13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 5,047 holding rows worth $2,505,351,103,000.
- Accession
- 0001086364-20-000070
- Filer
- CIK 1364742
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 44,147 entries on the cover page, a total value of $2,505,351,103,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,505,351,103,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIM IMMUNOTECH INC | 00901B105 | COM | 475,602 | $1,180,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 1,905,322 | $1,177,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 125,206 | $1,174,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 130,248 | $1,171,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 202,379 | $1,166,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 210,403 | $1,165,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,825,000 | $1,165,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,025,000 | $1,164,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,450,000 | $1,163,000 | thousands by filing date | principal |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 491,444 | $1,159,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 71,857 | $1,157,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 83,269 | $1,150,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 88,866 | $1,140,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 69,094 | $1,140,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 132,005 | $1,135,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 45,000 | $1,132,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 1,275,000 | $1,122,000 | thousands by filing date | principal |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 518,626 | $1,115,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 493,435 | $1,110,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 1,050,000 | $1,099,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,806,317 | $1,095,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 604,529 | $1,083,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 931,466 | $1,080,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 72,596 | $1,075,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 562,498 | $1,075,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 75,588 | $1,074,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,125,000 | $1,069,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 1,487,272 | $1,068,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 975,000 | $1,061,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,661,029 | $1,058,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 59,239 | $1,055,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 171,500 | $1,043,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,370,000 | $1,031,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 7,200 | $1,030,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 222,223 | $1,017,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 940,000 | $1,001,000 | thousands by filing date | principal |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 38,093 | $997,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,061,490 | $996,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,000,000 | $996,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,050,000 | $990,000 | thousands by filing date | principal |
| QUMU CORP | 749063103 | COM | 273,109 | $980,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 565,053 | $978,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 280,188 | $978,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 444,182 | $977,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 695,835 | $975,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,755,721 | $966,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 108,100 | $965,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,174,626 | $964,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 740,204 | $962,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 88,069 | $960,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 357,064 | $953,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,480,833 | $949,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 308,036 | $946,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 26,228 | $945,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 166,747 | $941,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 78,726 | $939,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 70,468 | $932,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 722,902 | $932,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 89,517 | $926,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,479 | $925,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 290,716 | $925,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 925,000 | $923,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | Y8564W103 | COM | 383,820 | $920,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 312,287 | $915,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 723,100 | $911,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 970,000 | $905,000 | thousands by filing date | principal |
| Blackrock 2022 Global In | 09258P104 | ETF | 108,084 | $903,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 990,000 | $901,000 | thousands by filing date | principal |
| SYNLOGIC INC | 87166L100 | COM | 438,109 | $890,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 71,719 | $884,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 242,035 | $881,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 970,641 | $878,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 99,928 | $877,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 286,170 | $873,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 925,000 | $871,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 69,143 | $866,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 124,505 | $865,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 332,336 | $861,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,260 | $861,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 84,600 | $854,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 39,663 | $851,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 314,913 | $851,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 257,374 | $848,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 435,539 | $845,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 310,482 | $844,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,145,305 | $840,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 250,934 | $836,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 32,212 | $831,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 104,281 | $829,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 96,560 | $826,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 26,588 | $825,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 32,775 | $821,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 835,000 | $818,000 | thousands by filing date | principal |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 259,914 | $816,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 91,000 | $814,000 | thousands by filing date | put |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 830,471 | $810,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,373 | $808,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 930,000 | $804,000 | thousands by filing date | principal |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 77,939 | $803,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 89,979 | $801,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 152,427 | $799,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 109,401 | $796,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 163,484 | $796,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 865,000 | $796,000 | thousands by filing date | principal |
| ELEVATE CREDIT INC | 28621V101 | COM | 535,264 | $792,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,374,148 | $787,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 76,397 | $787,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 336,884 | $784,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 140,220 | $780,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 278,215 | $779,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 361,968 | $779,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 946,000 | $773,000 | thousands by filing date | principal |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 103,744 | $772,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 165,190 | $770,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 194,799 | $769,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 800,000 | $766,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 800,000 | $764,000 | thousands by filing date | principal |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 365,480 | $761,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 171,925 | $760,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 47,585 | $760,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 6,889 | $759,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 567,330 | $759,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 95,266 | $758,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 269,734 | $757,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 137,314 | $752,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 513,058 | $744,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 329,128 | $741,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 65,397 | $737,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 333,794 | $728,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 715,412 | $723,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 16,775 | $721,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 49,441 | $721,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,333,294 | $716,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 148,000 | $715,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 29,907 | $714,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 171,366 | $711,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 53,358 | $707,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,047 | $706,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 199,428 | $706,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 54,629 | $702,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 209,236 | $701,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 850,000 | $701,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 950,000 | $695,000 | thousands by filing date | principal |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 224,686 | $691,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 83,969 | $677,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 700,000 | $673,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 675,000 | $670,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 675,000 | $666,000 | thousands by filing date | principal |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 77,574 | $664,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 130,332 | $661,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,101,377 | $661,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 725,000 | $660,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 725,000 | $659,000 | thousands by filing date | principal |
| U S GLOBAL INVS INC | 902952100 | CL A | 344,393 | $654,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 21,034 | $653,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 45,473 | $641,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,153,856 | $641,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 1,006,921 | $639,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 241,399 | $639,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 608,065 | $638,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 21,703 | $634,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 324,445 | $633,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 180,000 | $630,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 185,665 | $625,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 549,674 | $610,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 197,689 | $608,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,112 | $602,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 450,743 | $600,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 2,023,730 | $597,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 455,854 | $592,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 132,161 | $591,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 479,447 | $590,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 418,516 | $590,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 906,294 | $589,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 138,025 | $587,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 66,386 | $584,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 107,030 | $583,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 104,717 | $581,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 28,914 | $579,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 166,796 | $573,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 1,575,000 | $568,000 | thousands by filing date | principal |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 8,390 | $560,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 554,700 | $560,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 358,921 | $557,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 149,316 | $554,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 446,014 | $554,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 231,190 | $546,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 191,662 | $546,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 117,152 | $545,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 105,720 | $544,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 599,102 | $543,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 2,061,684 | $543,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 60,000 | $540,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 714,189 | $536,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 112,356 | $528,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 162,525 | $527,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 640,000 | $527,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 133,189 | $526,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 270,951 | $523,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 54,228 | $522,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 23,416 | $520,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,000 | $519,000 | thousands by filing date | put |
| CURIS INC | 231269200 | COM | 426,264 | $515,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 130,122 | $513,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,326 | $510,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 436,336 | $507,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 137,280 | $504,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 938,065 | $501,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 34,045 | $497,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 173,573 | $496,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 874,802 | $495,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 576,137 | $493,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 20,000 | $492,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 705,824 | $490,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 725,000 | $483,000 | thousands by filing date | principal |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 47,072 | $479,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 485,460 | $476,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 156,525 | $474,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 657,185 | $474,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 20,759 | $473,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 12,622 | $473,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 295,657 | $473,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 201,756 | $472,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 36,147 | $471,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 870,007 | $467,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 185,431 | $465,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 213,203 | $465,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 26,300 | $463,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 291,206 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,408 | $460,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 59,195 | $454,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,000,000 | $453,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 5,024 | $452,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 195,061 | $448,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 147,745 | $446,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 143,661 | $442,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 135,794 | $436,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,804 | $434,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 611,836 | $434,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 511,995 | $430,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 51,167 | $430,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10,371 | $428,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,750 | $420,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 50,459 | $419,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 141,935 | $411,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 19,500 | $409,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 675,000 | $409,000 | thousands by filing date | principal |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 49,603 | $403,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 9,572 | $402,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 16,603 | $400,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 23,913 | $400,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 39,806 | $400,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 261,943 | $399,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 56,086 | $398,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 16,657 | $394,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 46,887 | $394,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 20,866 | $392,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 214,276 | $390,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 70,029 | $388,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 5,922 | $386,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 30,330 | $386,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 14,820 | $384,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 76,989 | $383,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 14,414 | $381,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 336,443 | $380,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 54,357 | $376,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 538,656 | $371,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 110,414 | $371,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 24,801 | $368,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 340,836 | $368,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 138,718 | $367,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 78,855 | $363,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 15,772 | $362,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 168,944 | $352,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 114,125 | $349,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 294,331 | $347,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 750,000 | $342,000 | thousands by filing date | principal |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 237,741 | $339,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 363,209 | $335,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 468,695 | $335,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 95,582 | $335,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 201,279 | $326,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 223,212 | $326,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 20,337 | $324,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 60,788 | $323,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 30,400 | $320,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,589,596 | $319,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 82,718 | $319,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 141,405 | $314,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 852,685 | $310,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 240,815 | $310,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 44,508 | $309,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 641,550 | $308,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 443,890 | $306,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 245,071 | $304,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 362,139 | $304,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 52,494 | $302,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 59,929 | $302,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 10,000 | $299,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 363,642 | $298,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 100,424 | $294,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 53,568 | $293,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 5,209 | $292,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 39,788 | $292,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 29,904 | $291,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 54,545 | $289,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 28,448 | $288,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 205,684 | $286,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 112,500 | $284,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 27,048 | $283,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 41,063 | $281,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 43,349 | $280,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 11,402 | $278,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,920 | $276,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 399,024 | $274,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 88,179 | $271,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 183,490 | $270,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 38,997 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 5,025 | $268,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 194,276 | $268,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 26,574 | $267,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 18,462 | $267,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 273,229 | $262,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 32,532 | $260,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 107,006 | $260,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 121,038 | $257,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 72,038 | $254,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 96,637 | $254,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 306,862 | $252,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,953 | $251,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 596,002 | $250,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 14,385 | $249,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 175,171 | $249,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W203 | COM | 36,093 | $249,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 23,134 | $247,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 18,967 | $247,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 64,499 | $246,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,156 | $245,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 24,328 | $245,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 76,146 | $245,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 27,500 | $240,000 | thousands by filing date | |
| GLOBAL EAGLE ENTMT INC | 37951D300 | COM NEW | 49,981 | $237,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 37,699 | $236,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 23,960 | $231,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 130,944 | $231,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 17,600 | $230,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 55,974 | $230,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 20,158 | $229,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 424,017 | $229,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,505 | $226,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,694 | $225,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 44,628 | $225,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 16,615 | $225,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 32,424 | $225,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,316 | $222,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 66,941 | $221,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 930,154 | $221,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 23,234 | $219,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 11,599 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,271 | $216,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 41,535 | $216,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 25,484 | $214,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 70,615 | $214,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,717 | $211,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 133,542 | $211,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 71,416 | $210,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 10,000 | $209,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 253,357 | $204,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 82,748 | $200,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,759 | $199,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 8,824 | $199,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 428,593 | $197,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 26,383 | $195,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 47,870 | $192,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 34,007 | $191,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 11,969 | $191,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 12,377 | $188,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 387,004 | $187,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 18,515 | $186,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 20,543 | $186,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 15,162 | $186,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 65,392 | $185,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 17,301 | $184,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 18,283 | $182,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 21,805 | $182,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 58,276 | $181,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,470 | $178,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 49,872 | $177,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 3,690 | $177,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 44,228 | $177,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 35,470 | $175,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 69,038 | $175,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 60,722 | $173,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 12,346 | $173,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 209,865 | $172,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 14,587 | $171,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 74,940 | $171,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 110,761 | $170,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 19,308 | $169,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 358,813 | $169,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 16,012 | $168,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 644 | $166,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 96,345 | $166,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 7,037 | $165,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 3,263 | $164,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 41,896 | $164,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 204,517 | $162,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,649 | $160,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 95,358 | $160,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 38,529 | $158,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 34,126 | $157,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 271,973 | $156,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 23,713 | $155,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 73,345 | $155,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 27,960 | $154,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 15,500 | $154,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 50,580 | $153,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,049 | $152,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 22,049 | $152,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 281,224 | $152,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 53,537 | $151,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 76,604 | $150,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 91,398 | $149,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 213,847 | $149,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 33,463 | $148,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 12,997 | $147,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 98,642 | $146,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,236 | $145,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 17,000 | $145,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 257,947 | $145,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 151,967 | $144,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 68,841 | $144,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 114,266 | $143,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 645,985 | $142,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 67,045 | $141,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 12,120 | $139,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 27,654 | $139,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 12,266 | $139,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 54,721 | $138,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,921 | $134,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 118,328 | $134,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 116,305 | $133,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 5,180 | $133,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 19,221 | $132,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 19,628 | $131,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 855,000 | $130,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,191 | $129,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 13,578 | $129,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 108,006 | $129,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 15,830 | $128,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 639,216 | $128,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 96,144 | $127,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 12,106 | $127,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 32,651 | $126,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 26,235 | $126,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 43,998 | $125,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 270,060 | $125,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 58,551 | $124,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 36,711 | $122,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 29,868 | $122,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 13,895 | $121,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,235 | $119,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 17,082 | $118,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 34,416 | $117,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 704 | $116,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,223 | $115,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 4,004 | $115,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 138,339 | $115,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 52,620 | $114,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 5,000 | $113,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 35,517 | $113,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 11,255 | $112,000 | thousands by filing date | |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 16,437 | $112,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 8,936 | $111,000 | thousands by filing date | |
| CANCER GENETICS INC | 13739U203 | COM NEW | 36,665 | $111,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 49,149 | $110,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 168,975 | $110,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,215 | $109,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 16,654 | $109,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 53,258 | $109,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 16,533 | $108,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 195,868 | $108,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 12,741 | $107,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 11,252 | $107,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 2,780 | $106,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 79,684 | $106,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 19,539 | $104,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,715 | $103,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,900 | $100,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 88,659 | $100,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 24,944 | $99,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 658 | $98,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 18,802 | $98,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 9,767 | $96,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 20,332 | $95,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 24,574 | $95,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 9,697 | $94,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 82,885 | $93,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 431,453 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,282 | $89,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-20-000070 | this filing | 2020-08-14 | acceptance time not in the bulk data set |