13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-07, with 5,303 holding rows worth $3,402,618,485,000.
- Accession
- 0001086364-21-000038
- Filer
- CIK 1364742
- Filed
- 2021-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 50,553 entries on the cover page, a total value of $3,402,618,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,402,618,485,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 435,009 | $4,380,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,350,000 | $4,376,000 | thousands by filing date | principal |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 235,044 | $4,370,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 585,791 | $4,363,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 180,883 | $4,353,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 92,610 | $4,344,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 932,904 | $4,318,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,317,935 | $4,297,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,928,450 | $4,281,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 2,300,000 | $4,271,000 | thousands by filing date | principal |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,331,752 | $4,266,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 343,747 | $4,245,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 219,151 | $4,236,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,219,125 | $4,218,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 2,023,000 | $4,212,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,821,334 | $4,207,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 1,000,000 | $4,206,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 689,886 | $4,187,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 443,570 | $4,186,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,830,145 | $4,174,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 514,712 | $4,164,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 340,622 | $4,162,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 4,150,000 | $4,160,000 | thousands by filing date | principal |
| NOVAN INC | 66988N106 | COM | 2,662,565 | $4,154,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 752,352 | $4,138,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 810,852 | $4,135,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,988,668 | $4,116,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 722,038 | $4,101,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 444,855 | $4,088,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 193,944 | $4,071,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 140,870 | $4,063,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 633,132 | $4,058,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 654,322 | $4,057,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,287,000 | $4,044,000 | thousands by filing date | principal |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 348,394 | $4,038,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 379,097 | $3,995,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 251,901 | $3,993,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 400,000 | $3,992,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 269,847 | $3,987,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 616,664 | $3,977,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 139,098 | $3,963,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 195,499 | $3,950,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,105,000 | $3,949,000 | thousands by filing date | principal |
| BANK7 CORP | 06652N107 | COMMON STOCK | 224,187 | $3,948,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 80,000 | $3,922,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 1,742,537 | $3,921,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,405,038 | $3,920,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,047,264 | $3,917,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 428,134 | $3,914,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 971,072 | $3,913,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 296,349 | $3,912,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 2,555,000 | $3,907,000 | thousands by filing date | principal |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 101,074 | $3,895,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 75,902 | $3,893,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 952,930 | $3,869,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 284,921 | $3,867,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,450,000 | $3,854,000 | thousands by filing date | principal |
| IMARA INC | 45249V107 | COM | 456,368 | $3,853,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 46,811 | $3,849,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 527,374 | $3,829,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 112,851 | $3,824,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 445,104 | $3,823,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 624,472 | $3,816,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 395,703 | $3,815,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 151,684 | $3,813,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 3,250,000 | $3,809,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 3,884,000 | $3,799,000 | thousands by filing date | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 213,795 | $3,797,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,418,460 | $3,787,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 232,304 | $3,786,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 252,463 | $3,762,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 2,984,686 | $3,761,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 99,604 | $3,753,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 92,436 | $3,746,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 367,184 | $3,665,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 667,807 | $3,646,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 597,377 | $3,644,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 2,194,647 | $3,643,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 2,170,000 | $3,639,000 | thousands by filing date | principal |
| BOGOTA FINL CORP | 097235105 | COM | 354,354 | $3,636,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 241,625 | $3,628,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,590,000 | $3,612,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,169,000 | $3,611,000 | thousands by filing date | principal |
| BIGLARI HLDGS INC | 08986R408 | CMN | 5,325 | $3,597,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 491,291 | $3,591,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,277,000 | $3,576,000 | thousands by filing date | principal |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 48,004 | $3,533,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 487,164 | $3,527,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 1,218,977 | $3,523,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 481,938 | $3,508,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 553,754 | $3,489,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,057,417 | $3,489,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 302,639 | $3,468,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 214,238 | $3,464,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 2,001,574 | $3,462,000 | thousands by filing date | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 100,000 | $3,455,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 583,450 | $3,449,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 583,519 | $3,448,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,061,124 | $3,442,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,088,000 | $3,434,000 | thousands by filing date | principal |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,717,013 | $3,434,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 1,928,638 | $3,433,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 1,161,647 | $3,427,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 2,880,000 | $3,420,000 | thousands by filing date | principal |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 124,281 | $3,414,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 962,528 | $3,407,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 3,472,000 | $3,403,000 | thousands by filing date | principal |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 105,000 | $3,399,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,301,000 | $3,381,000 | thousands by filing date | principal |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 99,909 | $3,376,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 75,000 | $3,375,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,025,000 | $3,360,000 | thousands by filing date | principal |
| JAGUAR HEALTH INC | 47010C409 | COM | 1,861,901 | $3,351,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 310,598 | $3,348,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 228,969 | $3,346,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 3,175,517 | $3,334,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 266,649 | $3,327,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 3,040,560 | $3,315,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 338,208 | $3,315,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,465,000 | $3,308,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,460,000 | $3,307,000 | thousands by filing date | principal |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,418,042 | $3,289,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 205,027 | $3,281,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 318,675 | $3,279,000 | thousands by filing date | |
| CLIMATE CHANGE-A | 18716C118 | EQUITY WRT | 1,004,647 | $3,276,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 538,896 | $3,274,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 241,279 | $3,269,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 614,904 | $3,261,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 395,000 | $3,254,000 | thousands by filing date | put |
| BIODESIX INC | 09075X108 | COM | 159,908 | $3,247,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 2,155,000 | $3,245,000 | thousands by filing date | principal |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,532,282 | $3,233,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,837,000 | $3,225,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,592 | $3,221,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,720,000 | $3,220,000 | thousands by filing date | principal |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 1,237,497 | $3,218,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 129,000 | $3,211,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 335,728 | $3,206,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 36,439 | $3,195,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 230,230 | $3,177,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 232,204 | $3,176,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 418,699 | $3,161,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 838,261 | $3,160,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1,716,168 | $3,158,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 378,036 | $3,119,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 286,049 | $3,109,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 2,044,661 | $3,087,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 109,256 | $3,079,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,757,000 | $3,069,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,960,000 | $3,064,000 | thousands by filing date | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 483,629 | $3,057,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 252,485 | $3,055,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 490,922 | $3,054,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,723,000 | $3,031,000 | thousands by filing date | principal |
| BIOLASE INC | 090911207 | COM NEW | 3,583,531 | $3,020,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 464,062 | $3,007,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 2,420,136 | $3,001,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 300,205 | $2,999,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 722,713 | $2,992,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 189,876 | $2,988,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 31,762 | $2,985,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 3,008,131 | $2,978,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,921,000 | $2,976,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 699,469 | $2,973,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 201,862 | $2,970,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 300,000 | $2,967,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 200,000 | $2,961,000 | thousands by filing date | call |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,745,000 | $2,931,000 | thousands by filing date | principal |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 278,228 | $2,910,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,288,000 | $2,901,000 | thousands by filing date | principal |
| NEMAURA MED INC | 640442208 | COMMON | 378,567 | $2,892,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 173,715 | $2,889,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 64,712 | $2,880,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 170,816 | $2,863,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 583,787 | $2,855,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,585,000 | $2,810,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,842,000 | $2,810,000 | thousands by filing date | principal |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 858,390 | $2,807,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 2,350,000 | $2,791,000 | thousands by filing date | principal |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 372,450 | $2,782,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 212,975 | $2,769,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 595,021 | $2,766,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,496,754 | $2,754,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,288,545 | $2,719,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 1,073,827 | $2,717,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,210,000 | $2,716,000 | thousands by filing date | principal |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 376,794 | $2,714,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 930,610 | $2,708,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,742,648 | $2,702,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 295,325 | $2,694,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 184,867 | $2,688,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 325,970 | $2,683,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 2,500,000 | $2,677,000 | thousands by filing date | principal |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 364,919 | $2,675,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 28,173 | $2,672,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 681,482 | $2,664,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 498,978 | $2,660,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 381,294 | $2,647,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 48,924 | $2,639,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 50,258 | $2,637,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 549,010 | $2,635,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 281,712 | $2,621,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 453,952 | $2,619,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 61,936 | $2,618,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 71,313 | $2,617,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,324,000 | $2,615,000 | thousands by filing date | principal |
| INMUNE BIO INC | 45782T105 | COM | 219,730 | $2,611,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 355,606 | $2,603,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 2,867,000 | $2,589,000 | thousands by filing date | principal |
| SCYNEXIS INC | 811292200 | COM NEW | 325,133 | $2,582,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,738,557 | $2,578,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 492,544 | $2,571,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 828,129 | $2,566,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 115,340 | $2,556,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 37,114 | $2,544,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 254,206 | $2,542,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 170,000 | $2,541,000 | thousands by filing date | call |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 3,723,251 | $2,541,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 155,657 | $2,515,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 210,721 | $2,503,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 192,291 | $2,490,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 376,045 | $2,482,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 475,177 | $2,480,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 882,247 | $2,479,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 256,290 | $2,468,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 87,020 | $2,459,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,622,837 | $2,450,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,165,000 | $2,438,000 | thousands by filing date | principal |
| KAMADA LTD | M6240T109 | SHS | 392,156 | $2,427,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,001,150 | $2,422,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 242,210 | $2,420,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 167,337 | $2,418,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 16,305 | $2,416,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 345,781 | $2,413,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,825,000 | $2,406,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,325,000 | $2,376,000 | thousands by filing date | principal |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 193,522 | $2,367,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 712,047 | $2,357,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,839,000 | $2,351,000 | thousands by filing date | principal |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 340,103 | $2,347,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 539,995 | $2,343,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 196,075 | $2,333,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 93,050 | $2,316,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 61,343 | $2,307,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 56,014 | $2,276,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 443,637 | $2,276,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 2,296,000 | $2,261,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,730,000 | $2,254,000 | thousands by filing date | principal |
| OTONOMY INC | 68906L105 | COM | 880,282 | $2,245,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 13,075 | $2,239,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 351,128 | $2,237,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 979,042 | $2,223,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 758,371 | $2,222,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 41,164 | $2,217,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 696,860 | $2,217,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 122,891 | $2,213,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 73,350 | $2,206,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 223,390 | $2,205,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 362,894 | $2,203,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,850,000 | $2,200,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 25,000 | $2,196,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 329,169 | $2,188,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 976,429 | $2,187,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,104,847 | $2,187,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 927,199 | $2,179,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 537,533 | $2,166,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 63,540 | $2,166,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 873,110 | $2,157,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 251,555 | $2,148,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 83,629 | $2,144,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 425,702 | $2,137,000 | thousands by filing date | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 55,000 | $2,136,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 222,412 | $2,126,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 374,265 | $2,115,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 238,517 | $2,113,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 50,769 | $2,109,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 186,702 | $2,108,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 262,908 | $2,106,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 158,868 | $2,080,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 837,942 | $2,053,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 131,901 | $2,051,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 329,366 | $2,042,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 2,000,000 | $2,012,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 21,634 | $2,005,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 1,037,975 | $2,003,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 58,287 | $1,996,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,940,000 | $1,996,000 | thousands by filing date | principal |
| RIGNET INC | 766582100 | COM | 227,440 | $1,984,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 1,481,480 | $1,970,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 721,301 | $1,969,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 166,364 | $1,967,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 485,093 | $1,964,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 1,725,000 | $1,964,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,800,000 | $1,941,000 | thousands by filing date | principal |
| ZOVIO INC | 98979V102 | COMMON STOCK | 475,778 | $1,931,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,419,711 | $1,931,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,050,000 | $1,926,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 65,000 | $1,919,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 174,110 | $1,902,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 120,790 | $1,897,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 525,485 | $1,897,000 | thousands by filing date | |
| ISHARES TR | 46436E692 | ESG AWARE 30/70 | 70,000 | $1,885,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 2,044,449 | $1,876,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 258,068 | $1,871,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 1,445,238 | $1,865,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 127,750 | $1,864,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 46,885 | $1,862,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,700,000 | $1,851,000 | thousands by filing date | principal |
| QUMU CORP | 749063103 | COM | 273,803 | $1,851,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 139,933 | $1,840,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,641,000 | $1,834,000 | thousands by filing date | principal |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 65,000 | $1,829,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 1,625,000 | $1,821,000 | thousands by filing date | principal |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 105,539 | $1,812,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 809,913 | $1,806,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 55,485 | $1,803,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,089,224 | $1,798,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 322,579 | $1,790,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 388,037 | $1,781,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 487,210 | $1,778,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,888,314 | $1,775,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,750,000 | $1,773,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,725,000 | $1,773,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 57,605 | $1,759,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 1,542,219 | $1,758,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 109,191 | $1,750,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 90,753 | $1,750,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 62,317 | $1,747,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 861,457 | $1,740,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 563,520 | $1,730,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 400,576 | $1,726,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,120,000 | $1,725,000 | thousands by filing date | principal |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 186,325 | $1,723,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 271,140 | $1,710,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 297,605 | $1,705,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 1,625,000 | $1,704,000 | thousands by filing date | principal |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,012,697 | $1,702,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,700,000 | $1,702,000 | thousands by filing date | principal |
| NULL | 68620A203 | NULL | 176,100 | $1,698,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 170,937 | $1,696,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 535,892 | $1,693,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 445,012 | $1,691,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 257,396 | $1,689,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 69,903 | $1,679,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 507,087 | $1,673,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 321,782 | $1,670,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,265,000 | $1,667,000 | thousands by filing date | principal |
| MERUS N V | N5749R100 | COM | 79,540 | $1,662,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 759,080 | $1,662,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 194,352 | $1,654,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 335,645 | $1,648,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 20,945 | $1,641,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 60,641 | $1,635,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 179,201 | $1,633,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,501,000 | $1,632,000 | thousands by filing date | principal |
| IGC PHARMA INC | 45408X308 | COM NEW | 910,966 | $1,631,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 347,103 | $1,624,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 37,389 | $1,621,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 245,765 | $1,621,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 239,865 | $1,618,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 513,383 | $1,612,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 255,503 | $1,605,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 2,348,372 | $1,602,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 180,660 | $1,597,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,125,000 | $1,590,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 1,564,000 | $1,580,000 | thousands by filing date | principal |
| INTRUSION INC COM NEW | 46121e205 | COM | 67,514 | $1,578,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 180,000 | $1,575,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,200,000 | $1,574,000 | thousands by filing date | principal |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 234,723 | $1,568,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,133,257 | $1,564,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 45,007 | $1,563,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 152,768 | $1,553,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 1,520,419 | $1,551,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,106,970 | $1,539,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 162,348 | $1,536,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 105,433 | $1,536,000 | thousands by filing date | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 53,000 | $1,535,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 606,760 | $1,535,000 | thousands by filing date | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 55,000 | $1,533,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 82,089 | $1,522,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 286,177 | $1,522,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 199,833 | $1,522,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,779 | $1,515,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 105,276 | $1,514,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 39,122 | $1,506,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 627,264 | $1,505,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 8,083 | $1,498,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 174,620 | $1,492,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 107,447 | $1,492,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 72,596 | $1,479,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,600,000 | $1,469,000 | thousands by filing date | principal |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 85,957 | $1,460,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 1,217,018 | $1,460,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,400,000 | $1,459,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,425,000 | $1,459,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 106,584 | $1,454,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 320,938 | $1,450,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 404,814 | $1,448,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 1,581,463 | $1,434,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 107,970 | $1,429,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 69,608 | $1,416,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 26,528 | $1,389,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 1,335,083 | $1,388,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 12,910 | $1,365,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 39,000 | $1,363,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 46,508 | $1,359,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 60,407 | $1,355,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 774,072 | $1,355,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 161,459 | $1,352,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 476,306 | $1,344,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 31,346 | $1,341,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 582,973 | $1,335,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 124,113 | $1,332,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 1,275,000 | $1,328,000 | thousands by filing date | principal |
| BRIDGFORD FOODS CORP | 108763103 | COM | 85,538 | $1,326,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 331,448 | $1,326,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 55,442 | $1,315,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 1,775,000 | $1,314,000 | thousands by filing date | principal |
| PHX MINERALS INC CL A | 69291A100 | Stock | 456,449 | $1,310,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 97,570 | $1,308,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 389,516 | $1,305,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 456,548 | $1,301,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 466,004 | $1,295,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 60,031 | $1,292,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 101,195 | $1,285,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 600,000 | $1,284,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 84,163 | $1,277,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 1,147,835 | $1,274,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 40,000 | $1,267,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 40,027 | $1,265,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 30,000 | $1,263,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 48,357 | $1,262,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 210,223 | $1,261,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 53,604 | $1,255,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 48,794 | $1,254,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 50,000 | $1,252,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 12,695 | $1,247,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 93,025 | $1,242,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 140,456 | $1,241,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 315,607 | $1,240,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 50,000 | $1,239,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 319,823 | $1,235,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 210,080 | $1,223,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,260 | $1,223,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 89,586 | $1,214,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 113,865 | $1,207,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 38,093 | $1,205,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 167,401 | $1,204,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 220,362 | $1,203,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 43,801 | $1,189,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 729,113 | $1,188,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 305,378 | $1,184,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 1,097,743 | $1,175,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 116,969 | $1,174,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITION CORP | 242797116 | *W EXP 10/02/202 | 625,300 | $1,170,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 64,431 | $1,167,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 552,867 | $1,156,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 717,494 | $1,155,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 709,909 | $1,143,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 50,000 | $1,142,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 77,554 | $1,140,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 599,102 | $1,138,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 79,525 | $1,137,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 40,000 | $1,129,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 253,389 | $1,127,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 858,741 | $1,117,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 191,264 | $1,109,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 112,500 | $1,106,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 194,797 | $1,106,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 66,386 | $1,102,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 363,445 | $1,102,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 1,000,000 | $1,100,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 599,008 | $1,096,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 167,628 | $1,084,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 364,597 | $1,083,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 155,859 | $1,079,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 1,085,509 | $1,079,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,425,000 | $1,077,000 | thousands by filing date | principal |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 231,949 | $1,076,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 137,882 | $1,073,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 226,547 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 48,823 | $1,067,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 908,159 | $1,063,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 67,852 | $1,057,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 287,263 | $1,048,000 | thousands by filing date | |
| ISHARES TR | 46436E676 | ESG AWARE 60/40 | 35,000 | $1,041,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 171,424 | $1,038,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 424,974 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 54,996 | $1,035,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 86,142 | $1,026,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,281 | $1,024,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,671 | $1,024,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 57,376 | $1,021,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 236,914 | $1,020,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 916,661 | $1,008,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 144,361 | $1,008,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 186,359 | $1,001,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 291,900 | $998,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 226,013 | $995,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-21-000038 | this filing | 2021-05-07 | acceptance time not in the bulk data set |