13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2023-09-21, with 1,618 holding rows worth $15,880,161,442.
- Accession
- 0001085146-23-003527
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 1,618 entries on the cover page, a total value of $15,880,161,442 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,880,161,442 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANAAN INC | 134748102 | SPONSORED ADS | 11,049 | $90,049 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 8,000 | $89,360 | dollars as filed | call |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 97,000 | $89,230 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 52,000 | $88,803 | dollars as filed | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $87,962 | dollars as filed | principal |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,000 | $87,700 | dollars as filed | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 50,000 | $87,500 | dollars as filed | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 50,000 | $86,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 50,000 | $85,694 | dollars as filed | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 49,000 | $85,241 | dollars as filed | principal |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 10,000 | $85,100 | dollars as filed | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 50,000 | $83,000 | dollars as filed | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 35,000 | $82,950 | dollars as filed | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 87,177 | $82,818 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 12,572 | $81,844 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 22,700 | $78,996 | dollars as filed | put |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 60,435 | $77,357 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 54,000 | $76,656 | dollars as filed | principal |
| NEXTGEN ACQUISITION CORP II | G65317128 | *W EXP 03/23/202 | 30,000 | $76,500 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,000 | $75,340 | dollars as filed | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 21,287 | $70,460 | dollars as filed | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 59,000 | $70,210 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 438 | $69,618 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 2,400 | $69,072 | dollars as filed | call |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 39,660 | $68,612 | dollars as filed | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,000 | $67,691 | dollars as filed | principal |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 8,300 | $65,404 | dollars as filed | call |
| GENERAL ELEC CO | 369604103 | COM | 4,800 | $64,608 | dollars as filed | call |
| WESTERN UN CO COM | 959802109 | Stock | 2,800 | $64,316 | dollars as filed | put |
| CONSONANCE HFW ACQUISITION C | G2445M111 | *W EXP 10/28/202 | 41,174 | $63,820 | dollars as filed | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 52,000 | $63,584 | dollars as filed | principal |
| CENTRICUS ACQUISITION CORP | G2072Q120 | *W EXP 02/04/202 | 44,950 | $62,705 | dollars as filed | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 6,000 | $62,340 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 25,000 | $60,438 | dollars as filed | principal |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $59,753 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 36,000 | $58,222 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 700 | $57,616 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 50,000 | $55,631 | dollars as filed | principal |
| Altria Group Inc | 02209S103 | COM | 1,156 | $55,137 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 744 | $54,491 | dollars as filed | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 15,600 | $51,636 | dollars as filed | put |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 44,769 | $50,141 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,518 | $49,274 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $48,762 | dollars as filed | call |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 33,333 | $48,333 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $48,315 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,851 | $47,840 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 31,000 | $47,454 | dollars as filed | principal |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 14,648 | $46,581 | dollars as filed | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $43,780 | dollars as filed | principal |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $42,813 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 15,000 | $42,600 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 800 | $42,400 | dollars as filed | call |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 40,000 | $42,400 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 11,808 | $41,092 | dollars as filed | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 30,000 | $40,500 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 509 | $39,570 | dollars as filed | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 33,333 | $39,333 | dollars as filed | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,800 | $37,492 | dollars as filed | call |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 16,789 | $34,921 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 17,000 | $33,764 | dollars as filed | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 23,000 | $33,711 | dollars as filed | principal |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $33,000 | dollars as filed | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 41,476 | $32,766 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 4,000 | $31,520 | dollars as filed | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 14,495 | $29,425 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 21,000 | $29,112 | dollars as filed | principal |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $28,670 | dollars as filed | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 25,000 | $28,500 | dollars as filed | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 24,287 | $28,416 | dollars as filed | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 29,966 | $27,868 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,529 | $27,858 | dollars as filed | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 22,980 | $26,195 | dollars as filed | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 20,000 | $25,600 | dollars as filed | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 20,000 | $24,600 | dollars as filed | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $23,000 | dollars as filed | |
| FISERV INC | 337738108 | COM | 209 | $22,340 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 2,000 | $22,340 | dollars as filed | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 23,244 | $22,152 | dollars as filed | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 19,889 | $21,082 | dollars as filed | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 23,333 | $21,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 315 | $20,642 | dollars as filed | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 23,192 | $19,725 | dollars as filed | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 15,625 | $19,531 | dollars as filed | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 24,200 | $19,120 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 615 | $18,032 | dollars as filed | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $17,969 | dollars as filed | principal |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $16,499 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 531 | $15,441 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 11,000 | $14,777 | dollars as filed | principal |
| POWERED BRANDS | G7209M116 | WARR | 13,333 | $13,066 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 336 | $12,099 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 100 | $11,264 | dollars as filed | call |
| ARRIVAL GROUP | L0423Q108 | SHS | 710 | $11,126 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 300 | $10,152 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 434 | $9,301 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 163 | $9,047 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 112 | $7,971 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,000 | $6,730 | dollars as filed | put |
| ENDO INTL PLC | G30401106 | SHS | 1,299 | $6,079 | dollars as filed | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 10,270 | $5,651 | dollars as filed | |
| POSHMARK INC | 73739W104 | COM CL A | 112 | $5,347 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 319 | $5,343 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 64 | $4,955 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 93 | $4,900 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 427 | $4,539 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 100 | $3,080 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 400 | $2,604 | dollars as filed | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 183 | $2,438 | dollars as filed | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 24 | $2,330 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 35 | $2,110 | dollars as filed | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 200 | $1,912 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23 | $1,401 | dollars as filed | |
| ZYNGA INC. | 98986T108 | CL A | 100 | $1,063 | dollars as filed | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 127 | $1,039 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 26 | $828 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2 | $185 | dollars as filed | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 69 | $150 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002551 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002619 | superseded | 2021-08-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003527 | this filing | 2023-09-21 | acceptance time not in the bulk data set |