13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,315 holding rows worth $230,072,774,000.
- Accession
- 0001140361-13-042043
- Filer
- CIK 914208
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 14,637 entries on the cover page, a total value of $230,072,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,072,774,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust CO028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Asset Management Ireland Limited
- included managerInvesco Kapitalanlagegesellschaft GmbH
- included managerStein Roe Investment Counsel, Inc.028-06467
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerInvesco PowerShares Capital Management Ireland Ltd.
- included managerVan Kampen Asset Management028-11365
- included managerInvesco Australia Ltd.
- included managerConcord Capital Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENESEE & WYOMING INC | 371559105 | CL A | 48,418 | $4,501,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 130,765 | $4,483,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 233,811 | $4,477,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 212,232 | $4,476,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 187,510 | $4,457,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 137,037 | $4,454,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 135,399 | $4,452,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 97,766 | $4,450,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 205,201 | $4,441,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 56,699 | $4,440,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 92,702 | $4,439,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 106,779 | $4,435,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 390,946 | $4,425,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 575,907 | $4,424,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,400,000 | $4,422,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 180,249 | $4,416,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 428,958 | $4,410,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 176,805 | $4,409,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 63,840 | $4,402,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 175,328 | $4,392,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 136,461 | $4,389,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 186,884 | $4,386,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 143,616 | $4,382,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 243,334 | $4,382,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 323,019 | $4,361,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 87,984 | $4,349,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 116,424 | $4,344,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 153,045 | $4,343,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM | 136069564 | CONVERT | 177,918 | $4,320,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 75,901 | $4,311,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 91,192 | $4,307,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 107,143 | $4,299,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 200,902 | $4,299,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 237,798 | $4,297,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 197,217 | $4,286,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 129,014 | $4,283,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 134,490 | $4,270,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 97,823 | $4,265,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 118,123 | $4,263,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 247,144 | $4,263,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 139,116 | $4,250,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 350,000 | $4,249,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 52,189 | $4,246,000 | thousands by filing date | |
| VISHAY INTERTECHN INC CVT 144A | 928298AJ7 | CONVERT | 5,000,000 | $4,244,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 158,191 | $4,241,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 96,733 | $4,238,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,052,063 | $4,229,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 426,690 | $4,226,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 75,638 | $4,226,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 378,702 | $4,212,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 241,268 | $4,208,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 59,016 | $4,205,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 212,515 | $4,191,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 119,464 | $4,184,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 2,750,000 | $4,180,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 361,464 | $4,175,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 406,043 | $4,166,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 89,121 | $4,158,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 93,879 | $4,154,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 264,393 | $4,154,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 52,357 | $4,150,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 102,342 | $4,149,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 138,222 | $4,145,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 2,436,156 | $4,142,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 198,828 | $4,138,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 129,260 | $4,136,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 86,300 | $4,135,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 111,202 | $4,133,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 220,598 | $4,125,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 93,303 | $4,106,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 163,181 | $4,088,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 156,697 | $4,082,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 114,256 | $4,067,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 435,492 | $4,046,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 242,511 | $4,043,000 | thousands by filing date | principal |
| OCI RES LP | 67081B106 | COM UNIT LTD | 220,000 | $4,037,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 167,758 | $4,028,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 337,705 | $4,017,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 33,275 | $4,010,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 567,129 | $4,009,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 281,075 | $4,008,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 390,091 | $3,979,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 244,368 | $3,964,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 4,132,000 | $3,962,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 123,776 | $3,959,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 418,312 | $3,945,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,250,000 | $3,943,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 51,813 | $3,934,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 203,880 | $3,931,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 316,536 | $3,925,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 4,100,000 | $3,921,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 105,020 | $3,905,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 272,877 | $3,899,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 99,814 | $3,893,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 366,951 | $3,890,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 60,765 | $3,877,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 431,098 | $3,876,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 182,873 | $3,873,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 272,949 | $3,867,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 97,237 | $3,863,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 46,289 | $3,861,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 122,255 | $3,861,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 87,691 | $3,856,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 129,518 | $3,852,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 36,838 | $3,847,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 64,689 | $3,845,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 103,505 | $3,839,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 971,714 | $3,838,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 128,424 | $3,805,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 437,378 | $3,797,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 58,188 | $3,796,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 289,681 | $3,795,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 137,433 | $3,778,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 31,125 | $3,776,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 122,293 | $3,774,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 256,624 | $3,762,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 214,297 | $3,759,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 2,250,000 | $3,756,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 220,682 | $3,752,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 80,052 | $3,745,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 66,627 | $3,735,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 137,953 | $3,734,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 780,322 | $3,730,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 516,505 | $3,724,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 407,094 | $3,705,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 135,452 | $3,702,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 182,196 | $3,695,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 238,919 | $3,694,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 42,754 | $3,693,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 146,689 | $3,681,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 76,724 | $3,678,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 363,977 | $3,658,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 101,962 | $3,655,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 79,454 | $3,655,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 60,298 | $3,641,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 75,693 | $3,639,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 170,179 | $3,638,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 100,169 | $3,637,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 310,038 | $3,637,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 232,192 | $3,625,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 189,665 | $3,624,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 86,863 | $3,619,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 56,511 | $3,617,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 79,848 | $3,615,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 150,000 | $3,608,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 79,707 | $3,605,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 204,290 | $3,598,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 41,085 | $3,592,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 257,229 | $3,583,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 280,096 | $3,580,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 33,096 | $3,572,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 157,403 | $3,566,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 89,039 | $3,551,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 252,939 | $3,551,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 47,072 | $3,550,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 416,233 | $3,542,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 274,894 | $3,538,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 59,225 | $3,538,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 16,899 | $3,531,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 168,516 | $3,527,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 285,210 | $3,519,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 116,552 | $3,518,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 243,578 | $3,510,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 150,000 | $3,510,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 144,790 | $3,500,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35,360 | $3,491,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 127,870 | $3,483,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 85,267 | $3,482,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 292,630 | $3,477,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 177,784 | $3,477,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 126,417 | $3,460,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 243,945 | $3,452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 73,277 | $3,450,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 626,059 | $3,450,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 3,000,000 | $3,444,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 263,548 | $3,439,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 145,138 | $3,437,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 2,275,000 | $3,432,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 100,879 | $3,426,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 550,468 | $3,424,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 57,285 | $3,411,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 67,562 | $3,408,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 127,658 | $3,401,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 43,373 | $3,397,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 114,900 | $3,390,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 229,702 | $3,370,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 98,732 | $3,362,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 354,533 | $3,361,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 239,792 | $3,352,000 | thousands by filing date | |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 3,000,000 | $3,341,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 60,277 | $3,334,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP WT | 575385125 | COMMON | 277,593 | $3,331,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 60,497 | $3,329,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 62,506 | $3,325,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 64,500 | $3,321,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 246,646 | $3,312,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 270,456 | $3,310,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 313,845 | $3,305,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 125,435 | $3,303,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 187,484 | $3,288,000 | thousands by filing date | principal |
| CYS INVTS INC | 12673A108 | COM | 404,460 | $3,288,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 183,672 | $3,273,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 31,243 | $3,265,000 | thousands by filing date | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 261,240 | $3,263,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 40,590 | $3,262,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 94,126 | $3,256,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 336,875 | $3,254,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 53,020 | $3,253,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 274,428 | $3,252,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 72,238 | $3,252,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 163,137 | $3,247,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 95,898 | $3,238,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 162,472 | $3,233,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 36,173 | $3,232,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 332,615 | $3,230,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 242,205 | $3,216,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 135,197 | $3,215,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 144,778 | $3,214,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 191,301 | $3,212,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 147,020 | $3,208,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 86,250 | $3,208,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 480,896 | $3,205,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 180,523 | $3,204,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 219,402 | $3,203,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 104,633 | $3,189,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 117,459 | $3,178,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 110,228 | $3,178,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 228,635 | $3,167,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 87,416 | $3,166,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 424,274 | $3,165,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 106,352 | $3,160,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 267,859 | $3,153,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 64,826 | $3,151,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 56,000 | $3,149,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 305,669 | $3,146,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 61,662 | $3,129,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 42,813 | $3,127,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 45,949 | $3,122,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 127,070 | $3,113,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 146,689 | $3,113,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 750,000 | $3,111,000 | thousands by filing date | |
| VSH 2.25 11-40 144A CVT | 928298AG3 | CONVERT | 3,000,000 | $3,111,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 520,863 | $3,110,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 246,807 | $3,110,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 39,445 | $3,108,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 54,961 | $3,108,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 172,821 | $3,105,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 254,368 | $3,103,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 263,632 | $3,100,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 3,000,000 | $3,098,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 70,769 | $3,096,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,500,000 | $3,092,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 68,660 | $3,090,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 57,114 | $3,087,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 143,390 | $3,087,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AA8 | NOTE 3.25% 2/1/19 | 1,500,000 | $3,087,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 47,372 | $3,086,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 113,325 | $3,081,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 195,943 | $3,080,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 233,254 | $3,079,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 105,073 | $3,068,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 123,339 | $3,066,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 92,113 | $3,056,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 108,202 | $3,052,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 22,609 | $3,050,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 132,150 | $3,048,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 37,623 | $3,044,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 75,297 | $3,037,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 245,452 | $3,034,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 128,221 | $3,020,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 212,926 | $3,016,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 212,328 | $3,004,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 284,743 | $2,996,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 195,810 | $2,992,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 2,000,000 | $2,971,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 406,836 | $2,970,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 96,515 | $2,967,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 499,734 | $2,964,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 428,092 | $2,958,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 33,810 | $2,955,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 64,225 | $2,950,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 225,687 | $2,947,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 86,482 | $2,943,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 31,765 | $2,937,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 133,470 | $2,937,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 262,260 | $2,932,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 60,914 | $2,928,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 91,943 | $2,924,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 434,793 | $2,922,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 122,990 | $2,922,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 76,539 | $2,919,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 78,040 | $2,917,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 138,915 | $2,914,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 19,676 | $2,900,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 111,901 | $2,893,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 44,821 | $2,884,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 161,282 | $2,880,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 48,623 | $2,875,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 92,667 | $2,873,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 88,929 | $2,868,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 61,208 | $2,855,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 2,000,000 | $2,850,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 63,415 | $2,848,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 166,978 | $2,845,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 135,705 | $2,835,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 197,058 | $2,832,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 35,635 | $2,831,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 34,177 | $2,824,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 170,044 | $2,804,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 81,095 | $2,798,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 680,128 | $2,795,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 80,478 | $2,789,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 70,269 | $2,785,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 105,783 | $2,783,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 50,063 | $2,780,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 48,115 | $2,779,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 126,962 | $2,767,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 87,095 | $2,765,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 178,165 | $2,759,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 163,237 | $2,754,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 164,213 | $2,742,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 661,488 | $2,739,000 | thousands by filing date | principal |
| BRADY CORP | 104674106 | CL A | 89,751 | $2,737,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 201,081 | $2,737,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 52,487 | $2,736,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 36,234 | $2,732,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 98,605 | $2,730,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 272,278 | $2,729,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 41,914 | $2,720,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 372,880 | $2,715,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 108,244 | $2,714,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 416,033 | $2,708,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 112,084 | $2,707,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 216,481 | $2,706,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 591,574 | $2,705,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 88,381 | $2,702,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 199,274 | $2,700,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 112,421 | $2,698,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 102,557 | $2,693,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 31,336 | $2,687,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 167,418 | $2,684,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 78,282 | $2,678,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 63,733 | $2,655,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 76,700 | $2,653,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 399,440 | $2,645,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 157,920 | $2,642,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 199,221 | $2,634,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 121,429 | $2,630,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 91,594 | $2,627,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 102,875 | $2,607,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 172,466 | $2,601,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 43,334 | $2,594,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 67,261 | $2,586,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 161,018 | $2,586,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 104,652 | $2,585,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 167,362 | $2,583,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 316,127 | $2,582,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 30,367 | $2,560,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 82,226 | $2,558,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 85,696 | $2,555,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 2,250,000 | $2,554,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 157,806 | $2,552,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 131,054 | $2,552,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 75,919 | $2,550,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 111,638 | $2,549,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 40,940 | $2,546,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 49,424 | $2,542,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 24,082 | $2,538,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 79,041 | $2,534,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 49,127 | $2,528,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 61,450 | $2,526,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 217,783 | $2,518,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 133,033 | $2,516,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 154,549 | $2,516,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 72,877 | $2,515,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 117,062 | $2,514,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 74,939 | $2,513,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 44,975 | $2,509,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 109,751 | $2,509,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 202,984 | $2,505,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 423,986 | $2,503,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 166,867 | $2,502,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 34,121 | $2,500,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 160,542 | $2,490,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 77,706 | $2,487,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 207,221 | $2,487,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 173,650 | $2,485,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 173,590 | $2,482,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 158,160 | $2,481,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 270,892 | $2,479,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 33,268 | $2,466,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 137,728 | $2,464,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 105,327 | $2,462,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 76,539 | $2,461,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 252,296 | $2,460,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 238,087 | $2,459,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 58,500 | $2,450,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 77,294 | $2,450,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 170,303 | $2,449,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,750,000 | $2,446,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 94,162 | $2,444,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 493,440 | $2,443,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 483,065 | $2,435,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 158,910 | $2,433,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 84,825 | $2,431,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 61,090 | $2,418,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 45,000 | $2,418,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 130,653 | $2,418,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 273,864 | $2,413,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 83,291 | $2,413,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 48,495 | $2,411,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 144,408 | $2,407,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 40,042 | $2,404,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 147,833 | $2,393,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 190,881 | $2,392,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 198,584 | $2,391,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 245,478 | $2,391,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 111,707 | $2,384,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 48,454 | $2,380,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 36,295 | $2,378,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 281,291 | $2,377,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 89,391 | $2,371,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 212,190 | $2,366,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 166,044 | $2,356,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 181,206 | $2,352,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 77,556 | $2,348,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 168,071 | $2,348,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,000,000 | $2,341,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 87,419 | $2,333,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 163,532 | $2,332,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 856,572 | $2,330,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 143,565 | $2,327,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 97,346 | $2,327,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 110,229 | $2,327,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 293,146 | $2,327,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 119,990 | $2,321,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 181,186 | $2,316,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 47,434 | $2,313,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 31,217 | $2,311,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 77,130 | $2,305,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 101,545 | $2,299,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 104,057 | $2,296,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 106,463 | $2,292,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 99,942 | $2,292,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 73,709 | $2,289,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 183,654 | $2,282,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 49,563 | $2,281,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 120,635 | $2,278,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 147,152 | $2,277,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 61,497 | $2,274,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,026 | $2,269,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 59,462 | $2,268,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 246,699 | $2,267,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 80,961 | $2,266,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 166,848 | $2,264,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 48,205 | $2,263,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 73,856 | $2,263,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP CVP 4. | 97650W306 | CONVERT | 2,000 | $2,263,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 59,343 | $2,257,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 21,276 | $2,254,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 162,046 | $2,254,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 18,256 | $2,246,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 28,121 | $2,246,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 66,962 | $2,243,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 92,094 | $2,243,000 | thousands by filing date | |
| Kaiser Aluminum Corp. | 483007AB6 | CONV | 1,500,000 | $2,242,000 | thousands by filing date | |
| Nextera Energy Inc | 65339F705 | CONVERTIBLE PREFERRED STOCK | 40,600 | $2,236,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 311,273 | $2,235,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 89,717 | $2,231,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 65,938 | $2,228,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 24,251 | $2,224,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 55,537 | $2,224,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 100,000 | $2,223,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 158,237 | $2,222,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 52,719 | $2,220,000 | thousands by filing date | |
| CIENA CORP 3.75 144A 10-18 | 171779AG6 | CONVERT | 1,500,000 | $2,210,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 48,425 | $2,204,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 71,585 | $2,198,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 132,191 | $2,197,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 670,110 | $2,191,000 | thousands by filing date | |
| Iconix Brand Group, Inc. | 451055AD9 | CONV | 1,800,000 | $2,189,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 663,138 | $2,188,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 49,422 | $2,187,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 32,610 | $2,182,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,300 | $2,172,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 206,949 | $2,169,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 110,179 | $2,168,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 135,011 | $2,166,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 92,957 | $2,165,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 195,036 | $2,164,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 56,415 | $2,160,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 34,256 | $2,159,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 442,324 | $2,159,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 29,945 | $2,154,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 249,985 | $2,150,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 1,000,000 | $2,145,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 944,531 | $2,145,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 87,907 | $2,140,000 | thousands by filing date | |
| AMG Capital Trust (Conv Pfd) | 00169X203 | COM | 33,900 | $2,136,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 361,853 | $2,135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042043 | this filing | 2013-11-13 | acceptance time not in the bulk data set |