13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 4,315 holding rows worth $230,072,774,000.
- Accession
- 0001140361-13-042043
- Filer
- CIK 914208
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 14,637 entries on the cover page, a total value of $230,072,774,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,072,774,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust CO028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A.
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management Japan Limited
- included managerInvesco Asset Management Ireland Limited
- included managerInvesco Kapitalanlagegesellschaft GmbH
- included managerStein Roe Investment Counsel, Inc.028-06467
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerInvesco PowerShares Capital Management Ireland Ltd.
- included managerVan Kampen Asset Management028-11365
- included managerInvesco Australia Ltd.
- included managerConcord Capital Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUESTAR CORP | 748356102 | COM | 430,965 | $9,693,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 876,781 | $9,671,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 746,820 | $9,627,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 39,337 | $9,606,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 934,006 | $9,606,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 385,155 | $9,587,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 567,905 | $9,563,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 533,400 | $9,553,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 370,874 | $9,539,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 608,989 | $9,488,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 412,783 | $9,486,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 254,225 | $9,479,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 213,910 | $9,422,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 765,439 | $9,384,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 229,427 | $9,367,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 493,157 | $9,359,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 156,266 | $9,328,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 202,604 | $9,326,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 86,646 | $9,288,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 714,366 | $9,287,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 187,363 | $9,285,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 14,688,000 | $9,253,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 487,584 | $9,230,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 142,774 | $9,229,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 85,380 | $9,216,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 745,456 | $9,207,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 4,000,000 | $9,183,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 268,296 | $9,154,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 318,612 | $9,153,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 217,664 | $9,138,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 5,003,000 | $9,102,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 538,399 | $9,094,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 481,799 | $9,087,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 216,100 | $9,072,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 509,841 | $9,070,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 379,403 | $9,037,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 8,900,000 | $8,995,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 183,829 | $8,921,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 231,429 | $8,881,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 471,376 | $8,867,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 188,128 | $8,848,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,564,773 | $8,827,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 5,420,000 | $8,814,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 58,963 | $8,807,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 469,870 | $8,791,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 699,251 | $8,769,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 583,226 | $8,766,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 403,518 | $8,764,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 341,316 | $8,762,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 577,682 | $8,752,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,664,024 | $8,719,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 310,632 | $8,678,000 | thousands by filing date | |
| Maiden Holdings, Ltd. | G5753U203 | PFD CV | 174,887 | $8,678,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 5,425,000 | $8,670,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 117,570 | $8,657,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 247,178 | $8,649,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 266,705 | $8,649,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 429,375 | $8,618,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 494,145 | $8,603,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 701,973 | $8,593,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 443,505 | $8,559,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 247,841 | $8,550,000 | thousands by filing date | |
| OWENS-ILLINOIS (OI) CVT 144A 3 | 69073TAQ6 | CONVERT | 8,250,000 | $8,534,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 600,000 | $8,526,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 388,314 | $8,523,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 599,482 | $8,519,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 621,762 | $8,518,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 1,950,833 | $8,506,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 4,000,000 | $8,498,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,189,700 | $8,495,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50,116 | $8,480,000 | thousands by filing date | |
| MEDICINES COMPANY CVT 144A 1.3 | 584688AB1 | CONVERT | 6,330,000 | $8,462,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 6,000,000 | $8,441,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 7,600,000 | $8,427,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 697,658 | $8,421,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 170,493 | $8,418,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 174,417 | $8,393,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 297,080 | $8,384,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 281,330 | $8,383,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 29,013 | $8,353,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 92,137 | $8,334,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 367,298 | $8,330,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 560,921 | $8,319,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 92,211 | $8,291,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 151,553 | $8,285,000 | thousands by filing date | |
| AMERICAN EQUITY INV LIFE 3.5 1 | 025676AJ6 | CONVERT | 4,700,000 | $8,246,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 183,414 | $8,225,000 | thousands by filing date | |
| WORKDAY INC | 98138HAA9 | CONV | 7,000,000 | $8,221,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 320,936 | $8,216,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP CVT PF | 97650W207 | CONVERT | 147,300 | $8,213,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 286,000 | $8,197,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 112,097 | $8,157,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 282,347 | $8,155,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 7,529,000 | $8,150,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 8,500,000 | $8,091,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 92,487 | $8,090,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,223,970 | $8,090,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 140,708 | $8,082,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 454,907 | $8,074,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 269,041 | $8,052,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 7,040,000 | $8,026,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,661,349 | $8,024,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 378,755 | $8,015,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 105,598 | $7,989,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 629,452 | $7,969,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 510,612 | $7,965,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 417,852 | $7,960,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 422,998 | $7,948,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 423,815 | $7,947,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 610,881 | $7,944,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 8,415,000 | $7,926,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 321,828 | $7,914,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 931,641 | $7,910,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 453,942 | $7,899,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 528,729 | $7,862,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 744,042 | $7,851,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 346,117 | $7,822,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 465,513 | $7,798,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 104,452 | $7,794,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 262,445 | $7,790,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 320,468 | $7,787,000 | thousands by filing date | principal |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 614,854 | $7,784,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 832,914 | $7,783,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 160,525 | $7,781,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 252,135 | $7,779,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 102,430 | $7,774,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 497,900 | $7,772,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 97,961 | $7,747,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 295,647 | $7,735,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 925,086 | $7,734,000 | thousands by filing date | |
| HOST HOTELS & RESORTS LPCVT2.5 | 44107TAG1 | CONVERT | 5,500,000 | $7,728,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 154,676 | $7,694,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 197,857 | $7,688,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 444,135 | $7,670,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 158,957 | $7,597,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 433,752 | $7,595,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 262,780 | $7,575,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 351,998 | $7,546,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 173,643 | $7,528,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 124,608 | $7,526,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 705,942 | $7,504,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 247,666 | $7,502,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 374,426 | $7,489,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,325,000 | $7,479,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 234,520 | $7,473,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 566,908 | $7,472,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 103,882 | $7,460,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 59,807 | $7,457,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,402,481 | $7,419,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 446,151 | $7,398,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 2,010,343 | $7,398,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 320,646 | $7,390,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 148,189 | $7,389,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 407,838 | $7,361,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 122,692 | $7,358,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,500,000 | $7,341,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 135,556 | $7,319,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 695,638 | $7,297,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 440,545 | $7,291,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 75,544 | $7,282,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 97,417 | $7,280,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 260,596 | $7,265,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 150,209 | $7,256,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 285,599 | $7,251,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 7,000,000 | $7,245,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 101,040 | $7,239,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 658,670 | $7,206,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 322,000 | $7,200,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 177,205 | $7,193,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 186,555 | $7,186,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 718,368 | $7,184,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 156,319 | $7,169,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 997,585 | $7,163,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 6,000,000 | $7,153,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 243,968 | $7,148,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 134,870 | $7,144,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 148,679 | $7,144,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 56,690 | $7,142,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 220,315 | $7,134,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 312,787 | $7,101,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 156,516 | $7,098,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 402,877 | $7,086,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 207,478 | $7,083,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 678,089 | $7,082,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 230,723 | $7,072,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 428,011 | $7,071,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 436,612 | $7,060,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 119,905 | $7,057,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 227,996 | $7,027,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 1,338,180 | $7,026,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 375,494 | $7,025,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 264,132 | $7,015,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 81,126 | $6,993,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 210,356 | $6,991,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 326,772 | $6,990,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 541,667 | $6,982,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 163,264 | $6,963,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 593,262 | $6,959,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 162,277 | $6,906,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 461,624 | $6,902,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 79,198 | $6,847,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 308,415 | $6,840,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 28,452 | $6,832,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 113,822 | $6,829,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 466,470 | $6,829,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 201,701 | $6,814,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 427,330 | $6,811,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 300,146 | $6,807,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 615,966 | $6,806,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 841,166 | $6,805,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 200,000 | $6,790,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 491,211 | $6,784,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 666,323 | $6,777,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 97,106 | $6,761,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 117,997 | $6,758,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 60,658 | $6,744,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 891,288 | $6,738,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,149,260 | $6,736,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 136,084 | $6,733,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 614,943 | $6,721,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 274,273 | $6,720,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 402,649 | $6,720,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 250,202 | $6,715,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 209,621 | $6,714,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 359,826 | $6,682,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 916,497 | $6,680,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 385,172 | $6,675,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 143,768 | $6,645,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 467,503 | $6,639,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 78,245 | $6,609,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 293,566 | $6,579,000 | thousands by filing date | |
| TIVO INC CVT 144A 4.0 03-16 | 888706AD0 | CONVERT | 5,000,000 | $6,578,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 504,652 | $6,576,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 409,709 | $6,576,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,477,426 | $6,575,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 343,908 | $6,565,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 244,763 | $6,552,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 325,566 | $6,537,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 98,410 | $6,528,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 94,194 | $6,510,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 226,238 | $6,487,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,298,314 | $6,479,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 210,542 | $6,457,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 328,590 | $6,450,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 5,000,000 | $6,441,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 169,182 | $6,409,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 502,253 | $6,399,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 127,934 | $6,396,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 130,428 | $6,395,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 528,235 | $6,381,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 426,076 | $6,379,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 955,898 | $6,376,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 106,312 | $6,371,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 106,243 | $6,370,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 6,500,000 | $6,366,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 118,153 | $6,351,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 99,450 | $6,329,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 93,701 | $6,307,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 285,665 | $6,285,000 | thousands by filing date | principal |
| SOLAZYME INC CVT (SZYM) 6.0 02 | 83415TAA9 | CONVERT | 5,000,000 | $6,281,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 500,219 | $6,278,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 311,437 | $6,276,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 320,203 | $6,273,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 865,127 | $6,264,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 695,661 | $6,261,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 640,688 | $6,260,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 55,584 | $6,257,000 | thousands by filing date | principal |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,097,468 | $6,256,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 204,291 | $6,249,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 161,295 | $6,248,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 134,846 | $6,236,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 302,373 | $6,223,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 138,551 | $6,221,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 4,750,000 | $6,220,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 103,811 | $6,213,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 582,350 | $6,213,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 94,152 | $6,207,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 477,390 | $6,201,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 221,196 | $6,188,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 182,155 | $6,183,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 617,213 | $6,172,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 726,065 | $6,156,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 259,583 | $6,150,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 5,525,000 | $6,147,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 154,328 | $6,124,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 800,405 | $6,123,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,151,924 | $6,117,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 5,378,000 | $6,117,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 395,268 | $6,115,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 2,558,303 | $6,114,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 340,552 | $6,086,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 320,590 | $6,079,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 441,454 | $6,070,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 678,093 | $6,069,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 241,457 | $6,068,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,150,767 | $6,053,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 415,351 | $6,044,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 300,297 | $6,042,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 108,233 | $6,025,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 360,953 | $6,003,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,500,000 | $5,988,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 411,820 | $5,980,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 102,900 | $5,968,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 339,581 | $5,957,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 4,826,000 | $5,954,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 492,129 | $5,935,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 146,449 | $5,931,000 | thousands by filing date | |
| RAYONIER TRS HOLDINGS IN 144A | 75508AAD8 | CONVERT | 3,500,000 | $5,917,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 116,109 | $5,909,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 256,305 | $5,897,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 328,900 | $5,875,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 96,407 | $5,872,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 149,249 | $5,839,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 374,258 | $5,838,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 571,357 | $5,834,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 79,984 | $5,833,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 303,652 | $5,830,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,525,000 | $5,829,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 6,500,000 | $5,826,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 86,203 | $5,810,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 173,677 | $5,776,000 | thousands by filing date | |
| Move, Inc. | 62458MAA6 | CONV | 5,000,000 | $5,775,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 201,379 | $5,772,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 457,704 | $5,772,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 259,895 | $5,759,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 83,947 | $5,751,000 | thousands by filing date | |
| BIOMED REALTY LP CVT 3.75 01-1 | 09064AAB7 | CONVERT | 5,000,000 | $5,750,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 238,742 | $5,720,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 54,643 | $5,719,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 324,486 | $5,707,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 49,784 | $5,684,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 433,133 | $5,670,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100,118 | $5,656,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 130,741 | $5,653,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 433,859 | $5,640,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 454,244 | $5,624,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 322,657 | $5,624,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 337,197 | $5,614,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 245,256 | $5,613,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 227,581 | $5,610,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 412,888 | $5,578,000 | thousands by filing date | |
| MEDIDATA SOLUTIONS INC | 58471AAA3 | CONV | 5,000,000 | $5,559,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 141,142 | $5,548,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 118,647 | $5,545,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 407,906 | $5,543,000 | thousands by filing date | principal |
| NIELSEN HOLDINGS N V | N63218106 | COM | 151,917 | $5,538,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 127,319 | $5,530,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 101,400 | $5,520,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 417,572 | $5,516,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 4,850,000 | $5,508,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 251,650 | $5,491,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 172,388 | $5,490,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 279,183 | $5,489,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 158,019 | $5,467,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 307,605 | $5,466,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 100,744 | $5,464,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 241,919 | $5,460,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 696,138 | $5,458,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 5,000,000 | $5,456,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 671,924 | $5,456,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 381,693 | $5,451,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 143,373 | $5,449,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 405,540 | $5,438,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 338,663 | $5,436,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 255,229 | $5,419,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 447,496 | $5,419,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 539,471 | $5,405,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 328,371 | $5,405,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 839,686 | $5,382,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 323,250 | $5,379,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 557,833 | $5,372,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 251,520 | $5,370,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 387,673 | $5,362,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 345,807 | $5,357,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 12,978 | $5,356,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 414,992 | $5,353,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 506,191 | $5,350,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 63,200 | $5,347,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 89,728 | $5,347,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 402,833 | $5,338,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 76,644 | $5,335,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 150,000 | $5,335,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 72,687 | $5,334,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 284,004 | $5,333,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 159,452 | $5,326,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 443,671 | $5,311,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 179,051 | $5,292,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 669,082 | $5,279,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 123,724 | $5,275,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 290,250 | $5,274,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 135,091 | $5,274,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 576,875 | $5,261,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 28,521 | $5,251,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 140,387 | $5,241,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 303,195 | $5,219,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 310,037 | $5,212,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 3,214,000 | $5,199,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 297,842 | $5,197,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 150,961 | $5,197,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 100,395 | $5,195,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 545,799 | $5,190,000 | thousands by filing date | principal |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 108,911 | $5,189,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 341,283 | $5,188,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 78,416 | $5,188,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 157,201 | $5,188,000 | thousands by filing date | |
| QIHOO 360 TECH CO(QIHU) 144A C | 74734MAA7 | CONVERT | 4,600,000 | $5,187,000 | thousands by filing date | |
| Post Holdings, Inc. | 737446203 | PFD CV | 50,000 | $5,182,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 523,034 | $5,179,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 259,098 | $5,177,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 88,800 | $5,176,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,175,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 58,972 | $5,170,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 141,851 | $5,165,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 396,114 | $5,150,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 77,663 | $5,137,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 441,335 | $5,137,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 88,722 | $5,133,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 948,210 | $5,130,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 73,300 | $5,116,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 161,044 | $5,102,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,000,000 | $5,102,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 189,054 | $5,095,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 378,270 | $5,095,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 342,122 | $5,091,000 | thousands by filing date | |
| Ares Capital Corp | 04010LAH6 | conv | 5,000,000 | $5,091,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 470,826 | $5,090,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 405,312 | $5,079,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 59,793 | $5,078,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 165,289 | $5,076,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 337,566 | $5,058,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 456,784 | $5,052,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 69,664 | $5,049,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 48,202 | $5,048,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 147,113 | $5,041,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 200,747 | $5,029,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 167,595 | $5,016,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 364,043 | $5,013,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 553,082 | $5,011,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 73,786 | $4,998,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 77,100 | $4,997,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 44,415 | $4,990,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 46,405 | $4,977,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 204,313 | $4,969,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 383,020 | $4,968,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 84,034 | $4,962,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 384,940 | $4,961,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 276,756 | $4,957,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 48,808 | $4,942,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 284,750 | $4,933,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 152,909 | $4,932,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 170,103 | $4,928,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 95,010 | $4,906,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 98,258 | $4,905,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 318,002 | $4,904,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 389,877 | $4,901,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 271,289 | $4,891,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 5,500,000 | $4,888,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 3,820,530 | $4,865,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 400,804 | $4,858,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 216,227 | $4,855,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 432,721 | $4,851,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 2,500,000 | $4,848,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 268,841 | $4,839,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 87,905 | $4,814,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 195,934 | $4,807,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 383,691 | $4,800,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 283,821 | $4,785,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 282,071 | $4,784,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 1,765,151 | $4,784,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 96,446 | $4,780,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 231,647 | $4,774,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 70,156 | $4,769,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 525,842 | $4,769,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 519,594 | $4,744,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 307,208 | $4,734,000 | thousands by filing date | |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 1,108,490 | $4,732,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 839,233 | $4,725,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 86,719 | $4,705,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 124,503 | $4,705,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 89,184 | $4,704,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 304,773 | $4,684,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 713,231 | $4,679,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 236,342 | $4,654,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 431,192 | $4,650,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 879,988 | $4,638,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 50,231 | $4,603,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,000,000 | $4,603,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 83,405 | $4,594,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 671,295 | $4,592,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 198,142 | $4,579,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 197,685 | $4,569,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 562,467 | $4,567,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 101,032 | $4,552,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 3,521,000 | $4,542,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 50,523 | $4,530,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 138,426 | $4,518,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 566,514 | $4,516,000 | thousands by filing date | |
| LENNAR CORP CVT 2 12-01-20 144 | 526057BC7 | CONVERT | 3,500,000 | $4,515,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 485,843 | $4,514,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 60,636 | $4,510,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042043 | this filing | 2013-11-13 | acceptance time not in the bulk data set |