13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,315 holding rows worth $230,072,774,000.
- Accession
- 0001140361-13-042043
- Filer
- CIK 914208
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 14,637 entries on the cover page, a total value of $230,072,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,072,774,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust CO028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Asset Management Ireland Limited
- included managerInvesco Kapitalanlagegesellschaft GmbH
- included managerStein Roe Investment Counsel, Inc.028-06467
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerInvesco PowerShares Capital Management Ireland Ltd.
- included managerVan Kampen Asset Management028-11365
- included managerInvesco Australia Ltd.
- included managerConcord Capital Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,229 | $103,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,692 | $103,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 31,564 | $103,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,000 | $102,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 29,145 | $102,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 11,299 | $101,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 10,803 | $101,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 15,767 | $100,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 4,300 | $99,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,488 | $99,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,340 | $98,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 40,866 | $98,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 21,009 | $97,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,203 | $94,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 6,331 | $94,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 4,002 | $93,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 500,000 | $93,000 | thousands by filing date | put |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 6,462 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,420 | $91,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 37,943 | $89,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 10,236 | $89,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 15,183 | $88,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 998 | $88,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 7,510 | $88,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,000 | $87,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,500 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,786 | $85,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,840 | $85,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 6,985 | $85,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 7,176 | $84,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,580 | $84,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,200 | $84,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 6,690 | $84,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,998 | $83,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,737 | $83,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 3,070 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,365 | $83,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 22,785 | $83,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 54,111 | $83,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 7,400 | $82,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 900 | $79,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 774 | $77,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,442 | $77,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,500 | $77,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,773 | $76,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 10,160 | $75,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 18,246 | $74,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,171 | $74,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,300 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,729 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,070 | $70,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,586 | $67,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 3,529 | $67,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 555 | $66,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 1,291 | $66,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,164 | $65,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 17,986 | $64,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,000 | $64,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 6,175 | $63,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 2,744 | $63,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 2,017 | $62,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,472 | $62,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 9,381 | $62,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 4,578 | $62,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,524 | $61,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,021 | $61,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 11,100 | $61,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 30,698 | $61,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,025 | $60,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,000 | $58,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,250 | $56,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,623 | $55,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 7,133 | $55,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 9,179 | $53,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 553 | $52,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,861 | $52,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,145 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,000 | $51,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 5,640 | $50,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 11,165 | $50,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 5,790 | $50,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,210 | $49,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 5,500 | $48,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 3,849 | $48,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 800 | $48,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 1,940 | $48,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 2,495 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,000 | $47,000 | thousands by filing date | |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 3,836 | $47,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 13,750 | $47,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,645 | $46,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 558 | $46,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 4,000 | $46,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 7,500 | $46,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 553 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,100 | $45,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 47,570 | $45,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 35,531 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 600 | $44,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,611 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 400 | $43,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 281 | $43,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 1,169 | $43,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,006 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,400 | $41,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 622 | $40,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,315 | $40,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 952 | $39,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 897 | $39,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 2,001 | $39,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 2,429 | $39,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 413 | $39,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 405 | $39,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 500 | $37,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 18,044 | $37,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,118 | $37,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 2,090 | $36,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 2,368 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 983 | $36,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 6,500 | $34,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 3,784 | $34,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 311 | $32,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,227 | $32,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 85,461 | $31,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,349 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,112 | $31,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 18,000 | $31,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 405 | $30,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,250 | $30,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,500 | $29,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 629 | $29,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 825 | $28,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,000 | $28,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,645 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,500 | $27,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 766 | $27,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 7,011 | $27,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,500 | $27,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 593 | $26,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 6,300 | $26,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,000 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 1,000 | $26,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 748 | $26,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 7,524 | $25,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,642 | $25,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 3,247 | $24,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,000 | $23,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,864 | $23,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 6,000 | $23,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 225 | $22,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 756 | $22,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,177 | $22,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $21,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 896 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 648 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 658 | $20,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 4,075 | $20,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 330 | $20,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,048 | $20,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 440 | $18,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 507 | $18,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 549 | $17,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,275 | $17,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 1,887 | $17,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 2,839 | $17,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 193 | $16,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,818 | $16,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,300 | $16,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 653 | $16,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 615 | $16,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 7,916 | $16,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 568 | $16,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,155 | $16,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 2,523 | $16,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,200 | $16,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 151 | $15,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 421 | $15,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,198 | $15,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 9,000 | $15,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 639 | $15,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 500 | $15,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 826 | $15,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 800 | $15,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,370 | $14,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,908 | $14,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,249 | $14,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 350 | $14,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 200 | $14,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 410 | $14,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 152 | $13,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 557 | $13,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 692 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 163 | $13,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 300 | $13,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 674 | $13,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 536 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 135 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 250 | $12,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,308 | $12,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 873 | $12,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,571 | $12,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 419 | $12,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,198 | $11,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,110 | $11,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 794 | $11,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 497 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 350 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 335 | $11,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 5,483 | $11,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $11,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 5,583 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 275 | $11,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 104 | $10,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 108 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 199 | $10,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 816 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 800 | $10,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 522 | $10,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 572 | $10,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 200 | $10,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 768 | $10,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 739 | $10,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,278 | $10,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 737 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 243 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 210 | $9,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 541 | $9,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 449 | $9,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,497 | $9,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,306 | $9,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 164 | $8,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,511 | $8,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $8,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 171 | $8,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,020 | $8,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 2,503 | $8,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 3,240 | $8,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 369 | $8,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 387 | $7,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 313 | $7,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 3,180 | $7,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 1,245 | $7,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 524 | $7,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 659 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 100 | $6,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 53 | $6,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 402 | $6,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 834 | $6,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 306 | $6,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 2,498 | $6,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 358 | $6,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 109 | $6,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 250 | $6,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 150 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 100 | $5,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 772 | $5,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 66 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 469 | $5,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 200 | $5,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 89 | $5,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 341 | $5,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 211 | $5,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,175 | $5,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 12,309 | $5,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 217 | $5,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 371 | $5,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 37 | $5,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 500 | $5,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 338 | $5,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 196 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 135 | $5,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 4,899 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 200 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 40 | $4,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 597 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 131 | $4,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 229 | $4,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 547 | $4,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 342 | $4,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 399 | $4,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 136 | $4,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 977 | $4,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 100 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 66 | $3,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 248 | $3,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 98 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 1,666 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 60 | $2,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 53 | $2,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 1,000 | $2,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 553 | $2,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 1,000 | $2,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 28 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 25 | $1,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 543 | $1,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 100 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 104 | $1,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 428 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RES 13WTS | 55973G119 | wt | 46,940 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RESOURCES WARRANTS MHRWW-OTC | 55973B896 | Warrant | 5,379 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042043 | this filing | 2013-11-13 | acceptance time not in the bulk data set |