13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 5,047 holding rows worth $2,505,351,103,000.
- Accession
- 0001086364-20-000070
- Filer
- CIK 1364742
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 44,147 entries on the cover page, a total value of $2,505,351,103,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,505,351,103,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 70,968 | $89,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 4,377 | $89,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 17,031 | $88,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 7,404 | $88,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 18,375 | $87,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 36,589 | $87,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 43,782 | $86,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 7,532 | $86,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 9,657 | $86,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 22,463 | $85,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 10,922 | $85,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 9,085 | $84,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 48,485 | $84,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 91,338 | $84,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,108 | $83,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 24,362 | $82,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,149 | $82,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 23,916 | $81,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 9,871 | $81,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 11,446 | $81,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 15,016 | $80,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 4,244 | $79,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 36,829 | $79,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 26,650 | $79,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 22,717 | $77,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 29,145 | $76,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 66,580 | $76,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 9,156 | $75,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 38,394 | $75,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 693 | $74,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 17,424 | $74,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 82,066 | $74,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 248,424 | $74,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 23,175 | $74,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 366 | $73,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 24,990 | $73,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 7,215 | $73,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 65,885 | $73,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 12,230 | $72,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 7,708 | $71,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 686 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 2,717 | $69,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,158 | $67,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 21,831 | $66,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 101,202 | $66,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 5,086 | $65,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 12,240 | $65,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 31,481 | $65,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 10,221 | $64,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 4,130 | $63,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 6,610 | $63,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 6,362 | $62,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 30,775 | $62,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 11,550 | $62,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 108,028 | $62,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,838 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 338 | $59,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 50,546 | $58,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 720 | $57,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 596 | $57,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,122 | $57,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 9,644 | $57,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 8,535 | $56,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 18,860 | $56,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,794 | $56,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,236 | $55,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 2,500 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 200 | $54,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 332 | $54,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 5,976 | $54,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 53,435 | $54,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 902 | $53,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 2,500 | $53,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 802 | $53,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 29,909 | $53,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 11,490 | $52,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 24,627 | $52,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 553 | $51,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 8,337 | $51,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 265 | $50,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 10,662 | $50,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 15,065 | $50,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 16,716 | $49,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 39,681 | $49,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 2,096 | $49,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 8,090 | $49,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,734 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,803 | $48,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 29,081 | $48,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 4,005 | $48,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,543 | $47,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 72,393 | $47,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,907 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 3,483 | $44,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 7,047 | $44,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 9,534 | $44,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 44,431 | $44,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 104,224 | $44,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 64,811 | $44,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 24,728 | $43,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 88,507 | $43,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,075 | $42,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 153,354 | $42,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 43,537 | $42,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 3,843 | $41,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 27,083 | $41,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 11,313 | $41,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 14,577 | $40,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 3,106 | $40,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 17,391 | $39,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,439 | $39,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 13,825 | $38,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 3,070 | $38,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 38,546 | $38,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 308 | $37,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 75,374 | $37,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,948 | $37,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 9,054 | $37,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 31,106 | $37,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 733 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 569 | $36,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,531 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 694 | $35,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 662 | $35,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 330 | $34,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 3,003 | $34,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 222,267 | $34,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 11,507 | $34,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 604 | $33,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,771 | $33,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 44,801 | $33,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 621 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 458 | $32,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,289 | $32,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,491 | $32,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 787 | $31,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 72,834 | $31,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,652 | $30,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,591 | $30,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 321 | $29,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 464 | $29,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,707 | $29,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 14,413 | $29,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 27,577 | $29,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,706 | $29,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 6,425 | $29,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,031 | $28,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 5,548 | $28,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 5,877 | $28,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 558 | $27,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 239 | $27,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 6,366 | $27,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 5,543 | $27,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 15,893 | $27,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 11,574 | $27,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 3,632 | $27,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 2,109 | $27,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 10,147 | $26,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,664 | $26,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 974 | $26,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 3,016 | $26,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 21,070 | $26,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 25,520 | $26,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 3,386 | $26,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 4,101 | $25,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 41,373 | $25,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 8,830 | $25,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 6,284 | $24,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 5,333 | $24,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 6,172 | $24,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,350 | $24,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 42,088 | $24,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,477 | $24,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 3,444 | $24,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 6,852 | $24,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 984 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 96 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 439 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 792 | $23,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 4,242 | $23,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 5,990 | $23,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,308 | $23,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,482 | $23,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 29,261 | $22,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 8,458 | $22,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 13,404 | $22,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 6,387 | $22,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 27,605 | $22,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 2,091 | $22,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,422 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 688 | $21,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 15,734 | $21,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 6,989 | $21,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 10,875 | $21,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 3,008 | $21,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 5,836 | $21,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 7,513 | $21,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 3,275 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 138 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 553 | $20,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 6,460 | $20,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 9,142 | $20,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 29,505 | $20,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 38,210 | $20,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 2,145 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 267 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 100 | $19,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 8,673 | $19,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,108 | $19,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 22,086 | $19,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 459 | $18,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 174 | $18,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 4,924 | $18,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,940 | $18,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 751 | $18,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 4,717 | $18,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 412 | $18,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,371 | $18,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 942 | $17,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 27,814 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 320 | $17,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 6,985 | $17,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 8,515 | $17,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 32,931 | $17,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 670 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 427 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 371 | $16,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 3,444 | $16,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 4,557 | $16,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 21,448 | $16,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 419 | $15,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 132 | $15,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 962 | $15,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,604 | $15,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,300 | $15,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 763 | $15,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 6,263 | $15,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 4,933 | $15,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1,102 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 225 | $14,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 426 | $14,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,427 | $14,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 7,902 | $14,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 14,193 | $14,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 13,736 | $14,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 15,332 | $14,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 7,125 | $14,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 16,147 | $13,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 96 | $13,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 526 | $13,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 2,125 | $13,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,063 | $13,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,184 | $13,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,139 | $13,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 520 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 433 | $12,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 194 | $12,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,090 | $12,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 3,293 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 130 | $12,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 762 | $12,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 8,843 | $12,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 8,257 | $12,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 15,227 | $12,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 831 | $12,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 13,939 | $12,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 2,324 | $12,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 7,985 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 127 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 398 | $11,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 1,824 | $11,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,668 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 140 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 485 | $11,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 2,074 | $11,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 5,564 | $11,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 5,846 | $11,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 678 | $11,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 26 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 434 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 360 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 481 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 329 | $10,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,493 | $10,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 14,498 | $10,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 756 | $10,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 14,111 | $10,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 466 | $10,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 5,048 | $10,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 7,370 | $10,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 5,057 | $10,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 792 | $10,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 6,579 | $10,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 6,665 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 327 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 277 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 202 | $9,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 28,600 | $9,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1,090 | $9,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 811 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 249 | $8,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 104 | $8,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 6,785 | $8,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 4,744 | $8,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 2,521 | $8,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 3,757 | $8,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 9,418 | $8,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 2,730 | $8,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 110 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 51 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 219 | $7,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 615 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 240 | $7,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 890 | $7,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 321 | $7,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 301 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,895 | $7,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 3,020 | $7,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 887 | $7,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 109 | $6,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 70 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 102 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 107 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 103 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 40 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 250 | $6,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 248 | $6,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 7,621 | $6,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 631 | $6,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 237 | $6,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,985 | $6,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 220 | $6,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,803 | $6,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 686 | $6,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 6,378 | $6,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 698 | $6,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 6,032 | $6,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 161 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 72 | $5,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 165 | $5,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 794 | $5,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 90 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 138 | $5,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 28,435 | $5,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 598 | $5,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 433 | $5,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 7,049 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 150 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 322 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 20 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 73 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 39 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 76 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 27 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 87 | $4,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 636 | $4,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 191 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 88 | $4,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 566 | $4,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 117 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 176 | $4,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 7,344 | $4,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 29,443 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 135 | $4,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 39,997 | $4,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 2,769 | $4,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 8,450 | $4,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 8,093 | $4,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 36 | $3,000 | thousands by filing date | |
| MGC | 921910873 | COM | 25 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 16 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 633 | $3,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 24 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 52 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 78 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 129 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 105 | $3,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 118 | $3,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 60 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 79 | $3,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 198 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 126 | $3,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 130 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 130 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 129 | $3,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 689 | $3,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 222 | $3,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 619 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 134 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 131 | $3,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 1,528 | $3,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 6,434 | $3,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 175 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 64 | $2,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 39 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 20 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 23 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 300 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 53 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 36 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 46 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 22 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 37 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 36 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 43 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 44 | $2,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 15 | $2,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 850 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 60 | $2,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 246 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 501 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 478 | $2,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 70 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 60 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 15 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 78 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 709 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 95 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 229 | $2,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 669 | $2,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 57 | $2,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 3,076 | $2,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 800 | $2,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 498 | $2,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 1,121 | $2,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 741 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,525 | $2,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 578 | $2,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 4,545 | $2,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,197 | $2,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 3,509 | $2,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 2,600 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 21 | $1,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 46 | $1,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11 | $1,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 53 | $1,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4 | $1,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 50 | $1,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6 | $1,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 9 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 20 | $1,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 18 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 15 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 11 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 26 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 19 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 18 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 24 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 32 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 12 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 22 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 12 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 78 | $1,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 45 | $1,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 43 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 45 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 11 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 173 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 10 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 28 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 39 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 16 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 30 | $1,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 311 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 14 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 29 | $1,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 285 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 304 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 222 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 108 | $1,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 28 | $1,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 452 | $1,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 230 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 113 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 249 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 237 | $1,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1,000 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 657 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 788 | $1,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 885 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 303 | $1,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 643 | $1,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 1,839 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 666 | $1,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 8,317 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 26 | $1,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 426 | $1,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 276 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 258 | $1,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-20-000070 | this filing | 2020-08-14 | acceptance time not in the bulk data set |