13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-07, with 5,303 holding rows worth $3,402,618,485,000.
- Accession
- 0001086364-21-000038
- Filer
- CIK 1364742
- Filed
- 2021-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 50,553 entries on the cover page, a total value of $3,402,618,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,402,618,485,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 3,544,060 | $11,128,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 194,729 | $11,123,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 692,511 | $11,101,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 5,692,049 | $11,042,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 599,832 | $11,042,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 319,744 | $11,011,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 358,601 | $11,006,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 565,675 | $10,991,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 367,116 | $10,962,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 304,328 | $10,955,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 339,797 | $10,952,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 504,903 | $10,921,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,882,238 | $10,917,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 390,148 | $10,898,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 81,911 | $10,874,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 172,324 | $10,873,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 102,768 | $10,867,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,966,063 | $10,853,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 671,640 | $10,848,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 281,762 | $10,848,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 510,395 | $10,836,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,460,462 | $10,823,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 803,938 | $10,814,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 411,314 | $10,784,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 444,692 | $10,714,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 10,040,000 | $10,712,000 | thousands by filing date | principal |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,495,763 | $10,694,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 281,228 | $10,658,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,578,807 | $10,657,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 403,388 | $10,646,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 701,230 | $10,624,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 409,942 | $10,617,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 1,337,716 | $10,607,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 5,098,282 | $10,604,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 872,504 | $10,601,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 530,864 | $10,596,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 1,945,378 | $10,563,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 409,710 | $10,559,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 645,168 | $10,523,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 440,000 | $10,517,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 875,678 | $10,508,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,432,000 | $10,479,000 | thousands by filing date | principal |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 764,894 | $10,433,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 1,026,516 | $10,428,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 1,249,513 | $10,397,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 6,590,000 | $10,392,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 306,629 | $10,391,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 938,163 | $10,386,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 1,000,000 | $10,380,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 971,543 | $10,377,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 764,974 | $10,373,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,302,085 | $10,351,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,689,000 | $10,333,000 | thousands by filing date | principal |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 5,798,366 | $10,320,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 713,250 | $10,314,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 106,806 | $10,309,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,267,897 | $10,295,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 467,485 | $10,284,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,323,581 | $10,283,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 720,956 | $10,266,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 218,638 | $10,260,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,338,578 | $10,240,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 10,495,000 | $10,233,000 | thousands by filing date | principal |
| NATURA &CO HLDG S A | 63884N108 | ADR | 601,208 | $10,214,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 9,447,000 | $10,209,000 | thousands by filing date | principal |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 271,897 | $10,188,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 551,023 | $10,183,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 423,021 | $10,173,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 355,142 | $10,165,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 399,526 | $10,153,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 610,471 | $10,145,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,753,820 | $10,126,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 139,241 | $10,087,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 750,346 | $10,041,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 3,370,000 | $10,032,000 | thousands by filing date | principal |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 1,000,000 | $10,011,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 743,787 | $10,005,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,436,511 | $9,984,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 288,535 | $9,883,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 274,371 | $9,877,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 386,180 | $9,870,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 298,456 | $9,860,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 1,382,535 | $9,857,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 467,695 | $9,835,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 5,607,803 | $9,814,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 1,003,106 | $9,810,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,700,000 | $9,790,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,852,416 | $9,784,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 6,759,000 | $9,733,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 7,602,535 | $9,731,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 693,368 | $9,707,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,685,296 | $9,651,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 408,181 | $9,650,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,435,192 | $9,643,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4,006,960 | $9,618,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 3,302,088 | $9,609,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 431,921 | $9,579,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 715,354 | $9,579,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 722,371 | $9,571,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 527,018 | $9,554,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 312,394 | $9,544,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,680,362 | $9,458,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 355,274 | $9,453,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 535,871 | $9,437,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,008,839 | $9,433,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 240,242 | $9,415,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 2,153,909 | $9,413,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,091,753 | $9,399,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 262,703 | $9,396,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 4,980,925 | $9,364,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 575,207 | $9,359,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 255,403 | $9,356,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 38,329 | $9,335,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 305,995 | $9,332,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,169,658 | $9,310,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 722,407 | $9,283,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 92,970 | $9,281,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 61,538 | $9,266,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 646,969 | $9,246,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 946,690 | $9,239,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 925,000 | $9,232,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,095,728 | $9,221,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 3,071,468 | $9,212,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,368,702 | $9,170,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 206,271 | $9,137,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,007,000 | $9,117,000 | thousands by filing date | principal |
| YELLOW CORP | 985510106 | COM | 1,034,558 | $9,094,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 7,814,000 | $9,088,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 2,454,828 | $9,059,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 670,262 | $9,048,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 304,348 | $9,024,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 185,228 | $9,023,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 215,784 | $9,023,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 466,895 | $9,007,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 631,111 | $8,994,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 172,900 | $8,970,000 | thousands by filing date | call |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 261,669 | $8,968,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 407,349 | $8,962,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 786,114 | $8,962,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 800,000 | $8,951,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 1,075,652 | $8,949,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 393,175 | $8,937,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 558,048 | $8,929,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 205,301 | $8,922,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 845,720 | $8,897,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,681,265 | $8,876,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 6,034,143 | $8,870,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 168,145 | $8,866,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 6,560,000 | $8,852,000 | thousands by filing date | principal |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 2,472,827 | $8,828,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1,258,870 | $8,824,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 309,575 | $8,817,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 175,436 | $8,816,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,940,000 | $8,805,000 | thousands by filing date | principal |
| GAMCO INVS INC COM | 361438104 | COM | 474,151 | $8,796,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 673,885 | $8,788,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 680,700 | $8,775,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 323,147 | $8,767,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,481,613 | $8,760,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,656,291 | $8,739,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 303,247 | $8,724,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 979,274 | $8,715,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 380,701 | $8,684,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,341,178 | $8,675,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 807,536 | $8,657,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,999,977 | $8,621,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 270,634 | $8,601,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 33,448 | $8,597,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 2,565,000 | $8,582,000 | thousands by filing date | principal |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 413,019 | $8,574,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 594,411 | $8,548,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,894,000 | $8,542,000 | thousands by filing date | principal |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 205,508 | $8,518,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,074,171 | $8,508,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 606,476 | $8,502,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,823,587 | $8,499,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 225,000 | $8,490,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 139,454 | $8,440,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,180,000 | $8,385,000 | thousands by filing date | principal |
| ROOT INC | 77664L108 | COMMON STOCK | 658,365 | $8,381,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,460,000 | $8,333,000 | thousands by filing date | principal |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,651,758 | $8,325,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 472,625 | $8,304,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 340,850 | $8,289,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 841,644 | $8,289,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,847,000 | $8,281,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,347,179 | $8,244,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 4,361,998 | $8,200,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 1,010,363 | $8,184,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 808,824 | $8,162,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 2,509,616 | $8,156,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 1,691,000 | $8,105,000 | thousands by filing date | principal |
| EASTERN CO | 276317104 | COM | 302,264 | $8,101,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 259,443 | $8,089,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 322,958 | $8,077,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 802,768 | $8,035,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 307,062 | $7,983,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 325,382 | $7,978,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 373,590 | $7,953,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,086,266 | $7,952,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,494,346 | $7,935,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 803,998 | $7,895,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 4,630,000 | $7,883,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 333,284 | $7,874,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 453,297 | $7,871,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 938,680 | $7,866,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,111,093 | $7,856,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 957,933 | $7,846,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 472,234 | $7,844,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 4,511,000 | $7,842,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 2,332,907 | $7,839,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 622,185 | $7,839,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 1,345,187 | $7,815,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 347,793 | $7,794,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 332,899 | $7,766,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 389,104 | $7,763,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 407,903 | $7,755,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 7,310,000 | $7,753,000 | thousands by filing date | principal |
| CONTRAFECT CORP | 212326300 | COM | 1,614,857 | $7,752,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 159,884 | $7,750,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 724,708 | $7,748,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 153,775 | $7,719,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 425,094 | $7,691,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 300,000 | $7,668,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,888,199 | $7,665,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 750,153 | $7,659,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,272,826 | $7,638,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 53,385 | $7,634,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 750,000 | $7,605,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 2,922,448 | $7,598,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 651,062 | $7,585,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,758,040 | $7,578,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 3,014,193 | $7,567,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 5,925,000 | $7,544,000 | thousands by filing date | principal |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 257,463 | $7,531,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,115,597 | $7,531,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 750,000 | $7,530,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 964,360 | $7,522,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 437,684 | $7,506,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 425,917 | $7,506,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,953,247 | $7,481,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 308,624 | $7,463,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 4,041,000 | $7,461,000 | thousands by filing date | principal |
| EXICURE INC | 30205M101 | COM | 3,421,909 | $7,459,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 417,548 | $7,437,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 7,705,000 | $7,428,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,549,743 | $7,419,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,187,873 | $7,396,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 473,743 | $7,390,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 5,060,000 | $7,377,000 | thousands by filing date | principal |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 736,716 | $7,367,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 249,166 | $7,348,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 415,140 | $7,336,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,090,863 | $7,308,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 966,059 | $7,284,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,925,167 | $7,277,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 2,406,698 | $7,268,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 6,701,000 | $7,266,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 150,000 | $7,242,000 | thousands by filing date | put |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 404,804 | $7,178,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,307,205 | $7,178,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 968,825 | $7,169,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 984,011 | $7,164,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 533,838 | $7,159,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 1,560,542 | $7,147,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 398,123 | $7,125,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 253,566 | $7,125,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 325,977 | $7,123,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,123,141 | $7,121,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 244,083 | $7,120,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,523,330 | $7,114,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 160,115 | $7,111,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,897,493 | $7,099,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 141,885 | $7,094,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,468,131 | $7,092,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,356,400 | $7,054,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 6,438,000 | $7,054,000 | thousands by filing date | principal |
| ARQ INC | 00770C101 | COM | 1,280,627 | $7,044,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 532,144 | $7,041,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,132,769 | $7,035,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,097,710 | $6,985,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 98,296 | $6,983,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 54,275 | $6,967,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 103,641 | $6,957,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 380,881 | $6,955,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 666,629 | $6,940,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 113,341 | $6,932,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 524,999 | $6,925,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 328,867 | $6,895,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 465,367 | $6,869,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 929,400 | $6,868,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,140,000 | $6,830,000 | thousands by filing date | principal |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 858,760 | $6,826,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 273,111 | $6,814,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,333,369 | $6,812,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 2,433,000 | $6,809,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 147,293 | $6,790,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 4,105,000 | $6,770,000 | thousands by filing date | principal |
| CLEARPOINT NEURO INC | 18507C103 | COM | 320,087 | $6,767,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 884,615 | $6,758,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,760,000 | $6,751,000 | thousands by filing date | principal |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 466,514 | $6,709,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 226,885 | $6,693,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 6,750,000 | $6,686,000 | thousands by filing date | principal |
| BCTG ACQUISITION CORP | 05492W103 | COM | 600,000 | $6,672,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 3,200,000 | $6,640,000 | thousands by filing date | principal |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 573,210 | $6,620,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 450,717 | $6,617,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 438,436 | $6,611,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 337,310 | $6,608,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 705,321 | $6,594,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 1,045,146 | $6,543,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 529,118 | $6,525,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 3,128,980 | $6,508,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 271,472 | $6,507,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 6,413,000 | $6,501,000 | thousands by filing date | principal |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,064,580 | $6,495,000 | thousands by filing date | |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 6,300,000 | $6,493,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 5,506,000 | $6,480,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,006,016 | $6,480,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 273,868 | $6,474,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,141,664 | $6,462,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 650,000 | $6,461,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 599,534 | $6,457,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 5,221,000 | $6,443,000 | thousands by filing date | principal |
| China Yuchai Intl Ltd | G21082105 | COM | 414,009 | $6,409,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 489,628 | $6,404,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,498,887 | $6,355,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 4,825,000 | $6,348,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 171,542 | $6,327,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 345,917 | $6,317,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 341,458 | $6,290,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 93,342 | $6,276,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 399,275 | $6,269,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,395,000 | $6,255,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 3,472,337 | $6,216,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,009,000 | $6,181,000 | thousands by filing date | principal |
| OHIO VY BANC CORP | 677719106 | COM | 253,970 | $6,167,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,505,000 | $6,161,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 22,200 | $6,152,000 | thousands by filing date | call |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 541,045 | $6,141,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 519,865 | $6,139,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 635,803 | $6,136,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 141,392 | $6,131,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 446,895 | $6,124,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,267,418 | $6,099,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 187,441 | $6,091,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 208,979 | $6,065,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,197,121 | $6,064,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,888,238 | $6,061,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 274,652 | $6,042,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 72,923 | $6,038,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 4,336,000 | $6,025,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,554,149 | $6,007,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 600,000 | $6,000,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 391,826 | $5,987,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 986,130 | $5,985,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 5,063,000 | $5,965,000 | thousands by filing date | principal |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,193,063 | $5,953,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 386,582 | $5,950,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 1,035,082 | $5,930,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 187,202 | $5,923,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 477,378 | $5,919,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 164,976 | $5,916,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,695,000 | $5,905,000 | thousands by filing date | principal |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,673,312 | $5,890,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 158,905 | $5,848,000 | thousands by filing date | |
| ISHARES TR | 46436E783 | FACTORS US MID | 144,000 | $5,845,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 872,538 | $5,838,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 254,222 | $5,798,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 303,497 | $5,790,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,463,489 | $5,789,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 261,335 | $5,782,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,033,799 | $5,776,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 575,288 | $5,776,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,163,647 | $5,748,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 345,306 | $5,732,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 571,428 | $5,713,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 203,857 | $5,710,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 432,125 | $5,696,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,909,811 | $5,695,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 2,016,000 | $5,689,000 | thousands by filing date | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,620,626 | $5,687,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 130,000 | $5,687,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 469,515 | $5,682,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 313,713 | $5,670,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 2,653,597 | $5,653,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 953,271 | $5,643,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 480,921 | $5,636,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 528,379 | $5,627,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 355,003 | $5,616,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 5,075,000 | $5,612,000 | thousands by filing date | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,006,618 | $5,597,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 1,169,650 | $5,566,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 779,152 | $5,563,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 136,927 | $5,559,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 210,064 | $5,549,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 580,403 | $5,549,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 62,840 | $5,544,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,297,380 | $5,514,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 84,872 | $5,502,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 139,957 | $5,494,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 277,127 | $5,493,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,400,799 | $5,490,000 | thousands by filing date | |
| ISHARES TR | 46436E791 | FACTORS US | 145,000 | $5,477,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,596,232 | $5,460,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 397,735 | $5,457,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 402,741 | $5,457,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 3,976,000 | $5,442,000 | thousands by filing date | principal |
| TALEND S A | 874224207 | ADS | 85,423 | $5,437,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 593,744 | $5,432,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,728,000 | $5,402,000 | thousands by filing date | principal |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 221,903 | $5,385,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 4,595,000 | $5,376,000 | thousands by filing date | principal |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 164,616 | $5,375,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 4,515,000 | $5,356,000 | thousands by filing date | principal |
| ISHARES TR | 46436E775 | FACTORS US SMALL | 114,000 | $5,350,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 225,305 | $5,326,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 470,447 | $5,316,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 803,225 | $5,293,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 427,365 | $5,287,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 433,268 | $5,256,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 282,562 | $5,245,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,517,000 | $5,244,000 | thousands by filing date | principal |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 1,129,064 | $5,228,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 591,727 | $5,218,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 144,084 | $5,209,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 244,969 | $5,191,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 963,829 | $5,176,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 293,087 | $5,162,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 148,071 | $5,161,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 284,904 | $5,103,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 538,409 | $5,093,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,529,325 | $5,079,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 186,719 | $5,066,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 3,240,000 | $5,065,000 | thousands by filing date | principal |
| ONCORUS INC | 68236R103 | COM | 363,018 | $5,053,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 540,236 | $5,051,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 51,951 | $5,025,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 4,650,000 | $5,014,000 | thousands by filing date | principal |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 500,000 | $4,999,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 568,036 | $4,987,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 536,758 | $4,970,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 447,123 | $4,967,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,040,976 | $4,955,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 3,113,000 | $4,928,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 355,169 | $4,912,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 124,188 | $4,895,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 180,287 | $4,886,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 92,500 | $4,883,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,833,051 | $4,875,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,005,325 | $4,868,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 126,287 | $4,845,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 2,627,000 | $4,844,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 4,297,000 | $4,840,000 | thousands by filing date | principal |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 332,700 | $4,834,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 2,225,000 | $4,820,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,191,093 | $4,818,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 252,075 | $4,817,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 168,168 | $4,806,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,845,000 | $4,805,000 | thousands by filing date | principal |
| CALYXT INC | 13173L107 | COM | 796,981 | $4,798,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,180,788 | $4,782,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 625,117 | $4,757,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,695,000 | $4,751,000 | thousands by filing date | principal |
| CITIZENS HLDG CO MISS | 174715102 | COM | 237,169 | $4,720,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 61,162 | $4,715,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 743,198 | $4,704,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,685,485 | $4,703,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 88,020 | $4,697,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 312,282 | $4,653,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 2,076,042 | $4,649,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 637,716 | $4,630,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 447,072 | $4,618,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 163,359 | $4,616,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,436,700 | $4,612,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 465,097 | $4,609,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 300,000 | $4,608,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 509,284 | $4,604,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 115,000 | $4,598,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 189,000 | $4,583,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 260,738 | $4,563,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 181,328 | $4,535,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 547,018 | $4,529,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 901,450 | $4,525,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 466,489 | $4,520,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 310,635 | $4,501,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 76,835 | $4,498,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 303,706 | $4,489,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 157,326 | $4,472,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 368,226 | $4,471,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 4,472,830 | $4,468,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,785,000 | $4,461,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,950,000 | $4,436,000 | thousands by filing date | principal |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,263,875 | $4,436,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 159,844 | $4,408,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 3,761,047 | $4,400,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,945,736 | $4,397,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,927,092 | $4,394,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 747,102 | $4,385,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-21-000038 | this filing | 2021-05-07 | acceptance time not in the bulk data set |