13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2023-09-21, with 1,618 holding rows worth $15,880,161,442.
- Accession
- 0001085146-23-003527
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 1,618 entries on the cover page, a total value of $15,880,161,442 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,880,161,442 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 24,847 | $4,436,432 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,374,000 | $4,429,344 | dollars as filed | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,724 | $4,400,996 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 32,600 | $4,398,718 | dollars as filed | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,517 | $4,397,052 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 78,143 | $4,358,816 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 650,000 | $4,335,500 | dollars as filed | put |
| GENERAC HLDGS INC | 368736104 | COM | 10,403 | $4,318,805 | dollars as filed | |
| Barclays Bank PLC | 06747R477 | COM | 145,931 | $4,299,127 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 61,123 | $4,291,446 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 60,000 | $4,270,200 | dollars as filed | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 32,623 | $4,249,799 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 110,624 | $4,234,687 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 112,282 | $4,179,137 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,704 | $4,160,811 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 28,343 | $4,150,265 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 35,012 | $4,141,569 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 29,220 | $4,125,864 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 39,624 | $4,124,066 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 33,035 | $4,102,616 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 31,525 | $4,085,640 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 88,250 | $4,084,210 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 75,000 | $4,083,000 | dollars as filed | call |
| KOHLS CORP | 500255104 | COM | 74,000 | $4,078,140 | dollars as filed | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 71,302 | $4,077,762 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 39,118 | $4,058,493 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 41,543 | $4,042,965 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 70,000 | $4,003,000 | dollars as filed | call |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 350,431 | $4,001,922 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 43,621 | $3,984,779 | dollars as filed | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 72,900 | $3,976,695 | dollars as filed | call |
| VICI PPTYS INC COM | 925652109 | REIT | 127,500 | $3,955,050 | dollars as filed | call |
| VANECK ETF TRUST | 92189F676 | COM | 15,043 | $3,944,876 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 134,600 | $3,938,396 | dollars as filed | put |
| TALEND S A | 874224207 | ADS | 60,000 | $3,936,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 94,000 | $3,929,200 | dollars as filed | put |
| ZOETIS INC CL A | 98978V103 | Stock | 21,051 | $3,923,061 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 189,813 | $3,919,638 | dollars as filed | |
| PPD INC | 69355F102 | COM | 85,001 | $3,917,696 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 220,048 | $3,886,048 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 95,252 | $3,861,516 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 90,300 | $3,861,228 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 21,000 | $3,846,780 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 163,750 | $3,841,575 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 3,242,000 | $3,825,238 | dollars as filed | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 32,508 | $3,812,213 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 21,456 | $3,771,380 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 59,600 | $3,766,720 | dollars as filed | put |
| CUREVAC N V | N2451R105 | COM | 51,200 | $3,762,000 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 4,015,000 | $3,734,432 | dollars as filed | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,084 | $3,711,118 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 817,000 | $3,692,840 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 64,923 | $3,637,628 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 60,992 | $3,608,897 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 10,200 | $3,588,462 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 75,000 | $3,576,000 | dollars as filed | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 51,823 | $3,556,612 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 137,737 | $3,550,862 | dollars as filed | |
| GORES METROPOULOS II INC | 382873107 | CL A | 356,837 | $3,529,117 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 26,176 | $3,517,007 | dollars as filed | |
| MERITOR INC | 59001K100 | COMMON STOCK | 150,000 | $3,513,000 | dollars as filed | call |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 3,131,000 | $3,509,274 | dollars as filed | principal |
| GAN LTD | G3728V109 | SHS | 213,100 | $3,503,000 | dollars as filed | put |
| FEDEX CORP COM | 31428X106 | Stock | 11,708 | $3,492,848 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 57,500 | $3,477,600 | dollars as filed | put |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 118,800 | $3,476,088 | dollars as filed | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,506 | $3,469,405 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 15,000 | $3,464,850 | dollars as filed | put |
| MasterCard, Inc | 57636Q104 | COM | 9,468 | $3,456,673 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 3,501,000 | $3,454,603 | dollars as filed | principal |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 23,608 | $3,446,532 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 15,656 | $3,443,224 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 57,400 | $3,438,260 | dollars as filed | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 31,107 | $3,437,011 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 100,000 | $3,427,000 | dollars as filed | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 39,634 | $3,409,317 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 20,000 | $3,390,400 | dollars as filed | put |
| NUTANIX INC CL A | 67059N108 | Stock | 88,300 | $3,374,826 | dollars as filed | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 16,639 | $3,354,922 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,422 | $3,332,333 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $3,329,000 | dollars as filed | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 40,062 | $3,317,935 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,800 | $3,316,032 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,909 | $3,272,799 | dollars as filed | |
| IAA INC | 449253103 | COM | 60,000 | $3,272,400 | dollars as filed | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,961 | $3,271,156 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 10,154 | $3,269,486 | dollars as filed | |
| IJH | 464287507 | COM | 12,075 | $3,245,704 | dollars as filed | |
| PERDOCEO ED CORP | 71363P106 | COM | 264,411 | $3,244,323 | dollars as filed | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 50,000 | $3,204,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 46,800 | $3,180,528 | dollars as filed | put |
| COHERENT INC | 192479103 | COM | 12,003 | $3,172,873 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 53,365 | $3,165,612 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 27,000 | $3,147,390 | dollars as filed | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 20,632 | $3,127,811 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 32,500 | $3,127,800 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 58,958 | $3,124,774 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,056,000 | $3,115,204 | dollars as filed | principal |
| EVERI HLDGS INC | 30034T103 | COM | 124,800 | $3,112,512 | dollars as filed | call |
| BARRICK GOLD CORP | 067901108 | COM | 150,406 | $3,110,396 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 25,000 | $3,103,250 | dollars as filed | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 9,803 | $3,102,846 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 46,941 | $3,096,698 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 173,057 | $3,092,529 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 42,700 | $3,088,064 | dollars as filed | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 23,469 | $3,078,898 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 17,500 | $3,075,975 | dollars as filed | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 80,114 | $3,073,173 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 30,000 | $3,066,300 | dollars as filed | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,000 | $3,055,000 | dollars as filed | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 50,134 | $3,038,121 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 50,000 | $3,030,500 | dollars as filed | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 50,000 | $3,030,000 | dollars as filed | put |
| PROSHARES TR | 74347X849 | INDX FD | 178,539 | $3,013,736 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 93,860 | $3,011,003 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 235,205 | $2,991,808 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 47,400 | $2,989,992 | dollars as filed | call |
| FEDEX CORP COM | 31428X106 | Stock | 10,000 | $2,983,300 | dollars as filed | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,255 | $2,975,433 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 37,500 | $2,960,625 | dollars as filed | put |
| STELLANTIS N.V SHS | N82405106 | Stock | 150,002 | $2,939,278 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 201,300 | $2,934,954 | dollars as filed | put |
| PepsiCo,Inc. | 713448108 | COM | 19,800 | $2,933,766 | dollars as filed | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 8,108 | $2,911,582 | dollars as filed | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 160,000 | $2,908,800 | dollars as filed | call |
| CUMMINS INC COM | 231021106 | Stock | 11,922 | $2,906,703 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 107,760 | $2,900,900 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 33,106 | $2,899,755 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 17,055 | $2,895,428 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,452,000 | $2,866,577 | dollars as filed | principal |
| Qualcomm Incorporated | 747525103 | COM | 20,000 | $2,858,600 | dollars as filed | call |
| iShares Silver Trust | 46428Q109 | COM | 117,647 | $2,849,410 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 42,600 | $2,834,604 | dollars as filed | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 22,802 | $2,827,904 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 18,347 | $2,827,823 | dollars as filed | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 283,465 | $2,814,807 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 16,540 | $2,803,861 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 47,031 | $2,795,993 | dollars as filed | |
| KADMON HLDGS INC | 48283N106 | COM | 721,836 | $2,793,505 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 199,298 | $2,792,163 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 68,300 | $2,772,980 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 55,107 | $2,761,963 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 10,041 | $2,756,355 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 102,300 | $2,751,870 | dollars as filed | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 74,400 | $2,751,312 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 49,750 | $2,743,712 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 22,500 | $2,741,400 | dollars as filed | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 136,402 | $2,738,952 | dollars as filed | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 67,459 | $2,725,334 | dollars as filed | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 273,876 | $2,714,112 | dollars as filed | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 40,000 | $2,700,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 40,000 | $2,672,800 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 66,704 | $2,660,823 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 250,000 | $2,643,000 | dollars as filed | put |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 271,000 | $2,623,280 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 114,684 | $2,615,943 | dollars as filed | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,835,000 | $2,611,369 | dollars as filed | principal |
| American Express Company | 025816109 | COM | 15,800 | $2,610,634 | dollars as filed | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 50,000 | $2,608,500 | dollars as filed | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 2,344,000 | $2,597,779 | dollars as filed | principal |
| Boston Scientific Corporation | 101137107 | COM | 60,400 | $2,582,704 | dollars as filed | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 135,995 | $2,577,105 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 30,000 | $2,574,600 | dollars as filed | call |
| CORTEXYME INC | 22053A107 | COM | 48,521 | $2,571,613 | dollars as filed | |
| GENERAL ELEC CO | 369604103 | COM | 189,669 | $2,552,945 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 30,024 | $2,551,440 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 176,062 | $2,538,814 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 113,313 | $2,538,210 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 94,269 | $2,533,008 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 47,700 | $2,532,393 | dollars as filed | put |
| CALLAWAY GOLF CO | 131193104 | COM | 75,000 | $2,529,750 | dollars as filed | call |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 250,000 | $2,525,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 117,500 | $2,518,025 | dollars as filed | call |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 252,500 | $2,517,425 | dollars as filed | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 30,000 | $2,508,300 | dollars as filed | put |
| POSHMARK INC | 73739W104 | COM CL A | 52,500 | $2,506,350 | dollars as filed | put |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,173,000 | $2,505,025 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 20,000 | $2,480,400 | dollars as filed | put |
| IHS MARKIT LTD | G47567105 | SHS | 22,000 | $2,478,520 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 10,117 | $2,475,428 | dollars as filed | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 250,000 | $2,475,000 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 80,000 | $2,464,000 | dollars as filed | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 32,658 | $2,457,514 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 49,631 | $2,451,770 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 50,000 | $2,440,500 | dollars as filed | put |
| BED BATH & BEYOND INC | 075896100 | COM | 73,223 | $2,437,594 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 10,064 | $2,433,475 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 50,246 | $2,426,298 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 40,023 | $2,425,794 | dollars as filed | |
| Southern Company | 842587107 | COM | 40,028 | $2,422,094 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 142,096 | $2,418,475 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 96,174 | $2,416,853 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 200,000 | $2,410,000 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 31,100 | $2,407,451 | dollars as filed | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 12,536 | $2,397,385 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 55,123 | $2,396,748 | dollars as filed | |
| Boeing Company | 097023105 | COM | 10,000 | $2,395,600 | dollars as filed | call |
| PG&E CORP COM | 69331C108 | Stock | 235,113 | $2,391,099 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 34,927 | $2,373,639 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 59,000 | $2,353,510 | dollars as filed | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 27,500 | $2,349,600 | dollars as filed | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 134,100 | $2,341,386 | dollars as filed | call |
| AUTODESK INC COM | 052769106 | Stock | 8,008 | $2,337,535 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 150,000 | $2,322,000 | dollars as filed | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 11,200 | $2,315,152 | dollars as filed | put |
| WESCO INTL INC COM | 95082P105 | Stock | 22,500 | $2,313,450 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 27,600 | $2,302,944 | dollars as filed | call |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,729,000 | $2,292,849 | dollars as filed | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 43,987 | $2,285,564 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 25,000 | $2,283,750 | dollars as filed | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 37,000 | $2,283,640 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 37,737 | $2,282,334 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 78,000 | $2,276,820 | dollars as filed | call |
| EVERI HLDGS INC | 30034T103 | COM | 91,250 | $2,275,775 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 62,000 | $2,269,820 | dollars as filed | call |
| WYNN RESORTS LTD | 983134107 | COM | 18,507 | $2,263,406 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 300,000 | $2,247,000 | dollars as filed | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 25,000 | $2,231,250 | dollars as filed | call |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 3,000,000 | $2,217,143 | dollars as filed | principal |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 88,741 | $2,203,441 | dollars as filed | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 38,433 | $2,197,597 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 56,100 | $2,196,876 | dollars as filed | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 140,051 | $2,183,398 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 10,000 | $2,176,300 | dollars as filed | call |
| CIENA CORP COM NEW | 171779309 | Stock | 38,058 | $2,165,119 | dollars as filed | |
| VONAGE HLDGS CORP | 92886T201 | COM | 150,147 | $2,163,618 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 80,000 | $2,152,000 | dollars as filed | put |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 17,300 | $2,148,487 | dollars as filed | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 175,000 | $2,140,250 | dollars as filed | call |
| STEM INC | 85859N102 | COM | 59,341 | $2,136,869 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 40,363 | $2,131,570 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 29,400 | $2,125,326 | dollars as filed | call |
| D R HORTON INC COM | 23331A109 | Stock | 23,500 | $2,123,695 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 50,136 | $2,098,693 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 70,000 | $2,094,400 | dollars as filed | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 25,000 | $2,090,250 | dollars as filed | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 1,913,000 | $2,087,091 | dollars as filed | principal |
| NORDSTROM INC | 655664100 | COM | 56,950 | $2,082,662 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 60,000 | $2,081,400 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 224,060 | $2,065,833 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 8,812 | $2,061,039 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 40,000 | $2,048,400 | dollars as filed | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 35,900 | $2,039,479 | dollars as filed | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 199,900 | $2,039,000 | dollars as filed | call |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 209,470 | $2,036,048 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50,000 | $2,027,000 | dollars as filed | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 30,000 | $2,026,200 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 6,708 | $2,024,609 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 52,800 | $2,018,016 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 33,100 | $2,016,783 | dollars as filed | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 32,634 | $2,014,170 | dollars as filed | |
| CHEMOCENTRYX INC | 16383L106 | COM | 150,000 | $2,008,500 | dollars as filed | put |
| Texas Instruments Incorporated | 882508104 | COM | 10,400 | $1,999,920 | dollars as filed | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 135,000 | $1,991,250 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 20,000 | $1,990,000 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 75,000 | $1,980,000 | dollars as filed | put |
| GUESS INC COM | 401617105 | Stock | 75,000 | $1,980,000 | dollars as filed | call |
| EVERPURE INC CL A | 74624M102 | Stock | 101,034 | $1,973,194 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 34,774 | $1,953,603 | dollars as filed | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 200,000 | $1,948,000 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,761 | $1,938,730 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 75,000 | $1,923,750 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 131,758 | $1,921,032 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 330,000 | $1,920,600 | dollars as filed | put |
| Home Depot, Inc | 437076102 | COM | 6,000 | $1,913,340 | dollars as filed | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 30,175 | $1,907,965 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 23,617 | $1,901,169 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 78,200 | $1,894,004 | dollars as filed | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,218 | $1,888,315 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,000 | $1,870,000 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 80,678 | $1,862,855 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 100,000 | $1,857,000 | dollars as filed | call |
| MAGNA INTL INC COM | 559222401 | Stock | 20,000 | $1,852,800 | dollars as filed | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 6,687 | $1,848,086 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 135,000 | $1,844,100 | dollars as filed | call |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,657,000 | $1,825,762 | dollars as filed | principal |
| NORDSTROM INC | 655664100 | COM | 49,700 | $1,817,529 | dollars as filed | put |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 62,800 | $1,809,896 | dollars as filed | call |
| CONMED CORP | 207410AF8 | BOND | 1,118,000 | $1,807,894 | dollars as filed | principal |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 15,878 | $1,799,295 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 10,000 | $1,799,100 | dollars as filed | call |
| ARES CAPITAL CORP | 04010L103 | COM | 91,289 | $1,788,346 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,575 | $1,785,167 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 179,766 | $1,783,279 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 77,600 | $1,782,472 | dollars as filed | call |
| CENTRICUS ACQUISITION CORP | G2072Q104 | CL A SHS | 179,800 | $1,780,020 | dollars as filed | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 2,138,430 | $1,774,683 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 95,297 | $1,769,666 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 32,066 | $1,767,158 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 7,500 | $1,762,350 | dollars as filed | put |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 153,600 | $1,754,112 | dollars as filed | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 50,000 | $1,751,000 | dollars as filed | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 73,000 | $1,749,810 | dollars as filed | call |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 175,000 | $1,741,250 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 8,000 | $1,741,040 | dollars as filed | put |
| PPD INC | 69355F102 | COM | 37,500 | $1,728,375 | dollars as filed | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 46,958 | $1,719,132 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 262,000 | $1,713,480 | dollars as filed | put |
| NEVRO CORP | 64157F103 | COM | 10,333 | $1,713,108 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 22,000 | $1,710,280 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 33,171 | $1,702,335 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 50,000 | $1,692,000 | dollars as filed | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 19,155 | $1,691,770 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 45,900 | $1,680,399 | dollars as filed | put |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 168,008 | $1,678,400 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 66,676 | $1,674,237 | dollars as filed | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 20,000 | $1,672,200 | dollars as filed | call |
| EOG RES INC COM | 26875P101 | Stock | 20,000 | $1,668,800 | dollars as filed | call |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 150,000 | $1,665,000 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 164,600 | $1,659,168 | dollars as filed | call |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 61,200 | $1,653,012 | dollars as filed | put |
| NUVASIVE INC | 670704AL9 | BOND | 1,580,000 | $1,652,481 | dollars as filed | principal |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 25,000 | $1,649,250 | dollars as filed | put |
| AMYRIS INC | 03236M200 | COM NEW | 100,000 | $1,637,000 | dollars as filed | call |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 99,925 | $1,635,273 | dollars as filed | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 13,453 | $1,624,181 | dollars as filed | |
| BALL CORP | 058498106 | COM | 20,016 | $1,621,696 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 33,897 | $1,618,582 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 67,800 | $1,617,708 | dollars as filed | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 55,124 | $1,614,027 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,900 | $1,608,948 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 75,823 | $1,608,206 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 7,000 | $1,606,640 | dollars as filed | call |
| CNX RES CORP COM | 12653C108 | Stock | 117,556 | $1,605,815 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 27,526 | $1,605,592 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 21,900 | $1,604,832 | dollars as filed | call |
| PETIQ INC | 71639T106 | COMMON STOCK | 41,175 | $1,589,355 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 45,400 | $1,582,190 | dollars as filed | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 30,027 | $1,579,720 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 15,938 | $1,579,615 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 20,000 | $1,579,000 | dollars as filed | call |
| IVERIC BIO INC | 46583P102 | COM | 250,000 | $1,577,500 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 18,898 | $1,576,849 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 16,481 | $1,572,948 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 8,092 | $1,569,605 | dollars as filed | |
| ABIOMED INC | 003654100 | COM | 5,010 | $1,563,671 | dollars as filed | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 34,728 | $1,563,107 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 9,505 | $1,556,064 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 10,008 | $1,545,335 | dollars as filed | |
| NEXTGEN ACQUISITION CORP II | G65317102 | CLASS A ORD SHS | 150,000 | $1,543,500 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 92,500 | $1,541,050 | dollars as filed | put |
| Shopify Inc | 82509LAA5 | Convertible bond | 1,174,000 | $1,530,903 | dollars as filed | principal |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 35,500 | $1,525,790 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 110,285 | $1,525,242 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 34,000 | $1,523,540 | dollars as filed | call |
| NIO INC SPON ADS | 62914V106 | ADR | 28,582 | $1,520,562 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 9,635 | $1,517,416 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 17,151 | $1,508,087 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 9,300 | $1,505,763 | dollars as filed | put |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 150,000 | $1,500,000 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 13,024 | $1,492,420 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 12,390 | $1,486,305 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 100,000 | $1,484,000 | dollars as filed | call |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 150,000 | $1,483,500 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 8,447 | $1,470,369 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 5,320 | $1,460,872 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,758 | $1,456,368 | dollars as filed | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 15,000 | $1,456,000 | dollars as filed | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 83,710 | $1,446,509 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 75,200 | $1,442,336 | dollars as filed | put |
| CUTERA INC | 232109108 | COM | 29,416 | $1,442,266 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 10,028 | $1,433,302 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 31,476 | $1,425,548 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,862 | $1,418,444 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 24,878 | $1,413,320 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 17,250 | $1,410,533 | dollars as filed | |
| BENEFITFOCUS INC | 08180D106 | COM | 99,987 | $1,409,817 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,100 | $1,395,450 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 24,500 | $1,391,845 | dollars as filed | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 58,300 | $1,391,038 | dollars as filed | |
| DURECT CORP | 266605104 | COM | 850,653 | $1,386,564 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 20,000 | $1,385,200 | dollars as filed | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 50,242 | $1,383,162 | dollars as filed | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 50,200 | $1,382,508 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 50,000 | $1,377,000 | dollars as filed | put |
| DOMTAR CORP | 257559203 | COM NEW | 25,022 | $1,375,209 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,000 | $1,367,250 | dollars as filed | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,508 | $1,363,009 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 20,300 | $1,354,822 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 82,600 | $1,354,640 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,900 | $1,352,821 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 81,100 | $1,351,126 | dollars as filed | call |
| LENNAR CORP CL A | 526057104 | Stock | 13,592 | $1,350,365 | dollars as filed | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 140,500 | $1,343,180 | dollars as filed | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 23,700 | $1,342,368 | dollars as filed | put |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $1,341,232 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,058 | $1,334,659 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200,000 | $1,334,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 200,000 | $1,334,000 | dollars as filed | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,000 | $1,330,800 | dollars as filed | call |
| NIO INC SPON ADS | 62914V106 | ADR | 25,000 | $1,330,000 | dollars as filed | call |
| TRIPADVISOR INC | 896945201 | COM | 32,800 | $1,321,840 | dollars as filed | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 18,000 | $1,318,320 | dollars as filed | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 14,352 | $1,317,800 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,504 | $1,315,955 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 20,219 | $1,300,688 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 198,352 | $1,297,222 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 49,300 | $1,294,618 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 974,000 | $1,293,312 | dollars as filed | principal |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 15,000 | $1,281,600 | dollars as filed | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,286 | $1,277,375 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 93,600 | $1,276,704 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,005 | $1,275,197 | dollars as filed | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 80,000 | $1,272,000 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 25,000 | $1,263,000 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 32,800 | $1,261,816 | dollars as filed | |
| ACCELERON PHARMA INC | 00434H108 | COM | 10,000 | $1,254,900 | dollars as filed | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,947 | $1,252,763 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 50,000 | $1,252,500 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,000 | $1,251,600 | dollars as filed | put |
| FORRESTER RESH INC | 346563109 | COM | 27,300 | $1,250,340 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 22,995 | $1,244,257 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 9,106 | $1,243,971 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 13,100 | $1,243,321 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 55,000 | $1,240,250 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,000 | $1,240,200 | dollars as filed | call |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 125,000 | $1,240,000 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 46,877 | $1,237,553 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 24,552 | $1,235,703 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 35,800 | $1,230,804 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 43,200 | $1,230,768 | dollars as filed | put |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 630,000 | $1,228,500 | dollars as filed | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 417,000 | $1,227,786 | dollars as filed | principal |
| DISCOVERY INC | 25470F104 | COM SER A | 40,000 | $1,227,200 | dollars as filed | call |
| FERROGLOBE PLC | G33856108 | SHS | 200,000 | $1,224,000 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 200,000 | $1,224,000 | dollars as filed | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 23,200 | $1,222,408 | dollars as filed | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 49,100 | $1,219,644 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 21,500 | $1,218,835 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,000 | $1,218,490 | dollars as filed | put |
| ENVESTNET INC | 29404KAB2 | BOND | 979,000 | $1,212,287 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 23,158 | $1,210,457 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 7,500 | $1,209,375 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 120,651 | $1,206,510 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 42,302 | $1,205,184 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 82,500 | $1,202,850 | dollars as filed | call |
| EXXON MOBIL CORP | 30231G102 | COM | 18,968 | $1,196,501 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 19,122 | $1,184,991 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 38,089 | $1,181,521 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 30,024 | $1,180,978 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 40,000 | $1,172,800 | dollars as filed | put |
| KNOLL INC | 498904200 | COM NEW | 45,046 | $1,170,746 | dollars as filed | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 120,000 | $1,170,000 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 10,497 | $1,164,748 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 45,200 | $1,159,380 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 30,000 | $1,156,200 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 65,000 | $1,155,050 | dollars as filed | |
| L BRANDS INC | 501797104 | COM | 16,000 | $1,152,960 | dollars as filed | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,146,000 | $1,152,200 | dollars as filed | principal |
| BUMBLE INC | 12047B105 | COM CL A | 20,000 | $1,152,000 | dollars as filed | |
| FERRO CORP | 315405100 | COM | 53,221 | $1,147,977 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,682 | $1,138,613 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 8,434 | $1,138,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 100,000 | $1,138,000 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,801 | $1,126,450 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 13,115 | $1,125,529 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 30,000 | $1,118,700 | dollars as filed | |
| NEWAGE INC | 650194103 | COMMON STOCK | 500,000 | $1,115,000 | dollars as filed | put |
| NEWAGE INC | 650194103 | COMMON STOCK | 500,000 | $1,115,000 | dollars as filed | call |
| WISDOMTREE TR | 97717Y691 | CMN | 19,900 | $1,112,211 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 16,020 | $1,109,545 | dollars as filed | |
| NEW BEGINNINGS ACQUISITION C | 64222H209 | UNIT 99/99/9999 | 100,000 | $1,109,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 5,000 | $1,099,650 | dollars as filed | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17,500 | $1,091,125 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,500 | $1,090,915 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 37,904 | $1,090,877 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 4,000 | $1,080,560 | dollars as filed | call |
| PVH CORPORATION COM | 693656100 | Stock | 10,000 | $1,075,900 | dollars as filed | call |
| PETMED EXPRESS INC | 716382106 | COM | 33,700 | $1,073,345 | dollars as filed | put |
| GENESIS PK ACQUISITION CORP | G38245125 | *W EXP 05/27/202 | 439,627 | $1,072,690 | dollars as filed | |
| FISERV INC | 337738108 | COM | 10,000 | $1,068,900 | dollars as filed | call |
| ANAPLAN INC | 03272L108 | COM | 20,000 | $1,066,000 | dollars as filed | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 60,700 | $1,062,857 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 48,300 | $1,062,600 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 5,000 | $1,061,550 | dollars as filed | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 67,900 | $1,057,882 | dollars as filed | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 60,000 | $1,047,600 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 10,000 | $1,047,400 | dollars as filed | call |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 100,000 | $1,046,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 20,572 | $1,043,823 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 20,355 | $1,042,380 | dollars as filed | |
| IAA INC | 449253103 | COM | 18,971 | $1,034,678 | dollars as filed | |
| ZENDESK INC | 98936J101 | COM | 7,100 | $1,024,814 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,000 | $1,019,400 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,190 | $1,014,676 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 25,000 | $1,014,250 | dollars as filed | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 21,000 | $1,014,090 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 11,865 | $1,013,746 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 8,449 | $1,009,909 | dollars as filed | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 100,000 | $1,004,000 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 35,000 | $997,150 | dollars as filed | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,736 | $995,648 | dollars as filed | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 100,000 | $979,000 | dollars as filed | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 100,000 | $978,000 | dollars as filed | |
| NOVUS CAPITAL CORPORATION II | 67012W104 | COM CL A | 100,000 | $975,000 | dollars as filed | |
| WEX INC | 96208T104 | COM | 5,026 | $974,541 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 6,922 | $969,841 | dollars as filed | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 100,000 | $968,000 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 5,000 | $966,750 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,414 | $963,144 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002551 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002619 | superseded | 2021-08-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003527 | this filing | 2023-09-21 | acceptance time not in the bulk data set |