13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-16, with 5,628 holding rows worth $121,978,917,000.
- Accession
- 0001140361-13-033347
- Filer
- CIK 948046
- Filed
- 2013-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 19,304 entries on the cover page, a total value of $121,978,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,978,917,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDEUTSCHE BANK TRUST CO AMERICAS028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS DEUTSCHE GESELLSCHAFT FUR WERTPAPIERSPAREN028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDEUTSCHE ASSET MANAGEMENT INVESTMENT GESENSCHAFT028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapital-Gessellschaft mbH028-13920
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschr?nkter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INGLES MKTS INC | 45703010 | CL A | 12,378 | $310,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINL CORP | 87227512 | *W EXP 11/14/201 | 154,950 | $309,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46428675 | MSCI SWEDEN | 10,382 | $309,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R10 | COM | 13,405 | $309,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PULASKI FINL CORP | 74554810 | COM | 32,511 | $309,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SUPER MICRO COMPUTER INC | 86800U10 | COM | 29,171 | $309,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FDS | 92204A70 | INF TECH ETF | 4,178 | $308,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FDS | 92204A87 | UTILITIES ETF | 3,761 | $308,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STR HLDGS INC | 78478V10 | COM | 136,050 | $308,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SILICOM LTD | M8411610 | ORD | 9,000 | $308,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD INCOME OPPRTNY FD | 67073B10 | COM | 32,315 | $308,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ANGIODYNAMICS INC | 03475V10 | COM | 27,392 | $308,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P10 | COM | 36,544 | $308,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MERCHANTS BANCSHARES | 58844810 | COM | 10,412 | $307,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC MERCANTILE BANCORP | 69455210 | COM | 53,514 | $307,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BENEFICIAL MUTUAL BANCORP IN | 08173R10 | COM | 36,742 | $307,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BALDWIN & LYONS INC | 05775520 | CL B | 12,726 | $306,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 03251510 | COM | 139,850 | $306,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 82521110 | COM | 76,088 | $306,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PARK STERLING CORP | 70086Y10 | COM | 51,927 | $306,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BIOAMBER INC | 09072Q10 | COM | 45,000 | $306,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARROW FINL CORP | 04274410 | COM | 12,418 | $306,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y72 | S&P500 VOL RES | 6,311 | $305,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RES INC | 74139C10 | COM | 46,339 | $305,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MAXYGEN INC | 57777610 | COM | 123,069 | $304,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| QUINSTREET INC | 74874Q10 | COM | 35,457 | $304,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR S&P REIT INDEX FD | 33734G10 | COM | 16,396 | $304,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIVE STAR QUALITY CARE INC | 33832D10 | COM | 54,334 | $304,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FISHER COMMUNICATIONS INC | 33775620 | COM | 7,390 | $303,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EMERALD OIL INC | 29101U20 | COM NEW | 44,238 | $302,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X71 | INTL DIV ACHV | 18,533 | $302,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CIBER INC | 17163B10 | COM | 90,031 | $300,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 05563010 | UNIT BEN INT | 3,132 | $300,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W10 | COM | 50,310 | $299,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y46 | DLY CHINBR3X NEW | 6,002 | $299,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| YADKIN FINL CORP | 98430510 | COM | 21,180 | $297,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428772 | DJ US TECH SEC | 4,040 | $297,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL INDEMNITY PLC | G3931910 | SHS | 12,634 | $296,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENANTA PHARMACEUTICALS INC | 29251M10 | COM | 16,799 | $296,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO VALUE MUN INCOME TR | 46132P10 | COM | 20,781 | $296,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS BRENT OIL FD LP | 91167Q10 | UNIT | 3,800 | $295,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q81 | KBW YIELD REIT | 9,487 | $295,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED WATER CO INC | G2377310 | ORD | 26,076 | $295,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NEWSTAR FINANCIAL INC | 65251F10 | COM | 22,246 | $295,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CALAVO GROWERS INC | 12824610 | COM | 10,895 | $295,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE LTD DUR INCOME F | 27828H10 | COM | 18,463 | $294,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 00941110 | SPONSORED ADR | 160,000 | $294,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| S Y BANCORP INC | 78506010 | COM | 12,043 | $294,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A68 | BRCLYS 1-3MT ETF | 6,440 | $294,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 55207470 | CL A NEW | 11,670 | $293,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KEY TRONICS CORP | 49314410 | COM | 28,384 | $293,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP | 457461AC | NOTE 5.000%11/1 | 282,000 | $293,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTL FCSTONE INC | 46116V10 | COM | 16,887 | $293,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 19200510 | COM | 132,969 | $293,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 24990810 | COM | 52,125 | $292,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348TAC | NOTE 6.250%12/1 | 270,000 | $292,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W71 | GLB NAT RES FD | 15,000 | $292,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MACATAWA BK CORP | 55422510 | COM | 58,114 | $292,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA CLEAN HLDGS INC | 90385V10 | COM | 48,305 | $291,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 26927940 | COM | 38,153 | $290,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IShares Russell 2000 Index Fund | 46428765 | COM | 46,046 | $289,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIHUA INTL INC | 53235210 | COM | 60,262 | $289,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ANAREN INC | 03274410 | COM | 12,701 | $289,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428859 | BARCLYS GOVT CR | 2,620 | $288,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ACCESS NATL CORP | 00433710 | COM | 22,282 | $288,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P30 | COM PAR $0.01 | 17,871 | $287,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PA PREM INCOME MUN FD | 67061F10 | COM | 21,648 | $287,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33739E10 | PFD SECS INC ETF | 14,700 | $287,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CASTLE A M & CO | 14841110 | COM | 18,221 | $286,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U10 | COM | 33,575 | $286,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FREDS INC | 35610810 | CL A | 18,522 | $286,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IShares MSCI EAFE Index Fund | 46428746 | COM | 38,860 | $285,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| P C CONNECTION | 69318J10 | COM | 18,524 | $285,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ECHO GLOBAL LOGISTICS INC | 27875T10 | COM | 14,677 | $285,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROMA FINANCIAL CORP | 77581P10 | COM | 15,681 | $284,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 16518510 | COM SH BEN INT | 18,300 | $282,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BRYN MAWR BK CORP | 11766510 | COM | 11,825 | $282,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHINDEX INTERNATIONAL INC | 16946710 | COM | 17,499 | $282,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CPFL ENERGIA S A | 12615310 | SPONSORED ADR | 15,446 | $282,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN TAX-ADV DIV INC | 41013V10 | COM | 15,000 | $282,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HOOKER FURNITURE CORP | 43903810 | COM | 17,337 | $281,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN FINL CORP VA | 35353C10 | COM | 15,667 | $281,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WEST CORP | 95235520 | COM | 12,725 | $281,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HARDINGE INC | 41232430 | COM | 19,093 | $281,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305RAC | NOTE 3.250% 5/1 | 280,000 | $281,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATURES SUNSHINE PRODUCTS IN | 63902710 | COM | 17,341 | $281,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CROSS TIMBERS RTY TR | 22757R10 | TR UNIT | 10,386 | $281,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M10 | COM | 98,084 | $281,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X28 | DYNA BUYBK ACH | 7,931 | $281,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS | 09058V10 | COM | 181,387 | $280,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPL CORP | 87600U10 | COM | 103,406 | $279,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON VALLEY HOLDING CORP | 44417210 | COM | 16,494 | $278,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CUSHING RENAISSANCE FD | 23164710 | COM | 11,200 | $276,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359RAC | NOTE 1.875% 5/1 | 263,000 | $275,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES CDN DLR TR | 23129X10 | CDN DOLLAR SHS | 2,917 | $275,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N10 | COM | 46,105 | $275,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 01623010 | COM | 6,894 | $275,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PLX TECHNOLOGY INC | 69341710 | COM | 57,832 | $275,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC | 40428060 | ADR A 1/40PF A | 11,100 | $275,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 23108210 | CL A | 81,385 | $274,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SAGENT PHARMACEUTICALS INC | 78669210 | COM | 13,108 | $274,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 96608420 | COM | 17,429 | $274,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R10 | COM | 423,161 | $274,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKHAWK NETWORK HLDGS INC | 09238E10 | CL A | 11,820 | $274,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A10 | COM | 25,429 | $273,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FAIRPOINT COMMUNICATIONS INC | 30556030 | COM NEW | 32,801 | $273,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT NEW YORK BANCORP | 74402810 | COM | 29,346 | $273,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 25862210 | COM | 11,787 | $273,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J10 | CL A | 118,017 | $273,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P10 | COM | 123,924 | $272,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WALKER & DUNLOP INC | 93148P10 | COM | 15,610 | $272,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Ishares Trust Russell Midcap Index Fd | 46428749 | COM | 2,094 | $271,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNIFI INC | 90467720 | COM NEW | 13,139 | $271,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 46098130 | COM | 31,096 | $271,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTL CORP | 91829F10 | CL A | 22,200 | $271,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TERRENO RLTY CORP | 88146M10 | COM | 14,712 | $270,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R78 | 0-5 HIGH YIELD | 2,640 | $270,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BANK KY FINL CORP | 06289610 | COM | 9,524 | $270,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SMART TECHNOLOGIES INC | 83172R10 | CL A SUB VTG S | 199,150 | $270,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CAFEPRESS INC | 12769A10 | COM | 43,264 | $270,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H45 | PS CMDT LG ETN | 19,286 | $270,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JETBLUE AIRWAYS CORP | 477143AG | DBCV 6.750%10/1 | 180,000 | $270,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK LTD DURATION INC T | 09249W10 | COM SHS | 15,369 | $270,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428775 | DJ US INDUSTRL | 3,265 | $270,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 25379810 | COM | 28,828 | $269,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BAR HBR BANKSHARES | 06684910 | COM | 7,392 | $269,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS CLAYTON ENERGY INC | 96949010 | COM | 6,207 | $269,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AEP INDS INC | 00103110 | COM | 3,637 | $269,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X77 | S&P INTL ETF | 6,173 | $268,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LTX-CREDENCE CORP | 50240320 | COM NEW | 45,011 | $268,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y10 | ORD | 9,935 | $268,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK REAL ASSET EQUITY | 09254B10 | COM | 30,800 | $267,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R10 | COM | 102,437 | $266,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G70 | COM NEW | 70,198 | $265,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NAUGATUCK VY FINL CORP MD | 63906P10 | COM | 36,137 | $265,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ADMINISTRADORA FONDOS PENSIO | 00709P10 | SPONSORED ADR | 3,107 | $265,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 41383310 | COM | 87,297 | $265,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y10 | COM | 31,936 | $264,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN LTS ETF TR | 66537H10 | ARROW DJ GLOBL | 10,201 | $263,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CATO CORP NEW | 14920510 | CL A | 10,618 | $263,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T10 | COM | 30,207 | $262,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BIOSPECIFICS TECHNOLOGIES CO | 09093110 | COM | 16,841 | $262,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TERRITORIAL BANCORP INC | 88145X10 | COM | 11,613 | $261,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 45253610 | COM | 134,682 | $261,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G10 | COM | 19,817 | $260,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428752 | PHLX SOX SEMICND | 4,101 | $260,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES QQQ TRUST | 73935A10 | UNIT SER 1 | 174,316 | $260,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 50060010 | COM | 70,355 | $260,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PAC INC | 47012E10 | COM | 23,070 | $259,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORPORATION | 36108610 | COM | 38,960 | $259,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL OPP EQTY TR | 09250110 | COM | 19,130 | $258,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SYMMETRICOM INC | 87154310 | COM | 57,827 | $258,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| C & F FINL CORP | 12466Q10 | COM | 4,646 | $257,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC | 63007710 | COM | 17,615 | $257,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 07557110 | COM | 45,945 | $257,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GRAY TELEVISION INC | 38937510 | COM | 35,863 | $257,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KYTHERA BIOPHARMACEUTICALS I | 50157010 | COM | 9,551 | $256,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C10 | COM | 11,848 | $256,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC | 96184010 | CL A | 54,449 | $256,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SANFILIPPO JOHN B & SON INC | 80042210 | COM | 12,725 | $256,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 71935830 | COM PAR $0.01 | 16,114 | $255,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 64929510 | COM | 40,308 | $255,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C40 | SHRT TRM CORP BD | 3,226 | $255,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON MDSTM ENERGY | 48661E10 | COM | 8,000 | $255,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GAZIT GLOBE LTD | M4793C10 | SHS | 19,302 | $255,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE FINL SVCS CORP | 29371210 | COM | 16,026 | $254,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C84 | LONG-TERM GOV | 3,703 | $254,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ADA ES INC | 00520810 | COM | 6,046 | $254,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GRAHAM CORP | 38455610 | COM | 8,499 | $254,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NET 1 UEPS TECHNOLOGIES INC | 64107N20 | COM NEW | 34,552 | $254,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T10 | COM | 14,518 | $254,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428776 | DJ US HEALTHCR | 2,541 | $254,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HLDG CORP | 44069430 | COM | 19,763 | $252,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARC DOCUMENT SOLUTIONS INC | 00191G10 | COM | 63,266 | $252,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y1108210 | COM UNIT LP | 27,242 | $252,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B29 | AAA A RATED CP | 5,063 | $251,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ELBIT SYS LTD | M3760D10 | ORD | 5,979 | $251,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTSERVICE CORP | 33761N10 | SUB VTG SH | 8,020 | $250,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JAMES RIVER COAL CO | 470355AH | NOTE 3.125% 3/1 | 1,000,000 | $250,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M2572210 | ORD | 46,000 | $249,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M10 | COM | 18,402 | $249,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W10 | GUG S&P500 EQ WT | 4,070 | $249,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W10 | COM | 13,986 | $249,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L70 | COM NEW | 32,962 | $248,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYSYS AUTOMATION TECHNOLO | G4566710 | SHS | 20,000 | $248,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COWEN GROUP INC NEW | 22362210 | CL A | 86,322 | $248,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WARREN RES INC | 93564A10 | COM | 97,712 | $248,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ETFS PRECIOUS METALS BASKET | 26922W10 | PHYS PM BSKT | 3,731 | $248,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC DEL | 55081910 | COM | 16,961 | $247,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN GBL HGH IN | 01879R10 | COM | 16,473 | $247,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MTR GAMING GROUP INC | 55376910 | COM | 73,917 | $247,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SENECA FOODS CORP NEW | 81707050 | CL A | 8,091 | $247,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN & PET CO | 15352720 | CL A NON-VTG | 36,132 | $247,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LPATH INC | 54891030 | COM NEW | 56,000 | $246,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PREFERRED BK LOS ANGELES CA | 74036740 | COM NEW | 14,976 | $246,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N10 | COM | 116,909 | $246,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N10 | COM | 65,617 | $245,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MATERIAL SCIENCES CORP | 57667410 | COM | 24,383 | $245,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WILLIS LEASE FINANCE CORP | 97064610 | COM | 18,216 | $245,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NORTH EUROPEAN OIL RTY TR | 65931010 | SH BEN INT | 10,101 | $244,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC | 68162K10 | COM | 10,025 | $244,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERIS BANCORP | 03076K10 | COM | 14,514 | $244,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738D10 | NO AMER ENERGY | 10,561 | $244,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IShares Russell 2000 Index Fund | 46428765 | COM | 75,933 | $243,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSN INC | 86388A10 | COM | 39,927 | $243,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W30 | LARGECAP DIVID | 4,064 | $243,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO CORP | 15671BAJ | NOTE 7.000% 5/1 | 275,000 | $243,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F10 | COM | 16,562 | $242,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CARRIAGE SVCS INC | 14390510 | COM | 14,403 | $242,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ANGLOGOLD ASHANTI HLDGS FIN | 03512Q20 | MAND BD CV 13 | 14,158 | $242,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OPEN TEXT CORP | 68371510 | COM | 3,542 | $241,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ARES COML REAL ESTATE CORP | 04013V10 | COM | 19,033 | $241,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| META FINL GROUP INC | 59100U10 | COM | 9,194 | $240,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U10 | COM | 7,774 | $240,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK OF SCOTLAND PLC | 78009P17 | ROGRS ENH ETNS | 10,549 | $238,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P40 | CL D NON VTG | 102,700 | $238,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN & PET CO | 15352710 | COM | 33,417 | $237,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428835 | S&P CAL AMTFR MN | 2,196 | $237,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X53 | S&P EM MKT DIV | 6,098 | $236,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX COS INC NEW | 71902E60 | COM NEW | 5,553 | $236,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P10 | COM | 56,059 | $236,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428779 | DJ US ENERGY | 5,320 | $236,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M10 | COM | 121,000 | $235,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TARO PHARMACEUTICAL INDS LTD | M8737E10 | SHS | 4,208 | $235,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR CALIF INC | 69487310 | COM | 65,297 | $235,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 66553110 | COM | 17,570 | $234,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HIBBETT SPORTS INC | 42856710 | COM | 4,221 | $234,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST PIPE CO | 66774610 | COM | 8,435 | $233,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUST | 73936T62 | GBL WTR PORT | 12,451 | $233,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N10 | COM | 77,140 | $233,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RAND LOGISTICS INC | 75218210 | COM | 45,700 | $233,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MITCHAM INDS INC | 60650110 | COM | 13,994 | $233,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WEST BANCORPORATION INC | 95123P10 | CAP STK | 19,913 | $232,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CVR REFNG LP | 12663P10 | COMUNIT REP LT | 7,740 | $232,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VIRGINIA COMM BANCORP INC | 92778Q10 | COM | 16,588 | $231,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DYNAMIC MATLS CORP | 26788810 | COM | 14,007 | $231,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDUSTRIES INC | 45774W10 | COM | 13,242 | $231,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HOMESTREET INC | 43785V10 | COM | 10,761 | $230,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C10 | COM | 37,171 | $230,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS MLP INC & ENR | 19249B10 | COM SHS | 11,743 | $230,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CURRENCYSHARES SWISS FRANC T | 23129V10 | SWISS FRANC SH | 2,200 | $228,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U40 | GBL ALTER ENRG | 15,000 | $228,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV & HIGH INCOME F | 12811P10 | COM SHS | 18,420 | $228,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 91391510 | COM | 22,095 | $227,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN VALUE FD INC | 67092810 | COM | 23,799 | $227,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INTL GRWTH & INC T | 09252410 | COM BENE INTER | 30,862 | $227,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HONDA MOTOR LTD | 43812830 | AMERN SHS | 6,115 | $226,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D10 | CL A | 9,387 | $226,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GYRODYNE CO AMER INC | 40382010 | COM | 3,169 | $226,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTL INC | 73936N10 | COM | 15,086 | $225,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 17474010 | CL A | 37,632 | $224,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ICAHN ENTERPRISES LP | 45110010 | DEPOSITARY UNIT | 3,081 | $224,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE FT TR GB INF UT DI | 55607W10 | COM | 14,525 | $224,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P10 | SHS | 29,403 | $223,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J10 | COM | 12,421 | $223,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 12753720 | COM NEW | 48,694 | $223,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KIOR INC | 49721710 | CL A | 39,306 | $223,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KIRKLANDS INC | 49749810 | COM | 13,003 | $223,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GP STRATEGIES CORP | 36225V10 | COM | 9,385 | $223,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M61 | GUG RAYM JAMES S | 7,884 | $222,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CIENA CORP | 171779AE | NOTE 0.875% 6/1 | 232,000 | $222,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 30269510 | COM | 69,252 | $222,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY RES CORP | 87164P10 | COM | 30,437 | $221,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N10 | COM | 42,650 | $221,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY LIFE INS CO | 48483610 | COM | 5,775 | $220,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C10 | COM | 15,942 | $220,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZIPREALTY INC | 98974V10 | COM | 70,400 | $220,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO INC | 89421Q10 | COM | 8,088 | $219,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL CORP | 31354940 | COM | 21,597 | $219,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DUCOMMUN INC DEL | 26414710 | COM | 10,351 | $219,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OFS CAP CORP | 67103B10 | COM | 18,480 | $219,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LAREDO PETE HLDGS INC | 51680610 | COM | 10,659 | $218,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS REIT & PFD IN | 19247X10 | COM | 12,671 | $218,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ATRION CORP | 04990410 | COM | 999 | $217,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYS INC | 62885220 | COM NEW | 14,256 | $217,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 02687415 | *W EXP 01/19/202 | 11,939 | $216,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY INDIA INVS FD | 61745C10 | COM | 14,031 | $216,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 90147610 | COM | 9,181 | $216,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY | 36241U10 | COM | 34,115 | $215,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C81 | LG-TERM COR BD | 2,599 | $215,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN ENERGY PARTNERS | 65684410 | COM | 50,929 | $215,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CRYOLIFE INC | 22890310 | COM | 34,521 | $215,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 44378710 | COM | 87,658 | $214,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 87819310 | COM | 20,106 | $213,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GSI GROUP INC CDA NEW | 36191C20 | COM NEW | 26,638 | $213,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y76 | ALL CP INSIDER | 4,256 | $212,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAX ADVANTAGED DIV GR | 67073G10 | COM | 14,300 | $212,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AUDIENCE INC | 05070J10 | COM | 16,048 | $211,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T10 | COM | 24,477 | $211,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL FD CDA LTD | 15350110 | CL A | 15,600 | $211,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P10 | COM | 15,490 | $210,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MKTS FD I | 88019110 | COM | 12,000 | $210,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X40 | GOLDEN DRG CHINA | 10,025 | $210,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARCUS CORP | 56633010 | COM | 16,509 | $209,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS INC NEW | 68827R10 | COM | 20,904 | $209,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NEWBRIDGE BANCORP | 65080T10 | CL A NO PAR | 34,829 | $208,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GIVEN IMAGING | M5202010 | ORD SHS | 14,898 | $208,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BEL FUSE INC | 07734730 | CL B | 15,492 | $207,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 06680010 | COM | 276,886 | $207,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ADDUS HOMECARE CORP | 00673910 | COM | 10,584 | $207,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q20 | SPONSORED ADR | 98,129 | $207,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RYDEX ETF TRUST | 78355W40 | GUG S&P500 PU GR | 3,590 | $207,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AEROFLEX HLDG CORP | 00776710 | COM | 26,222 | $206,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| QUALYS INC | 74758T30 | COM | 12,818 | $206,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUMEREX CORP PA | 67053A10 | CL A | 18,532 | $206,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W86 | EUROPE SMCP DV | 4,872 | $206,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T10 | COM | 12,081 | $206,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN COVEY CO | 35346910 | COM | 15,347 | $205,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 58949910 | COM | 57,095 | $205,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 41130710 | COM | 143,535 | $205,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BAKER MICHAEL CORP | 05714910 | COM | 7,591 | $205,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LSI INDS INC | 50216C10 | COM | 25,333 | $204,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 37228420 | CL B | 22,482 | $204,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H77 | SP ADR 7.1%PF3 | 8,200 | $204,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CNH GLOBAL N V | N2093520 | SHS NEW | 4,920 | $204,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN EQUITY PREM ADV FD | 6706ET10 | COM | 16,495 | $203,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO | 96087810 | COM | 18,061 | $202,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ZOETIS INC | 98978V10 | CL A | 21,537 | $202,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TRUCKLOAD SVCS INC | 91388P10 | COM | 8,403 | $202,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L10 | COM | 12,581 | $200,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 48836020 | COM NEW | 48,785 | $200,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GENESEE & WYO INC | 37155920 | UNIT 10/01/2015 | 1,675 | $200,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 37439610 | COM | 98,926 | $200,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BIOLINERX LTD | 09071M10 | SPONSORED ADR | 124,002 | $200,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 24507710 | COM | 9,358 | $199,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINL CORP | 48716910 | COM | 19,077 | $199,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS RES & ENERGY INC | 00635130 | COM NEW | 2,908 | $199,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIFETIME BRANDS INC | 53222Q10 | COM | 14,763 | $199,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMES NATL CORP | 03100110 | COM | 8,772 | $199,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTERCEPT PHARMACEUTICALS IN | 45845P10 | COM | 4,471 | $199,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING & TRADING LTD | Y2685T10 | SHS | 122,690 | $199,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AK STL HLDG CORP | 00154710 | COM | 66,024 | $199,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CIS ACQUISITION LTD | G2149020 | SHS SER A | 19,802 | $198,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUN TR | 46131J10 | COM | 15,770 | $198,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C10 | COM | 14,289 | $198,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX MNGED BUY WR | 27828X10 | COM | 13,600 | $197,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G10 | COM | 96,463 | $197,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| METROCORP BANCSHARES INC | 59165010 | COM | 20,241 | $197,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR MID CAP CORE ALPHAD | 33735B10 | COM SHS | 4,684 | $197,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENH CAP & INC FD I | 09256A10 | COM | 15,630 | $197,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 87165510 | COM | 60,982 | $195,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A10 | COM | 11,268 | $195,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT FINL HLDGS INC | 74386810 | COM | 12,388 | $195,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP INC ME | 31866P10 | COM | 11,186 | $195,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428710 | S&P 100 IDX FD | 2,700 | $194,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N10 | COM | 61,475 | $194,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M60 | COM NEW | 49,187 | $194,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS GLB UTL INC FD | 26433C10 | COM | 10,380 | $194,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR LRG CP VL ALPHADEX | 33735J10 | COM SHS | 5,580 | $194,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CUSTOMERS BANCORP INC | 23204G10 | COM | 11,962 | $193,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| READING INTERNATIONAL INC | 75540810 | CL A | 30,494 | $193,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN FD INC | 87403610 | COM | 11,928 | $193,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMPCO-PITTSBURGH CORP | 03203710 | COM | 10,331 | $193,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PAA NAT GAS STORAGE L P | 69313910 | COM UNIT LTD | 9,165 | $192,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951AC | NOTE 2.750%11/1 | 200,000 | $192,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PETROBRAS ARGENTINA S A | 71646J10 | SPONS ADR | 53,113 | $192,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK FLOAT RATE OME STR | 09255X10 | COM | 12,454 | $192,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST LONG IS CORP | 32073410 | COM | 5,770 | $191,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TEXTURA CORP | 88321110 | COM | 7,350 | $191,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETE CO INC | 59804T10 | COM | 35,383 | $191,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 82651610 | COM | 14,959 | $191,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K10 | COM | 12,597 | $190,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC FINL SVCS INC | 70932B10 | CL A | 8,969 | $190,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL BANKSHARES INC | 02774510 | COM | 8,236 | $190,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| E TRADE FINANCIAL CORP | 269246AZ | NOTE 8/3 | 155,000 | $190,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC | 42365Q10 | CL A | 13,850 | $189,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L | 86448210 | UNIT LTD PARTN | 4,070 | $189,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M20 | GUGG INSDR SENT | 4,711 | $188,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FRANCE TELECOM | 35177Q10 | SPONSORED ADR | 20,008 | $188,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS & NORTHN CORP | 17292210 | COM | 9,802 | $188,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTINTHEBOX HLDG CO LTD | 53225G10 | SPONSORED ADR | 14,000 | $188,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATHANS FAMOUS INC NEW | 63234710 | COM | 3,593 | $187,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MERCANTILE BANK CORP | 58737610 | COM | 10,397 | $186,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP | NOTE 7.000% 3/1 | 160,000 | $186,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALBANY MOLECULAR RESH INC | 01242310 | COM | 15,717 | $186,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER HLDGS INC | 68379710 | CL A NON VTG | 9,857 | $186,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ACTIVE DIVID INCOME | 33731L10 | COM | 22,900 | $186,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA | 153443AH | NOTE 5.000%11/1 | 196,000 | $186,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 91383710 | COM | 6,301 | $185,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND INC | 09202G10 | COM | 19,768 | $185,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLUEKNIGHT ENERGY PARTNERS L | 09625U10 | COM UNIT | 21,000 | $184,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R10 | CL B | 30,663 | $184,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X20 | DJ GLBL DIVID | 7,985 | $184,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL BOND TR | 09249H10 | COM | 12,291 | $184,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STAR SCIENTIFIC INC | 85517P10 | COM | 132,052 | $183,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INFORMATION SERVICES GROUP I | 45675Y10 | COM | 95,000 | $183,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y10 | COM | 87,548 | $183,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CONN BANCORP INC MD | 31985010 | COM | 13,171 | $182,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T10 | COM | 22,941 | $182,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HLDG CORP | 440694AB | NOTE 3.800% 7/0 | 170,000 | $181,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIDATE HLDG CORP | 05266620 | COM NEW | 208,500 | $181,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 53625210 | COM | 63,134 | $181,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BEVERAGE CORP | 63501710 | COM | 10,325 | $180,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A30 | COM NEW | 12,152 | $180,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 59117610 | COM | 149,722 | $179,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WESTWOOD HLDGS GROUP INC | 96176510 | COM | 4,194 | $179,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL INTERSTATE CORP | 63654U10 | COM | 6,153 | $179,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AAR CORP | 000361AK | NOTE 1.625% 3/0 | 180,000 | $179,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428841 | S&P NTL AMTFREE | 1,709 | $179,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A10 | COM SBI | 23,422 | $178,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R20 | COM NEW | 30,561 | $178,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q85 | SECTR DIV DOGS | 5,795 | $178,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H10 | COM | 140,611 | $178,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 20260810 | COM | 23,880 | $177,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AV HOMES INC | 00234P10 | COM | 10,064 | $177,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COUNTRY STYLE COOKING RESTAU | 22238M10 | SPONSORED ADR | 29,388 | $177,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBR CO | 38255030 | PFD CONV 5.875% | 3,590 | $177,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E10 | COM | 55,940 | $176,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| METRO BANCORP INC PA | 59161R10 | COM | 8,809 | $176,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 53353510 | COM | 33,584 | $176,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NIPPON TELEG & TEL CORP | 65462410 | SPONSORED ADR | 6,800 | $176,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T10 | COM | 93,957 | $175,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UTAH MED PRODS INC | 91748810 | COM | 3,250 | $175,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 19121610 | COM | 42,169 | $173,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 43146610 | COM | 63,382 | $173,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CRA INTL INC | 12618T10 | COM | 9,447 | $173,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| QUALITY DISTR INC FLA | 74756M10 | COM | 19,621 | $173,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC | 21886810 | COM | 77,509 | $173,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STERLING CONSTRUCTION CO INC | 85924110 | COM | 19,088 | $172,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 95754110 | CL A | 72,870 | $172,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CARBONITE INC | 14133710 | COM | 14,075 | $172,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK RES & COMM STRAT T | 09257A10 | SHS | 14,975 | $172,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BRITISH AMERN TOB PLC | 11044810 | SPONSORED ADR | 1,674 | $172,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PGT INC | 69336V10 | COM | 19,879 | $171,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| URANERZ ENERGY CORP | 91688T10 | COM | 156,359 | $171,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODS CO DEL | 68572N10 | COM | 6,598 | $171,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GEEKNET INC | 36846Q20 | COM NEW | 12,415 | $171,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN INS HLDGS INC | 27653410 | COM | 9,109 | $170,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NICHOLAS FINANCIAL INC | 65373J20 | COM NEW | 11,268 | $169,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ENERGY INFRASTRCTR | 33738C10 | COM | 7,130 | $169,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CULP INC | 23021510 | COM | 9,771 | $168,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE COMMERCE CORP | 42692710 | COM | 24,262 | $168,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 78091110 | COM | 131,548 | $168,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 75049110 | COM | 63,614 | $168,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VSE CORP | 91828410 | COM | 4,143 | $168,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY&CRMN PFD SEC INCOM | 33847810 | COM | 8,974 | $168,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HAYNES INTERNATIONAL INC | 42087720 | COM NEW | 3,530 | $168,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REPLIGEN CORP | 75991610 | COM | 20,389 | $167,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VITACOST COM INC | 92847A20 | COM | 19,804 | $167,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y10 | COM | 64,732 | $167,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| 1ST UNITED BANCORP INC FLA | 33740N10 | COM | 25,213 | $167,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON TECHNOLOGY FIN CORP | 44045A10 | COM | 12,159 | $166,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND GROUP PLC | 78009776 | ADR PFD SER P | 7,910 | $166,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 21835210 | COM | 97,000 | $166,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q60 | MENA FRNTR ETF | 15,001 | $165,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U7260311 | SHS | 59,955 | $165,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FDS | 92204A10 | CONSUM DIS ETF | 1,800 | $164,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B60 | MSCI POLAND CAP | 6,765 | $164,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K10 | COM | 26,036 | $164,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VIPSHOP HLDGS LTD | 92763W10 | SPONSORED ADR | 5,607 | $163,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830RAB | NOTE 3.750% 5/0 | 175,000 | $163,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428848 | EPRA/NAR DEV R/E | 5,202 | $163,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CR ALLCTN INC TR | 09250810 | COM | 12,500 | $162,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| U M H PROPERTIES INC | 90300210 | COM | 16,036 | $162,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FORBES ENERGY SVCS LTD | 34514310 | COM | 40,249 | $161,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| KVH INDS INC | 48273810 | COM | 12,144 | $161,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AVID TECHNOLOGY INC | 05367P10 | COM | 27,500 | $161,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| STELLUS CAP INVT CORP | 85856810 | COM | 10,726 | $161,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D10 | COM | 64,957 | $161,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST | 97717W28 | EMG MKTS SMCAP | 3,530 | $161,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TGC INDS INC | 87241730 | COM NEW | 19,761 | $160,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| UNITED CMNTY FINL CORP OHIO | 90983910 | COM | 34,750 | $160,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY CROSS BORDER ACQUIS | G4772R10 | SHS | 20,500 | $160,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BABSON CAP GLB SHT DURHGH YL | 05617T10 | COM | 7,000 | $160,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q85 | GUGG CHN SML CAP | 7,200 | $159,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AH | NOTE 2.625%12/1 | 139,000 | $159,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SUFFOLK BANCORP | 86473910 | COM | 9,770 | $159,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 80852460 | US SML CAP ETF | 3,625 | $159,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FIDUS INVT CORP | 31650010 | COM | 8,531 | $158,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MORGANS HOTEL GROUP CO | 61748W10 | COM | 19,679 | $158,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ANIKA THERAPEUTICS INC | 03525510 | COM | 9,359 | $158,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EXACTECH INC | 30064E10 | COM | 8,005 | $157,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A10 | COM | 8,829 | $157,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MAGICJACK VOCALTEC LTD | M6787E10 | SHS | 11,147 | $157,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K10 | COM | 67,718 | $157,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DCP MIDSTREAM PARTNERS LP | 23311P10 | COM UT LTD PTN | 2,900 | $156,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MA COM TECHNOLOGY SOLUTIONS | 55405Y10 | COM | 10,762 | $156,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 00383010 | COM | 74,556 | $156,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MGMT CORP NEW | 28140M10 | COM | 28,114 | $156,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FRISCHS RESTAURANTS INC | 35874810 | COM | 8,411 | $156,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FLOW INTL CORP | 34346810 | COM | 42,396 | $155,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E10 | CL A | 17,299 | $155,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L10 | COM | 93,672 | $155,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| REMY INTL INC | 75966310 | COM | 8,392 | $154,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSTEEL INDS INC | 33938210 | COM | 6,382 | $154,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 44840710 | COM | 32,775 | $154,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M10 | COM | 51,168 | $153,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U10 | COM | 30,837 | $153,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LONDON BRH | 25154K80 | PS CRD OIL ETN | 3,800 | $153,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MARKET LEADER INC | 57056R10 | COM | 14,362 | $152,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E50 | COM | 23,193 | $152,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119TAE | DEBT 5.000% 6/0 | 240,000 | $152,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| YORK WTR CO | 98718410 | COM | 7,962 | $151,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| CASELLA WASTE SYS INC | 14744810 | CL A | 35,442 | $151,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X61 | DYN RETAIL PTF | 5,000 | $151,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ASIA PAC FD INC | 04490110 | COM | 15,000 | $151,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS GLOBAL INC BL | 19248M10 | COM | 14,107 | $151,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAP CORP | 36191J10 | COM | 19,416 | $151,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46428777 | DJ US FINL SVC | 2,135 | $151,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Dendreon Corp Convertible Sr Nt | 24823QAC | CONV | 201,000 | $150,000 | thousands by filing date | principalThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-033347 | this filing | 2013-08-16 | acceptance time not in the bulk data set |