154 | $3,027,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 75,417 | $3,026,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 93,545 | $3,025,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 29,200 | $3,025,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 92,610 | $3,018,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 145,162 | $3,018,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 107,760 | $3,015,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 60,024 | $3,013,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 144,600 | $3,011,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 73,269 | $3,007,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 180,576 | $3,003,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 84,500 | $3,001,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 121,700 | $3,000,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 100,771 | $3,000,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 104,463 | $2,982,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 51,623 | $2,982,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 162,600 | $2,979,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 108,000 | $2,978,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 172,800 | $2,976,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 215,999 | $2,973,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 98,969 | $2,969,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 42,394 | $2,969,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 61,002 | $2,967,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 57,084 | $2,956,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 27,700 | $2,954,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 395,427 | $2,950,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 88,465 | $2,937,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 123,287 | $2,933,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 56,100 | $2,933,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 30,119 | $2,932,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 52,800 | $2,931,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 146,600 | $2,928,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 68,700 | $2,927,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 19,650 | $2,926,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 32,513 | $2,926,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 190,662 | $2,925,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 133,233 | $2,924,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 236,901 | $2,924,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 124,635 | $2,921,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 106,415 | $2,920,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 40,600 | $2,916,000 | thousands by filing date | call |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 179,585 | $2,914,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 197,843 | $2,909,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 29,779 | $2,906,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,281,000 | $2,905,000 | thousands by filing date | principal |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 1,557,000 | $2,900,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 35,007 | $2,899,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 170,997 | $2,897,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 206,575 | $2,896,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 87,200 | $2,895,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 39,900 | $2,893,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 33,576 | $2,891,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 852,096 | $2,889,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 104,403 | $2,882,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 176,490 | $2,877,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 95,458 | $2,873,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 168,400 | $2,871,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 198,472 | $2,870,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 60,992 | $2,870,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 80,312 | $2,869,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 303,075 | $2,864,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 256,183 | $2,862,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 54,428 | $2,862,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 68,814 | $2,854,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 204,289 | $2,852,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 97,129 | $2,851,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 46,372 | $2,849,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,300 | $2,847,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 69,048 | $2,847,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 479,109 | $2,846,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 73,542 | $2,845,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 64,700 | $2,843,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 31,100 | $2,843,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 45,119 | $2,842,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 36,895 | $2,838,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 53,700 | $2,835,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 92,088 | $2,833,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 150,215 | $2,832,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 66,300 | $2,825,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 76,597 | $2,823,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 37,773 | $2,823,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 101,886 | $2,823,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 266,188 | $2,809,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,563,000 | $2,808,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 51,976 | $2,808,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 22,219 | $2,807,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 38,653 | $2,803,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 108,393 | $2,800,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 61,690 | $2,798,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 146,893 | $2,798,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 70,872 | $2,796,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 118,713 | $2,790,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 49,115 | $2,786,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 36,200 | $2,785,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 106,054 | $2,783,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 145,966 | $2,780,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 36,112 | $2,777,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 140,410 | $2,776,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 266,113 | $2,770,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 24,000 | $2,769,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 110,293 | $2,767,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 230,153 | $2,764,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 1,679,000 | $2,764,000 | thousands by filing date | principal |
| ANNIES INC | 03600T104 | COM | 68,745 | $2,763,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 39,939 | $2,757,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 49,000 | $2,756,000 | thousands by filing date | call |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 72,119 | $2,755,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 134,100 | $2,754,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 146,608 | $2,753,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 147,395 | $2,753,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 189,984 | $2,750,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 53,292 | $2,748,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 158,605 | $2,747,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 93,233 | $2,743,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 34,687 | $2,742,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 83,918 | $2,739,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 63,400 | $2,739,000 | thousands by filing date | call |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 53,405 | $2,736,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 1,538,000 | $2,727,000 | thousands by filing date | principal |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 235,407 | $2,723,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 174,195 | $2,717,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 82,300 | $2,706,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 20,381 | $2,702,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 124,700 | $2,700,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 58,564 | $2,698,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 2,674,000 | $2,697,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 11,010 | $2,695,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 43,800 | $2,695,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 284,930 | $2,695,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 77,357 | $2,693,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 200,583 | $2,688,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 62,600 | $2,680,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,970,000 | $2,678,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 73,600 | $2,675,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 54,611 | $2,675,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 232,200 | $2,675,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 64,354 | $2,667,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 92,549 | $2,665,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 33,979 | $2,657,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 200,900 | $2,652,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 18,583 | $2,642,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 79,453 | $2,636,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 55,559 | $2,631,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 611,628 | $2,630,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 37,756 | $2,620,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 248,000 | $2,616,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 54,742 | $2,610,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,100 | $2,608,000 | thousands by filing date | call |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 369,845 | $2,607,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 96,580 | $2,603,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 51,159 | $2,600,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 88,948 | $2,593,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 66,059 | $2,588,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 172,743 | $2,587,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 202,532 | $2,586,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 94,831 | $2,584,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 31,462 | $2,584,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 39,787 | $2,583,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 76,224 | $2,579,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 137,984 | $2,579,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 169,858 | $2,578,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 72,343 | $2,570,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 84,555 | $2,569,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 127,700 | $2,564,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 30,039 | $2,561,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021662 | this filing | 2014-05-15 | acceptance time not in the bulk data set |