13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 4,105 holding rows worth $111,355,397,000.
- Accession
- 0001084208-21-000011
- Filer
- CIK 1084208
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 4,241 entries on the cover page, a total value of $111,355,397,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,355,397,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARRICK GOLD CORP | 067901108 | COM | 170,000 | $22,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 132,400 | $21,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 40,000 | $21,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 286,600 | $21,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 15,000 | $21,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 13,400 | $21,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 18,500 | $19,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 17,000 | $19,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 96,300 | $19,000 | thousands by filing date | call |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 12,237 | $19,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,100 | $19,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $18,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $18,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 17,000 | $18,000 | thousands by filing date | principal |
| CONFORMIS INC | 20717E101 | COM | 13,543 | $18,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 90,400 | $17,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 32,200 | $17,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 12,209 | $17,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 13,000 | $17,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 15,000 | $17,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,000 | $17,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 18,300 | $16,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $16,000 | thousands by filing date | principal |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,246 | $16,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 25,500 | $15,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 19,000 | $15,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,300 | $15,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 16,000 | $15,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $15,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 15,000 | $15,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 15,000 | $15,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $15,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 15,000 | $15,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 41,300 | $14,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 59,400 | $14,000 | thousands by filing date | call |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 15,740 | $14,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 15,000 | $14,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 46,800 | $13,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 33,600 | $13,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 28,000 | $13,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 28,000 | $13,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 32,600 | $13,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 18,491 | $13,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 18,248 | $13,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 13,000 | $12,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 11,700 | $12,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 31,500 | $11,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 45,200 | $11,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 23,149 | $11,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 14,198 | $11,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 40,000 | $10,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 47,400 | $10,000 | thousands by filing date | call |
| VIATRIS INC COM | 92556V106 | Stock | 76,700 | $10,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 11,800 | $9,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 35,400 | $9,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,000 | $9,000 | thousands by filing date | put |
| HONEST CO INC | 438333106 | COM | 17,000 | $9,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 20,000 | $9,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 51,400 | $8,000 | thousands by filing date | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 15,300 | $8,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 26,700 | $8,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 14,000 | $8,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,600 | $8,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 57,400 | $8,000 | thousands by filing date | call |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 10,500 | $8,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 75,300 | $7,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 28,600 | $7,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 24,900 | $7,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 21,900 | $7,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 33,800 | $7,000 | thousands by filing date | call |
| ZOMEDICA CORP COM | 98980M109 | Stock | 12,910 | $7,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 39,800 | $6,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,500 | $6,000 | thousands by filing date | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 23,000 | $6,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,100 | $6,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 13,700 | $5,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,600 | $5,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,500 | $5,000 | thousands by filing date | call |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 11,600 | $5,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $5,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 25,700 | $4,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 22,700 | $4,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,000 | $4,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 12,000 | $4,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 13,000 | $4,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 12,800 | $3,000 | thousands by filing date | put |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 19,500 | $3,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 23,200 | $3,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 50,100 | $3,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 25,000 | $3,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 52,300 | $3,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 37,800 | $2,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 21,000 | $2,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 14,500 | $2,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 17,900 | $2,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 18,000 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,100 | $1,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,600 | $1,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,300 | $1,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 28,300 | $1,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 27,100 | $1,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 14,000 | $1,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $1,000 | thousands by filing date | principal |
| RIVERNORTH DOUBLELINE STRATE | 76882G156 | RIGHT 10/01/2021 | 12,909 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-21-000011 | this filing | 2021-11-02 | acceptance time not in the bulk data set |