13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-16, with 5,628 holding rows worth $121,978,917,000.
- Accession
- 0001140361-13-033347
- Filer
- CIK 948046
- Filed
- 2013-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 19,304 entries on the cover page, a total value of $121,978,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,978,917,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDEUTSCHE BANK TRUST CO AMERICAS028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS DEUTSCHE GESELLSCHAFT FUR WERTPAPIERSPAREN028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDEUTSCHE ASSET MANAGEMENT INVESTMENT GESENSCHAFT028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapital-Gessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschr?nkter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE MUN BD FD | 27827X10 | COM | 12,538 | $150,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F10 | COM | 36,683 | $150,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P10 | COM | 126,796 | $150,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CH ENERGY GROUP INC | 12541M10 | COM | 2,348 | $150,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LONE PINE RES INC | 54222A10 | COM | 456,478 | $150,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 91154910 | COM | 134,505 | $149,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R31 | PSHS ULSHT 7-10Y | 5,072 | $149,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P10 | COM | 10,473 | $148,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 17296742 | COM | 29,793 | $147,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD STAR FD | 92190976 | VG TL INTL STK F | 3,225 | $147,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER & BANKS CORP | 17104610 | COM | 21,912 | $147,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41021P10 | COM | 8,121 | $147,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SUN BANCORP INC | 86663B10 | COM | 43,618 | $147,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC | 61971810 | COM | 37,047 | $147,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DYNAMIC CR OPP FD | 46132R10 | COM | 11,293 | $147,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DSP GROUP INC | 23332B10 | COM | 17,660 | $146,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ITURAN LOCATION AND CONTROL | M6158M10 | SHS | 8,673 | $146,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SARATOGA RES INC TEX | 80352110 | COM | 96,392 | $146,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ESSA BANCORP INC | 29667D10 | COM | 13,350 | $145,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN APPAREL INC | 02385010 | COM | 75,912 | $145,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FEIHE INTL INC | 31429Y10 | COM | 19,651 | $145,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM | 68243Q10 | CL A | 23,605 | $145,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CA INVT QUALITY MUN F | 67062A10 | COM | 10,200 | $145,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SWS GROUP INC | 78503N10 | COM | 26,602 | $144,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V10 | SH BEN INT | 11,600 | $144,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ORIX CORP | 68633010 | SPONSORED ADR | 2,100 | $143,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TECUMSEH PRODS CO | 87889520 | CL A | 13,182 | $143,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| XOOM CORP | 98419Q10 | COM | 6,289 | $143,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ETABLISSEMENTS DELHAIZE FRER | 29759W10 | SPONSORED ADR | 2,300 | $142,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PC-TEL INC | 69325Q10 | COM | 16,933 | $142,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PREMUIM DIV FD | 41013T10 | COM SH BEN INT | 10,759 | $142,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W10 | SHS | 10,000 | $142,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE FINL CORP WASH | 42722X10 | COM | 9,639 | $141,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WEYCO GROUP INC | 96214910 | COM | 5,640 | $141,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY PFD INCOME FD | 67071S10 | COM | 17,021 | $141,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN REAL ASSET INC & GROW | 67074Y10 | COM | 7,550 | $141,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES LIME & MINERAL | 91192210 | COM | 2,703 | $140,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B70 | MSCI RUSS INDX | 7,310 | $140,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639AB | MTNF 6.500% 3/0 | 175,000 | $140,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RESIDENTIAL PPTYS I | 02927E30 | COM | 8,206 | $140,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 88688510 | CL A | 8,759 | $139,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q20 | COM NEW | 24,699 | $138,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K10 | CL A | 26,943 | $137,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 57776710 | COM | 19,261 | $137,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FOX CHASE BANCORP INC NEW | 35137T10 | COM | 8,090 | $136,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD NY QLTY | 09255E10 | COM | 10,114 | $136,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Gold Trust Gold Shares | 78463V10 | COM | 9,233 | $135,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H20 | ETN DJUBS AGRI37 | 2,685 | $135,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 22748310 | COM | 26,622 | $135,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TAYLOR MORRISON HOME CORP | 87724P10 | CL A | 5,597 | $135,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EDGEN GROUP INC | 28014Q10 | CL A | 21,253 | $135,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428884 | DJ OIL EQUIP | 2,375 | $134,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X10 | COM | 40,158 | $134,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 00225510 | SPONSORED ADR | 38,901 | $134,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 46121210 | COM | 16,127 | $134,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMPIO PHARMACEUTICALS INC | 03209T10 | COM | 23,605 | $134,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P10 | COM | 26,600 | $134,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP | 59815310 | COM | 143,306 | $134,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 92290851 | MCAP VL IDXVIP | 1,955 | $133,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A10 | COM | 13,688 | $133,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NY AMT-FREE MUN INCOM | 67065610 | COM | 10,080 | $133,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 90267310 | COM | 6,870 | $133,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WINMARK CORP | 97425010 | COM | 2,055 | $133,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARMADA HOFFLER PPTYS INC | 04208T10 | COM | 11,381 | $133,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED TOMOKA LD CO | 21022610 | COM | 3,528 | $133,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RICKS CABARET INTL INC | 76564130 | COM NEW | 15,428 | $133,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C10 | COM | 5,556 | $132,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC CONTINENTAL CORP | 69412V10 | COM | 11,321 | $132,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMTECH TELECOMMUNICATIONS C | 205826AF | NOTE 3.000% 5/0 | 130,000 | $132,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHART ACQUISITION CORP | 16115111 | *W EXP 12/19/201 | 254,398 | $132,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STEINWAY MUSICAL INSTRS INC | 85849510 | COM | 4,335 | $131,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SR FLTNG RTE TR | 27828Q10 | COM | 8,030 | $130,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A10 | MORGAN TECH ETF | 1,750 | $130,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| APCO OIL & GAS INTERNATIONAL | G0471F10 | SHS | 11,377 | $130,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LUBYS INC | 54928210 | COM | 15,554 | $130,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CONN PREM INCOME MUN | 67060D10 | COM | 9,921 | $130,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARGAN INC | 04010E10 | COM | 8,419 | $130,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPARTON CORP | 84723510 | COM | 7,624 | $130,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| U S CONCRETE INC | 90333L20 | COM NEW | 8,024 | $130,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZAGG INC | 98884U10 | COM | 24,570 | $129,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CNB FINL CORP PA | 12612810 | COM | 7,650 | $129,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL SHIPHOLDING CO | 46032120 | COM NEW | 5,557 | $129,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA HBC AG | 19122310 | SPONSORED ADR | 5,568 | $129,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FEMALE HEALTH CO | 31446210 | COM | 13,056 | $128,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTMT INC | 37951D10 | COM | 12,808 | $128,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EMC INS GROUP INC | 26866410 | COM | 4,926 | $128,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MET PRO CORP | 59087630 | COM | 9,535 | $127,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 91689610 | COM | 71,762 | $127,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 82656510 | COM | 25,262 | $127,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RICHARDSON ELECTRS LTD | 76316510 | COM | 10,937 | $127,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A10 | COM SH BEN INT | 13,000 | $126,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO TACTICAL INCOME FD IN | 03763810 | COM | 7,000 | $126,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 89366210 | COM | 20,465 | $126,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PDI INC | 69329V10 | COM | 27,101 | $126,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 87945510 | COM | 24,377 | $126,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K10 | COM | 55,009 | $125,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REACHLOCAL INC | 75525F10 | COM | 10,319 | $125,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIFEWAY FOODS INC | 53191410 | COM | 7,234 | $125,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RENTRAK CORP | 76017410 | COM | 6,279 | $125,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MGMT INC | 74731Q10 | CLASS A | 19,522 | $125,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BNC BANCORP | 05566T10 | COM | 10,972 | $124,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GUARANTY BANCORP DEL | 40075T60 | COM NEW | 11,000 | $124,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIMONEIRA CO | 53274610 | COM | 6,016 | $124,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R40 | SHT TRM HGH YLD | 4,125 | $124,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 23210910 | COM | 14,067 | $123,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCORP INC | 43689E10 | COM | 6,709 | $123,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HONG KONG TELEVISION NETWK L | 43858G10 | SPONSORED ADR | 20,074 | $123,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06739F39 | ADR 2 PREF 2 | 5,000 | $123,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PANHANDLE OIL AND GAS INC | 69847710 | CL A | 4,359 | $123,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SCHAWK INC | 80637310 | CL A | 9,476 | $123,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 92581510 | COM | 17,929 | $122,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC | 16934W10 | COM | 5,064 | $122,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PCM INC | 69323K10 | COM | 12,800 | $122,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 68214310 | COM | 24,521 | $122,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N10 | CL A | 46,560 | $122,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428773 | DJ US REAL EST | 46,887 | $122,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 05454010 | COM | 67,126 | $121,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| THOMAS PPTYS GROUP INC | 88445310 | COM | 23,036 | $121,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 45173010 | COM | 6,440 | $121,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 40169210 | COM | 13,935 | $121,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MAC-GRAY CORP | 55415310 | COM | 8,592 | $121,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING & TRADING LTD | 36869MAA | NOTE 5.000% 8/1 | 470,000 | $121,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN LG/SHT COMMODITY TOTR | 67073110 | COM UT BEN INT | 6,090 | $121,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F10 | COM | 7,462 | $121,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHASE CORP | 16150R10 | COM | 5,463 | $121,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Mastercard Inc Class A | 57636Q10 | COM | 1,000 | $120,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HEICO CORP NEW | 42280620 | CL A | 3,263 | $119,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DATALINK CORP | 23793410 | COM | 11,257 | $119,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428732 | S&P GBL HLTHCR | 1,624 | $119,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTERVEST BANCSHARES CORP | 46092710 | COM | 17,923 | $119,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q10 | COM | 20,485 | $119,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MULTI FINELINE ELECTRONIX IN | 62541B10 | COM | 8,094 | $119,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FAMOUS DAVES AMER INC | 30706810 | COM | 7,600 | $118,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LANNET INC | 51601210 | COM | 10,025 | $118,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC PREMIER BANCORP | 69478X10 | COM | 9,747 | $118,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC | 09066L10 | COM | 30,045 | $118,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT TRANSN HLDG INC | 70337B10 | COM | 3,956 | $118,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W10 | COM | 26,403 | $118,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ESB FINL CORP | 26884F10 | COM | 9,846 | $118,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD II | 72200W10 | COM | 10,000 | $117,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M43 | GUGG BULL 2014 | 4,475 | $117,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC | 37037310 | COM | 63,283 | $117,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L10 | COM | 69,282 | $117,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO NEW | 94974610 | COM | 16,905 | $116,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 92204286 | MEGA CAP GRO ETF | 2,081 | $116,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN PAC CORP | 02874010 | COM | 4,126 | $116,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MOLEX INC | 60855420 | CL A | 4,653 | $115,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HICKORY TECH CORP | 42906010 | COM | 10,997 | $115,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428878 | DJ INS INDX FD | 2,845 | $115,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARLIN BUSINESS SVCS CORP | 57115710 | COM | 5,080 | $115,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NTNL BANCOR | 13022210 | COM | 7,039 | $115,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428727 | S&P GBL TELCM | 1,928 | $114,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E29 | GLOBX SUPDV US | 4,532 | $114,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 37989010 | COM | 52,250 | $114,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MULTI-SECTOR INC T | 09258A10 | COM | 6,519 | $114,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLEARONE INC | 18506U10 | COM | 13,400 | $113,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL AMERN UNIV HLDGS IN | 63245Q10 | COM | 30,605 | $113,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYS INC | 16936R10 | COM | 21,942 | $113,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BASSETT FURNITURE INDS INC | 07020310 | COM | 7,319 | $113,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS INC | 86490910 | CL A | 17,382 | $113,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R10 | MULTI ASSET DI | 5,383 | $113,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIPOSCIENCE INC | 53630M10 | COM | 16,363 | $113,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 60752510 | COM | 4,843 | $113,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AG | FRNT 2.000%12/1 | 110,000 | $112,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ORRSTOWN FINL SVCS INC | 68738010 | COM | 8,855 | $112,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SKY-MOBI LTD | 83084G10 | SPONSORED ADS | 36,100 | $112,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODS I | 01868030 | COM NEW | 5,620 | $112,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUTRACEUTICAL INTL CORP | 67060Y10 | COM | 5,510 | $112,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD | 67062T10 | COM | 8,457 | $112,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 38111910 | COM | 83,154 | $112,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WEST MARINE INC | 95423510 | COM | 10,240 | $111,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A10 | COM | 10,238 | $111,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ACQUITY GROUP LTD | 00489C10 | SPONSORED ADR | 8,600 | $111,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corporation | 59491810 | COM | 23,737 | $110,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX MNGD GBL DV | 27829F10 | COM | 11,966 | $110,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 00797530 | COM NEW | 59,188 | $110,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 89417410 | COM | 10,127 | $110,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 71674810 | COM | 28,435 | $110,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GALENA BIOPHARMA INC | 36325610 | COM | 49,790 | $109,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DERMA SCIENCES INC | 24982750 | COM PAR $.01 | 8,268 | $109,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 30183510 | COM | 155,100 | $109,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRIMUS TELECOMMUNICATIONS GR | 74192930 | COM | 9,270 | $109,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA BANCORP | 82620P10 | COM | 7,427 | $109,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X84 | SHRT 20+YR TRE | 3,453 | $108,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR INTL CORP | 29259G20 | COM NEW | 28,424 | $108,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP L P | 09253U10 | COM UNIT LTD | 42,330 | $108,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C70 | INT-TERM GOV | 1,695 | $107,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARABIAN AMERN DEV CO | 03846510 | COM | 12,477 | $107,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTHAND TECH VALUE FD INC | 33766Y10 | COM | 5,439 | $107,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DIGIMARC CORP NEW | 25381B10 | COM | 5,159 | $106,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENVIVIO INC | 29413T10 | COM | 53,273 | $106,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CORSICANTO LTD | 220480AC | NOTE 3.500% 1/1 | 100,000 | $106,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC | 25770120 | CL A | 7,622 | $105,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO ADVANTAGE INCOME | 94987B10 | COM SHS | 11,120 | $105,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EXA CORP | 30061450 | COM | 10,222 | $105,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DELTA NAT GAS INC | 24774810 | COM | 4,976 | $105,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICALS INC | 795435AC | NOTE 2.750% 5/1 | 69,000 | $105,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL RESH CORP | 63737220 | CL A | 5,905 | $105,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMAN FIN SVCS I | 50575Q10 | COM | 64,385 | $105,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REX AMERICAN RESOURCES CORP | 76162410 | COM | 3,681 | $105,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 71366130 | COM NEW | 81,791 | $104,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E10 | ADR | 35,505 | $104,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER SILVER LTD | 39115V10 | COM | 139,081 | $104,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FD INC | 09253R10 | COM | 10,372 | $104,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RES INC | 60052710 | COM | 26,520 | $104,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428824 | MSCI ACWI EX | 2,575 | $104,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428651 | EMRG MRK LC BD | 2,088 | $103,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KMG CHEMICALS INC | 48256410 | COM | 4,925 | $103,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HANNON ARMSTRONG SUST INFR C | 41068X10 | COM | 8,791 | $103,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MILLER INDS INC TENN | 60055120 | COM NEW | 6,782 | $103,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TERNIUM SA | 88089010 | SPON ADR | 4,541 | $102,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKETO INC | 57063L10 | COM | 4,159 | $102,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CROSS A T CO | 22747810 | CL A | 6,095 | $102,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T10 | COM | 17,079 | $102,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R11 | NASD TECH DIV | 4,701 | $102,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W10 | TOTAL DIVID FD | 1,701 | $102,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 89200010 | COM | 39,896 | $101,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A10 | COM | 7,214 | $101,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST M & F CORP | 32074410 | COM | 6,471 | $101,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B50 | S&P SMCP C DIS | 2,500 | $101,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC DEL | 96945710 | COM | 349,776 | $101,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WPP PLC NEW | 92937A10 | ADR | 1,191 | $101,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR MULTI CP VAL ALPHA | 33733C10 | COM SHS | 2,685 | $101,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARTESIAN RESOURCES CORP | 04311320 | CL A | 4,579 | $101,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BOEING CO COM | 09702310 | COM | 8,751 | $100,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON OUTDOORS INC | 47916710 | CL A | 4,050 | $100,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SEACOAST BKG CORP FLA | 81170730 | COM | 45,553 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE HOLDINGS GP LP | 01861G10 | COM UNITS LP | 1,561 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN CHASE & CO | 46634E11 | *W EXP 10/28/201 | 6,400 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NIDEC CORP | 65409010 | SPONSORED ADR | 5,702 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 29084620 | COM NEW | 27,504 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT | 04316A10 | CL A | 2,013 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| S L INDS INC | 78441310 | COM | 4,000 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 60671020 | COM NEW | 17,255 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V10 | COM | 3,529 | $98,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEPSTAR CHAIN DRUGSTOR | 16943C10 | SPONSORED ADR | 64,100 | $98,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN INTERSTAT BANCORP I | 58964Q10 | COM | 5,280 | $98,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 57308310 | CL A | 41,136 | $98,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP INC | 22880310 | COM | 82,000 | $97,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 03011110 | COM | 37,643 | $97,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 87080810 | COM | 115,143 | $97,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK HDG EQ & INC FD | 47804L10 | COM | 5,745 | $97,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SYSTEMAX INC | 87185110 | COM | 10,364 | $96,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARRY R G CORP OHIO | 06879810 | COM | 6,013 | $96,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARCELORMITTAL SA LUXEMBOURG | L0302D17 | MAND CV NT 16 | 523,536 | $96,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SOLTA MED INC | 83438K10 | COM | 42,806 | $96,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REVETT MINERALS INC | 76150520 | COM NEW | 150,567 | $96,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC | 74586710 | COM | 19,200 | $96,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE GLBL INFRA TOTL RE | 55608D10 | COM | 4,730 | $96,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K10 | COM | 9,794 | $95,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 60902710 | COM | 5,672 | $95,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 77451510 | COM | 6,300 | $95,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428873 | S&P GL C STAPL | 1,197 | $95,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P10 | COM | 11,950 | $95,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NAVARRE CORP | 63920810 | COM | 34,886 | $95,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI EQUITY & CONV INCO | 01882910 | COM | 5,196 | $95,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRGX GLOBAL INC | 69357C50 | COM NEW | 17,518 | $95,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIVE NATION ENTERTAINMENT IN | 538034AB | NOTE 2.875% 7/1 | 95,000 | $95,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PEAPACK-GLADSTONE FINL CORP | 70469910 | COM | 5,437 | $94,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W79 | INTL LRGCAP DV | 2,145 | $94,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ACORN ENERGY INC | 00484810 | COM | 11,179 | $94,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences Inc | 37555810 | COM | 6,940 | $93,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| F N B UNITED CORP | 30251920 | COM NEW | 11,729 | $93,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PATRICK INDS INC | 70334310 | COM | 4,500 | $93,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER EXIBITIONS INC | 74051E10 | COM | 53,259 | $92,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REIS INC | 75936P10 | COM | 4,973 | $91,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CARROLS RESTAURANT GROUP INC | 14574X10 | COM | 14,245 | $91,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE WATER INDEX FD | 33733B10 | COM | 3,339 | $91,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X15 | INDLS PROD DUR | 4,075 | $91,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS & SUPPO | 45769N10 | COM | 14,306 | $91,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 87156110 | COM | 29,475 | $91,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KYOCERA CORP | 50155620 | ADR | 900 | $90,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN INV TRUST | 41013P74 | TAX ADV GLB SH | 7,368 | $90,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD CDA OFFICE PPTYS | 11282310 | TR UNIT | 3,573 | $89,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BOLT TECHNOLOGY CORP | 09769810 | COM | 5,275 | $89,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G10 | SPONSORED ADR | 59,839 | $89,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| USEC INC | 90333E10 | COM | 304,483 | $89,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q10 | COM | 22,111 | $88,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA HYDROELECTRIC CORP | 16949D10 | SPONSORED ADR | 33,729 | $88,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZELTIQ AESTHETICS INC | 98933Q10 | COM | 13,966 | $88,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CU BANCORP CALIF | 12653410 | COM | 5,627 | $88,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC | 76119520 | CL A | 10,554 | $88,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE BANCORP INC DEL | 08459720 | COM NEW | 11,201 | $88,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NGP CAP RES CO | 62912R10 | COM | 14,615 | $88,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN CHASE & CO C | 46625H10 | COM | 14,143 | $87,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC | 29355A10 | COM | 11,435 | $87,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRIUM JAPAN ACQUISITN C | G2266G12 | UNIT 99/99/9999 | 8,564 | $87,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNICATIONS SYS INC | 20390010 | COM | 9,200 | $87,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBURG FINANCIAL CORP | 59609410 | COM | 4,626 | $87,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 12514110 | COM | 7,170 | $87,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 87029760 | ROG AGRI ETN22 | 10,520 | $87,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP CL A | 65248E10 | COM | 51,000 | $86,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HLDGS INC | 09624H10 | COM | 40,918 | $86,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428668 | MSCI USA IDX | 2,498 | $86,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OIL DRI CORP AMER | 67786410 | COM | 3,196 | $86,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 77437410 | COM | 23,998 | $86,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENRGY TTL RT | 48660P10 | COM | 2,900 | $86,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES L | M2508210 | ORD | 10,380 | $86,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL CITY BK GROUP INC | 13967410 | COM | 7,528 | $86,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR MORNINGSTAR DIV LEA | 33691710 | SHS | 4,176 | $86,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY MTN CHOCOLATE FACTORY | 77467840 | COM PAR $0.03 | 6,877 | $85,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 92290853 | MCAP GR IDXVIP | 1,097 | $85,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL HLDGS INC | 45283410 | COM | 12,531 | $85,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MINDSPEED TECHNOLOGIES INC | 60268220 | COM NEW | 26,683 | $85,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROLOR BIOTECH INC | 74344F10 | COM | 13,500 | $84,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 30613710 | COM | 62,191 | $84,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR | 45409B62 | US RL EST SMCP | 3,500 | $84,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P10 | COM | 40,350 | $84,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ADVANTAGE MUNICIPAL | 46132E10 | SH BEN INT | 7,222 | $84,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428837 | S&P GLO INFRAS | 2,400 | $84,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR FINL CORP | 256664AB | NOTE 2.875% 6/3 | 85,000 | $83,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STONE HBR EMERG MRKTS INC FD | 86164T10 | COM | 4,000 | $83,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CUI GLOBAL INC | 12657620 | COM NEW | 15,000 | $83,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASM INTL N V | N0704510 | NY REGISTER SH | 2,570 | $83,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR MULTI CAP VALUE ALP | 33733F10 | COM SHS | 2,202 | $83,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REGIONAL MGMT CORP | 75902K10 | COM | 3,316 | $82,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL GEOPHYSICAL SVCS INC | 37946S10 | COM | 17,756 | $82,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W60 | GUG S&P MC400 PG | 814 | $82,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NL INDS INC | 62915640 | COM NEW | 7,248 | $81,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLUE WOLF MONGOLIA HOLDINGS | G1196211 | *W EXP 07/20/201 | 406,902 | $81,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HALLMARK FINL SVCS INC EC | 40624Q20 | COM NEW | 8,911 | $81,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HACKETT GROUP INC | 40460910 | COM | 15,645 | $81,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE THERAPEUTICS INC | 21924P10 | COM | 10,166 | $81,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON RESIDENTIAL MTG RE | 28857810 | COM SHS BEN INT | 4,563 | $81,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LCNB CORP | 50181P10 | COM | 3,630 | $80,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE BANCORP INC MASS | 29366810 | COM | 4,369 | $80,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE INC | 681904AP | NOTE 3.750% 4/0 | 65,000 | $80,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SEC GROUP INC | 33631220 | COM NEW | 37,388 | $80,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVT MGMT CORP | 93317WAA | NOTE 4.500%11/0 | 80,000 | $80,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A42 | NUVN BR SHT MUNI | 3,365 | $80,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MIDSOUTH BANCORP INC | 59803910 | COM | 5,191 | $80,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 56342010 | COM | 7,334 | $79,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| M & T BK CORP | 55261F11 | *W EXP 12/23/201 | 2,100 | $79,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SEASPAN CORP | Y7563810 | SHS | 3,836 | $79,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M20 | COM NEW | 68,958 | $78,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J40 | COM NEW | 50,775 | $78,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SOURCES LTD | G3930010 | ORD | 11,796 | $78,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMPRESSCO PARTNERS L P | 20467A10 | COM UNIT | 4,100 | $78,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RADIOSHACK CORP | 75043810 | COM | 25,136 | $78,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARDEN GROUP INC | 03976210 | CL A | 711 | $78,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE CRYSTAL CLEAN INC | 42726M10 | COM | 5,388 | $77,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M20 | COM NEW | 19,617 | $77,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NASB FINL INC | 62896810 | COM | 3,005 | $77,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 90781810 | COM | 2,973 | $76,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PENFORD CORP | 70705110 | COM | 5,751 | $76,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE OAKS BANCORP | 42724R10 | COM | 12,364 | $76,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OLD SECOND BANCORP INC ILL | 68027710 | COM | 13,800 | $76,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASTRO-MED INC NEW | 04638F10 | COM | 6,997 | $76,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QUALITY MUNI INC TRS | 46133G10 | COM | 6,335 | $76,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE REVERE NAT GAS | 33734J10 | COM | 4,800 | $76,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TECHE HLDG CO | 87833010 | COM | 1,700 | $75,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE GLOBL COPPR IND | 33733J10 | COM | 3,720 | $75,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y6435420 | SHS | 4,042 | $75,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428665 | MSCI BRIC INDX | 2,200 | $74,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISRAMCO INC | 46514140 | COM NEW | 800 | $74,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CRIMSON EXPLORATION INC | 22662K20 | COM NEW | 27,033 | $74,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C80 | COM NEW | 7,798 | $74,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY BANCORP INC MASS | 15643210 | CL A NON VTG | 2,144 | $74,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SVCS INC | 21050210 | COM | 10,145 | $74,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q10 | COM | 5,350 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EVRYWARE GLOBAL INC | 30043910 | COM | 6,035 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TREE COM INC | 89467510 | COM | 4,344 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CELL THERAPEUTICS INC | 15093488 | COM NPV NEW 2012 | 70,204 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VIASYSTEMS GROUP INC | 92553H80 | COM PAR$.01 | 6,475 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MFS MULTIMARKET INCOME TR | 55273710 | SH BEN INT | 10,954 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE BEBIDAS DAS AME | 20441W10 | SPONSORED ADR | 2,000 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HLDGS C | 457985AK | NOTE 1.625%12/1 | 75,000 | $73,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SHIP LEASE INC NEW | Y2718310 | SHS A | 18,558 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDS INC | 35843510 | COM | 7,500 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SIFCO INDS INC | 82654610 | COM | 4,602 | $73,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 19121610 | COM | 72,847 | $72,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VERIZON COMMUNICATION | 92343V10 | COM | 4,224 | $72,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINL CORP | 16402410 | COM | 2,159 | $72,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH FINANCIAL HOLDINGS I | 60907Q10 | COM | 6,686 | $72,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 92290859 | SML CP GRW ETF | 701 | $72,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL TECHNICAL SYS INC | 63810410 | COM | 5,188 | $72,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W10 | COM | 31,396 | $72,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC | 74727D30 | CL A | 6,310 | $72,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DIVER CURRENCY OPPOR | 67090N10 | COM | 6,436 | $72,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCOME OPP | 72201B10 | COM | 3,670 | $71,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JINPAN INTL LTD | G5138L10 | ORD | 14,547 | $71,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IMPAC MTG HLDGS INC | 45254P50 | COM NEW | 7,000 | $71,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 41690610 | COM | 15,395 | $71,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T10 | COM | 47,483 | $71,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED CONTL HLDGS INC | 91004710 | COM | 5,931 | $70,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DAILY JOURNAL CORP | 23391210 | COM | 623 | $70,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK OF SCOTLAND PLC | 78009P16 | LCAP ALT EXC ETN | 2,500 | $70,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND GROUP PLC | 78009771 | SP ADR PREF T | 2,950 | $70,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MULTIBAND CORP | 62544X20 | COM NEW | 22,202 | $70,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G10 | COM | 17,699 | $70,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268W10 | COM | 11,096 | $69,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RIO ALTO MNG LTD NEW | 76689T10 | COM | 38,533 | $69,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLIFTON SVGS BANCORP INC | 18712Q10 | COM | 5,849 | $69,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HLDGS INC | 71376C10 | COM NEW | 13,440 | $69,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428631 | EMRGMKT DIVIDX | 1,442 | $68,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CEMPRA INC | 15130J10 | COM | 8,866 | $68,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CONNS INC | 20824210 | COM | 1,335 | $68,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S10 | COM | 32,445 | $68,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W57 | GUG RUSS MCP EQL | 1,700 | $68,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RIMAGE CORP | 76672110 | COM | 8,124 | $67,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T76 | EMER MRKT PORT | 3,500 | $67,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W10 | COM | 24,078 | $67,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TRC COS INC | 87262510 | COM | 9,765 | $67,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 30767510 | COM | 4,815 | $67,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MID CON ENERGY PARTNERS LP | 59560V10 | COM UNIT REPST | 3,000 | $67,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 75045910 | COM | 14,208 | $67,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 09091110 | COM | 18,944 | $67,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC | 82691710 | COM | 23,725 | $66,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BUILD A BEAR WORKSHOP | 12007610 | COM | 11,016 | $66,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428858 | BARCLYS MBS BD | 639 | $66,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WNS HOLDINGS LTD | 92932M10 | SPON ADR | 3,966 | $66,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MATTERSIGHT CORP | 57709710 | COM | 24,077 | $66,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AES TR III | 00808N20 | PFD CV 6.75% | 1,296 | $65,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M42 | GUGG BULL 2015 | 2,500 | $65,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ING PRIME RATE TR | 44977W10 | SH BEN INT | 10,356 | $65,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CROSSTEX ENERGY L P | 22765U10 | COM | 3,200 | $65,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JMP GROUP INC | 46629U10 | COM | 9,953 | $65,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS TITLE CO | 46180410 | COM | 937 | $65,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| XERIUM TECHNOLOGIES INC | 98416J11 | COM NEW | 6,509 | $65,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SIMCERE PHARMACEUTICAL GROUP | 82859P10 | SPON ADR | 6,800 | $64,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428671 | MSCI TURKEY FD | 1,093 | $64,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP | 32077110 | COM | 55,087 | $64,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS FINL CORP | 98886K10 | COM | 3,564 | $64,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T47 | INSUR NATL MUN | 2,696 | $64,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B60 | S&P SMCP CONSU | 1,550 | $64,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER MUN HIGH INCOME TR | 72376310 | COM SHS | 4,308 | $64,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MFC INDL LTD | 55278T10 | COM | 8,096 | $64,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC | 75023610 | COM | 22,165 | $64,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC | 880770AE | NOTE 4.500% 3/1 | 20,000 | $64,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DNP SELECT INCOME FD | 23325P10 | COM | 6,500 | $63,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FDS | 92204A40 | FINANCIALS ETF | 1,600 | $63,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| L & L ENERGY INC | 50162D10 | COM | 18,000 | $63,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AUGUSTA RES CORP | 05091220 | COM NEW | 30,143 | $63,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMBOW ED HLDG LTD | 02322P10 | ADR REPSTG CL A | 39,762 | $63,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA PACIFIC INCOM | 00300910 | COM | 10,278 | $63,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS INC | 86845910 | COM | 9,875 | $63,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V60 | BLKSTN GSOSRLN | 1,270 | $63,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MEMSIC INC | 58626410 | COM | 15,137 | $62,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 92290861 | SM CP VAL ETF | 751 | $62,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN LATIN AMER EQTY FD | 00306K10 | COM | 2,000 | $62,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MESA RTY TR | 59066010 | UNIT BEN INT | 2,700 | $61,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 02539810 | COM | 46,992 | $60,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 29390410 | COM | 30,813 | $60,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 31572120 | COM NEW | 10,056 | $60,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NICE SYS LTD | 65365610 | SPONSORED ADR | 1,645 | $60,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REVENUESHARES ETF TR | 76139620 | MID CAP FD | 1,592 | $60,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428664 | MSCI CHILE CAPP | 1,111 | $59,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M60 | GUGG SPINOFF ETF | 1,600 | $59,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L70 | COM NEW | 31,774 | $59,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND PLC | 78009L40 | GOLD TRENDP ETN | 2,118 | $59,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H10 | COM | 10,950 | $59,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE NASSAU BRH | 22542D85 | ETN LKD 30 MLP | 2,000 | $59,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MAGNETEK INC | 55942440 | COM NEW | 3,300 | $59,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| YONGYE INTL INC | 98607B10 | COM | 11,000 | $58,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T10 | COM | 5,746 | $58,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 05851610 | COM | 13,969 | $58,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS STRATEGIC MUNS INC | 26193210 | COM | 6,762 | $58,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428758 | CONS SRVC IDX | 575 | $58,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHLDS INVSTM QL | 09254P10 | COM | 4,098 | $58,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FDS | 92204A60 | INDUSTRIAL ETF | 700 | $57,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER FINL BANCORP INC | 74050M10 | COM | 4,800 | $57,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENS INTL CORP N V | N7716A15 | SHS NEW | 10,210 | $57,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS STRATEGIC TOTL RETN | 12812510 | COM SH BEN INT | 5,650 | $57,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTL CORP NEW | 63934EAL | NOTE 3.000%10/1 | 60,000 | $57,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PURECYCLE CORP | 74622830 | COM NEW | 10,367 | $57,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW | 82880610 | COM | 3,760 | $56,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENCE & WORCESTER RR CO | 74373710 | COM | 3,600 | $56,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CROWN MEDIA HLDGS INC | 22841110 | CL A | 22,980 | $56,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CORDIA BANCORP INC | 21851310 | COM | 13,280 | $56,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV | 15129088 | SPON ADR NEW | 28,858 | $55,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E20 | COM NEW | 19,957 | $55,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DURATA THERAPEUTICS INC | 26658A10 | COM | 7,861 | $55,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GARRISON CAP INC | 36655410 | COM | 3,598 | $55,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARK RESTAURANTS CORP | 04071210 | COM | 2,700 | $55,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINANCIAL INC | 94188810 | COM | 5,574 | $55,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SYNUTRA INTL INC | 87164C10 | COM | 10,791 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTMT CORP | 89336Q10 | COM | 11,242 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428662 | MSCI THAI CAPPED | 694 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U18 | BIOTECH ETF | 800 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM BLD AMR BDS MNG D | 40166410 | COM | 2,500 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y60 | SBI INT-FINL | 30,732 | $54,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X13 | FINLS ALPHADEX | 2,926 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EINSTEIN NOAH REST GROUP INC | 28257U10 | COM | 3,891 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KONA GRILL INC | 50047H20 | COM | 4,662 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASIAINFO-LINKAGE INC | 04518A10 | COM | 4,713 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 58514110 | COM | 33,258 | $53,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAUDE RES INC | 18287310 | COM | 242,522 | $53,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HINGHAM INSTN SVGS MASS | 43332310 | COM | 796 | $53,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SALEM COMMUNICATIONS CORP DE | 79409310 | CL A | 7,212 | $53,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y60 | SBI INT-FINL | 162,043 | $53,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 73191610 | COM | 77,100 | $53,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CORE MOLDING TECHNOLOGIES IN | 21868310 | COM | 6,000 | $53,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TURKISH INVT FD INC | 90014510 | COM | 3,375 | $53,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP | Y8162K12 | SHS NEW | 9,759 | $53,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H74 | ETN DJUBSLVSTK37 | 1,950 | $52,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U59 | CHINA A SHS ETF | 1,750 | $52,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CRAFT BREW ALLIANCE INC | 22412210 | COM | 6,419 | $52,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M41 | GUG BLT2016 HY | 2,000 | $51,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARINE PRODS CORP | 56842710 | COM | 6,484 | $51,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BGS ACQUISITION CORP | G1082J11 | *W EXP 03/21/201 | 257,769 | $51,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033347 | this filing | 2013-08-16 | acceptance time not in the bulk data set |