13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 5,047 holding rows worth $2,505,351,103,000.
- Accession
- 0001086364-20-000070
- Filer
- CIK 1364742
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 44,147 entries on the cover page, a total value of $2,505,351,103,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,505,351,103,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,143,767 | $13,869,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 21,255,805 | $13,856,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,382,136 | $13,807,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,536,030 | $13,794,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 313,489 | $13,772,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 389,946 | $13,741,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 5,924,363 | $13,566,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,853,003 | $13,565,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 49,093,885 | $13,555,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,227,739 | $13,478,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 971,903 | $13,471,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,346,956 | $13,470,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 6,608,836 | $13,417,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 942,718 | $13,405,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 181,193 | $13,376,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 516,386 | $13,358,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 1,946,854 | $13,316,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,180,375 | $13,301,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 297,300 | $13,286,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 962,690 | $13,285,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 829,370 | $13,271,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 828,227 | $13,244,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,590,137 | $13,219,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 261,312 | $13,212,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,359,276 | $13,201,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 7,279,886 | $13,176,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,390,736 | $13,125,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,212,867 | $13,123,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 363,601 | $13,116,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,912,948 | $13,104,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 457,685 | $13,089,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,877,900 | $13,052,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 973,012 | $13,037,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,614,095 | $13,027,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 959,198 | $13,017,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 225,438 | $13,014,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,827,588 | $12,979,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 313,489 | $12,978,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,721,079 | $12,952,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 94,518 | $12,919,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 300,348 | $12,873,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 950,256 | $12,857,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 858,590 | $12,852,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,320,258 | $12,794,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100,000 | $12,771,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 305,196 | $12,767,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 756,726 | $12,759,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 104,979 | $12,736,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 320,415 | $12,615,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 509,163 | $12,597,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,441,059 | $12,565,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 964,229 | $12,563,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 479,719 | $12,558,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,603,178 | $12,537,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,588,027 | $12,527,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 388,224 | $12,524,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 707,503 | $12,524,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,252,446 | $12,513,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,230,252 | $12,501,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 985,620 | $12,499,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 9,050,728 | $12,491,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 4,746,293 | $12,483,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 556,435 | $12,480,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,247,950 | $12,476,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 5,561,000 | $12,404,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 303,202 | $12,365,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,711,197 | $12,309,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 400,000 | $12,296,000 | thousands by filing date | put |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 2,121,991 | $12,287,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,821,464 | $12,266,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 670,352 | $12,261,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 905,842 | $12,248,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 1,011,744 | $12,211,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 422,156 | $12,192,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 791,390 | $12,179,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,158,553 | $12,154,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 867,536 | $12,145,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 446,289 | $12,143,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000,000 | $12,130,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 1,986,267 | $12,114,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,489,711 | $12,112,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,601,418 | $12,026,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 976,624 | $12,022,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,873,207 | $12,007,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 493,917 | $12,003,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,790,288 | $11,978,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 110,687 | $11,939,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 737,637 | $11,935,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 2,455,815 | $11,935,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,670,284 | $11,910,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 3,822,425 | $11,850,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 556,645 | $11,823,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,688,956 | $11,822,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 269,041 | $11,797,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 790,393 | $11,760,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 594,507 | $11,736,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 1,057,440 | $11,707,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,928,150 | $11,507,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 12,521,000 | $11,493,000 | thousands by filing date | principal |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 481,485 | $11,468,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 1,066,084 | $11,417,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 713,842 | $11,395,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,225,734 | $11,387,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 163,792 | $11,378,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 3,900,471 | $11,370,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 708,664 | $11,339,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 768,446 | $11,335,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 3,583,401 | $11,323,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 363,501 | $11,315,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 305,398 | $11,313,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 188,600 | $11,284,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 807,935 | $11,279,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,262,278 | $11,259,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 714,601 | $11,255,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,957,692 | $11,240,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,336,750 | $11,230,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 404,832 | $11,218,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,778,890 | $11,207,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 923,851 | $11,179,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,973,315 | $11,179,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,323,506 | $11,156,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,481,652 | $11,142,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,903,181 | $11,114,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 532,151 | $11,111,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,026,670 | $11,109,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,350,000 | $11,099,000 | thousands by filing date | principal |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 414,867 | $11,097,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,570,098 | $11,068,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,249,052 | $11,066,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,242,461 | $11,058,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 831,517 | $10,984,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 249,832 | $10,965,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 726,745 | $10,959,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,143,883 | $10,958,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 59,500 | $10,929,000 | thousands by filing date | put |
| GAN LTD | G3728V109 | SHS | 428,436 | $10,905,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 529,945 | $10,895,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 489,122 | $10,844,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 40,115 | $10,823,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,248,278 | $10,811,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 9,000,000 | $10,809,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,281,857 | $10,780,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 701,002 | $10,761,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 3,991,216 | $10,697,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 166,878 | $10,690,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,060,898 | $10,676,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 448,740 | $10,675,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 341,590 | $10,643,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 456,908 | $10,587,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 3,794,214 | $10,586,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,184,093 | $10,573,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,993,887 | $10,567,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 210,132 | $10,530,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 406,403 | $10,510,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,564,969 | $10,490,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 682,360 | $10,488,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,160,661 | $10,479,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 747,505 | $10,465,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 7,075,000 | $10,436,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 723,041 | $10,434,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 372,949 | $10,432,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 438,335 | $10,406,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 631,086 | $10,401,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,443,108 | $10,391,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 4,488,984 | $10,370,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,828,055 | $10,363,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 729,268 | $10,362,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 9,006,862 | $10,357,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 621,243 | $10,306,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,366,372 | $10,276,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,217,549 | $10,251,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,656,210 | $10,237,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 294,933 | $10,235,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 3,050,545 | $10,189,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 369,897 | $10,172,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,241,262 | $10,140,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 360,355 | $10,111,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 3,972,077 | $10,087,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,680,960 | $10,086,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 85,053 | $10,065,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 603,768 | $10,035,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,375,952 | $10,026,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 610,774 | $10,004,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,775,478 | $9,996,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 441,685 | $9,938,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 607,678 | $9,935,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,372,482 | $9,910,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 540,064 | $9,862,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 424,322 | $9,849,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,087,936 | $9,847,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2,936,228 | $9,806,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 295,761 | $9,782,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 118,331 | $9,781,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 2,005,254 | $9,766,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 273,294 | $9,745,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 990,110 | $9,732,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 450,018 | $9,716,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 327,786 | $9,689,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,323,499 | $9,676,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 3,009,480 | $9,630,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 4,328,238 | $9,608,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 29,535 | $9,584,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 863,954 | $9,582,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,285,078 | $9,574,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,046,360 | $9,574,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 175,726 | $9,560,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,531,303 | $9,540,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 669,003 | $9,529,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 742,291 | $9,516,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 342,946 | $9,476,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 168,068 | $9,453,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 195,997 | $9,426,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 200,000 | $9,399,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 2,438,322 | $9,363,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 893,721 | $9,349,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,388,923 | $9,349,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 606,826 | $9,339,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 588,806 | $9,333,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 647,841 | $9,308,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 171,592 | $9,295,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 6,071,880 | $9,290,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,812,586 | $9,262,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,566,862 | $9,261,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 170,759 | $9,245,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 533,618 | $9,243,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 2,070,515 | $9,234,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 76,200 | $9,228,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 788,403 | $9,177,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,112,183 | $9,166,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,392,063 | $9,159,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 219,202 | $9,156,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,571,631 | $9,143,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 682,133 | $9,142,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,411,174 | $9,102,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,565,422 | $9,079,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,674,188 | $9,077,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 973,038 | $9,069,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,006,980 | $9,063,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,025,000 | $9,063,000 | thousands by filing date | principal |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 374,848 | $9,060,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 180,594 | $9,033,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 53,556 | $9,022,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,162,938 | $8,996,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,603,233 | $8,976,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 270,000 | $8,946,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 89,291 | $8,938,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,149,267 | $8,930,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,069,261 | $8,928,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 969,911 | $8,912,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 488,740 | $8,900,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,476,325 | $8,887,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 695,415 | $8,859,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 579,000 | $8,853,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,597,119 | $8,848,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 447,718 | $8,847,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 1,631,000 | $8,826,000 | thousands by filing date | principal |
| CENTURY CASINOS INC | 156492100 | COM | 2,125,454 | $8,820,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 197,831 | $8,809,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,271,654 | $8,774,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 685,865 | $8,759,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 892,631 | $8,702,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,475,302 | $8,689,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 170,000 | $8,688,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 1,300,134 | $8,684,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 283,761 | $8,680,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 8,095,000 | $8,653,000 | thousands by filing date | principal |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 445,121 | $8,599,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,755,386 | $8,584,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 435,797 | $8,584,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 8,663,870 | $8,577,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,752,721 | $8,535,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,562,838 | $8,532,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 375,678 | $8,531,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,957,671 | $8,518,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 923,664 | $8,507,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 586,479 | $8,504,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,631,261 | $8,503,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 628,560 | $8,498,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 60,701 | $8,476,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 236,726 | $8,454,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,946,865 | $8,449,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 395,182 | $8,444,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 7,073,675 | $8,417,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,216,972 | $8,412,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,918,317 | $8,402,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 812,260 | $8,367,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,276,492 | $8,335,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,708,675 | $8,335,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 3,804,329 | $8,331,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,294,573 | $8,305,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 425,538 | $8,281,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 617,218 | $8,276,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,028,110 | $8,265,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 710,748 | $8,241,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 799,337 | $8,234,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,418,239 | $8,217,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 75,000 | $8,190,000 | thousands by filing date | put |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 932,650 | $8,189,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 7,038,000 | $8,180,000 | thousands by filing date | principal |
| APTINYX INC | 03836N103 | COM | 1,955,294 | $8,153,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,445,814 | $8,139,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,491,544 | $8,130,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 5,108,447 | $8,072,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 698,300 | $8,058,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,490,288 | $8,043,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 593,140 | $8,037,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 330,747 | $8,031,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 300,045 | $8,025,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,833,835 | $8,018,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,211,122 | $7,983,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,555,503 | $7,964,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 5,647,853 | $7,963,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 326,579 | $7,952,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 50,197 | $7,937,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 157,952 | $7,921,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 146,780 | $7,919,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 453,191 | $7,918,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 718,097 | $7,906,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 143,641 | $7,883,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 695,950 | $7,879,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,420,140 | $7,866,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,068,143 | $7,862,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 564,972 | $7,830,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 305,254 | $7,815,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 910,189 | $7,809,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 5,423,000 | $7,803,000 | thousands by filing date | principal |
| MARINE PRODS CORP | 568427108 | cs | 562,150 | $7,786,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 524,985 | $7,754,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,096,345 | $7,752,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,829,373 | $7,752,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 321,726 | $7,747,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,485,615 | $7,740,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,338,118 | $7,733,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 673,904 | $7,703,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 164,500 | $7,700,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,666,489 | $7,699,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,915,451 | $7,697,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,514,382 | $7,694,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 480,801 | $7,693,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,014,240 | $7,688,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 682,526 | $7,671,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,227,813 | $7,664,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 912,031 | $7,643,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 3,131,126 | $7,639,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,215,877 | $7,625,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 821,493 | $7,624,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 939,513 | $7,610,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 300,000 | $7,592,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,869,629 | $7,591,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 723,605 | $7,584,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 540,432 | $7,544,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 458,499 | $7,542,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 724,933 | $7,495,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 2,814,848 | $7,489,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 203,500 | $7,464,000 | thousands by filing date | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,188,187 | $7,462,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,084,875 | $7,462,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 960,241 | $7,453,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,074,598 | $7,394,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 191,215 | $7,375,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 693,574 | $7,364,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 932,345 | $7,355,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,945,893 | $7,355,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 296,717 | $7,354,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,000,605 | $7,345,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 550,486 | $7,321,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 565,848 | $7,304,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 452,003 | $7,242,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,131,842 | $7,232,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 7,667,000 | $7,209,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 261,174 | $7,207,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,889,307 | $7,198,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 280,119 | $7,172,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 393,809 | $7,171,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 35,386 | $7,151,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 1,108,118 | $7,126,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,109,026 | $7,087,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,837,478 | $7,066,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 158,134 | $7,065,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,297,494 | $7,058,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 5,647,000 | $7,032,000 | thousands by filing date | principal |
| CODORUS VY BANCORP INC | 192025104 | COM | 507,204 | $7,015,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 398,008 | $6,986,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 226,879 | $6,976,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 135,842 | $6,966,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 622,683 | $6,937,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 241,141 | $6,935,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,425,806 | $6,929,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 3,025,000 | $6,921,000 | thousands by filing date | principal |
| MASTECH HLDGS INC | 57633B100 | COM | 266,385 | $6,907,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 274,147 | $6,891,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 657,692 | $6,886,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,037,068 | $6,884,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 6,335,000 | $6,880,000 | thousands by filing date | principal |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 955,397 | $6,860,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 767,844 | $6,857,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 589,454 | $6,849,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 130,881 | $6,821,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,018,784 | $6,805,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,916,052 | $6,794,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 921,764 | $6,793,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 466,102 | $6,767,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 2,309,798 | $6,767,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,725,000 | $6,760,000 | thousands by filing date | principal |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 622,174 | $6,707,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 820,263 | $6,677,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 2,150,000 | $6,671,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,509,735 | $6,666,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 477,444 | $6,646,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 463,942 | $6,643,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,207,227 | $6,639,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 496,262 | $6,625,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,864,339 | $6,619,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,150,591 | $6,616,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 11,111 | $6,607,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 613,696 | $6,603,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 518,532 | $6,590,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,694,223 | $6,590,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 377,338 | $6,577,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 547,830 | $6,519,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 993,071 | $6,475,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 4,710,000 | $6,474,000 | thousands by filing date | principal |
| EXONE CO | 302104104 | COM | 756,538 | $6,468,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,402,026 | $6,420,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,085,969 | $6,375,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 400,967 | $6,374,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 604,152 | $6,368,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,493,434 | $6,361,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 429,316 | $6,328,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 651,293 | $6,312,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 342,273 | $6,309,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 2,033,579 | $6,265,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 364,227 | $6,261,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,572,000 | $6,252,000 | thousands by filing date | principal |
| BARNES & NOBLE ED INC | 06777U101 | COM | 3,906,241 | $6,250,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 775,934 | $6,246,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 581,280 | $6,224,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 919,395 | $6,179,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 265,107 | $6,177,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 63,888 | $6,173,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 487,296 | $6,159,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 281,897 | $6,120,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 1,917,676 | $6,098,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 261,251 | $6,076,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 715,591 | $6,053,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 454,503 | $6,049,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 925,000 | $6,034,000 | thousands by filing date | principal |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 797,577 | $6,021,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,321,593 | $6,013,000 | thousands by filing date | |
| AERCAP HOLDINGS NV | N00985956 | SHS | 195,000 | $6,006,000 | thousands by filing date | put |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 340,376 | $6,005,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 247,592 | $5,992,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,607,000 | $5,957,000 | thousands by filing date | principal |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 369,716 | $5,953,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 301,977 | $5,946,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 398,772 | $5,914,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 698,367 | $5,908,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,519,222 | $5,863,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,587,990 | $5,861,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 56,000 | $5,851,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 3,452,456 | $5,835,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 344,878 | $5,828,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,143,335 | $5,808,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 157,616 | $5,783,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 803,819 | $5,771,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 222,482 | $5,762,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,827,777 | $5,740,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,452,161 | $5,736,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 460,549 | $5,720,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 180,272 | $5,655,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 395,408 | $5,654,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 506,416 | $5,620,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 350,046 | $5,611,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 4,208,892 | $5,598,000 | thousands by filing date | |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 5,800,000 | $5,592,000 | thousands by filing date | principal |
| THE BANK OF PRINCETON | 064520109 | COMMON | 278,362 | $5,589,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 432,786 | $5,587,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 167,959 | $5,585,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 342,614 | $5,571,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 361,678 | $5,567,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 170,000 | $5,540,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 96,304 | $5,498,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 77,812 | $5,497,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 441,302 | $5,473,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 195,000 | $5,470,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 205,000 | $5,461,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,792,843 | $5,449,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 896,100 | $5,448,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,431,621 | $5,398,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,350,000 | $5,393,000 | thousands by filing date | principal |
| STRATUS PPTYS INC | 863167201 | COM NEW | 271,872 | $5,385,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 3,657,000 | $5,373,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 2,000,000 | $5,366,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 412,452 | $5,362,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 219,468 | $5,354,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,038,550 | $5,349,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 121,000 | $5,342,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,464,354 | $5,301,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 790,087 | $5,287,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 5,375,000 | $5,279,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-20-000070 | this filing | 2020-08-14 | acceptance time not in the bulk data set |