13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2023-09-21, with 1,618 holding rows worth $15,880,161,442.
- Accession
- 0001085146-23-003527
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 1,618 entries on the cover page, a total value of $15,880,161,442 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,880,161,442 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUIDEL CORP | 74838J101 | COM | 7,500 | $960,900 | dollars as filed | call |
| PROOFPOINT INC | 743424103 | COM | 5,522 | $959,503 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,000 | $958,880 | dollars as filed | call |
| ORBCOMM INC | 68555P100 | COM | 85,000 | $955,400 | dollars as filed | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 22,400 | $955,360 | dollars as filed | |
| INVACARE CORP | 461203101 | COMMON STOCK | 117,500 | $948,225 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,000 | $946,200 | dollars as filed | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,000 | $942,500 | dollars as filed | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 60,454 | $935,828 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,017 | $935,061 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 12,453 | $933,229 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 9,966 | $933,217 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 15,000 | $927,750 | dollars as filed | call |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 270,000 | $924,750 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 38,561 | $924,307 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,500 | $922,275 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 12,975 | $917,983 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 24,820 | $917,844 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,096 | $912,683 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 47,500 | $911,050 | dollars as filed | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,000 | $911,000 | dollars as filed | put |
| HALLIBURTON CO COM | 406216101 | Stock | 39,400 | $910,928 | dollars as filed | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 87,500 | $909,000 | dollars as filed | call |
| CME Group Inc. Class A | 12572Q105 | COM | 4,264 | $906,867 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,000 | $904,350 | dollars as filed | put |
| STEM INC | 85859N102 | COM | 25,000 | $900,250 | dollars as filed | put |
| Deere & Company | 244199105 | COM | 2,547 | $898,353 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,141 | $886,447 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 44,700 | $883,272 | dollars as filed | call |
| BIG LOTS INC | 089302103 | COM | 13,250 | $874,632 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 20,073 | $872,373 | dollars as filed | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 89,539 | $871,214 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 29,900 | $869,492 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 69,000 | $861,120 | dollars as filed | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,700 | $857,599 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,226 | $853,258 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,376 | $850,700 | dollars as filed | |
| PAYSAFE LIMITED | G6964L107 | ORD | 70,000 | $848,000 | dollars as filed | call |
| MAGNA INTL INC COM | 559222401 | Stock | 9,142 | $846,915 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 20,200 | $842,946 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 46,261 | $842,875 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,506 | $838,386 | dollars as filed | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 616,813 | $832,698 | dollars as filed | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 84,295 | $830,306 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 30,045 | $829,542 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,062 | $827,501 | dollars as filed | |
| American Express Company | 025816109 | COM | 5,000 | $826,150 | dollars as filed | call |
| NETAPP INC COM | 64110D104 | Stock | 10,015 | $819,427 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 49,708 | $817,200 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 8,411 | $817,129 | dollars as filed | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 369,504 | $812,909 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 6,543 | $812,184 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,500 | $807,235 | dollars as filed | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 39,800 | $799,184 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 13,062 | $795,476 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,630 | $793,941 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 35,035 | $793,893 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 14,800 | $784,400 | dollars as filed | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,280 | $782,080 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,133 | $776,437 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 10,723 | $775,165 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 28,700 | $764,281 | dollars as filed | call |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,000 | $756,100 | dollars as filed | put |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,000 | $756,100 | dollars as filed | call |
| CONMED CORP COM | 207410101 | Stock | 5,500 | $755,865 | dollars as filed | put |
| KATAPULT HOLDINGS INC | 485859102 | COM | 69,900 | $755,619 | dollars as filed | call |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 40,000 | $755,600 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 25,740 | $753,152 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 65,603 | $751,810 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 762,000 | $742,358 | dollars as filed | principal |
| VISTRA CORP COM | 92840M102 | Stock | 40,000 | $742,000 | dollars as filed | put |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 34,480 | $736,838 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 468,000 | $734,167 | dollars as filed | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,225 | $731,877 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 493,833 | $730,873 | dollars as filed | |
| II VI INC | 902104108 | COM | 10,000 | $725,900 | dollars as filed | call |
| SABRE CORP COM | 78573M104 | Stock | 58,112 | $725,238 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 453,000 | $715,300 | dollars as filed | principal |
| VIATRIS INC COM | 92556V106 | Stock | 50,000 | $714,500 | dollars as filed | put |
| GRACO INC COM | 384109104 | Stock | 9,350 | $707,795 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 41,402 | $707,146 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,016 | $706,102 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 40,063 | $703,506 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 49,126 | $702,011 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 15,000 | $694,650 | dollars as filed | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $690,000 | dollars as filed | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 13,908 | $687,475 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,628 | $687,073 | dollars as filed | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 65,000 | $682,500 | dollars as filed | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 69,732 | $681,282 | dollars as filed | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 70,000 | $680,400 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 60,000 | $679,800 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $669,800 | dollars as filed | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,000 | $668,850 | dollars as filed | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 49,794 | $666,742 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 4,595 | $665,494 | dollars as filed | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 144,343 | $663,978 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 7,500 | $659,000 | dollars as filed | call |
| VISTRA CORP COM | 92840M102 | Stock | 35,394 | $656,559 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L206 | UNIT 06/30/2026 | 65,826 | $651,677 | dollars as filed | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 28,500 | $648,660 | dollars as filed | put |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 64,848 | $645,238 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 670,000 | $644,878 | dollars as filed | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,222 | $644,413 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,699 | $643,502 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 151,213 | $638,119 | dollars as filed | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 63,720 | $637,200 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,938 | $635,754 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 4,507 | $634,766 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 150,000 | $633,000 | dollars as filed | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 76,600 | $626,588 | dollars as filed | call |
| PROVENTION BIO INC | 74374N102 | COM | 74,000 | $623,820 | dollars as filed | call |
| WESCO INTL INC COM | 95082P105 | Stock | 6,044 | $621,444 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 13,978 | $619,925 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 37,798 | $604,768 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,490 | $603,955 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,888 | $601,863 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 15,636 | $599,015 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 270,000 | $598,611 | dollars as filed | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 24,080 | $598,388 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 335,300 | $596,834 | dollars as filed | put |
| GORES HOLDINGS VI INC | 38286R113 | W EXP 08/24/202 | 100,000 | $595,000 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 55,000 | $594,275 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 4,010 | $594,163 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,515 | $590,885 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,211 | $589,877 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 33,310 | $586,589 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,249 | $584,400 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 26,700 | $579,924 | dollars as filed | call |
| PETMED EXPRESS INC | 716382106 | COM | 18,100 | $576,485 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,500 | $575,000 | dollars as filed | call |
| CONAGRA FOODS INC | 205887102 | COM | 15,702 | $571,239 | dollars as filed | |
| SCHD | 808524797 | COM | 7,546 | $570,629 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10,300 | $567,633 | dollars as filed | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 56,200 | $567,058 | dollars as filed | call |
| TELA BIO INC | 872381108 | COM | 35,000 | $563,850 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 15,457 | $562,790 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 313,700 | $558,386 | dollars as filed | call |
| 8X8 INC | 282914100 | COMMON STOCK | 20,091 | $557,726 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 29,100 | $557,265 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 2,801 | $556,363 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 7,500 | $555,900 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,000 | $555,000 | dollars as filed | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,107 | $545,768 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 15,000 | $540,150 | dollars as filed | put |
| CYRUSONE INC | 23283R100 | COM | 7,500 | $536,400 | dollars as filed | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 6,293 | $532,136 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,000 | $530,900 | dollars as filed | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 52,500 | $529,200 | dollars as filed | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 52,250 | $526,680 | dollars as filed | |
| CREE INC | 225447101 | COM | 5,375 | $526,374 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 10,014 | $525,935 | dollars as filed | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 37,500 | $525,375 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 18,940 | $522,365 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 89,487 | $520,814 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 4,824 | $519,013 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 3,936 | $518,883 | dollars as filed | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 453,000 | $517,009 | dollars as filed | principal |
| FIBROGEN INC | 31572Q808 | COM | 19,300 | $513,959 | dollars as filed | put |
| PG&E CORP COM | 69331C108 | Stock | 50,000 | $508,500 | dollars as filed | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 29,953 | $505,906 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 50,000 | $505,500 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 5,000 | $502,750 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 50,000 | $500,500 | dollars as filed | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 50,000 | $500,500 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,655 | $500,346 | dollars as filed | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 50,000 | $499,500 | dollars as filed | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 50,000 | $498,500 | dollars as filed | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 50,000 | $494,500 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,109 | $491,026 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 25,000 | $490,250 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292105 | COM | 13,000 | $489,710 | dollars as filed | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,023 | $489,290 | dollars as filed | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 50,000 | $489,000 | dollars as filed | |
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $486,000 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 100,000 | $485,000 | dollars as filed | put |
| WEX INC | 96208T104 | COM | 2,500 | $484,750 | dollars as filed | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,586 | $484,474 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 47,500 | $483,075 | dollars as filed | put |
| CSX Corporation | 126408103 | COM | 15,000 | $481,200 | dollars as filed | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,000 | $479,850 | dollars as filed | call |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $478,786 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 15,000 | $477,750 | dollars as filed | call |
| EMCORE CORP | 290846203 | COM | 51,800 | $477,596 | dollars as filed | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,681 | $476,253 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 30,000 | $470,000 | dollars as filed | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 30,000 | $461,100 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,854 | $461,007 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $458,673 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 418,000 | $455,836 | dollars as filed | principal |
| FLOWSERVE CORP | 34354P105 | COM | 11,240 | $453,196 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 51,028 | $453,128 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,800 | $452,390 | dollars as filed | |
| Apple Inc | 037833100 | COM | 3,300 | $451,968 | dollars as filed | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,582 | $451,127 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 29,299 | $450,911 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 65,000 | $447,200 | dollars as filed | call |
| FIBROGEN INC | 31572Q808 | COM | 16,764 | $446,425 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,500 | $446,375 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,500 | $446,375 | dollars as filed | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,555 | $445,609 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,012 | $443,720 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 20,083 | $442,830 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 16,300 | $442,382 | dollars as filed | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,361 | $441,907 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 20,000 | $441,000 | dollars as filed | put |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 44,318 | $439,191 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,258 | $435,855 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13,593 | $434,841 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $431,057 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,000 | $430,600 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 12,600 | $428,526 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 23,000 | $428,490 | dollars as filed | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 42,916 | $427,443 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 48,300 | $423,591 | dollars as filed | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 17,504 | $423,253 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 288,000 | $421,135 | dollars as filed | principal |
| WABTEC COM | 929740108 | Stock | 5,100 | $419,730 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,000 | $419,500 | dollars as filed | call |
| THE REALREAL INC | 88339P101 | COM | 21,200 | $418,912 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,818 | $417,270 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 9,400 | $416,326 | dollars as filed | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,219 | $416,006 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 45,000 | $414,900 | dollars as filed | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,000 | $414,700 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 13,600 | $412,216 | dollars as filed | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 50,000 | $412,000 | dollars as filed | call |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 41,183 | $410,595 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 303,642 | $409,917 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 200,000 | $406,858 | dollars as filed | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 251,000 | $406,443 | dollars as filed | principal |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $406,000 | dollars as filed | put |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 36,400 | $404,040 | dollars as filed | put |
| GAP INC COM | 364760108 | Stock | 12,000 | $403,800 | dollars as filed | put |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 41,147 | $400,360 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 318,000 | $400,284 | dollars as filed | principal |
| ROTOR ACQUISITION CORP | 77879W105 | COM | 40,000 | $399,200 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 34,400 | $392,848 | dollars as filed | put |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 39,000 | $391,170 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,000 | $390,040 | dollars as filed | put |
| Amgen Inc. | 031162100 | COM | 1,600 | $390,000 | dollars as filed | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 40,000 | $389,600 | dollars as filed | |
| POWERED BRANDS | G7209M108 | COM | 40,000 | $388,800 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,933 | $388,069 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,527 | $386,197 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 42,941 | $381,316 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 6,000 | $379,920 | dollars as filed | put |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 7,701 | $375,886 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $375,598 | dollars as filed | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 171,787 | $374,496 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 113,100 | $374,361 | dollars as filed | call |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 200,000 | $374,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,024 | $370,531 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,000 | $370,000 | dollars as filed | put |
| DSP GROUP INC | 23332B106 | COM | 25,000 | $370,000 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 58,109 | $369,573 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 115,180 | $367,424 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,100 | $364,686 | dollars as filed | |
| PROVENTION BIO INC | 74374N102 | COM | 42,750 | $360,382 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,700 | $360,084 | dollars as filed | call |
| KATAPULT HOLDINGS INC | 485859102 | COM | 33,092 | $357,725 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 54,200 | $357,720 | dollars as filed | call |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,987 | $356,797 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 8,753 | $355,371 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 8,807 | $354,923 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,000 | $353,980 | dollars as filed | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $349,890 | dollars as filed | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 270,940 | $349,513 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,571 | $349,183 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 9,000 | $349,110 | dollars as filed | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,000 | $348,500 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 90,500 | $348,425 | dollars as filed | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,468 | $347,459 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,590 | $347,050 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,016 | $346,930 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 26,900 | $346,203 | dollars as filed | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,746 | $345,656 | dollars as filed | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 6,730 | $344,105 | dollars as filed | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 33,760 | $343,677 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 20,000 | $343,200 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 17,500 | $343,175 | dollars as filed | put |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 34,390 | $341,837 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,376 | $338,877 | dollars as filed | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 35,000 | $338,100 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 12,500 | $337,625 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 25,000 | $333,000 | dollars as filed | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,800 | $332,361 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 75,000 | $328,500 | dollars as filed | put |
| MOSAIC CO COM | 61945C103 | Stock | 10,172 | $324,589 | dollars as filed | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 210,300 | $323,862 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,130 | $322,277 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 5,900 | $321,196 | dollars as filed | put |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 15,000 | $320,550 | dollars as filed | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 24,900 | $320,463 | dollars as filed | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 20,000 | $320,200 | dollars as filed | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,564 | $318,087 | dollars as filed | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,519 | $316,109 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 4,000 | $312,640 | dollars as filed | call |
| Cyber Security ETF | 26924G201 | Common | 5,103 | $309,483 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 853 | $309,101 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,119 | $307,622 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,535 | $301,111 | dollars as filed | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 30,000 | $300,900 | dollars as filed | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 133,333 | $299,999 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 4,060 | $298,329 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 21,900 | $298,278 | dollars as filed | call |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 14,346 | $298,253 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,383 | $296,657 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 67,469 | $295,514 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 15,344 | $294,298 | dollars as filed | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 30,000 | $293,400 | dollars as filed | |
| ATLASSIAN CORP | G06242104 | CL A | 1,136 | $291,793 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 1,374 | $291,714 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,000 | $289,450 | dollars as filed | call |
| FASTENAL CO COM | 311900104 | Stock | 5,516 | $286,832 | dollars as filed | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 203,124 | $284,374 | dollars as filed | |
| TRIP COM GROUP LTD | G9066FAA9 | DEBT 1.500% 7/0 | 200,000 | $284,231 | dollars as filed | principal |
| IDEANOMICS INC | 45166V106 | COM | 100,000 | $284,000 | dollars as filed | call |
| EARGO INC | 270087109 | COM | 7,100 | $283,361 | dollars as filed | call |
| SUPPORT COM INC | 86858W200 | COM NEW | 72,500 | $279,850 | dollars as filed | call |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 141,000 | $277,009 | dollars as filed | principal |
| MARATHON OIL CORP | 565849106 | COM | 20,284 | $276,268 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 40,000 | $275,200 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,097 | $274,569 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 15,297 | $274,428 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 7,074 | $274,117 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 218,200 | $272,750 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,000 | $271,400 | dollars as filed | put |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $269,812 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 70,070 | $269,770 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 803 | $269,495 | dollars as filed | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $268,928 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 233,000 | $267,668 | dollars as filed | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,700 | $267,462 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 500 | $266,540 | dollars as filed | |
| ANAPLAN INC | 03272L108 | COM | 5,000 | $266,500 | dollars as filed | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 2,500 | $265,650 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 10,000 | $262,600 | dollars as filed | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 250,000 | $262,500 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,587 | $262,220 | dollars as filed | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 25,000 | $262,000 | dollars as filed | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 23,662 | $260,992 | dollars as filed | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 150,000 | $260,250 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 4,900 | $259,700 | dollars as filed | put |
| UNITI GROUP INC | 91325V108 | COM | 24,500 | $259,455 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,786 | $258,358 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 9,769 | $257,510 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 738 | $255,178 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 142,000 | $254,998 | dollars as filed | principal |
| ECOLAB INC COM | 278865100 | Stock | 1,238 | $254,991 | dollars as filed | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $253,500 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,301 | $253,226 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 178,000 | $252,594 | dollars as filed | principal |
| INCYTE CORP COM | 45337C102 | Stock | 3,000 | $252,390 | dollars as filed | call |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 146,100 | $251,292 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 65,000 | $250,250 | dollars as filed | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,390 | $249,380 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,760 | $249,340 | dollars as filed | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 75,000 | $249,000 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,686 | $248,510 | dollars as filed | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 52,400 | $248,376 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 14,315 | $242,639 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 1,000 | $242,450 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 14,700 | $242,000 | dollars as filed | call |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 212,000 | $240,705 | dollars as filed | principal |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,200 | $240,128 | dollars as filed | call |
| POSHMARK INC | 73739W104 | COM CL A | 5,000 | $238,700 | dollars as filed | call |
| FASTLY INC | 31188V100 | CL A | 4,000 | $238,400 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 1,231 | $236,586 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,855 | $236,451 | dollars as filed | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 230,493 | $236,255 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 75,000 | $236,250 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 5,000 | $235,900 | dollars as filed | |
| PERIDOT ACQUISITION CORP | G7008A107 | *W EXP 11/30/202 | 86,642 | $234,800 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 10,000 | $233,800 | dollars as filed | call |
| AVANTOR INC COM | 05352A100 | Stock | 6,500 | $230,815 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $229,520 | dollars as filed | put |
| JANUS INTERNATIONAL GROUP IN | 47103N114 | *W EXP 06/07/202 | 55,000 | $229,350 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,415 | $227,559 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,061 | $225,779 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $225,471 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 8,750 | $225,313 | dollars as filed | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 244,565 | $225,000 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,222 | $224,643 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $222,612 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,969 | $221,792 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 224,000 | $221,405 | dollars as filed | principal |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,250 | $221,238 | dollars as filed | |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 51,300 | $220,595 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 480 | $220,157 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,565 | $219,883 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 7,001 | $219,691 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 5,000 | $218,250 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 4,182 | $217,129 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 32,100 | $216,033 | dollars as filed | call |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 200,000 | $213,563 | dollars as filed | principal |
| Vanguard Real Estate | 922908553 | SHS | 2,097 | $213,453 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 7,046 | $213,212 | dollars as filed | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 21,097 | $213,080 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,500 | $210,540 | dollars as filed | put |
| SILGAN HLDGS INC | 827048109 | COM | 5,000 | $207,500 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,110 | $204,628 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,400 | $203,880 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 347 | $203,217 | dollars as filed | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 200,000 | $202,000 | dollars as filed | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $201,000 | dollars as filed | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 150,000 | $201,000 | dollars as filed | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 59,300 | $196,283 | dollars as filed | call |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 19,000 | $193,040 | dollars as filed | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,494 | $192,400 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 67,500 | $191,700 | dollars as filed | put |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 19,000 | $191,520 | dollars as filed | |
| THE BEAUTY HEALTH COMPANY | 88331L116 | *W EXP 05/04/202 | 29,890 | $191,296 | dollars as filed | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 134,000 | $185,875 | dollars as filed | principal |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,800 | $180,900 | dollars as filed | call |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $179,016 | dollars as filed | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 50,000 | $179,000 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 51,200 | $178,176 | dollars as filed | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 163,000 | $177,208 | dollars as filed | principal |
| Chubb Limited | H1467J104 | COM | 1,100 | $175,000 | dollars as filed | call |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 17,621 | $173,567 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 89,000 | $170,341 | dollars as filed | principal |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,868 | $169,357 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 64,000 | $169,067 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 51,000 | $168,424 | dollars as filed | principal |
| ONE | G7000X121 | *W EXP 08/17/202 | 72,500 | $166,750 | dollars as filed | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 150,011 | $165,012 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 141,000 | $164,499 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 91,000 | $162,980 | dollars as filed | principal |
| YELLOW CORP | 985510106 | COM | 25,000 | $162,750 | dollars as filed | put |
| VALVOLINE INC COM | 92047W101 | Stock | 5,000 | $162,300 | dollars as filed | put |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 119,142 | $162,033 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,600 | $160,810 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,764 | $160,008 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,333 | $158,584 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,822 | $156,638 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $155,540 | dollars as filed | put |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 15,436 | $154,514 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 50,000 | $151,218 | dollars as filed | principal |
| ENDO INTL PLC | G30401106 | SHS | 32,200 | $150,696 | dollars as filed | put |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 7,663 | $150,271 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 2,500 | $149,000 | dollars as filed | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,382 | $148,047 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 109,216 | $146,896 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 2,314 | $146,522 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,909 | $146,508 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,000 | $145,750 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,000 | $145,070 | dollars as filed | put |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $144,881 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,889 | $141,717 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 121,008 | $139,159 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,750 | $138,162 | dollars as filed | |
| F N B CORP | 302520101 | COM | 11,205 | $138,158 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 138,000 | $136,192 | dollars as filed | principal |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,392 | $135,483 | dollars as filed | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 96,780 | $135,482 | dollars as filed | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 117,818 | $134,313 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,400 | $134,152 | dollars as filed | put |
| GLOBALSTAR INC | 378973408 | COM | 75,000 | $133,500 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 10,000 | $131,700 | dollars as filed | call |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 11,800 | $130,980 | dollars as filed | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,002 | $127,646 | dollars as filed | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 56,984 | $125,365 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 22,143 | $125,108 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 61,000 | $124,398 | dollars as filed | principal |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $123,305 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,654 | $123,249 | dollars as filed | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 11,795 | $122,668 | dollars as filed | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 5,375 | $122,335 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 700 | $121,849 | dollars as filed | call |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 500 | $121,245 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 107,000 | $120,942 | dollars as filed | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,795 | $120,911 | dollars as filed | |
| SUPPORT COM INC | 86858W200 | COM NEW | 31,200 | $120,432 | dollars as filed | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 21,000 | $119,910 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $117,504 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 100,000 | $117,060 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 93,000 | $115,823 | dollars as filed | principal |
| GOGO INC | 38046C109 | COM | 10,000 | $113,800 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 3,000 | $113,010 | dollars as filed | put |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $112,486 | dollars as filed | principal |
| AGILON HEALTH INC | 00857U107 | COM | 2,767 | $112,257 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 4,794 | $110,118 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 44,080 | $109,759 | dollars as filed | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 50,000 | $108,500 | dollars as filed | call |
| CHATHAM LODGING TR | 16208T102 | COM | 8,000 | $102,960 | dollars as filed | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 100,000 | $100,000 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,000 | $99,600 | dollars as filed | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,000 | $98,850 | dollars as filed | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,000 | $98,500 | dollars as filed | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 9,997 | $98,470 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 12,000 | $97,800 | dollars as filed | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 12,000 | $97,800 | dollars as filed | call |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 70,000 | $95,900 | dollars as filed | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 98,551 | $94,609 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 42,000 | $92,801 | dollars as filed | principal |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 52,075 | $92,694 | dollars as filed | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 100,000 | $92,000 | dollars as filed | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 73,842 | $90,826 | dollars as filed | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 49,470 | $90,283 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002551 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002619 | superseded | 2021-08-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003527 | this filing | 2023-09-21 | acceptance time not in the bulk data set |