13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-07, with 5,303 holding rows worth $3,402,618,485,000.
- Accession
- 0001086364-21-000038
- Filer
- CIK 1364742
- Filed
- 2021-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 50,553 entries on the cover page, a total value of $3,402,618,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,402,618,485,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIANA SHIPPING INC | Y2066G104 | COM | 8,221 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 150 | $25,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 22,086 | $25,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 19,029 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 151 | $24,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,181 | $24,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,648 | $24,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,125 | $24,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 861 | $24,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 5,775 | $24,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 2,308 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 662 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 603 | $23,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 2,017 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 400 | $23,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,755 | $23,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,604 | $23,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 8,596 | $23,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 2,381 | $23,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 15,499 | $22,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 1,128 | $22,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 763 | $22,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 5,846 | $22,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 6,851 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 247 | $21,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 10,253 | $21,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,483 | $20,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 15,886 | $20,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 5,883 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 759 | $20,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 762 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 663 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 339 | $19,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 633 | $19,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 6,710 | $19,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 174 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 435 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 225 | $18,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,300 | $18,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 831 | $18,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 7,081 | $18,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 813 | $18,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 7,267 | $18,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 526 | $17,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 1,591 | $17,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 4,903 | $17,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,139 | $17,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 4,311 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 213 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 274 | $16,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 1,824 | $16,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,063 | $16,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,184 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 60 | $15,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 1,889 | $15,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 631 | $15,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1,090 | $15,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 2,074 | $15,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 942 | $14,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 8,315 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 485 | $14,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 737 | $14,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 7,359 | $14,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 6,427 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 113 | $13,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 2,207 | $13,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 756 | $13,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 7,273 | $13,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 8,787 | $13,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 240 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 270 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 232 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 242 | $12,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,898 | $12,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 4,744 | $12,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,668 | $12,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,061 | $12,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 881 | $12,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 2,901 | $12,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,236 | $12,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 887 | $12,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,857 | $11,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 116 | $11,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 2,416 | $11,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 372 | $11,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 5,393 | $11,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 107 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 265 | $10,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 104 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 281 | $10,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 185 | $10,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 541 | $10,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 90 | $10,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,493 | $10,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 811 | $10,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 145 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 198 | $9,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 240 | $9,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,569 | $9,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 220 | $9,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 2,730 | $9,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 16 | $8,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 169 | $8,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 268 | $8,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 1,363 | $8,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 628 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 277 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 103 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 37 | $7,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 794 | $7,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 891 | $7,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 598 | $7,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 686 | $7,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 39,997 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 7,743 | $7,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 60 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 175 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 190 | $6,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,371 | $6,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 165 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 148 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 250 | $6,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 566 | $6,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,180 | $6,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,474 | $6,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 1,121 | $6,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 1,509 | $6,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 3,509 | $6,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 47 | $5,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 74 | $5,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 24 | $5,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 20 | $5,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 126 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 246 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 87 | $5,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 148 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 37 | $5,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 191 | $5,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 198 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 39 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 138 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 117 | $5,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,544 | $5,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 323 | $5,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 1,481 | $5,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 689 | $5,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 433 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 2,346 | $5,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 2,769 | $5,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 1,528 | $5,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 36 | $4,000 | thousands by filing date | |
| MGC | 921910873 | COM | 25 | $4,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 52 | $4,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,435 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 52 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 209 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 56 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 66 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 38 | $4,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 385 | $4,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 288 | $4,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 622 | $4,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 1,495 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 222 | $4,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 719 | $4,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 885 | $4,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 2,320 | $4,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 741 | $4,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 175 | $4,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 44 | $3,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 20 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 32 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 63 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 15 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 76 | $3,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 502 | $3,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 15 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 79 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 85 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 88 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 229 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 126 | $3,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 455 | $3,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 348 | $3,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 800 | $3,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 1,121 | $3,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 619 | $3,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 498 | $3,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 1,933 | $3,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 571 | $3,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 482 | $3,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 671 | $3,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 641 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 80 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 23 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 36 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 45 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 39 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 44 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 63 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 24 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 98 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 709 | $2,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 285 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 36 | $2,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 368 | $2,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 257 | $2,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,058 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 49 | $2,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 511 | $2,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 237 | $2,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 3,073 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 303 | $2,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,197 | $2,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 520 | $2,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 8,317 | $2,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 19 | $1,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7 | $1,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 20 | $1,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 85 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 9 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 8 | $1,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 7 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 14 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 13 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 19 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 24 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9 | $1,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 59 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 22 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 20 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 9 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 79 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 25 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 12 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 173 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 27 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 16 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 30 | $1,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 311 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 61 | $1,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 802 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 177 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 165 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 20 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 10 | $1,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 8 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 304 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 108 | $1,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 41 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 243 | $1,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 315 | $1,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 230 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 163 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 113 | $1,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1,000 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 657 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 788 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 643 | $1,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 316 | $1,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 303 | $1,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 407 | $1,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 426 | $1,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mexico Fund Inc/The | 592835102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RES INC | 40251W408 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-21-000038 | this filing | 2021-05-07 | acceptance time not in the bulk data set |