13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-16, with 5,628 holding rows worth $121,978,917,000.
- Accession
- 0001140361-13-033347
- Filer
- CIK 948046
- Filed
- 2013-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 19,304 entries on the cover page, a total value of $121,978,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,978,917,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDEUTSCHE BANK TRUST CO AMERICAS028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS DEUTSCHE GESELLSCHAFT FUR WERTPAPIERSPAREN028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDEUTSCHE ASSET MANAGEMENT INVESTMENT GESENSCHAFT028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapital-Gessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschr?nkter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWMONT MINING CORP | 65163910 | COM | 14,860 | $51,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LAWSON PRODS INC | 52077610 | COM | 4,014 | $51,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRICESMART INC | 74151110 | COM | 588 | $51,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X69 | AERSPC DEF PTF | 2,100 | $51,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407AG | NOTE 8.500% 1/1 | 55,000 | $51,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Disney Walt Co. | 25468710 | COM | 7,900 | $50,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C10 | COM | 45,040 | $50,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 70454910 | COM | 9,947 | $50,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC | 29410010 | COM | 24,477 | $50,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VITESSE SEMICONDUCTOR CORP | 92849730 | COM NEW | 19,229 | $50,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KEWAUNEE SCIENTIFIC CORP | 49285410 | COM | 4,029 | $50,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RSTRNT HLDGS INC | 25532M10 | COM | 6,397 | $50,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LD & NURSERIES INC | 39823110 | CL A | 1,786 | $50,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ACCELERATE DIAGNOSTICS INC | 00430H10 | COM | 6,197 | $50,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CYAN INC | 23247W10 | COM | 4,789 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR | 00768Y50 | PERITUS HG YLD | 1,000 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 34443740 | COM NEW | 7,473 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLEARBRIDGE ENERGY MLP OPP F | 18469P10 | COM | 2,047 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MLS INC | 37033410 | COM | 8,132 | $49,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD LANE CAP CORP | 69154310 | COM | 3,000 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 01625910 | COM | 10,109 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NY PERFORM PLUS MUN F | 67062R10 | COM | 3,350 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PORTUGAL TELECOM SGPS S A | 73727310 | SPONSORED ADR | 12,717 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS L P | 03097510 | UNIT L P INT | 999 | $49,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP DEL | 67459910 | COM | 11,073 | $48,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS I | 88165N10 | COM | 6,870 | $48,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428912 | MSCI NEW ZEAL CP | 1,442 | $48,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC | 88322Q10 | COM | 7,621 | $48,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HGH YLD DFNDFD | 95768B10 | COM | 2,750 | $48,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U17 | BNK & BROKERAG | 1,000 | $48,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN EQUITY PREM INCOME FD | 6706ER10 | COM | 3,875 | $48,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASML HOLDING N V | N0705921 | N Y REGISTRY SHS | 617 | $48,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 15677310 | COM | 16,116 | $48,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 17296742 | COM | 29,746 | $47,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BBVA BANCO FRANCES S A | 07329M10 | SPONSORED ADR | 12,857 | $47,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 31529310 | UNIT LTD PART | 2,190 | $47,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE HEALTHCARE SRVCS IN | 01860630 | COM PAR $0.01 | 3,038 | $47,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SUPREME INDS INC | 86860710 | CL A | 9,566 | $47,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION RES BLACK WARRIOR T | 25746Q10 | UNITS BEN INT | 11,097 | $46,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NN INC | 62933710 | COM | 4,138 | $46,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL BUSINESS PMT SOL A | 91338410 | COM | 15,662 | $46,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OMTHERA PHARMACEUTICALS INC | 68217A10 | COM | 3,515 | $46,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 20323340 | 6.50% PFD CUM CO | 2,000 | $46,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JTH HLDG INC | 46637N10 | CL A | 2,937 | $46,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EDAP TMS S A | 26831110 | SPONSORED ADR | 17,000 | $46,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FED NORTHN MICH BANCOR | 32021X10 | COM | 10,300 | $45,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA CORD BLOOD CORP | G2110710 | SHS | 16,309 | $45,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405AL | NOTE 6.500% 8/1 | 45,000 | $45,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND PLC | 78009L30 | US LC TRENDP ETN | 1,456 | $45,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PAR TECHNOLOGY CORP | 69888410 | COM | 11,300 | $45,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 59511210 | COM | 6,000 | $45,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CALIF MUN INCOME T | 09248E10 | SH BEN INT | 3,036 | $45,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND ENERGY INC | 11161T20 | COM NEW | 9,293 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KALOBIOS PHARMACEUTICALS INC | 48344T10 | COM | 7,984 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HANDY & HARMAN LTD | 41031510 | COM | 2,473 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IEC ELECTRS CORP NEW | 44949L10 | COM | 12,600 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LAKE SHORE GOLD CORP | 51072810 | COM | 144,800 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV OPP AND INC FD | 12811710 | SH BEN INT | 3,529 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TECHTARGET INC | 87874R10 | COM | 10,076 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETE CORP | 03251110 | COM | 16,556 | $44,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DIV ADV MUNI FD 3 | 67070X10 | COM SH BEN INT | 3,390 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P10 | COM | 5,900 | $44,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP | 78442P10 | COM | 14,811 | $44,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| USEC INC | 90333EAC | NOTE 3.000%10/0 | 213,000 | $44,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R30 | 15+ YR US TIPS | 708 | $43,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M20 | COM NEW | 21,315 | $43,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| THAI FD INC | 88290410 | COM | 2,000 | $43,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428685 | MSCI ITALY CAPP | 3,700 | $43,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W81 | AUSTRALIA DIV FD | 800 | $43,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON RTY TR TEX | 44471710 | UNIT BEN INT | 5,005 | $43,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SR INCOME TR | 27826S10 | SH BEN INT | 5,595 | $42,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X72 | CONSM SPLS ETF | 1,170 | $42,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TABLEAU SOFTWARE INC | 87336U10 | CL A | 775 | $42,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E54 | GLB X SUPERDIV | 2,000 | $42,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DIVERSIFIED COMMODTY | 67074P10 | COM UT BEN INT | 2,513 | $42,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO DEL | 34537086 | COM | 16,500 | $41,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428684 | MSCI JAPAN | 53,930 | $41,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B87 | S&P SMCP IND P | 1,150 | $41,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P10 | COM | 2,252 | $41,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428882 | DJ HEALTH CARE | 500 | $41,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 06050514 | *W EXP 01/16/201 | 7,570 | $41,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P20 | COM NEW | 18,882 | $41,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INFRSTRCTR C | 89147L10 | COM | 900 | $41,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD CO | 42823610 | COM | 10,353 | $40,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428984 | MSCI PERU CAP | 1,189 | $40,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428718 | FTSE CHINA25 IDX | 13,961 | $40,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B20 | COM NEW | 5,730 | $40,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REVENUESHARES ETF TR | 76139630 | SMALL CAP FD | 930 | $40,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER CABLE INC | 88732J20 | COM | 7,430 | $40,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY TR INC | 04410350 | 9% CUM PFD SER E | 1,500 | $40,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 35952310 | COM | 10,462 | $40,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Pepsico Inc. | 71344810 | COM | 5,876 | $39,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TRANZYME INC | 89413J10 | COM | 83,174 | $39,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V10 | COM | 16,667 | $39,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H21 | ETN DJUBS SGAR38 | 675 | $39,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN MKT OPPORTUNITY F | 67062W10 | COM | 3,000 | $39,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L10 | COM | 7,399 | $39,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CUSHING RTY & INCOME FD | 23164R10 | COM SH BEN INT | 2,000 | $38,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINACACHE INTL HLDG LTD | 16950M10 | SPON ADR | 9,411 | $38,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OVERHILL FARMS INC | 69021210 | COM | 7,800 | $38,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X22 | FINL PFD PTFL | 2,167 | $38,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS SLT PFD INCM | 19248Y10 | COM | 1,485 | $38,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X50 | EMERG MKTS ETF | 630 | $37,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428887 | MSCI VAL IDX | 765 | $37,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H51 | ADS7.75%PFD S4 | 1,500 | $37,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V10 | COM | 10,541 | $37,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDS INC | 82454310 | COM | 3,680 | $37,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W33 | GLB EX US RL EST | 1,358 | $37,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTL INC | 73933G20 | COM NEW | 1,150 | $37,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corporation | 06050510 | COM | 28,282 | $36,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| U. S. Bancorp | 90297330 | COM | 32,760 | $36,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYLAND GROUP INC COM | 78376410 | COM | 2,450 | $36,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y30 | SBI CONS STPLS | 27,653 | $36,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL STAR EQUITY FD | 53015810 | SH BEN INT | 6,972 | $36,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A60 | SHT 7-10 YR TR | 1,097 | $36,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY | 61744644 | COM NEW | 17,257 | $36,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TOP IMAGE SYSTEMS LTD | M8789610 | ORD | 13,000 | $36,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y6219610 | COM | 6,429 | $36,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ECA MARCELLUS TR I | 26827L10 | COM UNIT | 3,900 | $36,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Ebay Inc. | 27864210 | COM | 5,950 | $35,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428938 | 2013 S&P AMTFR | 701 | $35,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL FINL INC | 74432010 | COM | 3,250 | $35,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P9439810 | COM | 12,797 | $35,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REVENUESHARES ETF TR | 76139650 | S&P500 FINL FD | 900 | $35,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X10 | COM | 2,500 | $35,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Chesapeake Energy Corp | 16516710 | COM | 36,062 | $34,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 71854610 | COM | 3,900 | $34,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 02687478 | COM NEW | 17,476 | $34,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V10 | COM | 5,053 | $34,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CARDERO RES CORP | 14140U10 | COM | 317,583 | $34,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y50 | SBI INT-ENERGY | 6,129 | $34,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY TRUSTS | 61745P87 | INCOME SECS INC | 2,000 | $34,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PALMETTO BANCSHARES INC | 69706220 | COM NEW | 2,668 | $34,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR STRATEGIES INCM FD | 67073D10 | COM SHS | 3,500 | $34,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CIFC CORP | 12547R10 | COM | 4,623 | $34,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DANAOS CORPORATION | Y1968P10 | SHS | 7,860 | $34,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 26846165 | LOW VOL EM DIV | 1,910 | $34,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DTF TAX-FREE INCOME INC | 23334J10 | COM | 2,250 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX PHARMACEUTICALS INC | 92532F10 | COM | 9,133 | $33,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI CONV & INCOME FD | 01882810 | COM | 3,700 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR | 45409B83 | GLB AGRI SM CP | 1,300 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM10 | COM | 2,700 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX FREE INCM | 67062F10 | SH BEN INT | 2,500 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS GROUP INC | 38141G10 | COM | 4,375 | $33,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AASTROM BIOSCIENCES INC | 00253U30 | COM NEW | 83,888 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE MLP FD INC | 89148B10 | COM | 1,151 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NJ DIV ADVANTAGE MUN | 67069Y10 | COM | 2,500 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OI S.A. | 67085110 | SPONSORED ADR | 17,339 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY INCOME MUN FD | 67097710 | COM | 2,500 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A37 | INTR TRM CORP BD | 1,000 | $33,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOL MYERS SQUIBB | 11012210 | COM | 4,708 | $32,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE NJ MUNI INCOME T | 27826V10 | SH BEN INT | 2,500 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X70 | LATIN AMER ETF | 528 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 12485710 | CL A | 675 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428862 | BARCLYS CR BD | 301 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GREENHAVEN CONT CMDTY INDEX | 39525810 | UNIT BEN INT | 1,276 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS L | 63900P10 | COM UNIT L P | 1,600 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EXFO INC | 30204610 | SUB VTG SHS | 7,238 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X84 | ASIA LC DBT FD | 669 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W81 | GUG S&P500EQWTTE | 500 | $32,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VALUE LINE INC | 92043710 | COM | 3,807 | $31,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HI-CRUSH PARTNERS LP | 42833710 | COM UNIT LTD | 1,350 | $31,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MFS INVT GRADE MUN TR | 59318B10 | SH BEN INT | 3,352 | $31,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT FINL BANCSHARES INC | 22574310 | COM | 7,239 | $31,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428751 | S&P NA SOFTWR | 465 | $31,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W79 | GUG S&P500EQWTUT | 500 | $31,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITEDHEALTH GROUP IN | 91324P10 | COM | 7,100 | $30,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428856 | RESIDENT PLS CAP | 600 | $30,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428869 | S&P GLB MTRLS | 575 | $30,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X70 | EUROPE HEDGED EQ | 630 | $30,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BG MEDICINE INC | 08861T10 | COM | 23,757 | $30,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GSO FLTING RTE FU | 09256U10 | COM | 1,500 | $30,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 03783310 | COM | 9,212 | $29,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 95810210 | COM | 3,468 | $29,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COSTCO WHSL CORP NEW | 22160K10 | COM | 1,267 | $29,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FDS | 92204A88 | TELCOMM ETF | 368 | $29,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES STL CORP NEW | 912909AH | NOTE 2.750% 4/0 | 30,000 | $29,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MONDELEZ INTL INC | 60920710 | CL A | 11,321 | $29,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y50 | SBI INT-ENERGY | 17,334 | $29,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TOWER SEMICONDUCTOR LTD | M8791527 | SHS NEW | 6,252 | $29,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR US IPO INDEX FD | 33692010 | SHS | 825 | $29,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33733E10 | CAP STRENGTH ETF | 1,000 | $29,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SUSSER PETE PARTNERS LP | 86923910 | COM U REP LP | 1,000 | $29,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems Inc | 17275R10 | COM | 12,982 | $28,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FORTEGRA FINL CORP | 34954W10 | COM | 4,208 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H10 | COM | 8,700 | $28,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASST MNGD MUN FD INC | 95766M10 | COM | 2,157 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H41 | CARRY ETN 38 | 650 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY CHINA A SH FD | 61746810 | COM | 1,500 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INVT QUALITY MUN FD I | 67062E10 | COM | 2,000 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PERFORMANCE PLUS MUN | 67062P10 | COM | 2,000 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT-FREE MUN INCOME F | 67065710 | COM | 2,226 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W57 | MDCP EARN FUND | 400 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC | 80517Q10 | COM | 50,000 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K10 | COM CL A | 2,778 | $28,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES AUSTRALIAN DL | 23129U10 | AUSTRALIAN DOL | 300 | $27,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISOFTSTONE HLDGS LTD | 46489B10 | SPONSORED ADS | 5,291 | $27,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06738G40 | ETN DJUBS IND MT | 975 | $27,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U10 | COM | 1,250 | $27,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X16 | WILDERHILL PRO | 1,000 | $27,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KONGZHONG CORP | 50047P10 | SPONSORED ADR | 4,300 | $27,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GSE HLDG INC | 36191X10 | COM | 4,909 | $27,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IShares MSCI EAFE Index Fund | 46428746 | COM | 46,654 | $26,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L10 | COM | 9,100 | $26,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD BD INDEX FD INC | 92193781 | INTERMED TERM | 323 | $26,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T10 | COM | 22,273 | $26,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BAXANO SURGICAL INC | 07177310 | COM | 10,900 | $26,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U21 | PHARMACEUTICAL | 580 | $26,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT COMMUNICATIONS LTD | M0854Q10 | SHS | 1,921 | $26,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CAMELOT INFORMATION SYS INC | 13322V10 | ADS RP ORD SHS | 15,000 | $26,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LINKTONE LTD | 53592510 | ADR | 8,097 | $26,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R10 | COM | 8,550 | $25,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO NEW YORK MUN FD II | 72200Y10 | COM | 2,225 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B70 | S&P SMCP ENE P | 650 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B88 | S&P SMCP HC PO | 600 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 40932150 | COM NEW | 20,195 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA FLEX INC | 68209510 | COM | 1,726 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORPORATION BAAR | H5833N10 | NAMEN -AKT | 14,450 | $25,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD | M2201310 | ORD | 8,152 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RF MICRODEVICES INC | 749941AJ | NOTE 1.000% 4/1 | 25,000 | $25,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN HIGH INCOME OPP F | 67068210 | COM | 2,000 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME | 67072T10 | COM | 2,000 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MTG OPPORTUNITY TERM | 67073510 | COM | 1,012 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W18 | CHINESE YUAN ETF | 1,000 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X42 | BASIC MAT SECT | 600 | $25,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com Inc. | 02313510 | COM | 1,462 | $24,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUNI INCOME TRUS | 27826U10 | SH BEN INT | 2,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HOSPIRA INC | 44106010 | COM | 4,400 | $24,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 02687478 | COM NEW | 9,027 | $24,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP | G0440W12 | *W EXP 03/16/201 | 136,600 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B40 | PHILL INVSTMRK | 700 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMBASSADORS GROUP INC | 02317710 | COM | 6,915 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H30 | ETN DJUBS GRNS37 | 500 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U32 | MTG REIT ETF | 1,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P10 | COM | 1,201 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IMAX CORP | 45245E10 | COM | 1,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q11 | *W EXP 05/09/201 | 45,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ETFS SILVER TR | 26922X10 | SILVER SHS | 1,250 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITEDHEALTH GROUP IN | 91324P10 | COM | 6,500 | $23,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE INCOME STRAT | 72200U10 | COM | 1,356 | $23,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CSP INC | 12638910 | COM | 2,600 | $23,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E74 | GLOB X NOR ETF | 1,600 | $23,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MUN OPPORTUNITIES TR | 74692210 | SH BEN INT | 2,024 | $23,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P10 | COM | 5,265 | $23,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| XPLORE TECHNOLOGIES CORP | 98395070 | COM PAR $0.001 | 7,000 | $23,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q10 | C&S GLOBL ETF | 600 | $23,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Gold Trust Gold Shares | 78463V10 | COM | 18,151 | $22,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CYBEROPTICS CORP | 23251710 | COM | 3,900 | $22,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GROUP INC | 07401410 | CL A | 2,646 | $22,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428879 | DJ BROKER-DEAL | 725 | $22,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PVF CAPITAL CORP | 69365410 | COM | 5,600 | $22,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 14715420 | COM NEW | 3,721 | $22,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H10 | COM | 3,377 | $22,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 71709820 | COM NEW | 5,623 | $22,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428787 | S&P SMLCP VALU | 242 | $22,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAP MGMT INC | 03571040 | COM | 22,214 | $21,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M86 | GUG S&PG DIV OPP | 1,800 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMRG MKT INCM | 95766E10 | COM | 1,601 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06739F29 | IPMS INDIA ETN | 400 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT CLAYMORE CV SECS & IN | 00764C10 | COM | 1,276 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 05858610 | COM | 12,100 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N V | 45683710 | SPONSORED ADR | 2,348 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TUCOWS INC | 89869710 | COM | 11,300 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS UTIL CORP BD T | 26432K10 | COM | 2,000 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK FLA MUN 2020 TERM | 09250M10 | COM SHS | 1,360 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428842 | S&P DEV EX-US | 597 | $21,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 85524410 | COM | 3,550 | $20,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP NEW | 91913Y10 | COM | 6,240 | $20,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 23305110 | XTRAK MSCI EMKT | 1,000 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VIACOM INC NEW | 92553P10 | CL A | 312 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUN FD INC | 67062N10 | COM | 1,600 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W56 | SMLCAP EARN FD | 300 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WALGREEN CO | 93142210 | COM | 6,137 | $20,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ISE GLOBAL ENGR & C | 33736M10 | COM | 500 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCNGE TRD ALPHADEX | 33737M50 | MEGA CAP ALPHA | 958 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD WORLD DIVID & INCOME | 52107610 | COM | 1,600 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MD MUNICIPAL BOND | 09249L10 | COM | 1,383 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FURNITURE BRANDS INTL INC | 36092120 | COM NEW | 5,002 | $20,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences Inc | 37555810 | COM | 9,190 | $19,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Intl. Business Machines Corp. | 45920010 | COM | 3,042 | $19,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Regeneron Pharmaceuticals | 75886F10 | COM | 350 | $19,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN COPP | 35671D85 | COM | 16,220 | $19,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP NEW | 25667710 | COM | 18,944 | $19,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LJ INTL INC | G5531210 | ORD | 10,124 | $19,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD 4 | 6706K410 | COM | 1,565 | $19,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CRAWFORD & CO | 22463320 | CL A | 3,799 | $19,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC | 74586710 | COM | 8,601 | $19,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| General Electric Company | 36960410 | COM | 33,643 | $18,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ADT CORP | 00101J10 | COM | 8,206 | $18,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VISION-SCIENCES INC DEL | 92791210 | COM | 18,079 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STRATTEC SEC CORP | 86311110 | COM | 509 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TRI CONTL CORP | 89543610 | COM | 1,040 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCM FD I | 95766J10 | COM | 2,000 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL SHT DURATION HG Y | 74442F10 | COM | 1,000 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MOTORCAR PTS AMER INC | 62007110 | COM | 2,027 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RUSH ENTERPRISES INC | 78184630 | CL B | 857 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X19 | GBL LSTD PVT EQT | 1,754 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LIMITED | 82655M10 | SPONSORED ADR | 10,785 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| USMD HLDGS INC | 90331310 | COM | 650 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428769 | DJ US UTILS | 200 | $18,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTEL CORP COM | 45814010 | COM | 25,310 | $17,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X88 | S&P WRLD EX US | 700 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS GLOBAL MULTI-SEC INC | 92829B10 | COM | 1,032 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q79 | KBW HG YLD FIN | 700 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U53 | LAT AM SML CAP | 900 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY | 61744644 | COM NEW | 22,250 | $17,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 21935010 | COM | 10,000 | $17,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NOAH HLDGS LTD | 65487X10 | SPONSORED ADS | 2,000 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUN OPPORTUNITY TR | 46132C10 | COM | 1,318 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UBS AG JERSEY BRH | 90264162 | LKD ALRN NTGAS | 500 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYS INC | 03233250 | COM PAR $0.01N | 2,719 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC NEW DEL | 26817R11 | *W EXP 99/99/999 | 9,627 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PARTNERS L P | Y6226710 | UNIT LPI | 1,200 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 26846182 | EGS BRAZ INF ETF | 1,000 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES & COLVARD LTD | 15976510 | COM | 4,310 | $17,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN CHASE & CO C | 46625H10 | COM | 18,400 | $16,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A11 | SHS NEW | 6,389 | $16,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL PLAT PALLAD | 85207Q10 | UNIT | 2,000 | $16,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL LIMITED | G7945E10 | SHS | 8,856 | $16,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRECIDIAN ETFS TR | 74016W10 | MAXIS NIKKEI | 1,001 | $16,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 05347010 | COM | 31,669 | $16,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N11 | RIGHT 12/31/2020 | 8,700 | $16,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARCA BIOPHARMA INC | 00211Y20 | COM NEW | 12,720 | $16,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES SILVER TRUST | 46428Q10 | ISHARES | 700 | $16,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB CHARLES CORP NEW | 80851310 | COM | 3,550 | $16,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A69 | S&P REGL BKG | 2,600 | $16,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W83 | GUG S&P500 EQ WT | 250 | $16,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A36 | LNG TRM CORP BD | 400 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q87 | GUGG TIMBER ETF | 700 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FQF TR | 35168020 | QUANT NEUT VAL | 573 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FED BANCSHARES ARK | 32020F30 | COM NEW | 2,008 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AVINO SILVER & GOLD MINES LT | 05390610 | COM | 17,200 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| METABOLIX INC | 59101880 | COM | 11,024 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 79824110 | UNIT BEN INT | 957 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO NEW | 61945C10 | COM | 2,221 | $15,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD 2 | 67063W10 | COM | 1,150 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC | 69913R40 | CL A NEW | 3,500 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 68402320 | COM NEW | 5,000 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W20 | GUG RUSS TOP 50 | 134 | $15,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Aflac Incorporated | 00105510 | COM | 2,600 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CVR ENERGY INC COM | 12662P10 | COM | 1,905 | $14,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VERIZON COMMUNICATION | 92343V10 | COM | 5,829 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AT&T INC | 00206R10 | COM | 3,500 | $14,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AT&T INC | 00206R10 | COM | 20,833 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMCAST CORP NEW COM | 20030N10 | COM | 5,354 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MERCK & COMPANY | 58933Y10 | COM | 7,781 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON OIL CORP | 56584910 | COM | 7,208 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R50 | PSHS SHRT S&P500 | 500 | $14,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B86 | S&P SMCP IT PO | 400 | $14,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA NATURAL RESOURCES INC | 02076X10 | COM | 17,000 | $14,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMBIENT CORP | 02318N20 | COM NEW | 6,332 | $14,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 78028710 | COM | 400 | $14,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICUS HLDGS CORP | 04914Y10 | COM | 4,104 | $14,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LENNOX INTL INC | 52610710 | COM | 1,700 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK VA MUNICIPAL BOND | 09248110 | COM | 800 | $14,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X38 | ENERGY SEC POR | 300 | $14,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Target Corporation | 87612E10 | COM | 1,653 | $13,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED PARCEL SVC INC | 91131210 | COM | 5,938 | $13,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC COM | 58505510 | COM | 1,800 | $13,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MERCK & COMPANY | 58933Y10 | COM | 9,129 | $13,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC | 23331A10 | COM | 10,860 | $13,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DAVITA HEALTHCARE PARTNERS I | 23918K10 | COM | 2,159 | $13,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TEXAS INDS INC | 88249110 | COM | 7,671 | $13,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E25 | GBX X FTSEAR NEW | 829 | $13,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GREENWAY MED TECHNOLOGIES IN | 39679B10 | COM | 1,090 | $13,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR LRG CP GRWTH ALPHAD | 33735K10 | COM SHS | 403 | $13,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GREAT NORTHN IRON ORE PPTYS | 39106410 | CTFS BEN INT | 200 | $13,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB US DOLLAR INDEX | 73936D20 | DOLL INDX BEAR | 500 | $13,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corporation | 06050510 | COM | 32,076 | $12,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EMC Corporation Mass | 26864810 | COM | 10,000 | $12,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Franklin Resources Inc | 35461310 | COM | 705 | $12,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Monsanto Company | 61166W10 | COM | 1,000 | $12,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NetApp Inc | 64110D10 | COM | 6,373 | $12,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PNC Financial Services Group | 69347510 | COM | 2,100 | $12,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DWS MULTI MKT INCOME TR | 23338L10 | SHS | 1,336 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H20 | COM NEW | 1,500 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL AGENCY CORP | 02503X10 | COM | 6,701 | $12,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH THIRD BANCORP | 31677310 | COM | 26,375 | $12,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIVE GROUP INC | 45170X10 | COM | 16,800 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U52 | EM LC CURR DBT | 500 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA LABS INC | 19777910 | COM | 19,611 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M10 | COM | 4,178 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428743 | BARCLYS 20+ YR | 3,350 | $12,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CIGNA CORPORATION | 12550910 | COM | 674 | $12,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y8166910 | SHS | 1,123 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| XPO LOGISTICS INC | 983793AA | NOTE 4.500%10/0 | 10,000 | $12,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W13 | DRYFS CURR ETF | 600 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A70 | GLB DOW ETF | 214 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X78 | DYN SEMCT PORT | 800 | $12,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Incorporated | 03116210 | COM | 1,000 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Ebay Inc. | 27864210 | COM | 15,627 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Illumina Inc | 45232710 | COM | 1,315 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corporation | 59491810 | COM | 12,580 | $11,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co. | 74271810 | COM | 5,074 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Transocean Inc. | H8817H10 | COM | 5,200 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN COPP | 35671D85 | COM | 7,888 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AETNA INC NEW COM | 00817Y10 | COM | 1,173 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE RISK MNGD DIV EQ | 27829G10 | COM | 1,025 | $11,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| U S AIRWAYS GROUP INC | 90341W10 | COM | 2,652 | $11,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES INC | 44248720 | CL A | 7,392 | $11,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BB&T CORP | 05493780 | DP SHS RP PF G | 500 | $11,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MFS HIGH YIELD MUN TR | 59318E10 | SH BEN INT | 2,550 | $11,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E10 | COM | 1,523 | $11,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK HIGH INCOME SHS | 09250E10 | SHS BEN INT | 5,225 | $11,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y10 | COM | 1,000 | $11,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 98391910 | COM | 2,500 | $11,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Exxon Mobil Corporation | 30231G10 | COM | 5,403 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HONEYWELL INTL INC CO | 43851610 | COM | 900 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASHLAND INC NEW COM | 04420910 | COM | 2,225 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL SILVER TR | 85207K10 | TR UNIT | 1,400 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K10 | COM | 1,082 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428849 | DEV SM CP EX-N | 291 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FDS | 92204A50 | HEALTH CAR ETF | 125 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO NEW | 94974611 | *W EXP 10/28/201 | 800 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428854 | RETAIL CAP IDX | 300 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR FINL INC | 45031U10 | COM | 3,500 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GREEN MTN COFFEE ROASTERS IN | 39312210 | COM | 450 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U87 | HG YLD MUN ETF | 330 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN INCOME FD INC | 67062J10 | COM | 1,000 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS GROUP INC | 38141G10 | COM | 650 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OPEXA THERAPEUTICS INC | 68372T20 | COM NEW | 6,800 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INCOME OPP TRUST I | 09247510 | COM | 1,000 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT SOLAR TECHNOLOGIES IN | 04363510 | COM | 12,920 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A78 | S&P INS ETF | 200 | $10,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P MIDCAP 400 ETF TR | 78467Y10 | UTSER1 S&PDCRP | 1,705 | $10,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 16676410 | COM | 4,990 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC DEL | 60875310 | COM | 4,654 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWOOD HLDGS INC | 77441510 | COM | 1,850 | $9,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B33 | GNMA BD FD | 205 | $9,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW | 25179M10 | COM | 2,200 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD HOTELS&RESORTS WRLD | 85590A40 | COM | 3,475 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EASTN EUR FD | 61698810 | COM | 600 | $9,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES INC | 05722410 | COM | 8,338 | $9,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 69410310 | UNIT BEN INT | 500 | $9,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY INC DEL | 08467070 | CL B NEW | 3,874 | $9,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMPX INTERNATIONAL INC | 20563P10 | CL A | 705 | $9,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X17 | TECH ALPHADEX | 437 | $9,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LEE ENTERPRISES INC | 52376810 | COM | 4,875 | $9,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENERGY & RES TR | 09250U10 | COM | 391 | $9,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN TARGET TERM TR | 09257P10 | COM SHS BEN IN | 500 | $9,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Exxon Mobil Corporation | 30231G10 | COM | 6,820 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IShares Tr. IBoxx High Yld Corp Bd Fd | 46428851 | COM | 5,629 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Inc. | 74752510 | COM | 1,518 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO DEL | 34537086 | COM | 4,091 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI MULTIMEDIA TR INC | 36239Q10 | COM | 898 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI UTIL TR | 36240A10 | COM | 1,371 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X66 | INTL MTRLS SEC | 400 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PENNEY J C INC | 70816010 | COM | 6,888 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY FURNITURE CO INC | 85430520 | COM NEW | 2,061 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T52 | I-30 LAD TREAS | 299 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T57 | SOVEREIGN DEBT | 322 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA DISTANCE ED HLDGS LTD | 16944W10 | SPONS ADR | 1,200 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B68 | EAFE MIN VOLAT | 142 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U47 | MINOR METALS | 900 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC | 05562210 | SPONSORED ADR | 2,950 | $8,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMCAST CORP NEW | 20030N20 | CL A SPL | 1,300 | $8,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SONDE RES CORP | 83542610 | COM | 10,000 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO NEW | 88654710 | COM | 9,208 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTUITIVE SURGICAL INC | 46120E60 | COM NEW | 513 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LENTUO INTL INC | 52635310 | SPONSORED ADS | 1,800 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EGA EMERGING GLOBAL SHS TR | 26846186 | EGSHARE ENGY GEM | 400 | $8,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Intl. Business Machines Corp. | 45920010 | COM | 324 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IShares Tr. IBoxx High Yld Corp Bd Fd | 46428851 | COM | 18,642 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 47816010 | COM | 888 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corp. | 58013510 | COM | 4,499 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| National Oilwell Varco Inc | 63707110 | COM | 3,227 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 90781810 | COM | 1,000 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WAL MART STORES INC | 93114210 | COM | 2,040 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K10 | COM | 1,000 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP NEW | 91913Y10 | COM | 4,332 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RANGE RES CORP | 75281A10 | COM | 801 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RANGE RES CORP | 75281A10 | COM | 1,867 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428684 | MSCI JAPAN | 18,102 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DWS HIGH INCOME OPPORT FD IN | 23339M20 | COM NEW | 500 | $7,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROMOTORA DE INFORMACIONES S | 74343G20 | ADR CL A SHS | 7,756 | $7,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AUXILIUM PHARMACEUTICALS INC | 05334D10 | COM | 4,131 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 06790110 | COM | 9,875 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CABOT OIL & GAS CORP | 12709710 | COM | 400 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC DEL | 96945710 | COM | 2,537 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WALGREEN CO | 93142210 | COM | 1,000 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SHORE BANCSHARES INC | 82510710 | COM | 1,000 | $7,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JAPAN EQUITY FD INC | 47105710 | COM | 1,225 | $7,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W21 | AUST NEW ZEAL DB | 400 | $7,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A74 | OILGAS EQUIP | 200 | $7,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X50 | WNDRHLL CLN EN | 1,350 | $7,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| YPF SOCIEDAD ANONIMA | 98424510 | SPON ADR CL D | 500 | $7,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems Inc | 17275R10 | COM | 14,033 | $6,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Facebook Inc Class A | 30303M10 | COM | 18,540 | $6,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 40621610 | COM | 1,518 | $6,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOL MYERS SQUIBB | 11012210 | COM | 6,154 | $6,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN NATL CORP COM | 53418710 | COM | 3,000 | $6,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CYBERONICS INC | 23251P10 | COM | 4,699 | $6,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E10 | ADR | 500 | $6,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R20 | PSHS ULTRA QQQ | 97 | $6,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 02311120 | SPONS ADR NEW | 3,599 | $6,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 16937910 | SPONSORED ADR | 5,000 | $6,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y67 | 20YR TRES BEAR | 101 | $6,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y30 | SBI CONS STPLS | 23,805 | $6,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC | 30161Q10 | COM | 3,127 | $6,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H24 | ETN DJUBS PMET38 | 100 | $6,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033347 | this filing | 2013-08-16 | acceptance time not in the bulk data set |